LIGHTPATH TECHNOLOGIES INC Contracts & Agreements

Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934, as amended (Filed With SEC on September 19, 2024)

Bridge Note dated August 6, 2024 by LightPath Technologies, Inc. in favor of Lytton-Kambara Foundation (Filed With SEC on August 12, 2024)

Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934, as amended (Filed With SEC on September 14, 2023)

Fifth Amendment to Loan Agreement, dated May 9, 2023, by and between LightPath Technologies, Inc. and BankUnited, N.A (Filed With SEC on May 11, 2023)

Fourth Amendment to Loan Agreement, dated February 7, 2023, by and between LightPath Technologies, Inc. and BankUnited, N.A (Filed With SEC on February 9, 2023)

Form of Securities Purchase Agreement, dated as of January 12, 2023, between the Company and each purchaser named in the signature pages thereto (Filed With SEC on January 12, 2023)

Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934, as amended (Filed With SEC on September 15, 2022)

Investor Relations Consulting Agreement, dated April 11, 2022, by and between LightPath Technologies, Inc. and MZHCI, LLC (Filed With SEC on May 12, 2022)

Third Amendment to Loan Agreement, dated May 11, 2022, by and between LightPath Technologies, Inc. and BankUnited, N.A (Filed With SEC on May 12, 2022)

Sales Agreement, dated February 15, 2022, by and between LightPath Technologies, Inc. and A.G.P./Alliance Global Partners (Filed With SEC on February 16, 2022)

Second Amendment to Loan Agreement dated as of December 20, 2021, between LightPath Technologies, Inc. and BankUnited N.A (Filed With SEC on December 23, 2021)

Letter Agreement dated November 5, 2021 by and between LightPath Technologies, Inc. and BankUnited, N.A (Filed With SEC on November 10, 2021)

Notice of Default and Waiver dated November 8, 2021 between LightPath Technologies, Inc. and BankUnited, N.A (Filed With SEC on November 10, 2021)

Ninth Amendment to Lease dated as of September 21, 2021, between LightPath Technologies, Inc. and Challenger Discovery LLC (Filed With SEC on September 27, 2021)

Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934, as amended (Filed With SEC on September 13, 2021)

Letter Agreement dated September 9, 2021, by and between LightPath Technologies, Inc. and BankUnited, N.A (Filed With SEC on September 13, 2021)

Employment Agreement between the Company and Mr. Albert Miranda (Filed With SEC on April 22, 2021)

Letter Agreement, dated November 13, 2020, by and between the Company and J. James Gaynor (Filed With SEC on February 3, 2021)

Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934, as amended (Filed With SEC on September 10, 2020)

Amendment to Employee Letter Agreement dated March 13, 2020, between LightPath Technologies, Inc., and J. James Gaynor (Filed With SEC on September 10, 2020)

Employment Agreement between the Company and Mr. Sam Rubin (Filed With SEC on February 28, 2020)

Separation Agreement between the Company and Dorothy M. Cipolla, effective as of July 27, 2019 (Filed With SEC on August 26, 2019)

First Amendment to Loan Agreement dated May 6, 2019, and effective February 26, 2019, by and between LightPath Technologies, Inc. and BankUnited, N.A (Filed With SEC on May 9, 2019)

Loan Agreement dated February 26, 2019 by and between LightPath Technologies, Inc. and BankUnited, N.A (Filed With SEC on March 1, 2019)

Term Loan Note dated February 26, 2019 by LightPath Technologies, Inc. in favor of BankUnited, N.A (Filed With SEC on March 1, 2019)

Revolving Credit Note dated February 26, 2019 by LightPath Technologies, Inc. in favor of BankUnited, N.A (Filed With SEC on March 1, 2019)

Guidance Line Note dated February 26, 2019 by LightPath Technologies, Inc. in favor of BankUnited, N.A (Filed With SEC on March 1, 2019)

Security Agreement dated February 26, 2019 by LightPath Technologies, Inc. in favor of BankUnited, N.A., and joined by GelTech, Inc. and ISP Optics Corporation (Filed With SEC on March 1, 2019)

Guaranty Agreement (Term Loan) dated February 26, 2019 by GelTech Inc., ISP Optics Corporation, LightPath Optical Instrumentation (Shanghai) Co., Ltd., LightPath Optical... (Filed With SEC on March 1, 2019)

Guaranty Agreement (Revolving Credit) dated February 26, 2019 by GelTech Inc., ISP Optics Corporation, LightPath Optical Instrumentation (Shanghai) Co., Ltd., LightPath Optical... (Filed With SEC on March 1, 2019)

Guaranty Agreement (Guidance Line) dated February 26, 2019 by GelTech Inc., ISP Optics Corporation, LightPath Optical Instrumentation (Shanghai) Co., Ltd., LightPath Optical... (Filed With SEC on March 1, 2019)

First Amendment to Lease, dated January 9, 2019 by and between Light Path Technologies Inc. and CIO University Tech, LLC (Filed With SEC on February 7, 2019)

2018 Omnibus Incentive Plan (Filed With SEC on November 19, 2018)

Fifth Amendment to Second Amended and Restated Loan and Security Agreement, dated October 30, 2018 (Filed With SEC on November 2, 2018)

Affirmation of Guarantee of Geltech, Inc. dated October 30, 2018 (Filed With SEC on November 2, 2018)

Fourth Amendment to the Second Amended and Restated Loan and Security Agreement dated September 7, 2018, by and between LightPath Technologies, Inc. and Avidbank (Filed With SEC on September 13, 2018)

Offer Letter between the Company and Donald O. Retreage, Jr., dated May 31, 2018 (Filed With SEC on June 5, 2018)

Third Amendment to Second Amended and Restated Loan and Security Agreement dated May 11, 2018, by and between LightPath Technologies, Inc. and AvidBank (Filed With SEC on May 14, 2018)

Affirmation of Guarantee of Geltech, Inc (Filed With SEC on May 14, 2018)

LEASE (Filed With SEC on April 26, 2018)

Amendment No. 8 to the Amended and Restated LightPath Technologies, Inc. Omnibus Incentive Plan dated February 8, 2018 (Filed With SEC on February 13, 2018)

Second Amendment to Rights Agreement dated January 30, 2018 between LightPath Technologies, Inc. and Continental Stock Transfer & Trust Company, as Rights Agent (Filed With SEC on February 1, 2018)

Note Satisfaction and Securities Purchase Agreement dated January 16, 2018 by and between LightPath Technologies, Inc., Joseph Menaker, and Mark Lifshotz (Filed With SEC on January 17, 2018)

Registration Rights Agreement dated January 16, 2018 by and between LightPath Technologies, Inc., Joseph Menaker, and Mark Lifshotz (Filed With SEC on January 17, 2018)

Second Amendment to Second Amended and Restated Loan and Security Agreement dated January 16, 2018 by and between LightPath Technologies, Inc. and Avidbank (Filed With SEC on January 17, 2018)

Affirmation of Guarantee of Geltech, Inc (Filed With SEC on January 17, 2018)

First Amendment to Second Amended and Restated Loan and Security Agreement, dated December 20, 2017, by and between LightPath Technologies, Inc. and Avidbank (Filed With SEC on December 22, 2017)

Amended and Restated Omnibus Incentive Plan, as amended (Filed With SEC on October 31, 2017)

Unsecured Promissory Note dated December 21, 2016 in favor of Joseph Menaker and Mark Lifshotz (Filed With SEC on December 27, 2016)

Second Amended and Restated Loan and Security Agreement dated December 21, 2016 by and between LightPath Technologies, Inc. and Avidbank (Filed With SEC on December 27, 2016)

Affirmation of Guarantee of Geltech, Inc (Filed With SEC on December 27, 2016)

Second Amended and Restated Loan and Security Agreement dated December 21, 2016 by and between LightPath Technologies, Inc. and Avidbank (Filed With SEC on December 27, 2016)

Joinder Agreement dated December 22, 2016 by and between ISP Optics Corporation and Avidbank (Filed With SEC on December 27, 2016)

Underwriting Agreement dated December 16, 2016, between LightPath Technologies, Inc. and Roth Capital Partners, LLC, as representative of the several underwriters (Filed With SEC on December 20, 2016)

Form of Underwriting Agreement by and between LightPath Technologies, Inc. and Roth Capital Partners, LLC (Filed With SEC on December 6, 2016)

Stock Purchase Agreement dated August 3, 2016 by and among LightPath Technologies, Inc, ISP Optics Corporation, Mark Lifshotz and Joseph Menaker (Filed With SEC on September 15, 2016)

First Amendment to the Amended and Restated Loan and Security Agreement dated as of December 23, 2015 between LightPath Technologies, Inc. and Avidbank Corporate Finance, a... (Filed With SEC on February 4, 2016)

Amended and Restated Loan and Security Agreement dated November 23, 2014 by and between LightPath Technologies, Inc. and Avidbank (Filed With SEC on February 5, 2015)

Amended and Restated Loan and Security Agreement dated December 23, 2014 by and between LightPath Technologies, Inc. and Avidbank (Filed With SEC on December 24, 2014)

Unconditional Guaranty of Geltech, Inc (Filed With SEC on December 24, 2014)

Amendment and Assignment of Securities Purchase Agreement dated September 25, 2014 between LightPath Technologies, Inc. and Pudong Science & Technology (Cayman) Co., Ltd. and... (Filed With SEC on November 6, 2014)

Second Amendment dated November 5, 2014 between LightPath Technologies, Inc. and Avidbank Corporate Finance, a division of Avidbank (Filed With SEC on November 6, 2014)

First Amendment to Loan and Security Agreement dated as of September 2, 2014 between LightPath Technologies, Inc. and Avidbank Corporate Finance, a division of Avidbank (Filed With SEC on September 4, 2014)

Sixth Amendment to Lease dated as of July 2, 2014 (Filed With SEC on July 8, 2014)

Securities Purchase Agreement, dated April 15, 2014, by and among the Company and Pudong (Filed With SEC on April 16, 2014)

Exhibit10.1 LightPathTechnologies, Inc. AvidbankCorporate Finance, a divisionof Avidbank LOAN ANDSECURITY AGREEMENT (Filed With SEC on October 3, 2013)

Exhibit 10.2 INTELLECTUAL PROPERTY SECURITY AGREEMENT (Filed With SEC on October 3, 2013)

Exhibit 10.3 UNCONDITIONAL GUARANTY (GELTECH INC.) (Filed With SEC on October 3, 2013)

CONVERSION AGREEMENT (Filed With SEC on March 27, 2013)

Memorandumof Understanding Governingthe License of Intellectual Property And Manufacturing,Sales and Distribution ofGradium Between LightPath Technologies,Inc. And Hubei, New Hua... (Filed With SEC on October 11, 2012)

[FORM OF WARRANT] (Filed With SEC on June 11, 2012)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on June 11, 2012)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on June 11, 2012)

Form of Underwriting Agreement between LightPath Technologies, Inc. and C. K. Cooper & Company, Inc (Filed With SEC on November 29, 2011)

Form of Warrant Agreement between LightPath Technologies, Inc. and Registrar and Transfer Company (Filed With SEC on November 29, 2011)

Form of Underwriter's Warrant between LightPath Technologies, Inc., and C. K. Cooper & Company, Inc (Filed With SEC on November 29, 2011)

Form of Underwriting Agreement between LightPath Technologies, Inc., C. K. Cooper & Company, Inc., and Maxim Group LLC (Filed With SEC on November 23, 2011)

Form of Warrant Agreement between LightPath Technologies, Inc. and Registrar and Transfer Company (Filed With SEC on November 23, 2011)

Form of Underwriters' Warrant between LightPath Technologies, Inc., C. K. Cooper & Company, Inc. and Maxim Group LLC, respectively (Filed With SEC on November 23, 2011)

Form of Underwriting Agreement between LightPath Technologies, Inc. C.K. Cooper and Company, Inc. and Maxim Group LLC (Filed With SEC on November 7, 2011)

Form of Warrant Agreement between LightPath Technologies, Inc. and Registrar and Transfer Company (Filed With SEC on November 7, 2011)

Form of Underwriters Warrant (Filed With SEC on November 7, 2011)

SECOND AMENDMENT TO 8% SENIOR SECURED CONVERTIBLE DEBENTURES DUE AUGUST 1, 2011 (Filed With SEC on April 1, 2011)

Form of Warrant (Filed With SEC on April 9, 2010)

Securities Purchase Agreement, dated April 8, 2010, by and among the Company and certain investors named therein (Filed With SEC on April 9, 2010)

Registration Rights Agreement, dated April 8, 2010, by and among the Company and certain investors named therein (Filed With SEC on April 9, 2010)

Securities Purchase Agreement, dated April 8, 2010, by and among the Company and certain investors named therein (Filed With SEC on April 9, 2010)

Form of Warrant issued to each of the investors a party to the Securities Purchase Agreement, dated April 8, 2010, by and among the Company and certain investors named therein (Filed With SEC on April 9, 2010)

Registration Rights Agreement, dated April 8, 2010, by and among the Company and certain investors named therein (Filed With SEC on April 9, 2010)

LIGHTPATH TECHNOLOGIES, INC. (Filed With SEC on August 20, 2009)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on August 20, 2009)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on August 20, 2009)

AMENDMENT No. 2 TO THE AMENDED AND RESTATED LIGHTPATH TECHNOLOGIES, INC. (Filed With SEC on February 12, 2009)

FIRST AMENDMENT TO 8% SENIOR SECURED CONVERTIBLE DEBENTURES DUE AUGUST 1, 2011 (Filed With SEC on January 6, 2009)

EXHIBIT D Form of Warrant (Filed With SEC on January 6, 2009)

TERMINATION AGREEMENT (Filed With SEC on September 29, 2008)

LIGHTPATH TECHNOLOGIES, INC. (Filed With SEC on August 6, 2008)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on August 6, 2008)

SECURITY AGREEMENT (Filed With SEC on August 6, 2008)

SUBSIDIARY GUARANTEE (Filed With SEC on August 6, 2008)

8% SENIOR SECURED CONVERTIBLE DEBENTURE DUE August 1, 2011 (Filed With SEC on August 6, 2008)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on August 6, 2008)

RECEIVABLES PURCHASE AND SECURITY AGREEMENT (Filed With SEC on May 8, 2008)

JOINT VENTURE CONTRACT Between CDGM Glass Co., Ltd And LightPath Technologies, INC FOR THE ESTABLISHMENT OF LightPath CDGM (Chengdu) Optical Co. Ltd 2008 Chengdu Municipality,... (Filed With SEC on January 17, 2008)

TECHNOLOGY LICENSE AGREEMENT (Filed With SEC on January 17, 2008)

SUPPLY AGREEMENT (Filed With SEC on January 17, 2008)

THIRD AMENDMENT TO LEASE (Filed With SEC on December 14, 2007)

ToPurchase shares of Common Stock of LIGHTPATH TECHNOLOGIES, INC. (Filed With SEC on July 26, 2007)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on July 26, 2007)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on July 26, 2007)

CHANGE OF CONTROL AGREEMENT (Filed With SEC on February 14, 2007)

EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on February 14, 2007)

ToPurchase Shares of Common Stock of LIGHTPATH TECHNOLOGIES, INC. (Filed With SEC on March 22, 2006)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on March 22, 2006)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 22, 2006)

ASSURED SUPPLY AGREEMENT (Filed With SEC on February 14, 2006)

LOAN AND SECURITY AGREEMENT (Filed With SEC on February 14, 2006)

LIGHTPATH TECHNOLOGIES, INC. UNIT SUBSCRIPTION AGREEMENT COMMON STOCK AND WARRANTS (Filed With SEC on February 26, 2004)

INVESTOR RIGHTS AGREEMENT (Filed With SEC on February 26, 2004)

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LIGHTPATH TECHNOLOGIES INC Contracts & Agreements