LIBERTY GLOBAL, INC.

EX-4.1 4 dex41.htm SPECIMEN CERTIFICATE FOR SHARES OF THE REGISTRANT'S SERIES A COMMON STOCK Specimen certificate for shares of the Registrant's Series A common stock
Exhibit 4.1
 

 

INCORPORATED UNDER THE LAWS

OF THE STATE OF DELAWARE

A LIBERTY GLOBAL, INC.

SERIES A COMMON STOCK

THIS CERTIFICATE IS TRANSFERABLE IN

CANTON, MA, JERSEY CITY, NJ AND NEW YORK, NY

CUSIP 530555 10 1

SEE REVERSE FOR CERTAIN DEFINITIONS

THIS CERTIFIES that

is the owner of

FULLY PAID AND NON-ASSESSABLE SHARES OF THE SERIES A COMMON STOCK, PAR VALUE $.01 PER SHARE, OF

LIBERTY GLOBAL, INC.

(hereinafter called the “Corporation”) transferable on the books of the Corporation by the holder hereof, in person or by duly authorized attorney, upon surrender of this Certificate properly endorsed. This Certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar.

WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

Dated:

CHIEF EXECUTIVE OFFICER

LIBERTY GLOBAL, INC.

CORPORATE SEAL

[ DELAWARE ]

SECRETARY

COUNTERSIGNED AND REGISTERED:

EQUISERVE TRUST COMPANY, N.A.

TRANSFER AGENT AND REGISTRAR

BY

AUTHORIZED SIGNATURE

LIBERTY GLOBAL, INC.

The Corporation will furnish without charge to each shareholder who so requests a full statement of the designations, preferences, limitations and relative rights of each class of stock or series thereof of the Corporation and the variations in the relative rights and preferences between the shares of any series of preferred stock, so far as the same have been fixed and determined, and the authority of the board of directors to fix and determine the relative rights and preferences of any series of preferred stock. Such requests may be made to the Corporation or to the transfer agent.

ABBREVIATIONS

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM   —as tenants in common   UNIF GIFT MIN ACT —  

 

   Custodian  

 

TEN ENT   —as tenants by the entities       (Cust)         (Minor)
JT TEN   —as joint tenants with the right of     under Uniform Gifts to Minors
      survivorship and not as tenants     Act  

 

      in common         (State)  

Additional abbreviations may also be used though not in the above list.

FOR VALUE RECEIVED,                                          hereby sell, assign and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

 

 

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

 

 

 

 

   Shares    

of the Series A Common Stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

 

   Attorney

to transfer the said Shares on the books of the within named Corporation with full power of substitution in the premises.

Dated                     

 

   Signature(s):
x   

 

x   

 

NOTICE:    THE SIGNATURE OF THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

Signature(s) Guaranteed

 

By  

 

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad – 15.