Three months ended June 30
EX-4.1 2 l37245exv4w1.htm EX-4.1 EX-4.1
EXHIBIT 4.1
Schedules to Credit Agreement dated June 16, 2006.
Commitment Schedule
Total | Euro | |||||||
Lender | Commitment | Commitment | ||||||
JPMorgan Chase Bank, N.A. | US$ | 30,000,000 | US$ | 15,000,000 | ||||
Fifth Third Bank | US$ | 24,500,000 | US$ | 12,250,000 | ||||
Wells Fargo Foothill LLC | US$ | 24,500,000 | US$ | 12,250,000 | ||||
LaSalle Bank Midwest National Association | US$ | 24,500,000 | US$ | 12,250,000 | ||||
Merrill Lynch Capital | US$ | 24,500,000 | US$ | 12,250,000 | ||||
UBS Loan Finance LLC | US$ | 22,000,000 | US$ | 11,000,000 | ||||
Total | US$ | 150,000,000 | US$ | 75,000,000 | ||||
Schedule 3.05
Properties
Properties
I. | Owned and Leased Real Property |
Loan Party | Addresses of Owned Properties | Non-Mortgaged Property | ||
Libbey Glass Inc. | 940 Ash Street Toledo, OH 43611 | No | ||
Libbey Glass Inc. | 1600 Justo Penn Road Laredo, TX 78041 | Yes | ||
Libbey Glass Inc. | 4302 Jewella Road Shreveport, LA 71109 | No | ||
Syracuse China Company | 2900 Court Street Syracuse, NY 13208 | No | ||
Traex Company | 101 Traex Plaza Dane, WI 53529 | Yes | ||
B.V. Koninklijke Nederlandsche Glasfabriek Leerdam | Lingedijk 8, 4142 LD Leerdam, the Netherlands | Yes |
Loan Party | Addresses of Leased Properties | |
Libbey Glass Inc. | 300 Madison Avenue Toledo, OH 43604 | |
Libbey Glass Inc. | 930 Dearborn Avenue Oregon, OH 43616 | |
Libbey Glass Inc. | 1401 Champlain Street Toledo, OH 43604 | |
Libbey Glass Inc. | 706 Kennie Road Shreveport, LA 71103 | |
Libbey Glass Inc. | 3401 Etiwanda Avenue Bldgs. 711 and 721 Mira Loma, CA 91752 | |
Libbey Glass Inc. | 1038 Matzinger Road Toledo, OH 43612 | |
Libbey Glass Inc. | 8900 San Mateo Drive Laredo, TX 78042 | |
Libbey Glass Inc. | 2709 S.E. I Street Bentonville, AR | |
Libbey Glass Inc. | 2295-A Renaissance Drive Las Vegas, NV 89119 | |
The Drummond Glass Company | 205 S. Erie Street Toledo, OH 43602 | |
World Tableware Inc. | 1850 Blackhawk Dr. W. Chicago, IL 60185 | |
B.V. Koninklijke Nederlandsche Glasfabriek Leerdam | Lingedijk 8, 4142 LD Leerdam The Netherlands |
II. | Intellectual Property |
A. Trademarks and Trademark Applications
Trademarks, Trade Names and Service | Registration | Date of | Expiration | |||||||||
Marks | Number | Status | Registration | Date | Country | |||||||
Loan Party: Libbey Glass Inc. | ||||||||||||
FUNDAMENTALS | 2,034,784 | REGISTERED | 2/4/97 | 2/4/07 | USA | |||||||
JEWEL | 2,004,783 | REGISTERED | 10/1/96 | 10/1/06 | USA | |||||||
PERCEPTION | 2,663,143 | REGISTERED | 12/17/02 | 12/17/12 | USA | |||||||
NOB HILL | 2,663,144 | REGISTERED | 12/17/02 | 12/17/12 | USA | |||||||
GOVERNOR CLINTON | 2,704,223 | REGISTERED | 4/8/03 | 4/8/13 | USA | |||||||
DAKOTA | 2,025,945 | REGISTERED | 12/24/96 | 12/24/06 | USA | |||||||
STATUS | 2,044,121 | REGISTERED | 3/11/97 | 3/11/07 | USA | |||||||
PRISM (GLASSWARE) | 2,330,497 | REGISTERED | 3/21/00 | 3/21/10 | USA | |||||||
SYMMETRY | 1,372,622 | REGISTERED | 11/26/85 | 11/26/05 | USA | |||||||
QUANTUM (FLATWARE) | 2,669,104 | REGISTERED | 12/31/02 | 12/31/12 | USA | |||||||
GIBRALTAR (FLATWARE) | 2,709,190 | REGISTERED | 4/22/03 | 4/22/13 | USA | |||||||
CATALINA | 2,669,061 | REGISTERED | 12/31/02 | 12/31/12 | USA | |||||||
E-SERIES | 78/741,473 | APPLN FILED | USA | |||||||||
RESTAURANT BASICS (DINNERWARE) | 2,502,645 | REGISTERED | 10/30/01 | 10/30/11 | USA | |||||||
RESTAURANT BASICS (FLATWARE) | 2,502,646 | REGISTERED | 10/30/01 | 10/30/11 | USA | |||||||
RESTAURANT BASICS (GLASSWARE) | 2,764,560 | REGISTERED | 9/16/03 | 9/16/13 | USA | |||||||
EVERY DAY. EVERY WAY. | 2,414,453 | REGISTERED | 12/19/00 | 12/19/10 | USA | |||||||
LIFESTYLES | 1,998,419 | REGISTERED | 9/3/96 | 9/3/06 | USA | |||||||
LIBBEY.COM | 2,286,310 | REGISTERED | 10/12/99 | 10/12/09 | USA | |||||||
GIBRALTAR | 1,224,292 | REGISTERED | 1/18/83 | 1/18/13 | USA | |||||||
CLUBHOUSE COLLECTION | 2,859,370 | REGISTERED | 7/6/04 | 7/6/14 | USA | |||||||
MAIN STREET | 2,416,702 | REGISTERED | 1/2/01 | 1/2/11 | USA | |||||||
VILLAGE PINES COLLECTION | 2,114,155 | REGISTERED | 11/18/97 | 11/18/07 | USA | |||||||
FACETS | 2,443,873 | REGISTERED | 4/17/01 | 4/17/11 | USA | |||||||
CREATIVE ACCENTS | 2,194,064 | REGISTERED | 10/6/98 | 10/6/08 | USA | |||||||
GENUINE LIBBEY | 2,522,992 | REGISTERED | 12/25/01 | 12/25/11 | USA | |||||||
CHIVALRY | 1,173,311 | REGISTERED | 10/13/81 | 10/13/11 | USA | |||||||
WHATS COOKIN? (BAKEWARE) | 2,602,220 | REGISTERED | 7/30/02 | 7/30/12 | USA | |||||||
QUANTUM (GLASSWARE) | 2,525,778 | REGISTERED | 1/1/02 | 1/1/12 | USA | |||||||
MALIBU | 1,445,212 | REGISTERED | 6/30/87 | 6/30/07 | USA | |||||||
GIBRALTAR (DINNERWARE) | 2,355,388 | REGISTERED | 6/6/00 | 6/6/10 | USA | |||||||
SHEER RIM AND DESIGN | 849,814 | REGISTERED | 5/28/68 | 5/28/08 | USA | |||||||
BRAVURA | 2,884,004 | REGISTERED | 9/14/04 | 9/14/14 | USA | |||||||
SAFEDGE | 522,529 | REGISTERED | 3/21/50 | 3/21/10 | USA | |||||||
L IN CIRCLE | 651,483 | REGISTERED | 9/10/97 | 9/10/07 | USA | |||||||
LIBBEY | 834,728 | REGISTERED | 9/5/67 | 9/5/07 | USA | |||||||
2000 (GLASSWARE) | 2,366,307 | REGISTERED | 7/11/00 | 7/11/10 | USA | |||||||
DURATUFF | 1,131,831 | REGISTERED | 3/11/80 | 3/11/10 | USA | |||||||
EMBASSY | 1,178,202 | REGISTERED | 11/17/81 | 11/17/11 | USA | |||||||
BOLLA GRANDE | 1,248,379 | REGISTERED | 8/16/83 | 8/16/13 | USA | |||||||
VIVA GRANDE | 1,564,590 | REGISTERED | 11/7/89 | 11/7/09 | USA |
Trademarks, Trade Names and Service | Registration | Date of | Expiration | |||||||||
Marks | Number | Status | Registration | Date | Country | |||||||
TIKIWARE | 2,889,973 | REGISTERED | 9/28/04 | 9/28/14 | USA | |||||||
OMEGA | 2,809,251 | REGISTERED | 1/27/04 | 1/27/14 | USA | |||||||
KEGGER (GLASSWARE) | 78/532158 | APPLN FILED | USA | |||||||||
MARGARINI | 2,875 403 | REGISTERED | 8/17/04 | 8/17/14 | USA | |||||||
E-COLLECTION | 78/741449 | APPLN FILED | USA | |||||||||
VENUS | 2,815,596 | REGISTERED | 2/17/04 | 2/17/14 | USA | |||||||
FINEDGE | 1,193,209 | REGISTERED | 4/6/82 | 4/6/12 | USA | |||||||
FIESTA GRANDE | 1,093,807 | REGISTERED | 6/20/78 | 6/20/08 | USA | |||||||
QUANTUM (DINNERWARE) | 2,677,813 | REGISTERED | 1/21/03 | 1/21/13 | USA | |||||||
PRISM (DINNERWARE) | 2,738,740 | REGISTERED | 7/15/03 | 7/15/13 | USA | |||||||
POLYTUFF | 3,077,591 | REGISTERED | 4/4/06 | 4/4/16 | USA | |||||||
RESTAURANT SUPPLIES TO GO | 78/586,296 | APPLN FILED | USA | |||||||||
SATIN GIBRALTAR | 3,069,269 | REGISTERED | 3/14/06 | 3/14/16 | USA | |||||||
WINE MASTER | 78/805,067 | APPLN FILED | USA | |||||||||
ENDEAVOR | 78/572,284 | APPLN FILED | USA | |||||||||
SPIRIT MASTER | 78/861,587 | APPLN FILED | USA | |||||||||
Americas Glassmaker | Service Mark | USA | ||||||||||
Vina the Right Glass for the Restaurateur | Service Mark | USA | ||||||||||
LIBBEY | UNKNOWN | APPLN FILED | 3/20/06 | INDA | ||||||||
LIBBEY | 2000/17374 | REGISTERED | 7/30/00 | 5/18/12 | TURK | |||||||
LIBBEY | 21048 | REGISTERED | 1/12/01 | 1/11/11 | ARUB | |||||||
LIBBEY | UNKNOWN | APPLN FILED | 12/7/00 | BERM | ||||||||
LIBBEY | UNKNOWN | APPLN FILED | 12/7/00 | INDN | ||||||||
LIBBEY | 00017334 | REGISTERED | 10/21/03 | 11/30/10 | MASA | |||||||
LIBBEY | UNKNOWN | APPLN FILED | 12/7/00 | PAKI | ||||||||
LIBBEY | UNKNOWN | APPLN FILED | 12/7/00 | EGYP | ||||||||
LIBBEY | TM148315 | REGISTERED | 12/7/00 | 2/5/11 | THAI | |||||||
LIBBEY | 00926016 | REGISTERED | 4/19/01 | 4/15/10 | TAIW | |||||||
LIBBEY | 00930398 | REGISTERED | 4/19/01 | 9/30/08 | TAIW | |||||||
LIBBEY | 00819919 | REGISTERED | 4/19/01 | 9/30/08 | TAIW | |||||||
LIBBEY | 00889777 | REGISTERED | 4/19/01 | 4/15/10 | TAIW | |||||||
LIBBEY | 669/74 | REGISTERED | 9/26/03 | 9/26/11 | SAUD | |||||||
LIBBEY | 1.631.920 | REGISTERED | 1/2/86 | 5/7/07 | ARGT | |||||||
LIBBEY | 41243 | REGISTERED | 10/31/72 | 7/5/15 | BENL | |||||||
LIBBEY | 593616 | REGISTERED | 5/12/89 | 5/12/19 | CAND | |||||||
LIBBEY | 59110 | REGISTERED | 10/3/85 | 12/13/05 | CHIL | |||||||
LIBBEY | 223024 | REGISTERED | 2/10/03 | 2/24/13 | CHIL | |||||||
LIBBEY | 223025 | REGISTERED | 2/24/03 | 2/24/13 | CHIL | |||||||
LIBBEY | 265556 | REGISTERED | 3/23/90 | 3/22/15 | COLO | |||||||
LIBBEY | 91,278 | REGISTERED | 5/15/95 | 5/15/05 | CORI | |||||||
LIBBEY | 864/1972 | REGISTERED | 3/17/72 | 3/17/12 | DENM | |||||||
LIBBEY | 14226 | REGISTERED | 7/22/65 | 7/22/05 | DORE | |||||||
LIBBEY | 00012-99 | REGISTERED | 5/16/99 | 7/9/14 | ECUD | |||||||
LIBBEY | 12972 | REGISTERED | 12/13/05 | 12/13/05 | ELSA | |||||||
LIBBEY | 1718720 | REGISTERED | 12/19/89 | 12/19/09 | FRAN | |||||||
LIBBEY | 2470 | REGISTERED | 4/15/99 | 5/31/09 | GUAT | |||||||
LIBBEY | 14041 | REGISTERED | 4/12/67 | 4/12/07 | HOND | |||||||
LIBBEY | 721511-1995 | REGISTERED | 7/6/95 | 7/6/05 | JAPN | |||||||
LIBBEY | 4355 | REGISTERED | 4/10/95 | 10/21/14 | MEXO | |||||||
LIBBEY | 42/1119 | REGISTERED | 11/28/00 | 11/28/00 | SOAF |
Trademarks, Trade Names and Service | Registration | Date of | Expiration | |||||||||
Marks | Number | Status | Registration | Date | Country | |||||||
LIBBEY | B64/2502 | REGISTERED | 5/14/65 | 7/20/04 | SOAF | |||||||
LIBBEY | 452.599 | REGISTERED | 5/13/95 | 7/27/14 | SPAN | |||||||
LIBBEY | 8800324 | REGISTERED | 3/4/02 | 1/31/12 | SWED | |||||||
LIBBEY | 209.444 | REGISTERED | 3/4/85 | 4/9/05 | SWIT | |||||||
LIBBEY | 210231 | REGISTERED | 7/9/87 | 7/9/97 | URUG | |||||||
LIBBEY | 64.468-F | REGISTERED | 4/13/71 | 4/13/06 | VENZ | |||||||
LIBBEY | 51.646 | REGISTERED | 7/20/66 | 7/20/06 | VENZ | |||||||
LIBBEY | 51.649 | REGISTERED | 7/21/66 | 7/21/06 | VENZ | |||||||
LIBBEY | 0B76337 | REGISTERED | 2/23/66 | 7/21/13 | ZEAL | |||||||
HT IN A STAR | 240955 | REGISTERED | 8/6/85 | 12/6/17 | CAND | |||||||
HI IN A STAR | 754652 | REGISTERED | 8/6/85 | 8/6/05 | FRAN | |||||||
E-COLLECTION | UNKNOWN | APPLN FILED | 3/1/06 | CHIN | ||||||||
E-COLLECTION | UNKNOWN | APPLN FILED | 3/1/06 | TURK | ||||||||
E-SERIES | UNKNOWN | APPLN FILED | 3/1/06 | CHIN | ||||||||
E-SERIES | UNKNOWN | APPLN FILED | 3/1/06 | TURK | ||||||||
SAFEDGE | 5724 | REGISTERED | 9/22/67 | 9/22/09 | BERM | |||||||
SAFEDGE | 163307 | REGISTERED | 11/18/33 | 11/18/08 | CAND | |||||||
SAFEDGE | 593615 | REGISTERED | 6/9/89 | 5/12/19 | CAND | |||||||
SAFEDGE | 754651 | REGISTERED | 8/6/85 | 8/6/05 | FRAN | |||||||
SAFEDGE | 852,076 | REGISTERED | 11/21/68 | 9/6/07 | GERM | |||||||
SAFEDGE | 726902-1995 | REGISTERED | 10/25/95 | 10/25/05 | JAPN | |||||||
SAFEDGE | 37210 | REGISTERED | 11/12/85 | 11/12/05 | PANA | |||||||
SAFEDGE | 67/3844 | REGISTERED | 5/5/97 | 9/5/07 | SOAF | |||||||
SAFEDGE | 162126 | REGISTERED | 7/21/96 | 7/21/06 | SWIT | |||||||
SAFEDGE | B4443 | REGISTERED | 3/7/69 | 10/5/09 | TRIN | |||||||
L IN CIRCLE | 110378 | REGISTERED | 5/30/88 | 5/30/18 | CAND | |||||||
L IN CIRCLE | 1234565 | REGISTERED | 12/28/98 | 12/27/08 | CHIN | |||||||
L IN CIRCLE | 30287 | REGISTERED | 9/9/91 | 11/22/09 | CYPR | |||||||
L IN CIRCLE | 1450534 | REGISTERED | 5/29/69 | 2/18/08 | FRAN | |||||||
L IN CIRCLE | 60663 | REGISTERED | 11/23/89 | 11/23/09 | PHIL | |||||||
L IN CIRCLE | 1077 | REGISTERED | 11/9/70 | 11/9/05 | VENZ | |||||||
LIBBEY | 548984 | REGISTERED | 11/10/92 | 1/16/08 | AUST | |||||||
LIBBEY | 816624984 | REGISTERED | 11/3/93 | 11/3/03 | BRAZ | |||||||
LIBBEY | 2000352 | REGISTERED | 10/24/04 | 11/1/14 | BRIT | |||||||
LIBBEY | 960817 | REGISTERED | 3/14/97 | 3/13/07 | CHIN | |||||||
LIBBEY | 30286 | REGISTERED | 11/22/88 | 11/22/09 | CYPR | |||||||
LIBBEY | 139852 | REGISTERED | 11/8/95 | 9/5/05 | FINL | |||||||
LIBBEY | 123463 | REGISTERED | 5/16/92 | 3/17/05 | GREC | |||||||
LIBBEY | UNKNOWN | APPLN FILED | 6/20/04 | GUYA | ||||||||
LIBBEY | 533/91 | REGISTERED | 9/10/92 | 1/25/12 | HOKO | |||||||
LIBBEY | 78996 | REGISTERED | 12/20/93 | 2/13/12 | ISRA | |||||||
LIBBEY | 21/267 | REGISTERED | 3/21/91 | 3/21/12 | JAMA | |||||||
LIBBEY | 54663 | REGISTERED | 11/27/91 | 11/27/11 | PANA | |||||||
LIBBEY | 182.345 | REGISTERED | 1/25/96 | 11/21/05 | PARA | |||||||
LIBBEY | 12657 | REGISTERED | 3/20/95 | 1/20/15 | PERU | |||||||
LIBBEY | S/871/91 | REGISTERED | 2/14/98 | 2/14/08 | SING | |||||||
LIBBEY | 15467/1992 | REGISTERED | 12/12/03 | 9/13/13 | SOKO | |||||||
LIBBEY | UNKNOWN | APPLN FILED | 6/10/04 | SURI | ||||||||
LIBBEY IN CHINESE | 970100060 | APPLN FILED | 10/12/04 | CHIN | ||||||||
LIBBEY | 6768 | REGISTERED | 6/11/59 | 2/11/12 | VIR |
Trademarks, Trade Names and Service | Registration | Date of | Expiration | |||||||||
Marks | Number | Status | Registration | Date | Country | |||||||
LIBBEY | 33134 | REGISTERED | 9/2/02 | 4/14/11 | UAE | |||||||
SAFEDGE | 8710 | REGISTERED | 5/8/02 | 5/8/12 | NETH | |||||||
LIBBEY | 158196 | REGISTERED | 10/31/72 | 5/8/12 | NETH | |||||||
LIBBEY GLASS INC. | 970100060 | REGISTERED | 4/21/03 | 4/20/13 | CHIN | |||||||
Loan Party: Syracuse China Company | ||||||||||||
ARDEN | 1,395,741 | REGISTERED | 6/3/86 | 6/3/06 | USA | |||||||
CRESTVIEW | 828,539 | REGISTERED | 5/9/67 | 5/9/07 | USA | |||||||
KINGS INN | 1,026,786 | REGISTERED | 12/9/75 | 12/9/05 | USA | |||||||
CORDOVA | 827,539 | REGISTERED | 4/18/67 | 4/18/07 | USA | |||||||
CINNAMON | 1,336,722 | REGISTERED | 5/21/85 | 5/21/05 | USA | |||||||
CHANSON | 1,452,199 | REGISTERED | 8/11/87 | 8/11/07 | USA | |||||||
CHABLIS (CHINA DINNERWARE) | 2,775,359 | REGISTERED | 10/21/03 | 10/21/13 | USA | |||||||
BROOKLINE | 1,472,331 | REGISTERED | 1/12/88 | 1/12/08 | USA | |||||||
AMY | 833,680 | REGISTERED | 8/15/67 | 8/15/07 | USA | |||||||
COOL N ARTS | 2678670 | REGISTERED | 1/21/03 | 1/21/13 | USA | |||||||
CRIMSON BLOSSOM | 1,354,101 | REGISTERED | 8/13/85 | 8/13/05 | USA | |||||||
CASABLANCA | 1,292,327 | REGISTERED | 8/28/84 | 8/28/14 | USA | |||||||
WEXFORD | 834,330 | REGISTERED | 8/29/67 | 8/29/07 | USA | |||||||
PALOMINO | 1,175,252 | REGISTERED | 10/27/81 | 10/27/11 | USA | |||||||
PATRICIAN | 1,394,111 | REGISTERED | 5/20/86 | 5/20/06 | USA | |||||||
PONTCHARTRAIN | 833,330 | REGISTERED | 8/8/67 | 8/8/07 | USA | |||||||
RICHLAND | 1,394,907 | REGISTERED | 5/27/86 | 5/27/06 | USA | |||||||
ROUEN | 833,682 | REGISTERED | 8/15/67 | 8/15/07 | USA | |||||||
SHENANGO | 555,636 | REGISTERED | 3/4/52 | 3/4/12 | USA | |||||||
SUTTON | 834,715 | REGISTERED | 9/5/67 | 9/5/07 | USA | |||||||
SYRACUSE | 104,744 | REGISTERED | 6/15/15 | 6/15/15 | USA | |||||||
SYRALITE | 798,393 | REGISTERED | 11/2/65 | 11/2/05 | USA | |||||||
OYSTER BAY | 1,394,908 | REGISTERED | 5/27/86 | 5/27/06 | USA | |||||||
DEEPMEADOW | 1,394,110 | REGISTERED | 5/20/86 | 5/20/06 | USA | |||||||
TUXEDO GOLD | 761,336 | REGISTERED | 12/10/63 | 12/10/13 | USA | |||||||
ESQUIRE | 793,642 | REGISTERED | 8/3/65 | 8/3/05 | USA | |||||||
CANTINA | 2,137,547 | REGISTERED | 2/17/98 | 2/17/08 | USA | |||||||
CAFÉ ROYAL | 2,669,056 | REGISTERED | 12/31/02 | 12/31/12 | USA | |||||||
QUADRA | 2,669,057 | REGISTERED | 12/31/02 | 12/31/12 | USA | |||||||
REPETITION | 2,826,208 | REGISTERED | 3/23/04 | 3/23/14 | USA | |||||||
OCTET | 3,062,978 | REGISTERED | 2/28/06 | 2/28/16 | USA | |||||||
TUO | 827,857 | REGISTERED | 4/25/67 | 4/25/07 | USA | |||||||
MOON STONE | 1,070,265 | REGISTERED | 7/26/77 | 7/26/07 | USA | |||||||
WOODSPRITE | 833,681 | REGISTERED | 8/15/67 | 8/15/07 | USA | |||||||
LEMONT | 828,537 | REGISTERED | 5/9/67 | 5/9/07 | USA | |||||||
MAYER | 1,444,195 | REGISTERED | 6/23/87 | 6/23/07 | USA | |||||||
ME TOO | 833,329 | REGISTERED | 8/8/67 | 8/8/07 | USA | |||||||
MESA GRANDE | 1,055,595 | REGISTERED | 1/4/77 | 1/4/07 | USA | |||||||
GILD | 833,328 | REGISTERED | 8/8/67 | 8/8/07 | USA | |||||||
MONTLYNN | 1,395,740 | REGISTERED | 6/3/86 | 6/3/06 | USA | |||||||
OAKTON | 1,395,739 | REGISTERED | 6/3/86 | 6/3/06 | USA | |||||||
EMINENCE | 2,698,247 | REGISTERED | 3/18/03 | 3/18/13 | USA | |||||||
THE MINI GREAT PLATE | 1,448,544 | REGISTERED | 7/21/87 | 7/21/07 | USA |
Trademarks, Trade Names and Service | Registration | Date of | Expiration | |||||||||
Marks | Number | Status | Registration | Date | Country | |||||||
CANTINA (FLATWARE) | 2,881,207 | REGISTERED | 9/7/04 | 9/7/14 | USA | |||||||
DURAFOOT | 78/725,423 | APPLN FILED | USA | |||||||||
ESQUIRE | 78/299,758 | APPLN FILED | USA | |||||||||
SERRANO | 2,982,235 | REGISTERED | 8/2/05 | 8/2/15 | USA | |||||||
Loan Party: World Tableware Inc. | ||||||||||||
GLENBROOK | 2,776,703 | REGISTERED | 10/21/03 | 10/21/13 | USA | |||||||
BRANDWARE | 1,173,950 | REGISTERED | 10/20/81 | 10/20/11 | USA | |||||||
AMERICAN SILVER CO. | 1,534,875 | REGISTERED | 4/11/89 | 4/11/09 | USA | |||||||
WORLD (STAINLESS STEEL FLATWARE) | 994,264 | REGISTERED | 4/25/96 | 10/1/14 | USA | |||||||
AMSILCO | 1,559,578 | REGISTERED | 10/10/87 | 10/10/09 | USA | |||||||
WORLD (SILVER & PLATED TABLEWARE) | 0,040,724 | REGISTERED | 7/7/03 | 7/7/13 | USA | |||||||
BB LOGO AND DESIGN | 1,262,229 | REGISTERED | 12/27/83 | 12/27/13 | USA | |||||||
ULTIMA | 1,180,217 | REGISTERED | 12/1/81 | 12/1/11 | USA | |||||||
VARESE | 2,704,466 | REGISTERED | 4/8/03 | 4/8/13 | USA | |||||||
SKOAL | 2,721,149 | REGISTERED | 6/3/03 | 6/3/13 | USA | |||||||
PESCE | 2,889,974 | REGISTERED | 5/14/03 | 9/28/14 | USA | |||||||
THE MILLENNIUM COLLECTION | 75/590,343 | APLN FILED | 11/16/98 | USA | ||||||||
CONTEMPRA | 2,430,409 | REGISTERED | 2/20/01 | 2/20/11 | USA | |||||||
EVEREST | 2,784,832 | REGISTERED | 11/18/03 | 11/18/13 | USA | |||||||
AMULET | 2,663,154 | REGISTERED | 12/17/02 | 12/17/12 | USA | |||||||
WORLD (PORCELAIN DINNERWARE) | 2,074,231 | REGISTERED | 6/24/97 | 6/24/07 | USA | |||||||
SLATE | 2,704,467 | REGISTERED | 4/8/03 | 4/8/13 | USA | |||||||
VERONA (FLATWARE) | 2,704,465 | REGISTERED | 4/8/03 | 4/8/13 | USA | |||||||
WTI GLOBE AND DESIGN | 1,073,075 | REGISTERED | 9/13/77 | 9/13/07 | USA | |||||||
CONTEMPRA | 2,760,370 | REGISTERED | 9/2/03 | 9/2/13 | USA | |||||||
SAN MARINO | 78/858,430 | APPLN FILED | USA | |||||||||
PORTO | 78/858,427 | APPLN FILED | USA | |||||||||
PRAGUE | 78/858,411 | APPLN FILED | USA | |||||||||
BB LOGO & DESIGN | 281,790 | REGISTERED | 7/29/03 | 7/29/13 | CAND | |||||||
BRANDWARE | 255,597 | REGISTERED | 2/6/81 | 2/6/11 | CAND | |||||||
Loan Party: Traex Company | ||||||||||||
LIDPRO | 2,559,646 | REGISTERED | 4/9/02 | 4/9/12 | USA | |||||||
BATTER BOSS | 1,657,443 | REGISTERED | 5/7/98 | 9/17/11 | USA | |||||||
CUPRO | 2,327,318 | REGISTERED | 3/7/00 | 3/7/10 | USA | |||||||
DRIPCUT | 373,123 | REGISTERED | 11/28/39 | 11/28/09 | USA | |||||||
CHOICE CUT | 2,286,711 | REGISTERED | 10/12/99 | 10/12/09 | USA | |||||||
TUFFEX | 1,706,831 | REGISTERED | 8/11/92 | 8/11/12 | USA | |||||||
CLEAN CUT | 2,785,074 | REGISTERED | 11/18/03 | 11/18/13 | USA | |||||||
KONDI-KEEPER | 1,673,006 | REGISTERED | 1/21/92 | 1/21/12 | USA | |||||||
STRAW BOSS | 1,651,525 | REGISTERED | 8/24/90 | 7/23/11 | USA | |||||||
RACK MAX | 2,664,502 | REGISTERED | 12/17/92 | 12/17/12 | USA | |||||||
SAUCE BOSS | 1,642,449 | REGISTERED | 4/23/91 | 4/23/11 | USA | |||||||
SPICE BOSS | 2,849,301 | REGISTERED | 6/1/04 | 6/1/14 | USA | |||||||
SANALITE | 1,053,797 | REGISTERED | 11/30/76 | 11/30/06 | USA | |||||||
RACK-MASTER | 1,605,589 | REGISTERED | 7/10/00 | 7/10/10 | USA |
Trademarks, Trade Names and Service | Registration | Date of | Expiration | |||||||||
Marks | Number | Status | Registration | Date | Country | |||||||
MAKING THE ORDINARY EXTRAORDINARY | 2,789,726 | REGISTERED | 12/2/03 | 12/2/13 | USA | |||||||
PLATE CRATE | 2,007,086 | REGISTERED | 2/3/95 | 10/8/06 | USA | |||||||
QUIK-PIK | 2,158,897 | REGISTERED | 5/8/97 | 5/19/08 | USA | |||||||
TRAEX | 1,700,599 | REGISTERED | 7/14/92 | 7/14/12 | USA | |||||||
TWISTER | 78/568,690 | APPLN FILED | 2/16/05 | USA | ||||||||
CUPPRO | 78/556,108 | APPLN FILED | 1/28/05 | USA | ||||||||
SAFETY MATE ICE PORTER | 78/604,828 | APPLN FILED | USA | |||||||||
SAFETY MATE | 78/604,865 | APPLN FILED | USA | |||||||||
QUIK-KOOL | 78/747,143 | APPLN FILED | USA | |||||||||
DRIPCUT | UCA12026 | REGISTERED | 2/22/99 | 2/13/14 | CAND | |||||||
Loan Party: B.V. Koninklijke Nederlandsche Glasfabriek Leerdam | ||||||||||||
ROYAL LEERDAM | 2,604,930 | REGISTERED | 8/6/02 | 8/6/12 | USA | |||||||
ROYAL LEERDAM (AND DESIGN) | 2,937,638 | REGISTERED | 4/5/05 | 4/5/15 | USA | |||||||
MAGNUM | 1,238,413 | REGISTERED | 5/17/83 | 5/17/13 | USA | |||||||
ROYAL LEERDAM | 1978 462 VR | REGISTERED | 2/3/78 | 2/3/08 | EUROPE | |||||||
ROYAL LEERDAM | TMA263032 | REGISTERED | 10/16/81 | 10/16/06 | CANADA | |||||||
ROYAL LEERDAM (AND DESIGN) | TMA467227 | REGISTERED | 12/5/96 | 12/5/06 | CANADA | |||||||
MAGNUM | TMA342483 | REGISTERED | 7/8/88 | 7/8/13 | CANADA |
B. Patents and Patent Applications
Patent | Status | Issue Date | Patent Number | Expiration Date | Country | |||||||
Loan Party: Libbey Glass Inc. | ||||||||||||
JAVA (FLATWARE) | ISSUED | 12/14/00 | D434,274 | 11/28/14 | USA | |||||||
VENUS STEM | ISSUED | 3/4/03 | D471,061 | 3/4/17 | USA | |||||||
2000 STEM, ITEM 3699 | ISSUED | 5/2/00 | D423,874 | 5/2/14 | USA | |||||||
OLYMPIA ITEM 2436 | ISSUED | 7/9/96 | D371,490 | 7/9/10 | USA | |||||||
MODERNE GLASS MUG | ISSUED | 9/2/97 | D383,039 | 9/2/11 | USA | |||||||
DOMAINE ITEM 8957, 8995 | ISSUED | 6/11/96 | D370,597 | 6/11/10 | USA | |||||||
OLYMPIA ITEM 2437 | ISSUED | 1/24/95 | D371,935 | 7/23/10 | USA | |||||||
DAKOTA ITEMS 15603-15604 | ISSUED | 5/7/96 | D369,519 | 5/7/10 | USA | |||||||
SYSCO ITEMS 15613-15614 | ISSUED | 6/4/96 | D370,389 | 6/4/10 | USA | |||||||
DAKOTA TUMBLER, ITEM 15605 | ISSUED | 5/7/96 | D369,518 | 5/7/10 | USA | |||||||
JACKPOT MUG, ITEM 97336 | ISSUED | 11/19/96 | D375,656 | 11/19/10 | USA | |||||||
SYSCO ROCKS ITEMS 15611, 15612 | ISSUED | 6/18/96 | D370,830 | 6/18/10 | USA | |||||||
MARTELLO STEMWARE | ISSUED | 3/30/04 | D487,861 | 3/30/18 | USA | |||||||
TRION (COOLER) | ISSUED | 12/4/01 | D451,346 | 12/4/15 | USA | |||||||
VENUS MARGARITA | ISSUED | 3/4/03 | D471,065 | 3/4/17 | USA | |||||||
STEM (SHAZAM DESIGN) | ISSUED | 5/6/03 | D474,069 | 5/6/17 | USA | |||||||
BAKEWARE (BOWL WITH HANDLES) #70974 | ISSUED | 5/7/02 | D456,673 | 5/7/16 | USA | |||||||
NAUTILUS (COOLER) | ISSUED | 11/8/00 | D444,675 | 7/10/15 | USA |
Patent | Status | Issue Date | Patent Number | Expiration Date | Country | |||||||
BANGLES (GOBLET) | ISSUED | 7/16/02 | D460,323 | 7/16/16 | USA | |||||||
SMOOTHIE GLASS | ISSUED | 10/28/03 | D481,259 | 10/28/17 | USA | |||||||
DOLLAR SIGN, ITEM 3635 | ISSUED | 12/16/01 | D387,611 | 12/16/11 | USA | |||||||
GIBRALTAR (FLATWARE) | ISSUED | 8/29/00 | D429,951 | 8/29/14 | USA | |||||||
WATER GLASS, ITEM 15639 | ISSUED | 8/29/00 | D429,958 | 8/29/14 | USA | |||||||
PARKSIDE STEMWARE | ISSUED | 9/23/98 | D418,370 | 1/4/14 | USA | |||||||
CLARION | ISSUED | 10/26/99 | D415,655 | 10/26/13 | USA | |||||||
CANTINA ITEM 5687 | ISSUED | 3/30/99 | D407,270 | 3/30/13 | USA | |||||||
TENNIS BALL STEM | ISSUED | 11/3/98 | D400,395 | 12/16/11 | USA | |||||||
CACTUS GLASS ITEM 3619JS, 3620JS | ISSUED | 7/8/98 | D380,646 | 7/8/11 | USA | |||||||
SQUIRE ITEM 5630 | ISSUED | 9/15/98 | D398,189 | 9/15/12 | USA | |||||||
QUANTUM (GLASS) | ISSUED | 5/9/00 | D424,377 | 5/9/14 | USA | |||||||
GUITAR STEM, ITEM 3637 | ISSUED | 1/13/98 | D389,013 | 1/13/12 | USA | |||||||
DICE STEM, ITEM 3634 | ISSUED | 12/16/97 | D387,612 | 12/16/11 | USA | |||||||
GOLF BALL STEM, ITEM 3633 | ISSUED | 12/16/97 | D387,616 | 12/16/11 | USA | |||||||
BASEBALL STEM, ITEM 3632 | ISSUED | 12/16/97 | D387,613 | 12/16/11 | USA | |||||||
FOOTBALL STEM, ITEM 3631 | ISSUED | 12/16/97 | D387,614 | 12/16/11 | USA | |||||||
SOCCER BALL STEM, ITEM 3630 | ISSUED | 12/16/97 | D387,615 | 12/16/11 | USA | |||||||
BASKETBALL STEM, ITEM 3636 | ISSUED | 3/24/98 | D392,507 | 3/24/12 | USA | |||||||
SQUIRE COOLER, ITEM 5631 | ISSUED | 1/20/98 | D398,189 | 1/20/12 | USA | |||||||
HOCKEY STEM | ISSUED | 10/20/98 | D399,700 | 10/20/12 | USA | |||||||
VIBE | ISSUED | 4/18/02 | D483,610 | 12/16/17 | USA | |||||||
COLONNA | ISSUED | 7/1/03 | D476,526 | 7/1/17 | USA | |||||||
NAUTILUS MARTINI | ISSUED | 7/2/02 | D459,633 | 7/2/16 | USA | |||||||
INFUSION (FLATWARE) | ISSUED | 2/27/01 | D438,057 | 2/27/15 | USA | |||||||
ELLIPTIC (FLATWARE) | ISSUED | 2/27/01 | D438,058 | S | 2/27/15 | USA | ||||||
FLAME COOLER | ISSUED | 11/15/05 | D511,436 | S | 11/15/19 | USA | ||||||
CANDLE POT W/LID | ISSUED | 2/22/05 | D502,101 | S | 2/22/19 | USA | ||||||
OMEGA STEMWARE | ISSUED | 4/22/03 | D473,424 | 4/22/17 | USA | |||||||
HOLIDAY TREE GOBLET | ISSUED | 4/22/03 | D473,425 | 4/22/17 | USA | |||||||
TAPERED SQUARE VOTIVE | ISSUED | 12/30/03 | D484,365 | S | 12/30/17 | USA | ||||||
VERVE STEMWARE | ISSUED | 7/22/03 | D477,499 | 7/22/17 | USA | |||||||
QUANTUM (FLATWARE) | ISSUED | 12/14/00 | D434,281 | 11/28/14 | USA | |||||||
STRATUS (GLASS) | ISSUED | 8/29/00 | D429,960 | 8/29/14 | USA | |||||||
2001 STEMWARE | ISSUED | 2/5/02 | D453,282 | S | 2/5/16 | USA | ||||||
PERCEPTION (GLASSES) | ISSUED | 3/12/02 | D454,278 | 3/12/16 | USA | |||||||
USA GOBLET (STARS) | ISSUED | 7/9/02 | D459,944 | 7/9/16 | USA | |||||||
STARS GOBLET | ISSUED | 7/2/02 | D459,631 | 7/2/16 | USA | |||||||
USA GOBLET (NO STARS) | ISSUED | 7/2/02 | D459,632 | 7/2/16 | USA | |||||||
BAKEWARE (MEASURING CUP) | ISSUED | 8/13/02 | D461,420 | 8/13/16 | USA | |||||||
GIBRALTAR (FOOTED PILSNER) | ISSUED | 8/20/02 | D461,684 | 8/20/16 | USA | |||||||
BANGLES (TUMBLER) | ISSUED | 4/30/02 | D456,214 | 4/30/16 | USA | |||||||
BANGLES (DOF) | ISSUED | 9/3/02 | D462,238 | 9/3/16 | USA | |||||||
BAKEWARE (LONG PAN) | ISSUED | 5/8/01 | D441,597 | 5/8/15 | USA | |||||||
BAKEWARE (SQUARE PAN) | ISSUED | 5/8/01 | D441,598 | 5/8/15 | USA | |||||||
BAKEWARE (PAN) | ISSUED | 5/22/01 | D442,425 | 8/1/14 | USA | |||||||
BAKEWARE (BOWL) | ISSUED | 5/15/01 | D442,019 | 5/15/15 | USA |
Patent | Status | Issue Date | Patent Number | Expiration Date | Country | |||||||
GIBRALTAR PITCHER | ISSUED | 2/14/06 | D514,868 | S | 2/14/20 | USA | ||||||
GLASS | ISSUED | 5/9/06 | D520,301 | S | 5/9/20 | USA | ||||||
GIBRALTAR (BOWL) | ISSUED | 11/20/01 | D450,538 | 11/20/15 | USA | |||||||
GIBRALTAR (PLATE) | ISSUED | 11/20/01 | D450,539 | 11/20/15 | USA | |||||||
GIBRALTAR (PLATTER) | ISSUED | 12/18/01 | D452,118 | 12/18/15 | USA | |||||||
GIBRALTAR (MUG) | ISSUED | 11/6/01 | D449,964 | 11/6/15 | USA | |||||||
GIBRALTAR (CUP) | ISSUED | 12/5/00 | D434,603 | 12/5/14 | USA | |||||||
GIBRALTAR (DISH) | ISSUED | 12/4/01 | D451,348 | 12/4/15 | USA | |||||||
STEM FOR AN ARTICLE OF STEMWARE | ISSUED | 8/20/05 | D507,935 | 8/20/19 | USA | |||||||
GLASS | ISSUED | 1/20/98 | D389,375 | USA | ||||||||
VENUS MARTINI | ISSUED | 6/4/02 | D458,083 | 6/4/16 | USA | |||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | ISSUED | 8/11/98 | 5,791,452 | 10/15/16 | USA | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 12/22/98 | 5,851,257 | 6/26/16 | USA | |||||||
VALVE HAMPER ASSEMBLY | ISSUED | 7/3/01 | 6,253,579 | 3/24/19 | USA | |||||||
COMMON CAGE ASSEMBLY | ISSUED | 5/22/01 | 6,233,975 | 3/24/19 | USA | |||||||
COOLING SYSTEM FOR A GLASSWARE MACHINE | ISSUED | 3/21/00 | 6,038,889 | 4/14/19 | USA | |||||||
GLASSWARE MACHINE (ROTARY TABLE) | ISSUED | 3/9/04 | 6,701,748 | B1 | 8/13/21 | USA | ||||||
VACUUM PICK-UP OF SQUARE HOT GLASS ARTICLES | ISSUED | 10/12/93 | 5,251,919 | 10/12/10 | USA | |||||||
VALVE HAMPER ASSEMBLY | ISSUED | 8/8/02 | 2001/6588 | 2/23/20 | SOAF | |||||||
COMMON CAGE ASSEMBLY | ISSUED | 8/8/02 | 2001/6587 | 2/23/20 | SOAF | |||||||
VENUS MARTINI | ISSUED | 5/29/02 | 322409 | 4/7/18 | SOKO | |||||||
IMPROVED LOW MELTING GLASSES | ISSUED | 9/23/87 | 2158062 | B | 4/24/05 | BRIT | ||||||
VACUUM PICK-UP OF SQUARE HOT GLASS ARTICLES | ISSUED | 6/28/93 | 2,099,292 | 6/28/07 | CAND | |||||||
VACUUM PICK-UP OF SQUARE HOT GLASS ARTICLES | ISSUED | 3/16/99 | 577032 | 6/26/13 | EPC | |||||||
VACUUM PICK-UP OF SQUARE HOT GLASS ARTICLES | ISSUED | 9/27/95 | 1972814 | 7/2/13 | JAPN | |||||||
VACUUM PICK-UP OF SQUARE HOT GLASS ARTICLES | ISSUED | 7/26/96 | 182231 | 6/30/13 | MEXO | |||||||
VENUS MARTINI | ISSUED | 11/6/02 | 149781 | 5/14/08 | AUST | |||||||
VENUS MARTINI | ISSUED | 3/1/04 | 36502 | 5/14/17 | ISRA | |||||||
COMMON CAGE ASSEMBLY | ISSUED | 2/23/03 | ZL 00805385.5 | 2/23/20 | CHIN | |||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | ISSUED | 7/17/03 | E226873 | 8/27/17 | ARIA | |||||||
VENUS MARTINI | ISSUED | 5/29/03 | 2002 01273 | 5/29/07 | TURK | |||||||
VENUS MARTINI | ISSUED | 3/4/04 | 16,090 | 5/29/17 | MEXO | |||||||
COMMON CAGE ASSEMBLY | ISSUED | 7/29/02 | TR20010243 | 1B | 2/23/20 | TURK | ||||||
COOLING SYSTEM FOR A GLASSWARE MACHINE | ISSUED | 3/16/02 | 2001/7717 | 3/16/20 | SOAF | |||||||
VENUS MARTINI STEMWARE | ISSUED | 3/4/04 | 40204604.8 | 5/29/22 | GERM | |||||||
OLYMPIA ITEM 2437 | ISSUED | 11/16/95 | 77573 | 11/16/00 | CAND | |||||||
OLYMPIA ITEM 2437 | ISSUED | 2/9/96 | 418676-683 | 7/21/21 | FRAN | |||||||
OLYMPIA ITEM 2437 | ISSUED | 1/13/97 | 8587 | 6/22/10 | MEXO | |||||||
DOMAINE ITEM 8957,8995 | ISSUED | 2/7/97 | 79906 | 2/7/07 | CAND | |||||||
DOMAINE ITEM 8957, 8995 | ISSUED | 4/5/96 | 955929 | 10/30/20 | FRAN | |||||||
VENUS MARTINI STEMWARE | ISSUED | 5/27/02 | 300 3949 | 5/25/27 | UNK |
Patent | Status | Issue Date | Patent Number | Expiration Date | Country | |||||||
DOMAINE ITEM 8957, 8995 | ISSUED | 6/5/00 | 11457 | 11/17/10 | MEXO | |||||||
OLYMPIA ITEM 2436 | ISSUED | 6/22/95 | 8597 | 6/22/10 | MEXO | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/25/97 | AR 007484 B1 | 6/25/17 | ARGT | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 12/1/04 | ZL97195899.8 | 6/10/17 | CHIN | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/97 | 207133 | 6/10/17 | MEXO | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/97 | US97/09830 | 6/10/17 | PCT | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 2/24/99 | 97/4686 | 5/28/17 | SOAF | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/97 | 14109 | 6/10/17 | THAI | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 5/3/97 | 1998 01874 | 5/3/17 | TURK | |||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | ISSUED | 8/20/02 | PI ###-###-####-7 | 8/27/17 | BRAZ | |||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | ISSUED | 11/21/01 | 97/15076 | 8/27/17 | CHIN | |||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | ISSUED | 5/26/99 | 97/7968 | 9/4/17 | SOAF | |||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | ISSUED | 5/21/01 | TR 1999 00744B | 8/27/17 | TURK | |||||||
GLASS | ISSUED | 10/2/85 | 854593 | 10/2/10 | FRAN | |||||||
SYMMETRY TUMBLER | ISSUED | 2/13/89 | 761514 | 2/13/04 | JAPN | |||||||
SYMMETRY TUMBLER | ISSUED | 2/13/89 | 1/761514 | 2/13/04 | JAPN | |||||||
SPOUT FORMING ASSEMBLY AND METHOD THEREFOR | ISSUED | 1/13/97 | 0 007 351 | 1/13/17 | INDN | |||||||
VENUS MARTINI STEMWARE | ISSUED | 12/4/02 | 02 3266 | 5/27/07 | FRAN | |||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | ISSUED | 10/30/02 | EP 0939689 | 8/27/17 | EPC | |||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | ISSUED | 2/10/03 | 27340 | 10/3/17 | COLO | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | 0907616 | 6/10/17 | ARIA | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | 0907616 | 6/10/17 | BELG | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | 97928003.9 | 6/10/17 | IREL | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | 0907616 | 6/10/17 | ITLY | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | 0907616 | 6/10/17 | LUXM | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | 0907616 | 6/10/17 | MONA | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | 0907616 | 6/10/17 | NETH | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | 0907616 | 6/10/17 | PORT | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | 0907616 | 6/10/17 | SWED | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | 0907616 | 6/10/17 | SWIT | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | P | 69721767.1 | 6/10/17 | GERM | ||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | 0907616 | 6/10/17 | DENM | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | 0907616 | 6/10/17 | SPAN | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | 0907616 | 6/10/17 | FINL | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | 0907616 | 6/10/17 | FRAN |
Patent | Status | Issue Date | Patent Number | Expiration Date | Country | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | 0907616 | 6/10/17 | UNK | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/10/03 | 0907616 | 6/10/17 | GREC | |||||||
GLASSWARE MACHINE (ROTARY TABLE) | ISSUED | 11/26/03 | 2003/1678 | 9/8/21 | SOAF | |||||||
APPARATUS & METHOD FOR FORMING A DECORATIVE PATTERN ON GLASSWARE | ISSUED | 3/5/97 | 207122 | 3/5/17 | MEXO | |||||||
HIGH CAVITY RATE PRESS MACHINE | ISSUED | 6/26/97 | 0 008 338 | 6/26/17 | INDN | |||||||
BAKEWARE (BOWL W/HANDLES) | ISSUED | 8/25/03 | 14714 | 4/2/16 | MEXO | |||||||
VENUS MARTINI | ISSUED | 7/27/03 | 99403 | 7/27/08 | CAND | |||||||
VENUS MARTINI | ISSUED | 3/5/03 | DI6201458-7 | 5/31/12 | BRAZ | |||||||
HIGH CAVITY RATE MACHINE | ISSUED | 6/23/04 | 27702 | 6/23/17 | COLO | |||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | ISSUED | 3/31/98 | MY-115110-A | 3/31/18 | MASA | |||||||
COMMON CAGE ASSEMBLY | ISSUED | 2/23/00 | DE 660 10 065.0-08 | 2/23/20 | GERM | |||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | ISSUED | 4/15/04 | ID 0 010 439 | 10/15/17 | INDN | |||||||
HIGH CAVITY RATE MACHINE | ISSUED | 6/10/04 | TR 1998 02674 B | 6/10/17 | TURK | |||||||
APPARATUS AND METHOD FOR PUTTING DECORATION ON GLASSWARE | ISSUED | 3/19/97 | 27790 | 3/19/17 | COLO | |||||||
HIGH CAVITY RATE MACHINE | ISSUED | 7/16/04 | 3576173 | 7/10/17 | JAPN | |||||||
VALVE HAMPER ASSEMBLY | ISSUED | 1/14/05 | 225,587 | 2/23/20 | MEXO | |||||||
COMMON CAGE ASSEMBLY | ISSUED | 11/22/02 | 1171278 | 2/23/20 | CYPR | |||||||
COOLING SYSTEM FOR GLASSWARE MACHINE | ISSUED | 11/22/02 | 230542 | 3/16/20 | MEXO | |||||||
Loan Party: Syracuse China Company | ||||||||||||
CHABLIS PLATE | ISSUED | 4/8/2003 | D472,770 | 4/8/2017 | USA | |||||||
ANTHEM PLATE | ISSUED | 6/3/2003 | D475,247 | 6/3/2017 | USA | |||||||
PLATE (COLUMBIA DESIGN) | ISSUED | 8/12/2003 | D478,252 | 8/12/2017 | USA | |||||||
JUSTINE PLATE | ISSUED | 12/10/1996 | D376,292 | 12/10/2010 | USA | |||||||
CASTLETON CUP | ISSUED | 6/10/1997 | D379,737 | 6/10/2011 | USA | |||||||
CASTLETON PLATE | ISSUED | 12/10/1996 | D376,293 | 12/10/2010 | USA | |||||||
PLATE | ISSUED | 11/25/1986 | D286,843 | 11/25/2000 | USA | |||||||
MUG | ISSUED | 12/18/1994 | D276,782 | 12/18/2008 | USA | |||||||
BELMONT CONDIMENT BOWL W/LID | ISSUED | 8/25/1992 | D328,836 | 8/25/2006 | USA | |||||||
BELMONT COFFEE POT W/LID | ISSUED | 8/11/1992 | D328,546 | 8/11/2006 | USA | |||||||
BELMONT TEAPOT W/LID | ISSUED | 8/4/1992 | D328,403 | 8/4/2006 | USA | |||||||
BELMONT CUP | ISSUED | 7/21/1992 | D328,006 | 7/21/2006 | USA | |||||||
BERKSHIRE DECAL | ISSUED | 7/7/1992 | D327,611 | 7/7/2006 | USA | |||||||
LAFAYETTE DECAL | ISSUED | 7/14/1992 | D327,811 | 7/14/2006 | USA | |||||||
PARK AVENUE DECAL | ISSUED | 7/7/1992 | D327,612 | 7/7/2006 | USA | |||||||
TAPESTRY DECAL | ISSUED | 7/7/1992 | D327,613 | 7/7/2006 | USA | |||||||
SCOTTSDALE DECAL | ISSUED | 7/14/1992 | D327,810 | 7/14/2006 | USA | |||||||
JUDSON DECAL | ISSUED | 11/10/1992 | D330,828 | 11/10/2006 | USA | |||||||
COLLETTE DECAL | ISSUED | 12/31/1992 | D337,482 | 7/20/2007 | USA | |||||||
STAFFORDSHIRE DINNER PLATE | ISSUED | 7/20/1993 | D337,485 | 7/20/2007 | USA | |||||||
FANFARE DINNER PLATE | ISSUED | 7/6/1993 | D337,025 | 7/6/2007 | USA | |||||||
QUANTUM (PLATE) | ISSUED | 7/31/2001 | D445,648 | 7/31/2015 | USA | |||||||
DUMONT DECAL | ISSUED | 9/30/1992 | D333,406 | 2/23/2007 | USA |
Patent | Status | Issue Date | Patent Number | Expiration Date | Country | |||||||
STYLUS BOWL | ISSUED | 11/8/1994 | D352,207 | 11/8/2008 | USA | |||||||
STYLUS DECAL RAVENNA | ISSUED | 4/19/1994 | D346,089 | 4/19/2008 | USA | |||||||
STYLUS PLATE | ISSUED | 4/12/1994 | D345,893 | 4/12/2008 | USA | |||||||
STYLUS CUP | ISSUED | 10/4/1994 | D351,086 | 1/4/2008 | USA | |||||||
PLATE | ISSUED | 3/21/1995 | D356,472 | 3/21/2009 | USA | |||||||
STYLUS BOUILLON CUP | ISSUED | 4/12/1994 | D345,895 | 4/12/2008 | USA | |||||||
TREVAL DECAL | ISSUED | 8/1/1994 | D349,210 | 8/2/2008 | USA | |||||||
QUADRA PLATE, ITEM 903333 033 | ISSUED | 12/22/1998 | D402,854 | 12/22/2012 | USA | |||||||
QUADRA BOWL, ITEM 903333 002 | ISSUED | 12/22/1998 | D402,852 | 12/22/2012 | USA | |||||||
QUADRA CUP, ITEM 903333 001 | ISSUED | 8/4/1998 | D396,605 | 8/4/2012 | USA | |||||||
TRIUMPH PLATE | ISSUED | 8/1/2000 | D428,770 | 8/1/2014 | USA | |||||||
STUDIO BOWL | ISSUED | 12/19/2000 | D435,197 | 12/19/2014 | USA | |||||||
QUARTET PLATE | ISSUED | 12/12/2000 | D434,947 | 12/12/2014 | USA | |||||||
TOON PLATE | ISSUED | 1/25/2000 | D419,383 | 1/25/2014 | USA | |||||||
ANTHEM BOWL | ISSUED | 6/24/2003 | D476,195 | 6/24/2017 | USA | |||||||
CHABLIS BOWL | ISSUED | 6/17/2003 | D475,894 | 6/17/2017 | USA | |||||||
FANTASY BOWL | ISSUED | 3/11/2003 | D471,406 | 3/11/2017 | USA | |||||||
PLATTER (QUADRA) | ISSUED | 3/11/2003 | D471,405 | 3/11/2017 | USA | |||||||
PLATE (ANTHEM) | ISSUED | 5/27/2003 | D474,941 | 5/27/2017 | USA | |||||||
SKILLET (CANTINA) | ISSUED | 2/18/2003 | D470,358 | 2/18/2017 | USA | |||||||
CUP (ANTHEM) | ISSUED | 3/5/2002 | D482,237 | 11/18/2017 | USA | |||||||
CUP (ANTHEM W/BAND DESIGN) | ISSUED | 10/8/2002 | D463,954 | 10/8/2016 | USA | |||||||
PLATE (QUADRA TRIANGLE DESIGN) | ISSUED | 8/19/2003 | D478,476 | 8/19/2017 | USA | |||||||
PLATE (EDGE DESIGN) | ISSUED | 4/8/2003 | D472,768 | 4/8/2017 | USA | |||||||
PLATE (ORBIT) | ISSUED | 5/27/2003 | D474,940 | 5/27/2017 | USA | |||||||
TRAY (CHI-FU YING YANG) | ISSUED | 3/18/2003 | D471,765 | 3/18/2017 | USA | |||||||
TRAY (CHI-FU SUSHI) | ISSUED | 6/24/2003 | D476,194 | 6/24/2017 | USA | |||||||
MAJESTY HARMONY BOWL | ISSUED | 8/17/2004 | D494,420 | S | 8/17/2018 | USA | ||||||
CHABLIS PASTA BOWL | ISSUED | 12/7/2004 | D499,307 | S | 12/7/2018 | USA | ||||||
ANTHEM (PLATTER) | ISSUED | 11/16/2004 | D498,391 | 11/16/2018 | USA | |||||||
TAPAS PLATE | ISSUED | 2/22/2005 | D502,058 | S | 2/22/2019 | USA | ||||||
ANTHEM SQUARE PLATE | ISSUED | 5/4/2004 | D489,227 | S | 5/4/2018 | USA | ||||||
PLATE | ISSUED | 1/31/2006 | D513,935 | USA | ||||||||
PLATE | ISSUED | 1/31/2006 | D513,934 | USA | ||||||||
BOWL | ISSUED | 11/29/2005 | D511,939 | USA | ||||||||
PROCESS FOR GLAZING CHINAWARE ARTICLE | ISSUED | 11/11/2003 | 6,645,561 | 2/25/2022 | USA | |||||||
CHABLIS UTOPIA PLATE | ISSUED | 12/20/05 | D512,876 | 12/20/19 | USA | |||||||
SASSY PLATE | ISSUED | 6/7/05 | D505,834 | S | 6/7/19 | USA | ||||||
VESUVIUS PLATE | ISSUED | 10/13/04 | D514,889 | S | 2/14/20 | USA | ||||||
GIBRALTAR (PLATE) | ISSUED | 9/29/00 | 2,094,798 | BRIT | ||||||||
GIBRALTAR (BOWL) | ISSUED | 9/29/00 | 2,094,799 | BRIT | ||||||||
GIBRALTAR (MUG) | ISSUED | 9/29/00 | 2,094,801 | BRIT | ||||||||
GIBRALTAR (PLATTER) | ISSUED | 9/29/00 | 2,094,800 | BRIT | ||||||||
GIBRALTAR (CUP) | ISSUED | 9/29/00 | 2,094,802 | BRIT | ||||||||
GIBRALTAR (DISH) | ISSUED | 9/29/00 | 2,094,803 | BRIT | ||||||||
Loan Party: World Tableware Inc. | ||||||||||||
FISH FLATWARE SPOON | ISSUED | 5/20/03 | D474,945 | 5/20/17 | USA |
Patent | Status | Issue Date | Patent Number | Expiration Date | Country | |||||||
FISH FLATWARE FORK | ISSUED | 5/20/03 | D474,657 | 5/20/17 | USA | |||||||
FISH FLATWARE KNIFE | ISSUED | 5/20/03 | D474,656 | 5/20/17 | USA | |||||||
SEAFOOD SHAKER HOLDER | ISSUED | 1/13/04 | D485,130 | S | 1/13/18 | USA | ||||||
AMULET FLATWARE KNIFE | ISSUED | 2/18/03 | D470,367 | 2/18/17 | USA | |||||||
AMULET FLATWARE SPOON | ISSUED | 11/19/02 | D465,702 | 11/19/16 | USA | |||||||
KNIFE | ISSUED | 9/28/04 | D496,562 | USA | ||||||||
Loan Party: Traex Company | ||||||||||||
BAR CONDIMENT TRAY | ISSUED | 2/2/93 | D332,895 | 2/2/07 | USA | |||||||
OVENABLE FOOD TRAY | ISSUED | 7/15/97 | D380,937 | 7/15/11 | USA | |||||||
DISHWASHER RACK CONSTRUCTION | ISSUED | 4/27/04 | 6,726,031 | B2 | 2/23/22 | USA | ||||||
DISHWASHER RACK EXTENDER HAVING CONNECTOR PINS | ISSUED | 3/25/02 | 6,634,510 | 3/25/22 | USA | |||||||
BOTTLE HAVING MULTIPLE OUTLETS | ISSUED | 5/11/04 | 6,732,888 | B1 | USA | |||||||
ADJUSTABLE CUP DISPENSER | ISSUED | 9/14/04 | 6,789,697 | 9/14/24 | USA | |||||||
FOOD TRAY | ISSUED | 12/4/98 | 85,265 | CAND |
Application Filing | Application Serial | |||||||||
Patent Application | Status | Date | Number | Country | ||||||
Loan Party: Libbey Glass Inc. | ||||||||||
GIBRALTAR PLASTIC TUMBLER | APPLN FILED | 4/28/04 | 29/204,323 | USA | ||||||
BIG MOUTH JAR | APPLN FILED | 11/4/04 | 29/219,121 | USA | ||||||
VALVE HAMPER ASSEMBLY | APPLN FILED | 2/23/00 | PCT/US00/04539 | PCT | ||||||
TEMPERATURE CONTROL SYSTEM | APPLN FILED | 3/14/00 | PCT/US 00/04531 | PCT | ||||||
APPARATUS & METHOD FOR FORMING A DECORATIVE PATTERN | APPLN FILED | 3/15/97 | PCT/US97/03432 | TURK | ||||||
COOLING SYSTEM FOR A GLASSWARE MACHIN | APPLN FILED | 7/3/02 | 00806201.3 | CHIN | ||||||
VALVE HAMPER ASSEMBLY | APPLN FILED | 2/28/00 | UNKNOWN | CHIN | ||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | APPLN FILED | 8/5/02 | 97940642.8 | NETH | ||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | APPLN FILED | 7/17/02 | 97940642.8 | SWIT | ||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | APPLN FILED | 7/17/02 | 97940642.8 | SWED | ||||||
COMMON CAGE ASSEMBLY | APPLN FILED | 3/14/00 | PCT/US 00/04544 | PCT | ||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | APPLN FILED | 7/17/02 | 97940642.8 | SPAN | ||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | APPLN FILED | 7/17/02 | 97940642.8 | PORT | ||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | APPLN FILED | 7/17/02 | 97940642.8 | BELG | ||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | APPLN FILED | 7/17/02 | 97940642.8 | LUXM | ||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | APPLN FILED | 7/17/02 | 97940642.8 | FINL | ||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | APPLN FILED | 7/17/02 | 97940642.8 | GREC | ||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | APPLN FILED | 7/17/02 | 97940642.8 | IREL |
Application Filing | Application Serial | |||||||||
Patent Application | Status | Date | Number | Country | ||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | APPLN FILED | 7/17/02 | 97940642.8 | ITLY | ||||||
HIGH CAVITY RATE PRESS MACHINE | APPLN FILED | 6/25/97 | PI9710039-0 | BRAZ | ||||||
HIGH CAVITY RATE PRESS MACHINE | APPLN FILED | 6/10/97 | 08/670,973 | COLO | ||||||
HIGH CAVITY RATE PRESS MACHINE | APPLN FILED | 6/10/97 | 08/670,973 | INDA | ||||||
HIGH CAVITY RATE PRESS MACHINE | APPLN FILED | 6/10/97 | 08/670,973 | INDN | ||||||
HIGH CAVITY RATE PRESS MACHINE | APPLN FILED | 6/10/97 | 08/670,973 | JAPN | ||||||
HIGH CAVITY RATE PRESS MACHINE | APPLN FILED | 6/10/97 | 08/670,973 | MALA | ||||||
HIGH CAVITY RATE PRESS MACHINE | APPLN FILED | 6/10/97 | 08/670,973 | VENZ | ||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | APPLN FILED | 5/26/99 | 08/730,071 | JAPN | ||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | APPLN FILED | 5/26/99 | 08/730,071 | MEXO | ||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | APPLN FILED | 5/26/99 | 97940642.8 | PCT | ||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | APPLN FILED | 5/7/04 | 191998 | INDA | ||||||
GLASSWARE MACHINE (ROTARY TABLE) | APPLN FILED | 11/14/02 | PCT/US01/42045 | PCT | ||||||
TRANSFER MECHANISM FOR GLASS ARTICLES | APPLN FILED | 7/17/02 | 97940642.8 | MONA | ||||||
Loan Party: Syracuse China Company | ||||||||||
PLATE (HEART DESIGN) | APPLN FILED | 5/17/2002 | 29/159,718 | USA | ||||||
PLATE (CASCADE DESIGN) | APPLN FILED | 4/18/2002 | 29/159,073 | USA | ||||||
BOWTIE & OVAL COUPE PLATES | APPLN FILED | 12/6/2004 | 29/222,467 | USA | ||||||
CRESCENT COUPE PLATE | APPLN FILED | 1/26/2005 | 29/222,129 | USA | ||||||
PROCESS FOR GLAZING CHINAWARE ARTICLE | APPLN FILED | 11/22/02 | UNKNOWN | PCT | ||||||
PROCESS FOR GLAZING CHINAWARE ARTICLE | APPLN FILED | 1/23/03 | UNKNOWN | THAI | ||||||
PROCESS FOR GLAZING CHINA DINNERWARE | APPLN FILED | 1/10/03 | 02828300.7 | CHIN | ||||||
Loan Party: World Tableware Inc. | ||||||||||
CASCADE SPOON | APPLN FILED | 11/14/05 | 29/242,663 | USA | ||||||
CASCADE KNIFE | APPLN FILED | 11/14/05 | 29/242,699 | USA | ||||||
EUROPEAN STEAK KNIFE | APPLN FILED | 9/29/2003 | 29/190,911 | USA |
C. Copyrights
Copyright | Date Issued | Serial Number | Country | |||
Loan Party: Syracuse China Company | ||||||
FRIENDLYS I | 04/02/93 | VA 996-589 | USA | |||
FRIENDLYS II | 04/02/93 | VA 996-590 | USA | |||
TREVAL | 12/16/91 | VA482052 | USA |
Copyright | Date Issued | Serial Number | Country | |||
RAVENNA | 12/16/91 | VA482051 | USA | |||
THE STYLUS COLLECTION | 12/16/91 | ###-###-#### | USA | |||
SCOTTSDALE | 09/17/90 | VA425366 | USA | |||
BERKSHIRE PATTERN/TREMONT SHAPE | 09/17/90 | VA424701 | USA | |||
COMPTON, TURINA SHAPE | 01/09/91 | VA435465 | USA | |||
COLLETTE | 03/27/90 | VA393501 | USA | |||
JUDSON | 03/09/90 | VA391832 | USA | |||
SYRALITE BODY FROM SYRACUSE CHINA MATCHES BRILLIANT BEAUTY WITH LASTING STRENGTH | 05/03/90 | ###-###-#### | USA | |||
CHANTELLE | 10/13/89 | VA370690 | USA | |||
TAPESTRY | 10/13/89 | VA370683 | USA | |||
LENORE | 09/26/89 | VA364209 | USA | |||
MAYMONT | 09/26/89 | VA364208 | USA | |||
MARISA | 05/01/89 | VA346512 | USA | |||
HYATT ORLANDO | 05/01/89 | VA346511 | USA | |||
PONTE VERDE | 05/01/89 | VA346510 | USA | |||
KEY BISCAYNE GREAT PLATE | 09/21/82 | VA211078 | USA | |||
BEAUVAL FLORAL DESIGN | 09/21/82 | VA139016 | USA | |||
BEAUVAL FLORAL DESIGN | 09/21/82 | VA139015 | USA | |||
BEAUVAL FLORAL DESIGN | 09/21/82 | VA139014 | USA | |||
BEAUVAL FLORAL DESIGN | 09/21/82 | VA139013 | USA | |||
THE PERCEIVED VALUE OF TABLETOP ARCHITECTURE | UNKNOWN | TX1127211 | USA | |||
CUSTOM BY SYRACUSE CHINA | 09/21/82 | TX1127210 | USA | |||
GIBRALTAR COOK NSERVE CHINA: A HOSPITALITY GROUP BY SYRACUSE CHINA: LET OVEN LOV | 09/21/82 | TX1127209 | USA | |||
303 MENU IDEAS | 09/21/82 | TX1127208 | USA | |||
THE PERCEIVED VALUE OF TABLETOP ARCHITECTURE | 09/21/82 | TX1127207 | USA | |||
THE FEATURE PLATE | 09/21/82 | TX1116893 | USA | |||
HOSPITALITY PORTFOLIO/BY SYRACUSE CHINA | 12/18/81 | TX842460 | USA | |||
MESA GRANDE | 12/18/81 | TX842454 | USA | |||
KINGS INN | 12/18/81 | TX842453 | USA | |||
OPERATION COST CONTAINMENT: ARE MANAGER ACTION PROGRAM MANUAL | 08/25/78 | TX94376 | USA | |||
CARLTON NARROW RIM DINNERWARE | UNKNOWN | VA245549 | USA | |||
HOTEL DUPONT | UNKNOWN | VA346513 | USA | |||
ARTIFACTS | 08/12/92 | VA 991-653 | USA | |||
COMBO | 08/12/92 | VA 991-654 | USA | |||
ISLAND | 08/12/92 | VA 991-652 | USA |
Schedule 3.06
Disclosed Matters
Disclosed Matters
1. | Owens-Illinois has been named as a potentially responsible party or other participant in connection with certain waste disposal sites to which we also may have shipped wastes prior to June 24, 1993, the date of Libbeys initial public offering and separation from Owens-Illinois, Inc. (Owens-Illinois). We may bear some responsibility in connection with those shipments. Pursuant to an indemnification agreement between Owens-Illinois and Libbey, Owens-Illinois has agreed to defend and hold us harmless against any costs or liabilities we may incur in connection with any such matters identified and pending as of June 24, 1993, and to indemnify us for any liability that results from these matters in excess of $3 million. We believe that if it is necessary to draw upon this indemnification, collection is probable. | |
2. | Pursuant to the indemnification agreement referred to above, Owens-Illinois is defending us with respect to the King Road landfill. In January 1999, the Board of Commissioners of Lucas County, Ohio instituted a lawsuit against Owens-Illinois, Libbey and numerous other defendants. (Fifty-nine companies were named in the complaint as potentially responsible parties.) In the lawsuit, which was filed in the United States District Court for the Northern District of Ohio, the Board of commissioners sought to recover contribution for past and future costs incurred by the County in response to the release or threatened release of hazardous substances at the King Road landfill formerly operated and closed by the County. The Board of Commissioners dismissed the lawsuit without prejudice in October 2000. At the time of the dismissal, the parties to the lawsuit anticipated that the Board of Commissioners would refile the lawsuit after obtaining more information as to the appropriate environmental remedy. As of this date, it does not appear that refiling of the lawsuit is imminent. In view of the uncertainty as to refiling of the suit, the numerous defenses that may be available against the County on the merits of its claim for contribution, the uncertainty as to the environmental remedy, and the uncertainty as to the number of potentially responsible parties, it currently is not possible to quantify any exposure that Libbey may have with respect to the King Road landfill. |
Schedule 3.14
Insurance
Insurance
POLICY | INSURER/POLICY # | COVERAGE | LIMITS/DEDUCTIBLES | |||||
Property and Business Interruption | FM Global NC059 | All Risk including Fire, Extended Coverage, Boiler & Machinery and Difference-In-Conditions (DIC) Perils | Policy Limit: $965,617,000 Except: | |||||
(A) | $500,000,000 for Time Element | |||||||
25050 Country Club Blvd | (B) | Flood Sublimit $100,000,000 | ||||||
North Olmstead, OH | Except $1,000,000 Miscellaneous Unnamed | |||||||
44070 | Locations and Errors and Omissions | |||||||
(C) | Earth Movement Sublimit $100,000,000 | |||||||
Except California $5,000,000; and other sub-limits apply | ||||||||
(D) | Various Coverage Extensions are subject to Sublimits ranging from | |||||||
$250,000 to $25,000,000 | ||||||||
(E) | $5,000,000 Certified Terrorism * | |||||||
(F) | $250,000,000 Non-Certified Terrorism w/various sub-limits * |
Deductibles: | ||||||
(A) Glass Furnaces | - | $250,000/PD; 5 Days Equiv. Time Element/Min. $500,000 | ||||
(B) Boiler & Machinery | - | $250,000 PD/BI | ||||
(C) Property in Transit | - | $100,000 | ||||
(D) CA Earth Movement $500,000 | - | 5% of Values/Min | ||||
(E) Flood Location 2 | - | $500,000 combined PD/BI | ||||
(F) Wind High Hazard Zones | - | 3% of Values/Min $500,000 | ||||
(G) Railroad Rolling Stock | - | $50,000 | ||||
(H) All Other Losses | - | $250,000 combined PD/BI |
*Certified Terrorism: | internationally instigated terrorism acts on U.S. soil that are certified by the secretary of treasury of the United States as covered events (under the federal Terrorism Risk Insurance Act of 2002. | |
*Non-Certified Terrorism: | an act that is not certified as a terrorist act pursuant to the federal Terrorism Risk Insurance Act of 2002-see Supplemental United States Non Certified Act of Terrorism Endorsement made part of the policy. |
POLICY | INSURER/POLICY # | COVERAGE | LIMITS/DEDUCTIBLES | |||||
3rd Party Liability under Construction All- Risk Coverage 8/1/05-12/31/06 | Ping An Property & Casualty Insurance Company of China, Ltd. #105380011305000012 International Marine & Finance Center Pudong Dadao Shanghai 200120 P.R. China | Indemnify the insured against all sums which the Insured shall become liable to pay including: Accidental death, bodily injury, or industrial illness. Accidental loss or damage to property in connection with the Insured Contracts. | Bodily injury, per person $200,000 RMB Bodily injury, per accident $1,500,000 RMB Property damage, per accident $1,500,000 RMB Aggregate $5,000,000 RMB | |||||
Insured | Travelers Property | Covers fully insured statutory | Policy Limits: | |||||
Workers Compensation | Casualty Company YJ-UB-930K5177-05 300 Windsor St. Hartford, CT 06120 | benefits such as compensation, medical benefits and rehabilitation costs incurred as a result of work- related injuries or diseases as defined by state compensation laws. (All states except CA, LA, OH, NY, ND and the monopolistic fund states of WA, WV & WY) | Workers Compensation Statutory Employers Liability $1,000,00 | |||||
Self-Insured | Safety National | Covers self-insured benefits | Policy Limit: | |||||
Excess Workers Compensation | Casualty Corp. SP-9852-OH 2043 Woodland Pkwy. St. Louis, MO 63146 | such as compensation, medical benefits and rehabilitation costs incurred as a result of work- related injuries or diseases as defined by state compensation laws. (Ohio, California, New York and Louisiana) | Statutory Workers Compensation Employers Liability $1,000,000 Self-Insured Retention: $500,000 (State of NY) $1,000,000 (CA, LA, OH) | |||||
Comprehensive | Landmark American | Covers liability for damage | Policy Limit: | |||||
General Liability Including Products | Ins. Co. LHA103355 945 E. Paces Ferry Rd. Atlanta, GA 30326 | because of personal injury or property damage caused by an occurrence. | $800,000 Per Occurrence $2,000,000 General Aggregate Per Location $800,000 Products Aggregate |
POLICY | INSURER/POLICY # | COVERAGE | LIMITS/DEDUCTIBLES | |||||
Self-Insured Retention: $200,000 Occurrence/ $700,000 Aggregate Indemnity and Allocated Claims Expenses | ||||||||
Policy Limit: | ||||||||
Business Auto - U.S. | Travelers Property Casualty Company Y-810-930K5177- TIL-05 One Tower Square Hartford, CT 06183 | Covers liability arising out of the ownership, maintenance or use of Libbey Inc. vehicles in the U.S. (does not include physical damage for owned or leased vehicles) | $1,000,000 $ 500,000 $ 25,000 | BI/PD per Occurrence UM/UIM Each Accident - All States Except Ohio UM/UIM Each Accident - Ohio Autos | ||||
TX Auto Policy Charter Oak Fire Ins. YO-CAP-9.0K5177-TIL-05 | ||||||||
One Tower Square Hartford, CT 06183 |
Business Auto - Canadian | ING Insurance Company of Canada 730500294 and ###-###-#### | Libbey Canada Inc. | $2,000,000 (Canadian) Per Occurrence $2,000,000 (Canadian) 3rd Party Liability | |||
75 Eglinton Ave. E Toronto, Ontario Canada M4P 3A4 | ||||||
Exporters Package: | ||||||
Foreign Property | Great Northern Ins. Co. | All Risk of Physical Loss to Property situated at: | Policy Limit: | |||
73207715 | Frankfurt, Germany Monterrey, Mexico | $200,000 $ 40,000 | ||||
15 Mountain View Rd. Warren, NJ 07059 | Deductible: $ 1,000 |
POLICY | INSURER/POLICY # | COVERAGE | LIMITS/DEDUCTIBLES | |||||
Foreign Coml. | Great Northern | Covers liability for damage | Policy Limit: | |||||
General Liability Including Products, Automobile Liability & Voluntary Compensation | Ins. Co. 73207715 15 Mountain View Rd. Warren, NJ 07059 | because of personal injury or property damage caused by an occurrence outside of the United States, including Excess & D.I.C. coverage for Royal Leerdam | Statutory Per State of Hire Voluntary Compensation Liability $1,000,000 per Occurrence and Aggregate | |||||
Umbrella | Continental Casualty #CUP2057315977 CAN Plaza Chicago, IL 60685 Federal Ins. Co. #79090414 | Covers liability for damages because of personal injury, property damage or advertising offense in excess of coverage provided by scheduled underlying policies. | Policy Limit: $100,000,000 | |||||
15 Mountain View Rd. Warren, NJ 07059 | ||||||||
Firemans Fund #XTM00087062139 | ||||||||
P.O. Box 777 Novato, CA 94998 | ||||||||
Worldwide Transportation | Hartford Fire #45CTPCN7688 Hartford Plaza Hartford, CT 06115 | Covers goods in transit between Continental U.S. and points outside the Continental U.S. for which the insured has an interest Subject to Annual Audit | Policy Limit: $3,000,000 - - Mail/Parcel Post Sublimit $500,000 - - Land Shipments to/from Mexico Sublimit $100,000 | |||||
Deductible: $1,000, except $2,500 Mexico |
POLICY | INSURER/POLICY # | COVERAGE | LIMITS/DEDUCTIBLES | |||||
Directors & Officers Liability | AIG 492-62-49 175 Water St. New York, NY 10038 | (A) Pays the loss of Directors and Officers (D & O) arising from a claim made against the D & O for any wrongful act. (B)(i) Pays the loss of Libbey arising from a securities claim made against Libbey for a wrongful act (Entity Coverage). (B)(ii) Pays the loss of Libbey arising from a claim made against a D & O for any wrongful act, but only to the extent that Libbey has indemnified the D & O. (C) Pays the loss of any D & O serving at the direction of Libbey on any not-for-profit organization board or any endorsed for profit organization board, but only excess of any coverage offered or indemnification provided. | Policy Limit: $15,000,000, Inclusive of Defense costs Deductibles: | |||||
$750,000 Securities Claims $500,000 Employment Practices Claims $500,000 all other claims | ||||||||
Directors & Officers Liability Excess | Twin City Fire Insurance Co. 00 DA 0225278 05 15 Mountain View Warren, NJ 0059 | Covers liability of primary D & O policy. | Policy Limit: $10,000,000 excess $15,000,000 | |||
Pension Trust Liability | AIG 492-62-59 175 Water Street New York, NY 10038 | Pays loss of an insured arising from a claim against the insured for any actual or alleged breach of fiduciary duty arising solely out of the insureds capacity as a a fiduciary as defined by ERISA. | Policy Limit: $10,000,000 Inclusive of Defense costs Deductible: $100,000 Each Loss except $500,000 each loss in Connection with Libbey securities |
POLICY | INSURER/POLICY # | COVERAGE | LIMITS/DEDUCTIBLES | |||||
Pension Trust Excess Policy | Twin City Fire Insurance Co. 6801-1054 | Covers liability for loss or damage excess of underlying Fiduciary Policy. | Policy Limit: $10,000,000 excess of $10,000,000 | |||||
15 Mountain View Warren, NJ 07059 | ||||||||
Crime | National Union 004926184 | Indemnifies Libbey for loss of Assets | Policy Limit: $10,000,000 | |||||
70 Pine Street New York, NY 10270 | Deductible: $100,000 | |||||||
Special Crime 7/1/05 7/1/08 | AIG 647-5922 2704 Commerce Drive Harrisburg, PA 17110 | Ransom Monies Annual Aggregate In-Transit/Delivery Expenses Judgments, Settlements & Defense Cost Death or Dismemberment Per Person Death or Dismemberment Per Incident Recall Expenses Business Interruption Each Loss & Aggregate | $10,000,000 $10,000,000 $10,000,000 $10,000,000 $ 250,000 $ 1,000,000 $ 5,000,000 $ 5,000,000 | |||||
Deductible | ||||||||
Kidnap and Ransom/Extortion Business Interruption | None 6 Hours | |||||||
Employment Practices Liability | National Union Fire Ins. Co. 492-62-78 | Protects company from claims resulting from wrongful acts arising from employment practices such as | Deductible: $150,000 Policy Limit: $5,000,000 |
POLICY | INSURER/POLICY # | COVERAGE | LIMITS/DEDUCTIBLES | |||||
Insurance | 175 Water Street New York, NY 10038 | termination, discrimination, sexual Harassment, failure to employ or promote. | ||||||
1st Flex Excess Liability | Executive Risk Indemnity Inc. 8166-5050 | Covers Liability for loss or damage excess of underlying Directors and Officers Liability, Fiduciary Liability, Crime, EPLI and Kidnap and Ransom policies | Policy Limit: $15,000,000 | |||||
82 Hopmeadow Street Simsbury, CT 06070 | ||||||||
2nd Flex Excess Liability | St. Paul Mercury Insurance Co. 534CM0350 One Tower Square Hartford, CT 06183 | Covers Liability for loss or damage excess of underlying Directors and Officers Liability, Fiduciary Liability, Crime, EPLI and Kidnap and Ransom and 1st Flex Excess policies | Policy Limit: $15,000,000 | |||||
Group Travel Accident 4-30-05 to 4-30-06 | Hartford One Tower Square Hartford, CT 06183 | Provides scheduled benefits to Officers, Salaried and Non-Union Hourly employees for accidents while traveling on company business: excluding every day travel to and from work. | Policy Limit: $10,000,000 Benefit Schedules: | |||||
(a) $500,000 for all active, full time Officers and Salaried employees with a job level over 10. | ||||||||
(b) $350,000 for all active, full time Salaried employees with a job level between 7 and 10. | ||||||||
(c) $200,000 for all active, full time Salaried and Non-Union Hourly employees and U.S. employees of foreign subsidiaries or affiliates with job level of 6 or less. | ||||||||
Deductible: None | ||||||||
Basis: Accidental Death or Dismemberment Schedule |
Note: The above policies cover all Domestic Loan Parties.
Local coverages for B.V. Koninklijke Nederlandsche Glasfabriek Leerdam shown below:
Coverage: | INSURER/POLICY# | COVERAGE | LIMITS/DEDUCTIBLES | |||||
Primary Liability | ACE | Territory World | Limits: Third Party Liability: | |||||
Claims Made Renewal Date: 1/1/07 | 621578804 | 3 Months Cancellation Requirement Terrorism Asbestos Retroactive Clause | 1,000,000 Bodily Injury per Claim 2,000,000 Bodily Injury Annual Aggregate 1,000,000 Material Damage per Claim 2,000,000 Material Damage Annual Aggregate 25,000 Deductible Products Liability: | |||||
1,000,000 Bodily Injury per Claim 2,000,000 Bodily Injury Annual Aggregate 1,000,000 Material Damage per Claim 2,000,000 Material Damage Annual Aggregate 25,000 Deductible Employers Liability 1,000,000 per Claim, per Person 2,000,000 Annual Limit 25,000 Deductible Environmental Impairment Liability 1,000,000 per Claim 2,000,000 Annual Limit |
Coverage: | INSURER/POLICY# | COVERAGE | LIMITS/DEDUCTIBLES | |||||
WAO Gap Insurance | Amersfoortse | Coverage: In case of sickness | Conditions: | |||||
Renewal Date: 1/1/07 | 22-0115957 | the employee receives payment according to the disablement act. This means for the first year they will receive 70% of their latest salary, even if the average minimum wage is less then 70%. This insurance will fill the gap. | 36 month policy term 2 month cancellation requirement In some cases agreements have been made between employers and employees that the sick employee receives 100% of the salary last earned. | |||||
WAO Excess Insurance Renewal Date: 1/1/09 | Amersfoortse 22-0024307 | Income in case of disablement | Conditions: 60 month policy term 3 month cancellation requirement Age of cancellation is 65 years First two years are deductible | |||||
Transit Marine Insurance Renewal Date: 1/1/07 | Fortis 36104922 | Glass Including Machinery & Equipment; Raw Materials | 3 month cancellation requirement Territory Worldwide Advance Premium based on total estimated turnover | |||||
Group Accident Insurance Renewal Date: 2/28/07 | W.A. Hienfeld 525,403 | All employees on the payroll of the insured not older than 70 years, provided that they are living in the Netherlands Sum Insured: | 3 month cancellation Territory Netherlands | |||||
125,000 Death due to Accident 250,000 Permanent Disablement | ||||||||
Travel Insurance Renewal Date: 1/1/07 | W.A. Hienfeld 525815 | Coverage: 15,000 Death, except for: 3,000 Death, persons younger than 14 or older than 69 60,000 Disability, except for: | 3 month cancellation requirement Territory World | |||||
75,000 Disability, persons younger than 14 years 7,500 Disability, person older than 69 years Actual Cost Medical costs, except US & Canada |
Coverage: | INSURER/POLICY# | COVERAGE | LIMITS/DEDUCTIBLES | |||||
250,000 Medical costs; US & Canada | ||||||||
Actual Cost Extra costs, including Replacement Transportation nil SOS Assistance Actual Cost Repatriation 3,000 Theft loss or damage to luggage 750 Money | ||||||||
Group Survivors Pension Scheme Renewal Date: 1/1/07 | Goudes 7064 | Group Survivors Pension Scheme | 3 month cancellation requirement Every Employee has their own policy |
Schedule 3.15
Capitalization and Subsidiaries
Capitalization and Subsidiaries
Part A:
Ownership by | ||||||||
Jurisdiction of | Holdings | |||||||
Entity | Incorporation | Type of Entity | Direct Parent(s) | (Direct/Indirect) | ||||
Libbey Glass Inc. (Libbey Glass) | Delaware | Corporation | Libbey Inc. | Direct 100% | ||||
The Drummond Glass Company | Delaware | Corporation | Libbey Glass | Indirect 100% | ||||
World Tableware Inc. | Delaware | Corporation | Libbey Glass | Indirect 100% | ||||
LGA3 Corp. | Delaware | Corporation | Libbey Glass | Indirect 100% | ||||
LGA4 Corp. | Delaware | Corporation | Libbey Glass | Indirect 100% | ||||
Libbey Canada Inc. | Ontario, Canada | Corporation | Libbey Glass | Indirect 100% | ||||
Syracuse China Company | Delaware | Corporation | Libbey Glass | Indirect 100% | ||||
Libbey.com LLC | Delaware | Limited Liability Company | Libbey Glass | Indirect 100% | ||||
LGFS Inc. | Delaware | Corporation | Libbey Glass | Indirect 100% | ||||
LGAC LLC | Delaware | Limited Liability Company | Libbey Glass | Indirect 100% | ||||
Traex Company | Delaware | Corporation | Libbey Glass | Indirect 100% | ||||
LGC Corp | Delaware | Corporation | Libbey Glass | Indirect 100% | ||||
Libbey International C.V. | The Netherlands | Limited Partnership | Libbey Glass LGA3 Corp. | Indirect 100% | ||||
Libbey Europe B.V. | The Netherlands | Private Company | Libbey International C.V. | Indirect 100% | ||||
B.V. Koninklijke Nederlandsche Glasfabriek Leerdam (Royal Leerdam) | The Netherlands | Private Company | Libbey Europe B.V. | Indirect 100% | ||||
B.V. Leerdam Crystal | The Netherlands | Private Company | Royal Leerdam | Indirect 100% | ||||
Libbey Europe Finance Company B.V. | The Netherlands | Private Company | Libbey International C.V. | Indirect 100% | ||||
Libbey Mexico Holdings B.V. | The Netherlands | Private Company | Libbey Europe B.V. | Indirect 100% | ||||
Libbey Mexico S de R.L. de C.V. | Mexico | Limited Liability Company | Libbey Mexico Holdings B.V. | Indirect 100% | ||||
Vitocrisa Holding S. de R.L. de C.V. | Mexico | Limited Liability Company | Libbey Mexico S de R.L. de C.V. Royal Leerdam | Indirect 100% |
Ownership by | ||||||||
Jurisdiction of | Holdings | |||||||
Entity | Incorporation | Type of Entity | Direct Parent(s) | (Direct/Indirect) | ||||
Vitocrisa S. de R.L. de C.V. | Mexico | Limited Liability Company | Vitocrisa Holding S. de R.L. de C.V. Libbey Europe B.V. | Indirect 100% | ||||
Vitrocrisa Comercial S. de R.L. de C.V. | Mexico | Limited Liability Company | Vitocrisa Holding S. de R.L. de C.V. Libbey Europe B.V. | Indirect 100% | ||||
Crisa Libbey S.A. de C.V. | Mexico | Corporation | LGA4 Corp. LGA3 Corp. | Indirect 100% | ||||
Crisa Industrial LLC | Delaware | Limited Liability Company | LGA4 Corp. LGA3 Corp. | Indirect 100% | ||||
Crisal-Cristalaria Automática, S.A. | Portugal | Corporation | Libbey Europe B.V. | Indirect 95% | ||||
Libbey Asia Limited | Hong Kong | Private Company | Libbey Glass Inc. | Indirect 100% | ||||
Libbey Glassware (China) Co., Ltd. | China | Wholly Owned Foreign Entity | Libbey Asia Limited | Indirect 100% |
Part B:
1.
Borrower | Outstanding Equity Interests | |
Libbey Glass Inc. | 100 shares of common stock | |
The Drummond Glass Company | 1,000 shares of comon stock | |
World Tableware Inc. | 100 shares of common stock | |
LGC Corp. | 100 shares of common stock | |
LGA4 Corp. | 100 shares of common stock | |
Syracuse China Company | 100 shares of common stock | |
Traex Company | 100 shares of common stock | |
LGFS Inc. | 100 shares of common stock | |
LGA3 Corp. | 100 shares of common stock | |
Liberty Canada Inc. | 100 shares of common stock | |
Libbey Europe B.V. | 5,711 shares of common stock | |
B.V. Koninklijke Nederlandsche Glasfabriek Leerdam (Royal Leerdam) | 4,100 shares of common stock | |
B.V. Leerdam Crystal | 35,000 shares of common stock | |
Libbey Europe Finance Company B.V. | 900 shares of common stock | |
Libbey Mexico Holdings B.V. | 900 shares of common stock |
2. | The warrants issued in connection the Senior Subordinated Secured Pay-in-Kind Notes due 2011 issued on the Effective Date pursuant to the Third Lien Senior Notes Indenture. |
Schedule 5.17
Post-Closing Matters
Post-Closing Matters
None.
Schedule 6.01
Existing Indebtedness
Existing Indebtedness
1. | Loan from Libbey International C.V. to Libbey Europe Finance Company B.V. in an original principal amount of $38,801,963. | |
2. | Loan from Libbey International C.V. to Libbey Europe Finance Company B.V. in an original principal amount of $112,747,132. | |
3. | Loan from Libbey Europe Finance Company B.V. to Libbey Europe B.V. in an original principal amount of $35,282,257. | |
4. | Loan from Libbey Europe Finance Company B.V. to Libbey Europe B.V. in an original principal amount of $112,747,132. | |
5. | Loan from Libbey Mexico Holdings B.V. to Libbey Mexico S de R.L. de C.V. in an original principal amount of $112,747,132. | |
6. | Indebtedness of Crisal-Cristalaria Automática, S.A. including: (a) Capital Lease Obligations; (b) a line of credit with Fortis Bank; (c) a non-interest bearing API loan and (d) an intercompany loan from Libbey Europe B.V. in an aggregate principal amount of approximately (as of December 31, 2005): |
DESCRIPTION | BALANCE 12/31/2005 | |||
Fortis bank line of credit | | (1,427,646.75 | ) | |
Capital Leases | | (1,860,707.19 | ) | |
API loan non-interest bearing | | (1,785,324.24 | ) | |
Libbey Europe intercompany note | | (10,762,678.35 | ) | |
Balance before considering any repayment | | (15,836,356.53 | ) | |
7. | Indebtedness in respect of the obligation to purchase the remaining 5% of the outstanding equity interests of Crisal-Cristalaria Automática, S.A. and obligations relating to the earn-out relating thereto in 2008 for approximately $6,050,000. | |
8. | Indebtedness in respect of the promissory note issued in connection with the purchase of the warehouse facility located in Laredo, Texas (outstanding principal amount as of December 31, 2005 approximately $2,131,000). | |
9. | Guarantees of Libbey Inc. in respect of certain obligations under: (a) the Amended and Restated Agreement for Provision of Electrical Power Generation Capacity and Associated Electrical Energy, dated December 15, 1999, between Vitro Corporativo, S.A. de C.V., Enron Energía Industrial de Mexico, S. de R.L. de C.V., and the capacity users named therein; (b) the Electric Energy Supply Agreement, dated March 28, 2003, between Iberdrola Energía Monterrey, S.A. de C.V., Vitrocrisa and Vidriera Monterrey, S.A. de C.V. and (c) the Lease Agreement, dated February 17, 2004, between Constructora de Naves Industriales, S.A. de C.V., as lessor, and Fomento Inmobiliario y de la Construcción, S.A. de C.V., as lessee, in respect of the plant, warehouse (47,288 sq. meters), distribution center and offices located the land located at Av. San Nicolas No. 2121, Colonia Primero de Mayo, Monterrey, State of Nuevo Leon, Mexico. |
10. | The following letters of credit of Libbey Glass Inc. (amounts current as of May 22, 2006): |
Balance | Beneficiary | Reference Number | ||||||||
$ | 1,000,000.00 | Louisiana Department of Labor | 3048310 Bank of America | |||||||
Office of Workers Compensation | ||||||||||
$ | 7,381,298.00 | State of New York | 3048312 Bank of America | |||||||
Workers Compensation Board | ||||||||||
$ | 30,000.00 | State of New York | 3048313 Bank of America | |||||||
Workers Compensation Board Self-Insurance Office | ||||||||||
$ | 32,198.00 | 41 Madison LP | 3055241 Bank of America | |||||||
c/o Rudin Management Company | ||||||||||
$ | 8,443,496.00 | Total Existing LCs | ||||||||
Schedule 6.02
Existing Liens
Existing Liens
1. | Liens in respect of the Indebtedness described in #s 4, 6 and 8 on Schedule 6.01. | |
2. | The liens with respect to warrants issued in connection the Senior Subordinated Secured Pay-in-Kind Notes due 2011 issued on the Effective Date pursuant to the Third Lien Senior Notes Indenture. |
I. LIBBEY, INC.
FILING NO. & | ||||||||
DEBTOR | SECURED PARTY | JURISDICTION | DATE | COLLATERAL | ||||
Libbey Inc. | Computer Sales International, Inc. | Delaware | 11390793 10/15/2001 | Items Listed on Exhibit A of Equipment Schedule One to Master Lease No. 186392 (Exhibit A Not Attached) | ||||
Libbey Inc. | Deutsche Financial Services | Delaware | 20222632 12/28/2001 | Items Listed on Exhibit A of Equipment Schedule Two to Master Lease No. 186392 (IBM 9406-830) | ||||
Libbey Inc. | General Electric Capital Corporation | Delaware | 22427197 9/24/2002 | Cessna Citation S550 | ||||
Libbey Inc. | Computer Sales International, Inc. | Delaware | 40455529 1/30/2004 | Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Three to Master Lease No. 186392 | ||||
Libbey Inc. | Bank Financial F.S.B. | Delaware | 41153172 4/8/2004 | Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Four to Master Lease No. 186392; Amended to include items listed in Exhibit A of 42426585 | ||||
Libbey Inc. | Bank Financial F.S.B. | Delaware | 41818543 9/23/2004 | Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Five to Master Lease No. 186392; Amended to include items listed in Exhibit A of 43441534 | ||||
Libbey Inc. | CSI Leasing, Inc. | Delaware | 42777326 10/4/2004 | Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Six to Master Lease No. 186392; Amended to include items listed in Exhibit A of 51585463 | ||||
Libbey Inc. | Bank Financial F.S.B. | Delaware | 50971045 3/30/2005 | Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Seven to Master Lease No. 186392; Amended to include items listed in Exhibit A of 53375525 |
FILING NO. & | ||||||||
DEBTOR | SECURED PARTY | JURISDICTION | DATE | COLLATERAL | ||||
Libbey Inc. | Air Liquide Industrial US LP | Delaware | 51963389 6/27/2005 | Vertical Vessel 11000 Gallon Serial #A129 | ||||
Libbey Inc. | General Electric Capital Corporation | Delaware | 52980028 9/27/2005 | Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Eight to Master Lease No. 186392; Amended to include items listed in Exhibit A of 61586767 | ||||
Libbey Inc. | CSI Leasing, Inc. | Delaware | 61103134 4/3/2006 | Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Nine to Master Lease 186392 |
II. LIBBEY GLASS, INC.
FILING NO. & | ||||||||
DEBTOR | SECURED PARTY | JURISDICTION | DATE | COLLATERAL | ||||
Libbey Glass, Inc. | O/E Systems, Inc. | Delaware | 33020602 11/12/2003 | All present and future Goods. . .leased by O/E Systems dba M/C Leasing pursuant to the Master Lease Agreement dated October 30, 2003. | ||||
Libbey Glass, Inc. | Computer Sales International, Inc. | Delaware | 40454878 1/30/2004 | Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Three to Master Lease No. 186392. | ||||
Libbey Glass, Inc. | Bank Financial F.S.B. | Delaware | 41153180 4/8/2004 | Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Four of Master Lease No. 186392; Amended to include items listed in Exhibit A of 42427617 | ||||
Libbey Glass, Inc. | Bank Financial F.S.B. | Delaware | 41818584 6/22/2004 | Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Five to Master Lease No. 186392; Amended to include items listed in Exhibit A of 43441476 | ||||
Libbey Glass, Inc. | IBM Credit LLC | Delaware | 41767856 6/25/2004 | The following equipment (together with all related software) fully described on IBM Credit LLC Supplement(s) # B61081: IBM Equipment Type Q48438 9SSR. |
FILING NO. & | ||||||||
DEBTOR | SECURED PARTY | JURISDICTION | DATE | COLLATERAL | ||||
Libbey Glass, Inc. | CSI Leasing, Inc. | Delaware | 42777649 10/4/2004 | Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Six to Master Lease No. 186392; Amended to include items listed in Exhibit A of 51585422 | ||||
Libbey Glass, Inc. | IBM Credit LLC | Delaware | 43629187 12/23/2004 | The following equipment (together with all related software) fully described on IBM Credit LLC Supplement(s) # B99323: IBM Equipment Type 9406 9SSR. | ||||
Libbey Glass, Inc. | IBM Credit LLC | Delaware | 50002346 1/3/2005 | The following equipment (together with all related software) fully described on IBM Credit LLC Supplement(s) # B99779: IBM Equipment Type BBK792 9SSR | ||||
Libbey Glass, Inc. | General Electric Capital Corporation | Delaware | 52980028 9/27/2005 | Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Eight to Master Lease No. 186392; Amended to include items listed in Exhibit A of 61586767 | ||||
Libbey Glass, Inc. | Bank Financial F.S.B. | Delaware | 53375475 10/25/2005 | Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Seven to Master Lease No. 186392 as amended to include items listed in Exhibit A of this Filing | ||||
Libbey Glass, Inc. | IBM Credit LLC | Delaware | 54038437 12/28/2005 | The following equipment (together with all related software) fully described on IBM Credit LLC Supplement(s) # C71819: IBM Equipment Type 9992 BBK792 GYF000 Q48438 9SSR U66848 | ||||
Libbey Glass, Inc. | CSI Leasing, Inc. | Delaware | 61103134 4/3/2006 | Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Nine to Master Lease 186392 |
III. THE DRUMMOND GLASS COMPANY
None.
IV. SYRACUSE CHINA COMPANY
None.
V. WORLD TABLEWARE, INC.
None.
VI. TRAEX COMPANY
FILING NO. & | ||||||||
DEBTOR | SECURED PARTY | JURISDICTION | DATE | COLLATERAL | ||||
Traex Company | General Electric Capital Corporation | Wisconsin | 20009691025 5/15/2002 | Milacron model: MM725-179 plastic injection molding machine S/N: H44A0100004 and Milacron model: MM725-116 plastic injection molding machine S/N: H44A0100002 |
VII. LGC CORP.
None.
VIII. LGFS INC.
None.
IX. LGA3 CORP.
None.
X. LGA4 CORP.
None.
XI. LGAC LLC
None.
XII. LIBBEY.COM LLC
None.
XIII. CRISA INDUSTRIAL LLC
None.
Schedule 6.04
Existing Investments
Existing Investments
1. | The Intercompany Indebtedness described in #s 1, 2, 3, 7, and 8 on Schedule 6.01 and investments in respect of the Guarantees of the Indebtedness relating to Crisal-Cristataria Automática, S.A. described in #4 on Schedule 6.01. | |
2. | Investments in respect of the Guarantees of Indebtedness by Holdings and/or the US Borrower permitted by Section 6.01(q). | |
3. | Investments in Printgalss-Transformação de Vidro LDA by Crisal-Cristataria Automática, S.A. representing approximately 19% of the outstanding sociedade por quotas of Printgalss-Transformação de Vidro LDA. | |
4. | The warrants issued in connection the Senior Subordinated Secured Pay-in-Kind Notes due 2011 issued on the Effective Date pursuant to the Third Lien Senior Notes Indenture. |
Schedule 6.10
Existing Restrictions
Existing Restrictions
1. | Restrictions with respect to the Indebtedness described in #s 4, 5, 6, 8 and 9 on Schedule 6.01. |