Three months ended June 30

EX-4.1 2 l37245exv4w1.htm EX-4.1 EX-4.1
EXHIBIT 4.1
Schedules to Credit Agreement dated June 16, 2006.
Commitment Schedule
                 
    Total     Euro  
Lender   Commitment     Commitment  
JPMorgan Chase Bank, N.A.
  US$ 30,000,000     US$ 15,000,000  
Fifth Third Bank
  US$ 24,500,000     US$ 12,250,000  
Wells Fargo Foothill LLC
  US$ 24,500,000     US$ 12,250,000  
LaSalle Bank Midwest National Association
  US$ 24,500,000     US$ 12,250,000  
Merrill Lynch Capital
  US$ 24,500,000     US$ 12,250,000  
UBS Loan Finance LLC
  US$ 22,000,000     US$ 11,000,000  
 
           
 
               
Total
  US$ 150,000,000     US$ 75,000,000  
 
           

 


 

Schedule 3.05
Properties
I.   Owned and Leased Real Property
         
Loan Party   Addresses of Owned Properties   Non-Mortgaged Property
Libbey Glass Inc.
  940 Ash Street
Toledo, OH 43611
  No
 
       
Libbey Glass Inc.
  1600 Justo Penn Road
Laredo, TX 78041
  Yes
 
       
Libbey Glass Inc.
  4302 Jewella Road
Shreveport, LA 71109
  No
 
       
Syracuse China Company
  2900 Court Street
Syracuse, NY 13208
  No
 
       
Traex Company
  101 Traex Plaza
Dane, WI 53529
  Yes
 
       
B.V. Koninklijke
Nederlandsche Glasfabriek Leerdam
  Lingedijk 8, 4142 LD
Leerdam, the Netherlands
  Yes
     
Loan Party   Addresses of Leased Properties
Libbey Glass Inc.
  300 Madison Avenue
Toledo, OH 43604
 
   
Libbey Glass Inc.
  930 Dearborn Avenue
Oregon, OH 43616
 
   
Libbey Glass Inc.
  1401 Champlain Street
Toledo, OH 43604
 
   
Libbey Glass Inc.
  706 Kennie Road
Shreveport, LA 71103
 
   
Libbey Glass Inc.
  3401 Etiwanda Avenue
Bldgs. 711 and 721
Mira Loma, CA 91752
 
   
Libbey Glass Inc.
  1038 Matzinger Road
Toledo, OH 43612
 
   
Libbey Glass Inc.
  8900 San Mateo Drive
Laredo, TX 78042
 
   
Libbey Glass Inc.
  2709 S.E. “I” Street
Bentonville, AR
 
   
Libbey Glass Inc.
  2295-A Renaissance Drive
Las Vegas, NV 89119
 
   
The Drummond Glass Company
  205 S. Erie Street
Toledo, OH 43602
 
   
World Tableware Inc.
  1850 Blackhawk Dr.
W. Chicago, IL 60185
 
   
B.V. Koninklijke Nederlandsche Glasfabriek Leerdam
  Lingedijk 8, 4142 LD Leerdam
The Netherlands

 


 

II.   Intellectual Property
A. Trademarks and Trademark Applications
                         
Trademarks, Trade Names and Service   Registration       Date of   Expiration    
Marks   Number   Status   Registration   Date   Country
     Loan Party: Libbey Glass Inc.
                       
 
                       
FUNDAMENTALS
    2,034,784     REGISTERED   2/4/97   2/4/07   USA
JEWEL
    2,004,783     REGISTERED   10/1/96   10/1/06   USA
PERCEPTION
    2,663,143     REGISTERED   12/17/02   12/17/12   USA
NOB HILL
    2,663,144     REGISTERED   12/17/02   12/17/12   USA
GOVERNOR CLINTON
    2,704,223     REGISTERED   4/8/03   4/8/13   USA
DAKOTA
    2,025,945     REGISTERED   12/24/96   12/24/06   USA
STATUS
    2,044,121     REGISTERED   3/11/97   3/11/07   USA
PRISM (GLASSWARE)
    2,330,497     REGISTERED   3/21/00   3/21/10   USA
SYMMETRY
    1,372,622     REGISTERED   11/26/85   11/26/05   USA
QUANTUM (FLATWARE)
    2,669,104     REGISTERED   12/31/02   12/31/12   USA
GIBRALTAR (FLATWARE)
    2,709,190     REGISTERED   4/22/03   4/22/13   USA
CATALINA
    2,669,061     REGISTERED   12/31/02   12/31/12   USA
E-SERIES
    78/741,473     APPLN FILED           USA
RESTAURANT BASICS (DINNERWARE)
    2,502,645     REGISTERED   10/30/01   10/30/11   USA
RESTAURANT BASICS (FLATWARE)
    2,502,646     REGISTERED   10/30/01   10/30/11   USA
RESTAURANT BASICS (GLASSWARE)
    2,764,560     REGISTERED   9/16/03   9/16/13   USA
EVERY DAY. EVERY WAY.
    2,414,453     REGISTERED   12/19/00   12/19/10   USA
LIFESTYLES
    1,998,419     REGISTERED   9/3/96   9/3/06   USA
LIBBEY.COM
    2,286,310     REGISTERED   10/12/99   10/12/09   USA
GIBRALTAR
    1,224,292     REGISTERED   1/18/83   1/18/13   USA
CLUBHOUSE COLLECTION
    2,859,370     REGISTERED   7/6/04   7/6/14   USA
MAIN STREET
    2,416,702     REGISTERED   1/2/01   1/2/11   USA
VILLAGE PINES COLLECTION
    2,114,155     REGISTERED   11/18/97   11/18/07   USA
FACETS
    2,443,873     REGISTERED   4/17/01   4/17/11   USA
CREATIVE ACCENTS
    2,194,064     REGISTERED   10/6/98   10/6/08   USA
GENUINE LIBBEY
    2,522,992     REGISTERED   12/25/01   12/25/11   USA
CHIVALRY
    1,173,311     REGISTERED   10/13/81   10/13/11   USA
WHAT’S COOKIN’? (BAKEWARE)
    2,602,220     REGISTERED   7/30/02   7/30/12   USA
QUANTUM (GLASSWARE)
    2,525,778     REGISTERED   1/1/02   1/1/12   USA
MALIBU
    1,445,212     REGISTERED   6/30/87   6/30/07   USA
GIBRALTAR (DINNERWARE)
    2,355,388     REGISTERED   6/6/00   6/6/10   USA
SHEER RIM AND DESIGN
    849,814     REGISTERED   5/28/68   5/28/08   USA
BRAVURA
    2,884,004     REGISTERED   9/14/04   9/14/14   USA
SAFEDGE
    522,529     REGISTERED   3/21/50   3/21/10   USA
L IN CIRCLE
    651,483     REGISTERED   9/10/97   9/10/07   USA
LIBBEY
    834,728     REGISTERED   9/5/67   9/5/07   USA
2000 (GLASSWARE)
    2,366,307     REGISTERED   7/11/00   7/11/10   USA
DURATUFF
    1,131,831     REGISTERED   3/11/80   3/11/10   USA
EMBASSY
    1,178,202     REGISTERED   11/17/81   11/17/11   USA
BOLLA GRANDE
    1,248,379     REGISTERED   8/16/83   8/16/13   USA
VIVA GRANDE
    1,564,590     REGISTERED   11/7/89   11/7/09   USA

 


 

                         
Trademarks, Trade Names and Service   Registration       Date of   Expiration    
Marks   Number   Status   Registration   Date   Country
TIKIWARE
    2,889,973     REGISTERED   9/28/04   9/28/14   USA
OMEGA
    2,809,251     REGISTERED   1/27/04   1/27/14   USA
KEGGER (GLASSWARE)
    78/532158     APPLN FILED           USA
MARGARINI
    2,875 403     REGISTERED   8/17/04   8/17/14   USA
E-COLLECTION
    78/741449     APPLN FILED           USA
VENUS
    2,815,596     REGISTERED   2/17/04   2/17/14   USA
FINEDGE
    1,193,209     REGISTERED   4/6/82   4/6/12   USA
FIESTA GRANDE
    1,093,807     REGISTERED   6/20/78   6/20/08   USA
QUANTUM (DINNERWARE)
    2,677,813     REGISTERED   1/21/03   1/21/13   USA
PRISM (DINNERWARE)
    2,738,740     REGISTERED   7/15/03   7/15/13   USA
POLYTUFF
    3,077,591     REGISTERED   4/4/06   4/4/16   USA
RESTAURANT SUPPLIES TO GO
    78/586,296     APPLN FILED           USA
SATIN GIBRALTAR
    3,069,269     REGISTERED   3/14/06   3/14/16   USA
WINE MASTER
    78/805,067     APPLN FILED           USA
ENDEAVOR
    78/572,284     APPLN FILED           USA
SPIRIT MASTER
    78/861,587     APPLN FILED           USA
America’s Glassmaker
  Service Mark               USA
Vina the Right Glass for the Restaurateur
  Service Mark               USA
LIBBEY
  UNKNOWN   APPLN FILED   3/20/06       INDA
LIBBEY
    2000/17374     REGISTERED   7/30/00   5/18/12   TURK
LIBBEY
    21048     REGISTERED   1/12/01   1/11/11   ARUB
LIBBEY
  UNKNOWN   APPLN FILED   12/7/00       BERM
LIBBEY
  UNKNOWN   APPLN FILED   12/7/00       INDN
LIBBEY
    00017334     REGISTERED   10/21/03   11/30/10   MASA
LIBBEY
  UNKNOWN   APPLN FILED   12/7/00       PAKI
LIBBEY
  UNKNOWN   APPLN FILED   12/7/00       EGYP
LIBBEY
  TM148315   REGISTERED   12/7/00   2/5/11   THAI
LIBBEY
    00926016     REGISTERED   4/19/01   4/15/10   TAIW
LIBBEY
    00930398     REGISTERED   4/19/01   9/30/08   TAIW
LIBBEY
    00819919     REGISTERED   4/19/01   9/30/08   TAIW
LIBBEY
    00889777     REGISTERED   4/19/01   4/15/10   TAIW
LIBBEY
    669/74     REGISTERED   9/26/03   9/26/11   SAUD
LIBBEY
    1.631.920     REGISTERED   1/2/86   5/7/07   ARGT
LIBBEY
    41243     REGISTERED   10/31/72   7/5/15   BENL
LIBBEY
    593616     REGISTERED   5/12/89   5/12/19   CAND
LIBBEY
    59110     REGISTERED   10/3/85   12/13/05   CHIL
LIBBEY
    223024     REGISTERED   2/10/03   2/24/13   CHIL
LIBBEY
    223025     REGISTERED   2/24/03   2/24/13   CHIL
LIBBEY
    265556     REGISTERED   3/23/90   3/22/15   COLO
LIBBEY
    91,278     REGISTERED   5/15/95   5/15/05   CORI
LIBBEY
    864/1972     REGISTERED   3/17/72   3/17/12   DENM
LIBBEY
    14226     REGISTERED   7/22/65   7/22/05   DORE
LIBBEY
    00012-99     REGISTERED   5/16/99   7/9/14   ECUD
LIBBEY
    12972     REGISTERED   12/13/05   12/13/05   ELSA
LIBBEY
    1718720     REGISTERED   12/19/89   12/19/09   FRAN
LIBBEY
    2470     REGISTERED   4/15/99   5/31/09   GUAT
LIBBEY
    14041     REGISTERED   4/12/67   4/12/07   HOND
LIBBEY
    721511-1995     REGISTERED   7/6/95   7/6/05   JAPN
LIBBEY
    4355     REGISTERED   4/10/95   10/21/14   MEXO
LIBBEY
    42/1119     REGISTERED   11/28/00   11/28/00   SOAF

 


 

                         
Trademarks, Trade Names and Service   Registration       Date of   Expiration    
Marks   Number   Status   Registration   Date   Country
LIBBEY
    B64/2502     REGISTERED   5/14/65   7/20/04   SOAF
LIBBEY
    452.599     REGISTERED   5/13/95   7/27/14   SPAN
LIBBEY
    8800324     REGISTERED   3/4/02   1/31/12   SWED
LIBBEY
    209.444     REGISTERED   3/4/85   4/9/05   SWIT
LIBBEY
    210231     REGISTERED   7/9/87   7/9/97   URUG
LIBBEY
    64.468-F     REGISTERED   4/13/71   4/13/06   VENZ
LIBBEY
    51.646     REGISTERED   7/20/66   7/20/06   VENZ
LIBBEY
    51.649     REGISTERED   7/21/66   7/21/06   VENZ
LIBBEY
    0B76337     REGISTERED   2/23/66   7/21/13   ZEAL
HT IN A STAR
    240955     REGISTERED   8/6/85   12/6/17   CAND
HI IN A STAR
    754652     REGISTERED   8/6/85   8/6/05   FRAN
E-COLLECTION
  UNKNOWN   APPLN FILED   3/1/06       CHIN
E-COLLECTION
  UNKNOWN   APPLN FILED   3/1/06       TURK
E-SERIES
  UNKNOWN   APPLN FILED   3/1/06       CHIN
E-SERIES
  UNKNOWN   APPLN FILED   3/1/06       TURK
SAFEDGE
    5724     REGISTERED   9/22/67   9/22/09   BERM
SAFEDGE
    163307     REGISTERED   11/18/33   11/18/08   CAND
SAFEDGE
    593615     REGISTERED   6/9/89   5/12/19   CAND
SAFEDGE
    754651     REGISTERED   8/6/85   8/6/05   FRAN
SAFEDGE
    852,076     REGISTERED   11/21/68   9/6/07   GERM
SAFEDGE
    726902-1995     REGISTERED   10/25/95   10/25/05   JAPN
SAFEDGE
    37210     REGISTERED   11/12/85   11/12/05   PANA
SAFEDGE
    67/3844     REGISTERED   5/5/97   9/5/07   SOAF
SAFEDGE
    162126     REGISTERED   7/21/96   7/21/06   SWIT
SAFEDGE
    B4443     REGISTERED   3/7/69   10/5/09   TRIN
L IN CIRCLE
    110378     REGISTERED   5/30/88   5/30/18   CAND
L IN CIRCLE
    1234565     REGISTERED   12/28/98   12/27/08   CHIN
L IN CIRCLE
    30287     REGISTERED   9/9/91   11/22/09   CYPR
L IN CIRCLE
    1450534     REGISTERED   5/29/69   2/18/08   FRAN
L IN CIRCLE
    60663     REGISTERED   11/23/89   11/23/09   PHIL
L IN CIRCLE
    1077     REGISTERED   11/9/70   11/9/05   VENZ
LIBBEY
    548984     REGISTERED   11/10/92   1/16/08   AUST
LIBBEY
    816624984     REGISTERED   11/3/93   11/3/03   BRAZ
LIBBEY
    2000352     REGISTERED   10/24/04   11/1/14   BRIT
LIBBEY
    960817     REGISTERED   3/14/97   3/13/07   CHIN
LIBBEY
    30286     REGISTERED   11/22/88   11/22/09   CYPR
LIBBEY
    139852     REGISTERED   11/8/95   9/5/05   FINL
LIBBEY
    123463     REGISTERED   5/16/92   3/17/05   GREC
LIBBEY
  UNKNOWN   APPLN FILED   6/20/04       GUYA
LIBBEY
    533/91     REGISTERED   9/10/92   1/25/12   HOKO
LIBBEY
    78996     REGISTERED   12/20/93   2/13/12   ISRA
LIBBEY
    21/267     REGISTERED   3/21/91   3/21/12   JAMA
LIBBEY
    54663     REGISTERED   11/27/91   11/27/11   PANA
LIBBEY
    182.345     REGISTERED   1/25/96   11/21/05   PARA
LIBBEY
    12657     REGISTERED   3/20/95   1/20/15   PERU
LIBBEY
    S/871/91     REGISTERED   2/14/98   2/14/08   SING
LIBBEY
    15467/1992     REGISTERED   12/12/03   9/13/13   SOKO
LIBBEY
  UNKNOWN   APPLN FILED   6/10/04       SURI
LIBBEY IN CHINESE
    970100060     APPLN FILED   10/12/04       CHIN
LIBBEY
    6768     REGISTERED   6/11/59   2/11/12   VIR

 


 

                         
Trademarks, Trade Names and Service   Registration       Date of   Expiration    
Marks   Number   Status   Registration   Date   Country
LIBBEY
    33134     REGISTERED   9/2/02   4/14/11   UAE
SAFEDGE
    8710     REGISTERED   5/8/02   5/8/12   NETH
LIBBEY
    158196     REGISTERED   10/31/72   5/8/12   NETH
LIBBEY GLASS INC.
    970100060     REGISTERED   4/21/03   4/20/13   CHIN
 
                       
Loan Party: Syracuse China Company
                       
 
                       
ARDEN
    1,395,741     REGISTERED   6/3/86   6/3/06   USA
CRESTVIEW
    828,539     REGISTERED   5/9/67   5/9/07   USA
KING’S INN
    1,026,786     REGISTERED   12/9/75   12/9/05   USA
CORDOVA
    827,539     REGISTERED   4/18/67   4/18/07   USA
CINNAMON
    1,336,722     REGISTERED   5/21/85   5/21/05   USA
CHANSON
    1,452,199     REGISTERED   8/11/87   8/11/07   USA
CHABLIS (CHINA DINNERWARE)
    2,775,359     REGISTERED   10/21/03   10/21/13   USA
BROOKLINE
    1,472,331     REGISTERED   1/12/88   1/12/08   USA
AMY
    833,680     REGISTERED   8/15/67   8/15/07   USA
COOL ‘N ARTS
    2678670     REGISTERED   1/21/03   1/21/13   USA
CRIMSON BLOSSOM
    1,354,101     REGISTERED   8/13/85   8/13/05   USA
CASABLANCA
    1,292,327     REGISTERED   8/28/84   8/28/14   USA
WEXFORD
    834,330     REGISTERED   8/29/67   8/29/07   USA
PALOMINO
    1,175,252     REGISTERED   10/27/81   10/27/11   USA
PATRICIAN
    1,394,111     REGISTERED   5/20/86   5/20/06   USA
PONTCHARTRAIN
    833,330     REGISTERED   8/8/67   8/8/07   USA
RICHLAND
    1,394,907     REGISTERED   5/27/86   5/27/06   USA
ROUEN
    833,682     REGISTERED   8/15/67   8/15/07   USA
SHENANGO
    555,636     REGISTERED   3/4/52   3/4/12   USA
SUTTON
    834,715     REGISTERED   9/5/67   9/5/07   USA
SYRACUSE
    104,744     REGISTERED   6/15/15   6/15/15   USA
SYRALITE
    798,393     REGISTERED   11/2/65   11/2/05   USA
OYSTER BAY
    1,394,908     REGISTERED   5/27/86   5/27/06   USA
DEEPMEADOW
    1,394,110     REGISTERED   5/20/86   5/20/06   USA
TUXEDO GOLD
    761,336     REGISTERED   12/10/63   12/10/13   USA
ESQUIRE
    793,642     REGISTERED   8/3/65   8/3/05   USA
CANTINA
    2,137,547     REGISTERED   2/17/98   2/17/08   USA
CAFÉ ROYAL
    2,669,056     REGISTERED   12/31/02   12/31/12   USA
QUADRA
    2,669,057     REGISTERED   12/31/02   12/31/12   USA
REPETITION
    2,826,208     REGISTERED   3/23/04   3/23/14   USA
OCTET
    3,062,978     REGISTERED   2/28/06   2/28/16   USA
TUO
    827,857     REGISTERED   4/25/67   4/25/07   USA
MOON STONE
    1,070,265     REGISTERED   7/26/77   7/26/07   USA
WOODSPRITE
    833,681     REGISTERED   8/15/67   8/15/07   USA
LEMONT
    828,537     REGISTERED   5/9/67   5/9/07   USA
MAYER
    1,444,195     REGISTERED   6/23/87   6/23/07   USA
ME TOO
    833,329     REGISTERED   8/8/67   8/8/07   USA
MESA GRANDE
    1,055,595     REGISTERED   1/4/77   1/4/07   USA
GILD
    833,328     REGISTERED   8/8/67   8/8/07   USA
MONTLYNN
    1,395,740     REGISTERED   6/3/86   6/3/06   USA
OAKTON
    1,395,739     REGISTERED   6/3/86   6/3/06   USA
EMINENCE
    2,698,247     REGISTERED   3/18/03   3/18/13   USA
THE MINI GREAT PLATE
    1,448,544     REGISTERED   7/21/87   7/21/07   USA

 


 

                         
Trademarks, Trade Names and Service   Registration       Date of   Expiration    
Marks   Number   Status   Registration   Date   Country
CANTINA (FLATWARE)
    2,881,207     REGISTERED   9/7/04   9/7/14   USA
DURAFOOT
    78/725,423     APPLN FILED           USA
ESQUIRE
    78/299,758     APPLN FILED           USA
SERRANO
    2,982,235     REGISTERED   8/2/05   8/2/15   USA
 
                       
Loan Party: World Tableware Inc.
                       
 
                       
GLENBROOK
    2,776,703     REGISTERED   10/21/03   10/21/13   USA
BRANDWARE
    1,173,950     REGISTERED   10/20/81   10/20/11   USA
AMERICAN SILVER CO.
    1,534,875     REGISTERED   4/11/89   4/11/09   USA
WORLD (STAINLESS STEEL FLATWARE)
    994,264     REGISTERED   4/25/96   10/1/14   USA
AMSILCO
    1,559,578     REGISTERED   10/10/87   10/10/09   USA
WORLD (SILVER & PLATED TABLEWARE)
    0,040,724     REGISTERED   7/7/03   7/7/13   USA
BB LOGO AND DESIGN
    1,262,229     REGISTERED   12/27/83   12/27/13   USA
ULTIMA
    1,180,217     REGISTERED   12/1/81   12/1/11   USA
VARESE
    2,704,466     REGISTERED   4/8/03   4/8/13   USA
SKOAL
    2,721,149     REGISTERED   6/3/03   6/3/13   USA
PESCE
    2,889,974     REGISTERED   5/14/03   9/28/14   USA
THE MILLENNIUM COLLECTION
    75/590,343     APLN FILED   11/16/98       USA
CONTEMPRA
    2,430,409     REGISTERED   2/20/01   2/20/11   USA
EVEREST
    2,784,832     REGISTERED   11/18/03   11/18/13   USA
AMULET
    2,663,154     REGISTERED   12/17/02   12/17/12   USA
WORLD (PORCELAIN DINNERWARE)
    2,074,231     REGISTERED   6/24/97   6/24/07   USA
SLATE
    2,704,467     REGISTERED   4/8/03   4/8/13   USA
VERONA (FLATWARE)
    2,704,465     REGISTERED   4/8/03   4/8/13   USA
WTI GLOBE AND DESIGN
    1,073,075     REGISTERED   9/13/77   9/13/07   USA
CONTEMPRA
    2,760,370     REGISTERED   9/2/03   9/2/13   USA
SAN MARINO
    78/858,430     APPLN FILED           USA
PORTO
    78/858,427     APPLN FILED           USA
PRAGUE
    78/858,411     APPLN FILED           USA
BB LOGO & DESIGN
    281,790     REGISTERED   7/29/03   7/29/13   CAND
BRANDWARE
    255,597     REGISTERED   2/6/81   2/6/11   CAND
 
                       
Loan Party: Traex Company
                       
 
                       
LIDPRO
    2,559,646     REGISTERED   4/9/02   4/9/12   USA
BATTER BOSS
    1,657,443     REGISTERED   5/7/98   9/17/11   USA
CUPRO
    2,327,318     REGISTERED   3/7/00   3/7/10   USA
DRIPCUT
    373,123     REGISTERED   11/28/39   11/28/09   USA
CHOICE CUT
    2,286,711     REGISTERED   10/12/99   10/12/09   USA
TUFFEX
    1,706,831     REGISTERED   8/11/92   8/11/12   USA
CLEAN CUT
    2,785,074     REGISTERED   11/18/03   11/18/13   USA
KONDI-KEEPER
    1,673,006     REGISTERED   1/21/92   1/21/12   USA
STRAW BOSS
    1,651,525     REGISTERED   8/24/90   7/23/11   USA
RACK MAX
    2,664,502     REGISTERED   12/17/92   12/17/12   USA
SAUCE BOSS
    1,642,449     REGISTERED   4/23/91   4/23/11   USA
SPICE BOSS
    2,849,301     REGISTERED   6/1/04   6/1/14   USA
SANALITE
    1,053,797     REGISTERED   11/30/76   11/30/06   USA
RACK-MASTER
    1,605,589     REGISTERED   7/10/00   7/10/10   USA

 


 

                         
Trademarks, Trade Names and Service   Registration       Date of   Expiration    
Marks   Number   Status   Registration   Date   Country
MAKING THE ORDINARY EXTRAORDINARY
    2,789,726     REGISTERED   12/2/03   12/2/13   USA
PLATE CRATE
    2,007,086     REGISTERED   2/3/95   10/8/06   USA
QUIK-PIK
    2,158,897     REGISTERED   5/8/97   5/19/08   USA
TRAEX
    1,700,599     REGISTERED   7/14/92   7/14/12   USA
TWISTER
    78/568,690     APPLN FILED   2/16/05       USA
CUPPRO
    78/556,108     APPLN FILED   1/28/05       USA
SAFETY MATE ICE PORTER
    78/604,828     APPLN FILED           USA
SAFETY MATE
    78/604,865     APPLN FILED           USA
QUIK-KOOL
    78/747,143     APPLN FILED           USA
DRIPCUT
  UCA12026   REGISTERED   2/22/99   2/13/14   CAND
 
                       
Loan Party: B.V. Koninklijke Nederlandsche Glasfabriek Leerdam
                       
 
                       
ROYAL LEERDAM
    2,604,930     REGISTERED   8/6/02   8/6/12   USA
ROYAL LEERDAM (AND DESIGN)
    2,937,638     REGISTERED   4/5/05   4/5/15   USA
MAGNUM
    1,238,413     REGISTERED   5/17/83   5/17/13   USA
ROYAL LEERDAM
  1978 462 VR   REGISTERED   2/3/78   2/3/08   EUROPE
ROYAL LEERDAM
  TMA263032   REGISTERED   10/16/81   10/16/06   CANADA
ROYAL LEERDAM (AND DESIGN)
  TMA467227   REGISTERED   12/5/96   12/5/06   CANADA
MAGNUM
  TMA342483   REGISTERED   7/8/88   7/8/13   CANADA
B. Patents and Patent Applications
                         
Patent   Status   Issue Date   Patent Number   Expiration Date   Country
Loan Party: Libbey Glass Inc.
                       
 
                       
JAVA (FLATWARE)
  ISSUED   12/14/00     D434,274     11/28/14   USA
VENUS STEM
  ISSUED   3/4/03     D471,061     3/4/17   USA
2000 STEM, ITEM 3699
  ISSUED   5/2/00     D423,874     5/2/14   USA
OLYMPIA ITEM 2436
  ISSUED   7/9/96     D371,490     7/9/10   USA
MODERNE GLASS MUG
  ISSUED   9/2/97     D383,039     9/2/11   USA
DOMAINE ITEM 8957, 8995
  ISSUED   6/11/96     D370,597     6/11/10   USA
OLYMPIA ITEM 2437
  ISSUED   1/24/95     D371,935     7/23/10   USA
DAKOTA ITEMS 15603-15604
  ISSUED   5/7/96     D369,519     5/7/10   USA
SYSCO ITEMS 15613-15614
  ISSUED   6/4/96     D370,389     6/4/10   USA
DAKOTA TUMBLER, ITEM 15605
  ISSUED   5/7/96     D369,518     5/7/10   USA
JACKPOT MUG, ITEM 97336
  ISSUED   11/19/96     D375,656     11/19/10   USA
SYSCO ROCKS — ITEMS 15611, 15612
  ISSUED   6/18/96     D370,830     6/18/10   USA
MARTELLO STEMWARE
  ISSUED   3/30/04     D487,861     3/30/18   USA
TRION (COOLER)
  ISSUED   12/4/01     D451,346     12/4/15   USA
VENUS MARGARITA
  ISSUED   3/4/03     D471,065     3/4/17   USA
STEM (SHAZAM DESIGN)
  ISSUED   5/6/03     D474,069     5/6/17   USA
BAKEWARE (BOWL WITH HANDLES) #70974
  ISSUED   5/7/02     D456,673     5/7/16   USA
NAUTILUS (COOLER)
  ISSUED   11/8/00     D444,675     7/10/15   USA

 


 

                         
Patent   Status   Issue Date   Patent Number   Expiration Date   Country
BANGLES (GOBLET)
  ISSUED   7/16/02     D460,323     7/16/16   USA
SMOOTHIE GLASS
  ISSUED   10/28/03     D481,259     10/28/17   USA
DOLLAR SIGN, ITEM 3635
  ISSUED   12/16/01     D387,611     12/16/11   USA
GIBRALTAR (FLATWARE)
  ISSUED   8/29/00     D429,951     8/29/14   USA
WATER GLASS, ITEM 15639
  ISSUED   8/29/00     D429,958     8/29/14   USA
PARKSIDE STEMWARE
  ISSUED   9/23/98     D418,370     1/4/14   USA
CLARION
  ISSUED   10/26/99     D415,655     10/26/13   USA
CANTINA ITEM 5687
  ISSUED   3/30/99     D407,270     3/30/13   USA
TENNIS BALL STEM
  ISSUED   11/3/98     D400,395     12/16/11   USA
CACTUS GLASS ITEM 3619JS, 3620JS
  ISSUED   7/8/98     D380,646     7/8/11   USA
SQUIRE ITEM 5630
  ISSUED   9/15/98     D398,189     9/15/12   USA
QUANTUM (GLASS)
  ISSUED   5/9/00     D424,377     5/9/14   USA
GUITAR STEM, ITEM 3637
  ISSUED   1/13/98     D389,013     1/13/12   USA
DICE STEM, ITEM 3634
  ISSUED   12/16/97     D387,612     12/16/11   USA
GOLF BALL STEM, ITEM 3633
  ISSUED   12/16/97     D387,616     12/16/11   USA
BASEBALL STEM, ITEM 3632
  ISSUED   12/16/97     D387,613     12/16/11   USA
FOOTBALL STEM, ITEM 3631
  ISSUED   12/16/97     D387,614     12/16/11   USA
SOCCER BALL STEM, ITEM 3630
  ISSUED   12/16/97     D387,615     12/16/11   USA
BASKETBALL STEM, ITEM 3636
  ISSUED   3/24/98     D392,507     3/24/12   USA
SQUIRE COOLER, ITEM 5631
  ISSUED   1/20/98     D398,189     1/20/12   USA
HOCKEY STEM
  ISSUED   10/20/98     D399,700     10/20/12   USA
VIBE
  ISSUED   4/18/02     D483,610     12/16/17   USA
COLONNA
  ISSUED   7/1/03     D476,526     7/1/17   USA
NAUTILUS MARTINI
  ISSUED   7/2/02     D459,633     7/2/16   USA
INFUSION (FLATWARE)
  ISSUED   2/27/01     D438,057     2/27/15   USA
ELLIPTIC (FLATWARE)
  ISSUED   2/27/01     D438,058 S   2/27/15   USA
FLAME COOLER
  ISSUED   11/15/05     D511,436 S   11/15/19   USA
CANDLE POT W/LID
  ISSUED   2/22/05     D502,101 S   2/22/19   USA
OMEGA STEMWARE
  ISSUED   4/22/03     D473,424     4/22/17   USA
HOLIDAY TREE GOBLET
  ISSUED   4/22/03     D473,425     4/22/17   USA
TAPERED SQUARE VOTIVE
  ISSUED   12/30/03     D484,365 S   12/30/17   USA
VERVE STEMWARE
  ISSUED   7/22/03     D477,499     7/22/17   USA
QUANTUM (FLATWARE)
  ISSUED   12/14/00     D434,281     11/28/14   USA
STRATUS (GLASS)
  ISSUED   8/29/00     D429,960     8/29/14   USA
2001 STEMWARE
  ISSUED   2/5/02     D453,282 S   2/5/16   USA
PERCEPTION (GLASSES)
  ISSUED   3/12/02     D454,278     3/12/16   USA
USA GOBLET (STARS)
  ISSUED   7/9/02     D459,944     7/9/16   USA
STARS GOBLET
  ISSUED   7/2/02     D459,631     7/2/16   USA
USA GOBLET (NO STARS)
  ISSUED   7/2/02     D459,632     7/2/16   USA
BAKEWARE (MEASURING CUP)
  ISSUED   8/13/02     D461,420     8/13/16   USA
GIBRALTAR (FOOTED PILSNER)
  ISSUED   8/20/02     D461,684     8/20/16   USA
BANGLES (TUMBLER)
  ISSUED   4/30/02     D456,214     4/30/16   USA
BANGLES (DOF)
  ISSUED   9/3/02     D462,238     9/3/16   USA
BAKEWARE (LONG PAN)
  ISSUED   5/8/01     D441,597     5/8/15   USA
BAKEWARE (SQUARE PAN)
  ISSUED   5/8/01     D441,598     5/8/15   USA
BAKEWARE (PAN)
  ISSUED   5/22/01     D442,425     8/1/14   USA
BAKEWARE (BOWL)
  ISSUED   5/15/01     D442,019     5/15/15   USA

 


 

                         
Patent   Status   Issue Date   Patent Number   Expiration Date   Country
GIBRALTAR PITCHER
  ISSUED   2/14/06     D514,868 S   2/14/20   USA
GLASS
  ISSUED   5/9/06     D520,301 S   5/9/20   USA
GIBRALTAR (BOWL)
  ISSUED   11/20/01     D450,538     11/20/15   USA
GIBRALTAR (PLATE)
  ISSUED   11/20/01     D450,539     11/20/15   USA
GIBRALTAR (PLATTER)
  ISSUED   12/18/01     D452,118     12/18/15   USA
GIBRALTAR (MUG)
  ISSUED   11/6/01     D449,964     11/6/15   USA
GIBRALTAR (CUP)
  ISSUED   12/5/00     D434,603     12/5/14   USA
GIBRALTAR (DISH)
  ISSUED   12/4/01     D451,348     12/4/15   USA
STEM FOR AN ARTICLE OF STEMWARE
  ISSUED   8/20/05     D507,935     8/20/19   USA
GLASS
  ISSUED   1/20/98     D389,375         USA
VENUS MARTINI
  ISSUED   6/4/02     D458,083     6/4/16   USA
TRANSFER MECHANISM FOR GLASS ARTICLES
  ISSUED   8/11/98     5,791,452     10/15/16   USA
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   12/22/98     5,851,257     6/26/16   USA
VALVE HAMPER ASSEMBLY
  ISSUED   7/3/01     6,253,579     3/24/19   USA
COMMON CAGE ASSEMBLY
  ISSUED   5/22/01     6,233,975     3/24/19   USA
COOLING SYSTEM FOR A GLASSWARE MACHINE
  ISSUED   3/21/00     6,038,889     4/14/19   USA
GLASSWARE MACHINE (ROTARY TABLE)
  ISSUED   3/9/04     6,701,748 B1   8/13/21   USA
VACUUM PICK-UP OF SQUARE HOT GLASS ARTICLES
  ISSUED   10/12/93     5,251,919     10/12/10   USA
VALVE HAMPER ASSEMBLY
  ISSUED   8/8/02     2001/6588     2/23/20   SOAF
COMMON CAGE ASSEMBLY
  ISSUED   8/8/02     2001/6587     2/23/20   SOAF
VENUS MARTINI
  ISSUED   5/29/02     322409     4/7/18   SOKO
IMPROVED LOW MELTING GLASSES
  ISSUED   9/23/87     2158062 B   4/24/05   BRIT
VACUUM PICK-UP OF SQUARE HOT
GLASS ARTICLES
  ISSUED   6/28/93     2,099,292     6/28/07   CAND
VACUUM PICK-UP OF SQUARE HOT
GLASS ARTICLES
  ISSUED   3/16/99     577032     6/26/13   EPC
VACUUM PICK-UP OF SQUARE HOT
GLASS ARTICLES
  ISSUED   9/27/95     1972814     7/2/13   JAPN
VACUUM PICK-UP OF SQUARE HOT
GLASS ARTICLES
  ISSUED   7/26/96     182231     6/30/13   MEXO
VENUS MARTINI
  ISSUED   11/6/02     149781     5/14/08   AUST
VENUS MARTINI
  ISSUED   3/1/04     36502     5/14/17   ISRA
COMMON CAGE ASSEMBLY
  ISSUED   2/23/03   ZL 00805385.5     2/23/20   CHIN
TRANSFER MECHANISM FOR GLASS
ARTICLES
  ISSUED   7/17/03     E226873     8/27/17   ARIA
VENUS MARTINI
  ISSUED   5/29/03     2002 01273     5/29/07   TURK
VENUS MARTINI
  ISSUED   3/4/04     16,090     5/29/17   MEXO
COMMON CAGE ASSEMBLY
  ISSUED   7/29/02   TR20010243 1B   2/23/20   TURK
COOLING SYSTEM FOR A
GLASSWARE MACHINE
  ISSUED   3/16/02     2001/7717     3/16/20   SOAF
VENUS MARTINI STEMWARE
  ISSUED   3/4/04     40204604.8     5/29/22   GERM
OLYMPIA ITEM 2437
  ISSUED   11/16/95     77573     11/16/00   CAND
OLYMPIA ITEM 2437
  ISSUED   2/9/96     418676-683     7/21/21   FRAN
OLYMPIA ITEM 2437
  ISSUED   1/13/97     8587     6/22/10   MEXO
DOMAINE ITEM 8957,8995
  ISSUED   2/7/97     79906     2/7/07   CAND
DOMAINE ITEM 8957, 8995
  ISSUED   4/5/96     955929     10/30/20   FRAN
VENUS MARTINI STEMWARE
  ISSUED   5/27/02     300 3949     5/25/27   UNK

 


 

                         
Patent   Status   Issue Date   Patent Number   Expiration Date   Country
DOMAINE ITEM 8957, 8995
  ISSUED   6/5/00     11457     11/17/10   MEXO
OLYMPIA ITEM 2436
  ISSUED   6/22/95     8597     6/22/10   MEXO
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/25/97   AR 007484 B1   6/25/17   ARGT
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   12/1/04   ZL97195899.8   6/10/17   CHIN
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/97     207133     6/10/17   MEXO
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/97   US97/09830   6/10/17   PCT
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   2/24/99     97/4686     5/28/17   SOAF
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/97     14109     6/10/17   THAI
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   5/3/97     1998 01874     5/3/17   TURK
TRANSFER MECHANISM FOR GLASS ARTICLES
  ISSUED   8/20/02   PI ###-###-####-7   8/27/17   BRAZ
TRANSFER MECHANISM FOR GLASS ARTICLES
  ISSUED   11/21/01     97/15076     8/27/17   CHIN
TRANSFER MECHANISM FOR GLASS ARTICLES
  ISSUED   5/26/99     97/7968     9/4/17   SOAF
TRANSFER MECHANISM FOR GLASS ARTICLES
  ISSUED   5/21/01   TR 1999 00744B   8/27/17   TURK
GLASS
  ISSUED   10/2/85     854593     10/2/10   FRAN
SYMMETRY TUMBLER
  ISSUED   2/13/89     761514     2/13/04   JAPN
SYMMETRY TUMBLER
  ISSUED   2/13/89     1/761514     2/13/04   JAPN
SPOUT FORMING ASSEMBLY AND METHOD THEREFOR
  ISSUED   1/13/97     0 007 351     1/13/17   INDN
VENUS MARTINI STEMWARE
  ISSUED   12/4/02     02 3266     5/27/07   FRAN
TRANSFER MECHANISM FOR GLASS ARTICLES
  ISSUED   10/30/02   EP 0939689   8/27/17   EPC
TRANSFER MECHANISM FOR GLASS ARTICLES
  ISSUED   2/10/03     27340     10/3/17   COLO
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03     0907616     6/10/17   ARIA
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03     0907616     6/10/17   BELG
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03     97928003.9     6/10/17   IREL
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03     0907616     6/10/17   ITLY
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03     0907616     6/10/17   LUXM
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03     0907616     6/10/17   MONA
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03     0907616     6/10/17   NETH
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03     0907616     6/10/17   PORT
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03     0907616     6/10/17   SWED
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03     0907616     6/10/17   SWIT
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03   P 69721767.1     6/10/17   GERM
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03     0907616     6/10/17   DENM
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03     0907616     6/10/17   SPAN
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03     0907616     6/10/17   FINL
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03     0907616     6/10/17   FRAN

 


 

                         
Patent   Status   Issue Date   Patent Number   Expiration Date   Country
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03     0907616     6/10/17   UNK
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/10/03     0907616     6/10/17   GREC
GLASSWARE MACHINE (ROTARY TABLE)
  ISSUED   11/26/03     2003/1678     9/8/21   SOAF
APPARATUS & METHOD FOR FORMING A DECORATIVE PATTERN ON GLASSWARE
  ISSUED   3/5/97     207122     3/5/17   MEXO
HIGH CAVITY RATE PRESS MACHINE
  ISSUED   6/26/97     0 008 338     6/26/17   INDN
BAKEWARE (BOWL W/HANDLES)
  ISSUED   8/25/03     14714     4/2/16   MEXO
VENUS MARTINI
  ISSUED   7/27/03     99403     7/27/08   CAND
VENUS MARTINI
  ISSUED   3/5/03   DI6201458-7   5/31/12   BRAZ
HIGH CAVITY RATE MACHINE
  ISSUED   6/23/04     27702     6/23/17   COLO
TRANSFER MECHANISM FOR GLASS ARTICLES
  ISSUED   3/31/98   MY-115110-A   3/31/18   MASA
COMMON CAGE ASSEMBLY
  ISSUED   2/23/00   DE 660 10 065.0-08   2/23/20   GERM
TRANSFER MECHANISM FOR GLASS ARTICLES
  ISSUED   4/15/04   ID 0 010 439   10/15/17   INDN
HIGH CAVITY RATE MACHINE
  ISSUED   6/10/04   TR 1998 02674 B   6/10/17   TURK
APPARATUS AND METHOD FOR PUTTING DECORATION ON GLASSWARE
  ISSUED   3/19/97     27790     3/19/17   COLO
HIGH CAVITY RATE MACHINE
  ISSUED   7/16/04     3576173     7/10/17   JAPN
VALVE HAMPER ASSEMBLY
  ISSUED   1/14/05     225,587     2/23/20   MEXO
COMMON CAGE ASSEMBLY
  ISSUED   11/22/02     1171278     2/23/20   CYPR
COOLING SYSTEM FOR GLASSWARE MACHINE
  ISSUED   11/22/02     230542     3/16/20   MEXO
 
                       
Loan Party: Syracuse China Company
                       
 
                       
CHABLIS PLATE
  ISSUED   4/8/2003     D472,770     4/8/2017   USA
ANTHEM PLATE
  ISSUED   6/3/2003     D475,247     6/3/2017   USA
PLATE (COLUMBIA DESIGN)
  ISSUED   8/12/2003     D478,252     8/12/2017   USA
JUSTINE PLATE
  ISSUED   12/10/1996     D376,292     12/10/2010   USA
CASTLETON CUP
  ISSUED   6/10/1997     D379,737     6/10/2011   USA
CASTLETON PLATE
  ISSUED   12/10/1996     D376,293     12/10/2010   USA
PLATE
  ISSUED   11/25/1986     D286,843     11/25/2000   USA
MUG
  ISSUED   12/18/1994     D276,782     12/18/2008   USA
BELMONT CONDIMENT BOWL W/LID
  ISSUED   8/25/1992     D328,836     8/25/2006   USA
BELMONT COFFEE POT W/LID
  ISSUED   8/11/1992     D328,546     8/11/2006   USA
BELMONT TEAPOT W/LID
  ISSUED   8/4/1992     D328,403     8/4/2006   USA
BELMONT CUP
  ISSUED   7/21/1992     D328,006     7/21/2006   USA
BERKSHIRE DECAL
  ISSUED   7/7/1992     D327,611     7/7/2006   USA
LAFAYETTE DECAL
  ISSUED   7/14/1992     D327,811     7/14/2006   USA
PARK AVENUE DECAL
  ISSUED   7/7/1992     D327,612     7/7/2006   USA
TAPESTRY DECAL
  ISSUED   7/7/1992     D327,613     7/7/2006   USA
SCOTTSDALE DECAL
  ISSUED   7/14/1992     D327,810     7/14/2006   USA
JUDSON DECAL
  ISSUED   11/10/1992     D330,828     11/10/2006   USA
COLLETTE DECAL
  ISSUED   12/31/1992     D337,482     7/20/2007   USA
STAFFORDSHIRE DINNER PLATE
  ISSUED   7/20/1993     D337,485     7/20/2007   USA
FANFARE DINNER PLATE
  ISSUED   7/6/1993     D337,025     7/6/2007   USA
QUANTUM (PLATE)
  ISSUED   7/31/2001     D445,648     7/31/2015   USA
DUMONT DECAL
  ISSUED   9/30/1992     D333,406     2/23/2007   USA

 


 

                         
Patent   Status   Issue Date   Patent Number   Expiration Date   Country
STYLUS BOWL
  ISSUED   11/8/1994     D352,207     11/8/2008   USA
STYLUS DECAL — RAVENNA
  ISSUED   4/19/1994     D346,089     4/19/2008   USA
STYLUS PLATE
  ISSUED   4/12/1994     D345,893     4/12/2008   USA
STYLUS CUP
  ISSUED   10/4/1994     D351,086     1/4/2008   USA
PLATE
  ISSUED   3/21/1995     D356,472     3/21/2009   USA
STYLUS BOUILLON CUP
  ISSUED   4/12/1994     D345,895     4/12/2008   USA
TREVAL DECAL
  ISSUED   8/1/1994     D349,210     8/2/2008   USA
QUADRA PLATE, ITEM 903333 033
  ISSUED   12/22/1998     D402,854     12/22/2012   USA
QUADRA BOWL, ITEM 903333 002
  ISSUED   12/22/1998     D402,852     12/22/2012   USA
QUADRA CUP, ITEM 903333 001
  ISSUED   8/4/1998     D396,605     8/4/2012   USA
TRIUMPH PLATE
  ISSUED   8/1/2000     D428,770     8/1/2014   USA
STUDIO BOWL
  ISSUED   12/19/2000     D435,197     12/19/2014   USA
QUARTET PLATE
  ISSUED   12/12/2000     D434,947     12/12/2014   USA
TOON PLATE
  ISSUED   1/25/2000     D419,383     1/25/2014   USA
ANTHEM BOWL
  ISSUED   6/24/2003     D476,195     6/24/2017   USA
CHABLIS BOWL
  ISSUED   6/17/2003     D475,894     6/17/2017   USA
FANTASY BOWL
  ISSUED   3/11/2003     D471,406     3/11/2017   USA
PLATTER (QUADRA)
  ISSUED   3/11/2003     D471,405     3/11/2017   USA
PLATE (ANTHEM)
  ISSUED   5/27/2003     D474,941     5/27/2017   USA
SKILLET (CANTINA)
  ISSUED   2/18/2003     D470,358     2/18/2017   USA
CUP (ANTHEM)
  ISSUED   3/5/2002     D482,237     11/18/2017   USA
CUP (ANTHEM W/BAND DESIGN)
  ISSUED   10/8/2002     D463,954     10/8/2016   USA
PLATE (QUADRA TRIANGLE
DESIGN)
  ISSUED   8/19/2003     D478,476     8/19/2017   USA
PLATE (EDGE DESIGN)
  ISSUED   4/8/2003     D472,768     4/8/2017   USA
PLATE (ORBIT)
  ISSUED   5/27/2003     D474,940     5/27/2017   USA
TRAY (CHI-FU YING YANG)
  ISSUED   3/18/2003     D471,765     3/18/2017   USA
TRAY (CHI-FU SUSHI)
  ISSUED   6/24/2003     D476,194     6/24/2017   USA
MAJESTY HARMONY BOWL
  ISSUED   8/17/2004     D494,420 S   8/17/2018   USA
CHABLIS PASTA BOWL
  ISSUED   12/7/2004     D499,307 S   12/7/2018   USA
ANTHEM (PLATTER)
  ISSUED   11/16/2004     D498,391     11/16/2018   USA
TAPAS PLATE
  ISSUED   2/22/2005     D502,058 S   2/22/2019   USA
ANTHEM SQUARE PLATE
  ISSUED   5/4/2004     D489,227 S   5/4/2018   USA
PLATE
  ISSUED   1/31/2006     D513,935         USA
PLATE
  ISSUED   1/31/2006     D513,934         USA
BOWL
  ISSUED   11/29/2005     D511,939         USA
PROCESS FOR GLAZING
CHINAWARE ARTICLE
  ISSUED   11/11/2003     6,645,561     2/25/2022   USA
CHABLIS UTOPIA PLATE
  ISSUED   12/20/05     D512,876     12/20/19   USA
SASSY PLATE
  ISSUED   6/7/05     D505,834 S   6/7/19   USA
VESUVIUS PLATE
  ISSUED   10/13/04     D514,889 S   2/14/20   USA
GIBRALTAR (PLATE)
  ISSUED   9/29/00     2,094,798         BRIT
GIBRALTAR (BOWL)
  ISSUED   9/29/00     2,094,799         BRIT
GIBRALTAR (MUG)
  ISSUED   9/29/00     2,094,801         BRIT
GIBRALTAR (PLATTER)
  ISSUED   9/29/00     2,094,800         BRIT
GIBRALTAR (CUP)
  ISSUED   9/29/00     2,094,802         BRIT
GIBRALTAR (DISH)
  ISSUED   9/29/00     2,094,803         BRIT
 
                       
Loan Party: World Tableware Inc.
                       
 
                       
FISH FLATWARE SPOON
  ISSUED   5/20/03     D474,945     5/20/17   USA

 


 

                         
Patent   Status   Issue Date   Patent Number   Expiration Date   Country
FISH FLATWARE FORK
  ISSUED   5/20/03     D474,657     5/20/17   USA
FISH FLATWARE KNIFE
  ISSUED   5/20/03     D474,656     5/20/17   USA
SEAFOOD SHAKER HOLDER
  ISSUED   1/13/04     D485,130 S   1/13/18   USA
AMULET FLATWARE KNIFE
  ISSUED   2/18/03     D470,367     2/18/17   USA
AMULET FLATWARE SPOON
  ISSUED   11/19/02     D465,702     11/19/16   USA
KNIFE
  ISSUED   9/28/04     D496,562         USA
 
                       
Loan Party: Traex Company
                       
 
                       
BAR CONDIMENT TRAY
  ISSUED   2/2/93     D332,895     2/2/07   USA
OVENABLE FOOD TRAY
  ISSUED   7/15/97     D380,937     7/15/11   USA
DISHWASHER RACK CONSTRUCTION
  ISSUED   4/27/04     6,726,031 B2   2/23/22   USA
DISHWASHER RACK EXTENDER HAVING CONNECTOR PINS
  ISSUED   3/25/02     6,634,510     3/25/22   USA
BOTTLE HAVING MULTIPLE OUTLETS
  ISSUED   5/11/04     6,732,888 B1       USA
ADJUSTABLE CUP DISPENSER
  ISSUED   9/14/04     6,789,697     9/14/24   USA
FOOD TRAY
  ISSUED   12/4/98     85,265         CAND
                     
        Application Filing   Application Serial    
Patent Application   Status   Date   Number   Country
Loan Party: Libbey Glass Inc.
                   
 
GIBRALTAR PLASTIC TUMBLER
  APPLN FILED   4/28/04     29/204,323     USA
BIG MOUTH JAR
  APPLN FILED   11/4/04     29/219,121     USA
VALVE HAMPER ASSEMBLY
  APPLN FILED   2/23/00   PCT/US00/04539   PCT
TEMPERATURE CONTROL SYSTEM
  APPLN FILED   3/14/00   PCT/US 00/04531   PCT
APPARATUS & METHOD FOR FORMING
A DECORATIVE PATTERN
  APPLN FILED   3/15/97   PCT/US97/03432   TURK
COOLING SYSTEM FOR A GLASSWARE MACHIN
  APPLN FILED   7/3/02     00806201.3     CHIN
VALVE HAMPER ASSEMBLY
  APPLN FILED   2/28/00   UNKNOWN   CHIN
TRANSFER MECHANISM FOR GLASS ARTICLES
  APPLN FILED   8/5/02     97940642.8     NETH
TRANSFER MECHANISM FOR GLASS ARTICLES
  APPLN FILED   7/17/02     97940642.8     SWIT
TRANSFER MECHANISM FOR GLASS ARTICLES
  APPLN FILED   7/17/02     97940642.8     SWED
COMMON CAGE ASSEMBLY
  APPLN FILED   3/14/00   PCT/US 00/04544   PCT
TRANSFER MECHANISM FOR GLASS ARTICLES
  APPLN FILED   7/17/02     97940642.8     SPAN
TRANSFER MECHANISM FOR GLASS ARTICLES
  APPLN FILED   7/17/02     97940642.8     PORT
TRANSFER MECHANISM FOR GLASS ARTICLES
  APPLN FILED   7/17/02     97940642.8     BELG
TRANSFER MECHANISM FOR GLASS ARTICLES
  APPLN FILED   7/17/02     97940642.8     LUXM
TRANSFER MECHANISM FOR GLASS ARTICLES
  APPLN FILED   7/17/02     97940642.8     FINL
TRANSFER MECHANISM FOR GLASS ARTICLES
  APPLN FILED   7/17/02     97940642.8     GREC
TRANSFER MECHANISM FOR GLASS ARTICLES
  APPLN FILED   7/17/02     97940642.8     IREL

 


 

                     
        Application Filing   Application Serial    
Patent Application   Status   Date   Number   Country
TRANSFER MECHANISM FOR GLASS
ARTICLES
  APPLN FILED   7/17/02     97940642.8     ITLY
HIGH CAVITY RATE PRESS MACHINE
  APPLN FILED   6/25/97   PI9710039-0   BRAZ
HIGH CAVITY RATE PRESS MACHINE
  APPLN FILED   6/10/97     08/670,973     COLO
HIGH CAVITY RATE PRESS MACHINE
  APPLN FILED   6/10/97     08/670,973     INDA
HIGH CAVITY RATE PRESS MACHINE
  APPLN FILED   6/10/97     08/670,973     INDN
HIGH CAVITY RATE PRESS MACHINE
  APPLN FILED   6/10/97     08/670,973     JAPN
HIGH CAVITY RATE PRESS MACHINE
  APPLN FILED   6/10/97     08/670,973     MALA
HIGH CAVITY RATE PRESS MACHINE
  APPLN FILED   6/10/97     08/670,973     VENZ
TRANSFER MECHANISM FOR GLASS
ARTICLES
  APPLN FILED   5/26/99     08/730,071     JAPN
TRANSFER MECHANISM FOR GLASS
ARTICLES
  APPLN FILED   5/26/99     08/730,071     MEXO
TRANSFER MECHANISM FOR GLASS
ARTICLES
  APPLN FILED   5/26/99     97940642.8     PCT
TRANSFER MECHANISM FOR GLASS
ARTICLES
  APPLN FILED   5/7/04     191998     INDA
GLASSWARE MACHINE (ROTARY TABLE)
  APPLN FILED   11/14/02   PCT/US01/42045   PCT
TRANSFER MECHANISM FOR GLASS
ARTICLES
  APPLN FILED   7/17/02     97940642.8     MONA
                     
Loan Party: Syracuse China Company
                   
                     
PLATE (HEART DESIGN)
  APPLN FILED   5/17/2002     29/159,718     USA
PLATE (CASCADE DESIGN)
  APPLN FILED   4/18/2002     29/159,073     USA
BOWTIE & OVAL COUPE PLATES
  APPLN FILED   12/6/2004     29/222,467     USA
CRESCENT COUPE PLATE
  APPLN FILED   1/26/2005     29/222,129     USA
PROCESS FOR GLAZING CHINAWARE
ARTICLE
  APPLN FILED   11/22/02   UNKNOWN   PCT
PROCESS FOR GLAZING CHINAWARE
ARTICLE
  APPLN FILED   1/23/03   UNKNOWN   THAI
PROCESS FOR GLAZING CHINA
DINNERWARE
  APPLN FILED   1/10/03     02828300.7     CHIN
 
Loan Party: World Tableware Inc.
                   
 
CASCADE SPOON
  APPLN FILED   11/14/05     29/242,663     USA
CASCADE KNIFE
  APPLN FILED   11/14/05     29/242,699     USA
EUROPEAN STEAK KNIFE
  APPLN FILED   9/29/2003     29/190,911     USA
C. Copyrights
             
Copyright   Date Issued   Serial Number   Country
Loan Party: Syracuse China Company
           
 
FRIENDLYS I
  04/02/93   VA 996-589   USA
FRIENDLYS II
  04/02/93   VA 996-590   USA
TREVAL
  12/16/91   VA482052   USA

 


 

             
Copyright   Date Issued   Serial Number   Country
RAVENNA
  12/16/91   VA482051   USA
THE STYLUS COLLECTION
  12/16/91   ###-###-####   USA
SCOTTSDALE
  09/17/90   VA425366   USA
BERKSHIRE PATTERN/TREMONT SHAPE
  09/17/90   VA424701   USA
COMPTON, TURINA SHAPE
  01/09/91   VA435465   USA
COLLETTE
  03/27/90   VA393501   USA
JUDSON
  03/09/90   VA391832   USA
SYRALITE BODY FROM SYRACUSE CHINA MATCHES BRILLIANT BEAUTY WITH LASTING STRENGTH
  05/03/90   ###-###-####   USA
CHANTELLE
  10/13/89   VA370690   USA
TAPESTRY
  10/13/89   VA370683   USA
LENORE
  09/26/89   VA364209   USA
MAYMONT
  09/26/89   VA364208   USA
MARISA
  05/01/89   VA346512   USA
HYATT ORLANDO
  05/01/89   VA346511   USA
PONTE VERDE
  05/01/89   VA346510   USA
KEY BISCAYNE GREAT PLATE
  09/21/82   VA211078   USA
BEAUVAL FLORAL DESIGN
  09/21/82   VA139016   USA
BEAUVAL FLORAL DESIGN
  09/21/82   VA139015   USA
BEAUVAL FLORAL DESIGN
  09/21/82   VA139014   USA
BEAUVAL FLORAL DESIGN
  09/21/82   VA139013   USA
THE PERCEIVED VALUE OF TABLETOP ARCHITECTURE
  UNKNOWN   TX1127211   USA
CUSTOM BY SYRACUSE CHINA
  09/21/82   TX1127210   USA
GIBRALTAR COOK N’SERVE CHINA: A HOSPITALITY GROUP BY SYRACUSE CHINA: LET OVEN LOV
  09/21/82   TX1127209   USA
303 MENU IDEAS
  09/21/82   TX1127208   USA
THE PERCEIVED VALUE OF TABLETOP ARCHITECTURE
  09/21/82   TX1127207   USA
THE FEATURE PLATE
  09/21/82   TX1116893   USA
HOSPITALITY PORTFOLIO/BY SYRACUSE CHINA
  12/18/81   TX842460   USA
MESA GRANDE
  12/18/81   TX842454   USA
KING’S INN
  12/18/81   TX842453   USA
OPERATION COST CONTAINMENT: ARE MANAGER
ACTION PROGRAM MANUAL
  08/25/78   TX94376   USA
CARLTON NARROW RIM DINNERWARE
  UNKNOWN   VA245549   USA
HOTEL DUPONT
  UNKNOWN   VA346513   USA
ARTIFACTS
  08/12/92   VA 991-653   USA
COMBO
  08/12/92   VA 991-654   USA
ISLAND
  08/12/92   VA 991-652   USA

 


 

Schedule 3.06
Disclosed Matters
1.   Owens-Illinois has been named as a potentially responsible party or other participant in connection with certain waste disposal sites to which we also may have shipped wastes prior to June 24, 1993, the date of Libbey’s initial public offering and separation from Owens-Illinois, Inc. (Owens-Illinois). We may bear some responsibility in connection with those shipments. Pursuant to an indemnification agreement between Owens-Illinois and Libbey, Owens-Illinois has agreed to defend and hold us harmless against any costs or liabilities we may incur in connection with any such matters identified and pending as of June 24, 1993, and to indemnify us for any liability that results from these matters in excess of $3 million. We believe that if it is necessary to draw upon this indemnification, collection is probable.
 
2.   Pursuant to the indemnification agreement referred to above, Owens-Illinois is defending us with respect to the King Road landfill. In January 1999, the Board of Commissioners of Lucas County, Ohio instituted a lawsuit against Owens-Illinois, Libbey and numerous other defendants. (Fifty-nine companies were named in the complaint as potentially responsible parties.) In the lawsuit, which was filed in the United States District Court for the Northern District of Ohio, the Board of commissioners sought to recover contribution for past and future costs incurred by the County in response to the release or threatened release of hazardous substances at the King Road landfill formerly operated and closed by the County. The Board of Commissioners dismissed the lawsuit without prejudice in October 2000. At the time of the dismissal, the parties to the lawsuit anticipated that the Board of Commissioners would refile the lawsuit after obtaining more information as to the appropriate environmental remedy. As of this date, it does not appear that refiling of the lawsuit is imminent. In view of the uncertainty as to refiling of the suit, the numerous defenses that may be available against the County on the merits of its claim for contribution, the uncertainty as to the environmental remedy, and the uncertainty as to the number of potentially responsible parties, it currently is not possible to quantify any exposure that Libbey may have with respect to the King Road landfill.

 


 

Schedule 3.14
Insurance
                 
POLICY   INSURER/POLICY #   COVERAGE   LIMITS/DEDUCTIBLES
Property and Business Interruption   FM Global
NC059
 
All Risk including Fire, Extended Coverage, Boiler & Machinery and Difference-In-Conditions (DIC) Perils
  Policy Limit: $965,617,000 Except:
        (A)   $500,000,000 for Time Element
  25050 Country Club Blvd     (B)   Flood — Sublimit $100,000,000
 
  North Olmstead, OH         Except — $1,000,000 Miscellaneous Unnamed
 
  44070                            Locations and Errors and Omissions
 
        (C)   Earth Movement — Sublimit $100,000,000
 
          Except California $5,000,000; and other sub-limits apply
 
      (D)   Various Coverage Extensions are subject to Sublimits ranging from
 
            $250,000 to $25,000,000
 
        (E)   $5,000,000 Certified Terrorism *
 
        (F)   $250,000,000 Non-Certified Terrorism w/various sub-limits *
             
 
  Deductibles:

       
 
  (A) Glass Furnaces   -   $250,000/PD; 5 Days’
Equiv. Time
Element/Min. $500,000
 
  (B) Boiler & Machinery   -   $250,000 PD/BI
 
  (C) Property in Transit   -   $100,000
 
  (D) CA Earth Movement
       $500,000
  -   5% of Values/Min
 
  (E) Flood — Location 2   -   $500,000 combined PD/BI
 
  (F) Wind — High Hazard        Zones   -   3% of Values/Min $500,000
 
  (G) Railroad Rolling        Stock   -   $50,000
 
  (H) All Other Losses   -   $250,000 combined PD/BI
 
*Certified Terrorism:   internationally instigated terrorism acts on U.S. soil that are certified by the secretary of treasury of the United States as covered events (under the federal Terrorism Risk Insurance Act of 2002.
 
*Non-Certified Terrorism:   an act that is not certified as a terrorist act pursuant to the federal Terrorism Risk Insurance Act of 2002-see Supplemental United States Non Certified Act of Terrorism Endorsement made part of the policy.

 


 

             
POLICY   INSURER/POLICY #   COVERAGE   LIMITS/DEDUCTIBLES
3rd Party
Liability under
Construction All-
Risk Coverage

8/1/05-12/31/06
  Ping An Property & Casualty Insurance Company of China, Ltd. #105380011305000012

International Marine & Finance Center Pudong Dadao Shanghai 200120 P.R. China
  Indemnify the insured against all sums which the Insured shall become liable to pay including: Accidental death, bodily injury, or industrial illness. Accidental loss or damage to property in connection with the Insured Contracts.   Bodily injury, per person — $200,000 RMB
Bodily injury, per accident — $1,500,000 RMB
Property damage, per accident — $1,500,000 RMB
Aggregate — $5,000,000 RMB
 
           
Insured
  Travelers Property   Covers fully insured statutory   Policy Limits:
 
Workers’ Compensation
  Casualty Company YJ-UB-930K5177-05

300 Windsor St.
Hartford, CT 06120
  benefits such as compensation, medical benefits and rehabilitation costs incurred as a result of work- related injuries or diseases as defined by state compensation laws. (All states except CA, LA, OH, NY, ND and the monopolistic fund states of WA, WV & WY)      Workers’ Compensation — Statutory

   Employers’ Liability — $1,000,00
 
           
Self-Insured
  Safety National   Covers self-insured benefits   Policy Limit:
 
Excess Workers’ Compensation
  Casualty Corp.

SP-9852-OH

2043 Woodland Pkwy. St. Louis, MO 63146
  such as compensation, medical benefits and rehabilitation costs incurred as a result of work- related injuries or diseases as defined by state compensation laws. (Ohio, California, New York and Louisiana)      Statutory — Workers’ Compensation

   Employers’ Liability — $1,000,000

Self-Insured Retention: $500,000 (State of NY)
                                      $1,000,000 (CA, LA, OH)
 
           
Comprehensive
  Landmark American   Covers liability for damage   Policy Limit:
 
General Liability
Including Products
  Ins. Co. LHA103355 945 E. Paces Ferry Rd. Atlanta, GA 30326   because of personal injury or property damage caused by an occurrence.   $800,000 Per Occurrence
$2,000,000 General Aggregate Per Location $800,000 Products Aggregate

 


 

                 
POLICY   INSURER/POLICY #   COVERAGE   LIMITS/DEDUCTIBLES
 
          Self-Insured Retention: $200,000 Occurrence/ $700,000 Aggregate Indemnity and Allocated Claims Expenses
 
       Policy Limit:
 
Business Auto - U.S.
  Travelers Property Casualty Company
Y-810-930K5177-
TIL-05

One Tower Square
Hartford, CT 06183
  Covers liability arising out of the ownership, maintenance or use of Libbey Inc. vehicles in the U.S. (does not include physical damage for owned or leased vehicles)   $1,000,000
$   500,000
$     25,000
  BI/PD per Occurrence
UM/UIM Each Accident -
All States Except Ohio
UM/UIM Each Accident -
Ohio Autos
       
 
               
 
  TX Auto Policy
Charter Oak Fire Ins.
YO-CAP-9.0K5177-TIL-05
           
 
               
 
  One Tower Square
Hartford, CT 06183
           
             
Business Auto - Canadian
  ING Insurance Company of Canada 730500294 and ###-###-####    Libbey Canada Inc.    $2,000,000 (Canadian) Per Occurrence 

$2,000,000 (Canadian) 3rd Party Liability
 
           
 
  75 Eglinton Ave. E
Toronto, Ontario
Canada M4P 3A4
       
 
           
Exporter’s Package:
           
Foreign Property
  Great Northern Ins. Co.   All Risk of Physical Loss to Property situated at:   Policy Limit:
 
  73207715    Frankfurt, Germany
Monterrey, Mexico
       $200,000 

     $  40,000  
 
  15 Mountain View Rd.
Warren, NJ 07059
      Deductible:
     $    1,000 

 


 

                 
POLICY   INSURER/POLICY #   COVERAGE   LIMITS/DEDUCTIBLES
Foreign Coml.
  Great Northern   Covers liability for damage   Policy Limit:
General Liability
Including Products,
Automobile Liability
& Voluntary
Compensation
  Ins. Co.
73207715

15 Mountain View Rd.
Warren, NJ 07059
  because of personal injury or property damage caused by an occurrence outside of the United States, including Excess & D.I.C. coverage for Royal Leerdam   Statutory Per State of Hire — Voluntary Compensation Liability — $1,000,000 per Occurrence and Aggregate
 
           
Umbrella
  Continental Casualty #CUP2057315977 

CAN Plaza
Chicago, IL 60685

Federal Ins. Co.
#79090414 
  Covers liability for damages because of personal injury, property damage or advertising offense in excess of coverage provided by scheduled underlying policies.   Policy Limit: $100,000,000
 
           
 
  15 Mountain View Rd.
Warren, NJ 07059
       
 
           
 
  Fireman’s Fund
#XTM00087062139 
       
 
           
 
  P.O. Box 777
Novato, CA 94998
       
 
           
Worldwide
Transportation
  Hartford Fire
#45CTPCN7688

Hartford Plaza
Hartford, CT 06115
  Covers goods in transit between Continental U.S. and points outside the Continental U.S. for which the insured has an interest Subject to Annual Audit   Policy Limit: $3,000,000

- - Mail/Parcel Post
  Sublimit $500,000
- - Land Shipments to/from
  Mexico Sublimit $100,000
 
         
Deductible: $1,000, except

          $2,500 Mexico

 


 

                 
POLICY   INSURER/POLICY #   COVERAGE   LIMITS/DEDUCTIBLES
Directors & Officers’ Liability
  AIG
492-62-49

175 Water St.
New York, NY 10038
  (A) Pays the loss of Directors and Officers
(D & O) arising from a claim made against the D & O for any wrongful act.
(B)(i) Pays the loss of Libbey arising from a securities claim made against Libbey for a wrongful act (Entity Coverage). (B)(ii) Pays the loss of Libbey arising from a claim made against a D & O for any wrongful act, but only to the extent that Libbey has indemnified the D & O.
(C) Pays the loss of any D & O serving at the direction of Libbey on any not-for-profit organization board or any endorsed for profit organization board, but only excess of any coverage offered or indemnification provided.
  Policy Limit:
$15,000,000,
Inclusive of
Defense
costs

Deductibles:
 
      $750,000 Securities Claims
$500,000 Employment
      Practices Claims
$500,000 all other claims
 
           
             
Directors & Officers’ Liability Excess
  Twin City Fire Insurance Co.
00 DA 0225278 05
15 Mountain View
Warren, NJ 0059
  Covers liability of primary D & O policy.   Policy Limit: $10,000,000
excess $15,000,000
 
           
Pension Trust
Liability
  AIG
492-62-59

175 Water Street
New York, NY 10038
  Pays loss of an insured arising from a claim against the insured for any actual or alleged breach of fiduciary duty arising solely out of the insured’s capacity as a a fiduciary as defined by ERISA.   Policy Limit: $10,000,000 Inclusive of
   Defense costs

Deductible: $100,000 Each Loss except
   $500,000 each loss in Connection with
   Libbey securities

 


 

             
POLICY   INSURER/POLICY #   COVERAGE   LIMITS/DEDUCTIBLES
Pension Trust
Excess Policy
  Twin City Fire Insurance Co.
6801-1054
  Covers liability for loss or damage excess of underlying Fiduciary Policy.   Policy Limit: $10,000,000
excess of $10,000,000
 
           
 
  15 Mountain View
Warren, NJ 07059
       
 
           
Crime
  National Union
004926184
  Indemnifies Libbey for loss of Assets   Policy Limit: $10,000,000
 
           
 
  70 Pine Street
New York,
NY 10270
      Deductible: $100,000
 
           
Special Crime 7/1/05 — 7/1/08
  AIG
647-5922
2704 Commerce Drive

Harrisburg, PA 17110
  Ransom Monies — Annual Aggregate
In-Transit/Delivery Expenses

Judgments, Settlements & Defense Cost
Death or Dismemberment — Per Person
Death or Dismemberment — Per Incident
Recall Expenses
Business Interruption — Each Loss & Aggregate
  $10,000,000
$10,000,000
$10,000,000
$10,000,000
$     250,000
$  1,000,000
$  5,000,000
$  5,000,000
 
           
 
      Deductible    
 
      Kidnap and Ransom/Extortion Business Interruption   None
6 Hours
 
           
Employment Practices Liability
  National Union Fire Ins. Co.
492-62-78
  Protects company from claims resulting from wrongful acts arising from employment practices such as        Deductible: $150,000

     Policy Limit: $5,000,000

 


 

             
POLICY   INSURER/POLICY #   COVERAGE   LIMITS/DEDUCTIBLES
Insurance
  175 Water Street
New York,
NY 10038
  termination, discrimination, sexual Harassment, failure to employ or promote.    
 
           
1st Flex Excess
Liability
  Executive Risk Indemnity Inc.
8166-5050
  Covers Liability for loss or damage excess of underlying Director’s and Officer’s Liability, Fiduciary Liability, Crime, EPLI and Kidnap and Ransom policies   Policy Limit: $15,000,000
 
 
82 Hopmeadow Street
Simsbury, CT 06070
       
 
           
2nd Flex Excess
Liability
  St. Paul Mercury Insurance Co. 534CM0350

One Tower Square Hartford, CT 06183
  Covers Liability for loss or damage excess of underlying Director’s and Officer’s Liability, Fiduciary Liability, Crime, EPLI and Kidnap and Ransom and 1st Flex Excess policies   Policy Limit: $15,000,000
 
           
Group Travel Accident
4-30-05 to
4-30-06
  Hartford
One Tower Square
Hartford, CT 06183
  Provides scheduled benefits to Officers, Salaried and Non-Union Hourly employees for accidents while traveling on company business: excluding every day travel to and from work.   Policy Limit: $10,000,000

Benefit Schedules:
 
           
 
         
(a)   $500,000 for all active, full time Officers and Salaried employees with a job level over 10.
 
           
 
         
(b)   $350,000 for all active, full time Salaried employees with a job level between 7 and 10.
 
           
 
         
(c)   $200,000 for all active, full time Salaried and Non-Union Hourly employees and U.S. employees of foreign subsidiaries or affiliates with job level of 6 or less.
 
           
 
          Deductible: None
 
 
          Basis: Accidental Death or Dismemberment Schedule

 


 

Note: The above policies cover all Domestic Loan Parties.
Local coverages for B.V. Koninklijke Nederlandsche Glasfabriek Leerdam shown below:
                 
Coverage:   INSURER/POLICY#   COVERAGE   LIMITS/DEDUCTIBLES
Primary Liability —
  ACE   Territory — World   Limits: Third Party Liability:
Claims Made
Renewal Date:
1/1/07
  621578804     3 Months Cancellation Requirement
Terrorism
Asbestos
Retroactive Clause
  €1,000,000 Bodily Injury — per Claim
€2,000,000 Bodily Injury — Annual Aggregate
€1,000,000 Material Damage — per Claim
€2,000,000 Material Damage — Annual Aggregate
25,000 Deductible
Products Liability:
 
              €1,000,000 Bodily Injury — per Claim
€2,000,000 Bodily Injury — Annual Aggregate
€1,000,000 Material Damage — per Claim
€2,000,000 Material Damage — Annual Aggregate
25,000 Deductible
Employer’s Liability
€1,000,000 per Claim, per Person
€2,000,000 Annual Limit 25,000 Deductible
Environmental Impairment Liability
€1,000,000 per Claim
€2,000,000 Annual Limit

 


 

                 
Coverage:   INSURER/POLICY#   COVERAGE   LIMITS/DEDUCTIBLES
WAO — Gap Insurance
  Amersfoortse   Coverage: In case of sickness   Conditions:
Renewal Date:
1/1/07
  22-0115957     the employee receives payment according to the disablement act. This means for the first year they will receive 70% of their latest salary, even if the average minimum wage is less then 70%. This insurance will fill the gap.   36 month policy term 2 month cancellation requirement In some cases agreements have been made between employers and employees that the sick employee receives 100% of the salary last earned.
 
The second year of sickness the maximum amount paid is 70% of the last earned salary.
 
               
WAO — Excess Insurance Renewal Date: 1/1/09
  Amersfoortse
22-0024307
  Income in case of disablement   Conditions: 60 month policy term 3 month cancellation requirement Age of cancellation is 65 years First two years are deductible
 
               
Transit Marine Insurance
Renewal Date:
1/1/07
  Fortis
36104922
  Glass — Including Machinery & Equipment; Raw Materials   3 month cancellation requirement Territory — Worldwide Advance Premium based on total estimated turnover
 
               
Group Accident Insurance
Renewal Date:
2/28/07
  W.A. Hienfeld 525,403   All employees on the payroll of the insured not older than 70 years, provided that they are living in the Netherlands Sum Insured:   3 month cancellation
Territory — Netherlands
 
          €125,000 Death due to Accident €250,000 Permanent Disablement    
 
               
Travel Insurance
Renewal Date:
1/1/07
  W.A. Hienfeld
525815
  Coverage:
€15,000 Death, except for:
€3,000 Death, persons younger than
14 or older than 69
€60,000 Disability, except for:
  3 month cancellation requirement
Territory — World
 
          €75,000 Disability, persons younger than 14 years
€7,500 Disability, person older than 69 years
€Actual Cost Medical costs, except US & Canada
   

 


 

                 
Coverage:   INSURER/POLICY#   COVERAGE   LIMITS/DEDUCTIBLES
 
          €250,000 Medical costs; US & Canada    
 
               
 
          € Actual Cost Extra costs, including Replacement Transportation — nil SOS Assistance
€Actual Cost Repatriation
€3,000 Theft — loss or damage to luggage €750 Money
   
 
               
Group Survivor’s Pension Scheme
Renewal Date:
1/1/07
  Goudes 7064   Group Survivor’s Pension Scheme   3 month cancellation requirement
Every Employee has their own policy

 


 

Schedule 3.15
Capitalization and Subsidiaries
     Part A:
                 
                Ownership by
    Jurisdiction of           Holdings
Entity   Incorporation   Type of Entity   Direct Parent(s)   (Direct/Indirect)
Libbey Glass Inc. (“Libbey Glass”)
  Delaware   Corporation   Libbey Inc.   Direct 100%
The Drummond Glass Company
  Delaware   Corporation   Libbey Glass   Indirect 100%
World Tableware Inc.
  Delaware   Corporation   Libbey Glass   Indirect 100%
LGA3 Corp.
  Delaware   Corporation   Libbey Glass   Indirect 100%
LGA4 Corp.
  Delaware   Corporation   Libbey Glass   Indirect 100%
Libbey Canada Inc.
  Ontario, Canada   Corporation   Libbey Glass   Indirect 100%
Syracuse China Company
  Delaware   Corporation   Libbey Glass   Indirect 100%
Libbey.com LLC
  Delaware   Limited Liability Company   Libbey Glass   Indirect 100%
LGFS Inc.
  Delaware   Corporation   Libbey Glass   Indirect 100%
LGAC LLC
  Delaware   Limited Liability Company   Libbey Glass   Indirect 100%
Traex Company
  Delaware   Corporation   Libbey Glass   Indirect 100%
LGC Corp
  Delaware   Corporation   Libbey Glass   Indirect 100%
Libbey International C.V.
  The Netherlands   Limited Partnership   Libbey Glass LGA3 Corp.   Indirect 100%
Libbey Europe B.V.
  The Netherlands   Private Company   Libbey International C.V.   Indirect 100%
B.V. Koninklijke Nederlandsche Glasfabriek Leerdam (“Royal Leerdam”)
  The Netherlands   Private Company   Libbey Europe B.V.   Indirect 100%
B.V. Leerdam Crystal
  The Netherlands   Private Company   Royal Leerdam   Indirect 100%
Libbey Europe Finance Company B.V.
  The Netherlands   Private Company   Libbey International C.V.   Indirect 100%
Libbey Mexico Holdings B.V.
  The Netherlands   Private Company   Libbey Europe B.V.   Indirect 100%
Libbey Mexico S de R.L. de C.V.
  Mexico   Limited Liability Company   Libbey Mexico Holdings B.V.   Indirect 100%
Vitocrisa Holding S. de R.L. de C.V.
  Mexico   Limited Liability Company   Libbey Mexico S de R.L. de C.V. Royal Leerdam   Indirect 100%

 


 

                 
                Ownership by
    Jurisdiction of           Holdings
Entity   Incorporation   Type of Entity   Direct Parent(s)   (Direct/Indirect)
Vitocrisa S. de R.L. de C.V.
  Mexico   Limited Liability Company   Vitocrisa Holding S. de R.L. de C.V. Libbey Europe B.V.   Indirect 100%
Vitrocrisa Comercial S. de R.L. de C.V.
  Mexico   Limited Liability Company   Vitocrisa Holding S. de R.L. de C.V. Libbey Europe B.V.   Indirect 100%
Crisa Libbey S.A. de C.V.
  Mexico   Corporation   LGA4 Corp. LGA3 Corp.   Indirect 100%
Crisa Industrial LLC
  Delaware   Limited Liability Company   LGA4 Corp. LGA3 Corp.   Indirect 100%
Crisal-Cristalaria Automática, S.A.
  Portugal   Corporation   Libbey Europe B.V.   Indirect 95%
Libbey Asia Limited
  Hong Kong   Private Company   Libbey Glass Inc.   Indirect 100%
Libbey Glassware (China) Co., Ltd.
  China   Wholly Owned Foreign Entity   Libbey Asia Limited   Indirect 100%
Part B:
1.
     
Borrower   Outstanding Equity Interests
Libbey Glass Inc.
  100 shares of common stock
The Drummond Glass Company
  1,000 shares of comon stock
World Tableware Inc.
  100 shares of common stock
LGC Corp.
  100 shares of common stock
LGA4 Corp.
  100 shares of common stock
Syracuse China Company
  100 shares of common stock
Traex Company
  100 shares of common stock
LGFS Inc.
  100 shares of common stock
LGA3 Corp.
  100 shares of common stock
Liberty Canada Inc.
  100 shares of common stock
Libbey Europe B.V.
  5,711 shares of common stock
B.V. Koninklijke Nederlandsche Glasfabriek Leerdam (“Royal Leerdam”)
  4,100 shares of common stock
B.V. Leerdam Crystal
  35,000 shares of common stock
Libbey Europe Finance Company B.V.
  900 shares of common stock
Libbey Mexico Holdings B.V.
  900 shares of common stock

 


 

2.   The warrants issued in connection the Senior Subordinated Secured Pay-in-Kind Notes due 2011 issued on the Effective Date pursuant to the Third Lien Senior Notes Indenture.

 


 

Schedule 5.17
Post-Closing Matters
None.

 


 

Schedule 6.01
Existing Indebtedness
1.   Loan from Libbey International C.V. to Libbey Europe Finance Company B.V. in an original principal amount of $38,801,963.
 
2.   Loan from Libbey International C.V. to Libbey Europe Finance Company B.V. in an original principal amount of $112,747,132.
 
3.   Loan from Libbey Europe Finance Company B.V. to Libbey Europe B.V. in an original principal amount of $35,282,257.
 
4.   Loan from Libbey Europe Finance Company B.V. to Libbey Europe B.V. in an original principal amount of $112,747,132.
 
5.   Loan from Libbey Mexico Holdings B.V. to Libbey Mexico S de R.L. de C.V. in an original principal amount of $112,747,132.
 
6.   Indebtedness of Crisal-Cristalaria Automática, S.A. including: (a) Capital Lease Obligations; (b) a line of credit with Fortis Bank; (c) a non-interest bearing API loan and (d) an intercompany loan from Libbey Europe B.V. in an aggregate principal amount of approximately (as of December 31, 2005):
         
DESCRIPTION   BALANCE 12/31/2005  
Fortis bank line of credit
  (1,427,646.75 )
Capital Leases
  (1,860,707.19 )
API loan non-interest bearing
  (1,785,324.24 )
Libbey Europe intercompany note
  (10,762,678.35 )
 
     
Balance before considering any repayment
  (15,836,356.53 )
 
     
7.   Indebtedness in respect of the obligation to purchase the remaining 5% of the outstanding equity interests of Crisal-Cristalaria Automática, S.A. and obligations relating to the earn-out relating thereto in 2008 for approximately $6,050,000.
 
8.   Indebtedness in respect of the promissory note issued in connection with the purchase of the warehouse facility located in Laredo, Texas (outstanding principal amount as of December 31, 2005 approximately $2,131,000).
 
9.   Guarantees of Libbey Inc. in respect of certain obligations under: (a) the Amended and Restated Agreement for Provision of Electrical Power Generation Capacity and Associated Electrical Energy, dated December 15, 1999, between Vitro Corporativo, S.A. de C.V., Enron Energía Industrial de Mexico, S. de R.L. de C.V., and the capacity users named therein; (b) the Electric Energy Supply Agreement, dated March 28, 2003, between Iberdrola Energía Monterrey, S.A. de C.V., Vitrocrisa and Vidriera Monterrey, S.A. de C.V. and (c) the Lease Agreement, dated February 17, 2004, between Constructora de Naves Industriales, S.A. de C.V., as lessor, and Fomento Inmobiliario y de la Construcción, S.A. de C.V., as lessee, in respect of the plant, warehouse (47,288 sq. meters), distribution center and offices located the land located at Av. San Nicolas No. 2121, Colonia Primero de Mayo, Monterrey, State of Nuevo Leon, Mexico.

 


 

10.   The following letters of credit of Libbey Glass Inc. (amounts current as of May 22, 2006):
                 
Balance     Beneficiary   Reference Number  
$ 1,000,000.00    
Louisiana Department of Labor
  3048310 Bank of America
       
Office of Workers’ Compensation
       
     
$ 7,381,298.00    
State of New York
  3048312 Bank of America
       
Workers’ Compensation Board
       
     
$ 30,000.00    
State of New York
  3048313 Bank of America
       
Workers’ Compensation Board Self-Insurance Office
       
     
$ 32,198.00    
41 Madison LP
  3055241 Bank of America
       
c/o Rudin Management Company
       
     
 
     
     
$ 8,443,496.00    
Total Existing LC’s
       
         
 
     

 


 

Schedule 6.02
Existing Liens
1.   Liens in respect of the Indebtedness described in #’s 4, 6 and 8 on Schedule 6.01.
 
2.   The liens with respect to warrants issued in connection the Senior Subordinated Secured Pay-in-Kind Notes due 2011 issued on the Effective Date pursuant to the Third Lien Senior Notes Indenture.

 


 

I. LIBBEY, INC.
                 
            FILING NO. &    
DEBTOR   SECURED PARTY   JURISDICTION   DATE   COLLATERAL
Libbey Inc.
  Computer Sales International, Inc.   Delaware   11390793
10/15/2001
  Items Listed on Exhibit A of Equipment Schedule One to Master Lease No. 186392 (Exhibit A — Not Attached)
 
               
Libbey Inc.
  Deutsche Financial Services   Delaware   20222632
12/28/2001
  Items Listed on Exhibit A of Equipment Schedule Two to Master Lease No. 186392 (IBM 9406-830)
 
               
Libbey Inc.
  General Electric Capital Corporation   Delaware   22427197
9/24/2002
  Cessna Citation S550
 
               
Libbey Inc.
  Computer Sales International, Inc.   Delaware   40455529
1/30/2004
  Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Three to Master Lease No. 186392
 
               
Libbey Inc.
  Bank Financial F.S.B.   Delaware   41153172
4/8/2004
  Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Four to Master Lease No. 186392; Amended to include items listed in Exhibit A of 42426585
 
               
Libbey Inc.
  Bank Financial F.S.B.   Delaware   41818543
9/23/2004
  Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Five to Master Lease No. 186392; Amended to include items listed in Exhibit A of 43441534
 
               
Libbey Inc.
  CSI Leasing, Inc.   Delaware   42777326
10/4/2004
  Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Six to Master Lease No. 186392; Amended to include items listed in Exhibit A of 51585463
 
               
Libbey Inc.
  Bank Financial F.S.B.   Delaware   50971045
3/30/2005
  Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Seven to Master Lease No. 186392; Amended to include items listed in Exhibit A of 53375525

 


 

                 
            FILING NO. &  
DEBTOR   SECURED PARTY   JURISDICTION   DATE   COLLATERAL
Libbey Inc.
  Air Liquide Industrial US LP   Delaware   51963389
6/27/2005
  Vertical Vessel 11000 Gallon Serial #A129
 
               
Libbey Inc.
  General Electric Capital Corporation   Delaware   52980028
9/27/2005
  Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Eight to Master Lease No. 186392; Amended to include items listed in Exhibit A of 61586767
 
               
Libbey Inc.
  CSI Leasing, Inc.   Delaware   61103134
4/3/2006
  Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Nine to Master Lease 186392
II. LIBBEY GLASS, INC.
                 
            FILING NO. &  
DEBTOR   SECURED PARTY   JURISDICTION   DATE   COLLATERAL
Libbey Glass, Inc.
  O/E Systems, Inc.   Delaware   33020602
11/12/2003
  All present and future Goods. . .leased by O/E Systems dba M/C Leasing pursuant to the Master Lease Agreement dated October 30, 2003.
 
               
Libbey Glass, Inc.
  Computer Sales International, Inc.   Delaware   40454878
1/30/2004
  Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Three to Master Lease No. 186392.
 
               
Libbey Glass, Inc.
  Bank Financial F.S.B.   Delaware   41153180
4/8/2004
  Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Four of Master Lease No. 186392; Amended to include items listed in Exhibit A of 42427617
 
               
Libbey Glass, Inc.
  Bank Financial F.S.B.   Delaware   41818584
6/22/2004
  Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Five to Master Lease No. 186392; Amended to include items listed in Exhibit A of 43441476
 
               
Libbey Glass, Inc.
  IBM Credit LLC   Delaware   41767856
6/25/2004
  The following equipment (together with all related software) fully described on IBM Credit LLC Supplement(s) # B61081: IBM Equipment Type Q48438 9SSR.

 


 

                 
            FILING NO. &  
DEBTOR   SECURED PARTY   JURISDICTION   DATE   COLLATERAL
Libbey Glass, Inc.
  CSI Leasing, Inc.   Delaware   42777649
10/4/2004
  Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Six to Master Lease No. 186392; Amended to include items listed in Exhibit A of 51585422
 
               
Libbey Glass, Inc.
  IBM Credit LLC   Delaware   43629187
12/23/2004
  The following equipment (together with all related software) fully described on IBM Credit LLC Supplement(s) # B99323: IBM Equipment Type 9406 9SSR.
 
               
Libbey Glass, Inc.
  IBM Credit LLC   Delaware   50002346
1/3/2005
  The following equipment (together with all related software) fully described on IBM Credit LLC Supplement(s) # B99779: IBM Equipment Type BBK792 9SSR
 
               
Libbey Glass, Inc.
  General Electric Capital Corporation   Delaware   52980028
9/27/2005
  Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Eight to Master Lease No. 186392; Amended to include items listed in Exhibit A of 61586767
 
               
Libbey Glass, Inc.
  Bank Financial F.S.B.   Delaware   53375475
10/25/2005
  Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Seven to Master Lease No. 186392 as amended to include items listed in Exhibit A of this Filing
 
               
Libbey Glass, Inc.
  IBM Credit LLC   Delaware   54038437
12/28/2005
  The following equipment (together with all related software) fully described on IBM Credit LLC Supplement(s) # C71819: IBM Equipment Type 9992 BBK792 GYF000 Q48438 9SSR U66848
 
               
Libbey Glass, Inc.
  CSI Leasing, Inc.   Delaware   61103134
4/3/2006
  Various computer equipment (together with all repairs, accessions, accessories, and replacements) pursuant to Equipment Schedule Nine to Master Lease 186392
III. THE DRUMMOND GLASS COMPANY
None.
IV. SYRACUSE CHINA COMPANY
None.
V. WORLD TABLEWARE, INC.

 


 

None.
VI. TRAEX COMPANY
                 
            FILING NO. &  
DEBTOR   SECURED PARTY   JURISDICTION   DATE   COLLATERAL
Traex Company
  General Electric Capital Corporation   Wisconsin   20009691025
5/15/2002
  Milacron model: MM725-179 plastic injection molding machine S/N: H44A0100004 and Milacron model: MM725-116 plastic injection molding machine S/N: H44A0100002
VII. LGC CORP.
None.
VIII. LGFS INC.
None.
IX. LGA3 CORP.
None.
X. LGA4 CORP.
None.
XI. LGAC LLC
None.
XII. LIBBEY.COM LLC
None.
XIII. CRISA INDUSTRIAL LLC
None.

 


 

Schedule 6.04
Existing Investments
1.   The Intercompany Indebtedness described in #’s 1, 2, 3, 7, and 8 on Schedule 6.01 and investments in respect of the Guarantees of the Indebtedness relating to Crisal-Cristataria Automática, S.A. described in #4 on Schedule 6.01.
 
2.   Investments in respect of the Guarantees of Indebtedness by Holdings and/or the US Borrower permitted by Section 6.01(q).
 
3.   Investments in Printgalss-Transformação de Vidro LDA by Crisal-Cristataria Automática, S.A. representing approximately 19% of the outstanding sociedade por quotas of Printgalss-Transformação de Vidro LDA.
 
4.   The warrants issued in connection the Senior Subordinated Secured Pay-in-Kind Notes due 2011 issued on the Effective Date pursuant to the Third Lien Senior Notes Indenture.

 


 

Schedule 6.10
Existing Restrictions
1.   Restrictions with respect to the Indebtedness described in #’s 4, 5, 6, 8 and 9 on Schedule 6.01.