LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST Contracts & Agreements

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LEHMAN BROTHERS HOLDINGS INC. Form of Director Indemnification Agreement __________________________________ [Name of Director/Indemnitee] [], 2012 Lehman Brothers Holdings Inc....
Indemnification Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2012
INTEREST PURCHASE AGREEMENT
Purchase Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2012
UNIT PURCHASE AGREEMENT BY AND BETWEEN LEHMANBROTHERS HOLDINGS INC. AND NBSHACQUISITION, LLC dated as of December 1,2008
Purchase Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
IMD PARENT LLC
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
AMENDED AND RESTATED PURCHASE AGREEMENT BYAND BETWEEN IMDPARENT LLC, LEHMANBROTHERS HOLDINGS INC. AND THEOTHER SELLERS NAMED HEREIN datedas of October 3, 2008
Purchase Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Any text removed pursuant to Lehman Brothers Holdings Inc.sconfidential treatment request has been separately filed with the U.S. Securities and Exchange Commission and is marked...
Exchange Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
TRANSITION SERVICES AGREEMENT dated as of September 29, 2008 between LEHMAN BROTHERS HOLDINGS INC. and NOMURA HOLDINGS INC.
Transition Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
ASSIGNMENT AND ASSUMPTION AGREEMENT
Assignment Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED DUAL PARTICIPATION NOTES DUE AUGUST 22, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I 100% PRINCIPAL PROTECTED NOTES LINKED TO THEDOW JONES-AIG COMMODITY INDEXSMEXCESS RETURN DUE AUGUST 15, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I YEELDS® YIELD ENHANCED EQUITY LINKED DEBT SECURITIES PERFORMANCE LINKED TO THE LEAST PERFORMING COMMON STOCK IN A BASKET...
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I 100% PRINCIPAL PROTECTED NOTES LINKED TO COMBATS I DUE AUGUST 7, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERSHOLDINGS INC. MEDIUM-TERM NOTE,SERIES I CONDITIONAL RANGE NOTE DUE AUGUST 5, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A GLOBAL CURRENCY BASKET DUE DECEMBER 30, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX-LINKED NOTE DUE JUNE 30, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I GOLD-LINKED RETURN ENHANCED NOTES DUE DECEMBER 30, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I RETURN ENHANCED NOTES LINKED TO COMBATS I DUE DECEMBER 30, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A BASKET OF COMMODITIES DUE JULY 2, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I RETURN-ENHANCED NOTES LINKED TO A BASKET OF TEN COMMODITIES DUE JUNE 24, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE JUNE 24, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I AUSSIE BULL NOTES DUE JUNE 27, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERSHOLDINGS INC. MEDIUM-TERM NOTE,SERIES I NOTES LINKED TO THE EURO/U.S. DOLLAR EXCHANGE RATE DUE JULY 29, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
2,000,000 Shares of 8.75%Non-Cumulative Mandatory Convertible Preferred Stock, Series Q LEHMAN BROTHERS HOLDINGS INC. UNDERWRITING AGREEMENT
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
143,000,000Shares LEHMANBROTHERS HOLDINGS INC. Common Stock UNDERWRITINGAGREEMENT
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
CERTIFICATE NUMBER OF NUMBER SHARES
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I 100% PRINCIPAL PROTECTED NOTES LINKED TO COMBATS I DUE MAY 29, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
REGISTERED PRINCIPAL AMOUNT: $1,500,000 No. R-1 LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED CAPPED PARTICIPATION NOTES DUE MAY 30, 2013
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE NOVEMBER 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MAY 31, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MAY 17, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN INDIA AND CHINA CURRENCYBASKET DUE MAY 21, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTESLINKED TO A CURRENCY BASKET DUE MAY 21, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A BASKET OF COMMODITIES DUE NOVEMBER 23, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGSINC. AND THE BANK OF NEW YORK as Trustee SIXTEENTH SUPPLEMENTALINDENTURE Dated as of May 9, 2008
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGSINC. 7.50% SUBORDINATED NOTEDUE 2038
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE APRIL 29, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MAY 5, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGSINC. MEDIUM-TERM NOTE, SERIESI FXBASKET-LINKED NOTE DUE OCTOBER 28, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE APRIL 21, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
4,000,000 Shares of 7.25% Non-CumulativePerpetual Convertible Preferred Stock, Series P LEHMAN BROTHERS HOLDINGS INC. UNDERWRITING AGREEMENT
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
CERTIFICATE
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A BASKET OF TEN COMMODITIES AND TWO COMMODITY INDICES DUE MARCH 28, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BUFFERED RETURN ENHANCED NOTES LINKED TO A BASKET OF TEN COMMODITIES AND TWO COMMODITY INDICES DUE MARCH 28, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
REGISTERED PRINCIPAL AMOUNT: $1,320,500
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN ASIAN CURRENCY BASKET DUE MARCH 31, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MARCH 31, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTESLINKED TO A CURRENCY BASKET DUE MARCH 22, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MARCH 19, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
PRINCIPAL AMOUNT: $505,000
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERSHOLDINGS INC. MEDIUM-TERM NOTE,SERIES I NOTESLINKED TO A BASKET OF COMMODITIES DUE SEPTEMBER 20, 2012
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN ASIAN CURRENCY BASKET DUE MARCH 8, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. Buffered Return Enhanced Notes Linked to the Financial Select SectorSPDR® Fund Due March 10, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I YEELDS® YIELD ENHANCED EQUITY LINKED DEBT SECURITIES PERFORMANCE LINKED TO THE VALUE OF A COMMON STOCK
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I YEELDS® YIELD ENHANCED EQUITY LINKED DEBT SECURITIES PERFORMANCE LINKED TO THE LEAST PERFORMING COMMON STOCK IN A BASKET...
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MARCH 2, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CHINA BULL NOTES DUE FEBRUARY 28, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MARCH 1, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGSINC. MEDIUM-TERM NOTE, SERIESI FXBASKET-LINKED NOTE DUEFEBRUARY 28, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGSINC. MEDIUM-TERM NOTE, SERIESI NOTESLINKED TO AN ASIAN CURRENCY BASKET DUEFEBRUARY 26, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGSINC. MEDIUM-TERM NOTE, SERIESI NOTESLINKED TO AN ASIAN CURRENCY BASKET DUEFEBRUARY 26, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A LATIN AMERICAN CURRENCY BASKET DUE FEBRUARY 12, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN INDIA AND CHINA CURRENCY BASKET DUE FEBRUARY 14, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A CURRENCY BASKET DUE FEBRUARY 12, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BUFFERED RETURN ENHANCED NOTES LINKED TO A BASKET OF TEN COMMODITIES ANDTWO COMMODITY INDICES DUE FEBRUARY 7, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
REGISTERED PRINCIPAL AMOUNT: $4,550,000 No. R-1 LEHMANBROTHERS HOLDINGS INC. MEDIUM-TERMNOTE, SERIES I FX DIGITAL NOTE DUE AUGUST 6, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Depositary Shares LEHMAN BROTHERS HOLDINGS INC. FORM OF UNDERWRITING AGREEMENT
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE FEBRUARY 1, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE JANUARY 31, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I YEELDS® YIELD ENHANCED EQUITY LINKED DEBT SECURITIES PERFORMANCE LINKED TO THE VALUE OF A COMMON STOCK
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
1999 NEUBERGER BERMAN INC. LONG-TERM INCENTIVE PLAN RESTATED AS OF NOVEMBER 8, 2007 ARTICLE I PURPOSES
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMANBROTHERS HOLDINGS INC. 1994MANAGEMENT OWNERSHIP PLAN Asamended through November 8, 2007
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2008
200 RESTRICTED STOCK UNIT AWARD AGREEMENT EVIDENCING A GRANT OF RESTRICTED STOCK UNITS
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2008
200 STOCK OPTION AWARD AGREEMENT EVIDENCING A GRANT OF A NON-QUALIFIED STOCK OPTION
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2008
LEHMAN BROTHERS HOLDINGS INC. EMPLOYEE INCENTIVE PLAN As amended through November 8, 2007
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERSHOLDINGS INC. AGREEMENTEVIDENCING A GRANT OF RESTRICTED STOCKUNITS TO
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2008
LEHMAN BROTHERSHOLDINGS INC. AGREEMENTEVIDENCING A GRANT OF A NON-QUALIFIEDSTOCK OPTION TO
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2008
BASESALARIES OF NAMED EXECUTIVE OFFICERS OF THE REGISTRANT
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I YEELDS® YIELD ENHANCED EQUITY LINKED DEBT SECURITIES
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERSHOLDINGS INC. MEDIUM-TERM NOTE,SERIES I NOTES LINKED TO A LATIN AMERICAN CURRENCY BASKET DUE JANUARY 11, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
REGISTERED No. R-1 FACE AMOUNT: $19,000,000
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMANBROTHERS HOLDINGS INC. AND THE BANK OFNEW YORK as Trustee FIFTEENTHSUPPLEMENTAL INDENTURE Dated as of December 21,2007
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE DECEMBER 7, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I YEELDS® YIELD ENHANCED EQUITY LINKED DEBT SECURITIES PERFORMANCE LINKED TO THE VALUE OF A COMMON STOCK
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
20 RESTRICTED STOCK UNIT AWARD AGREEMENT EVIDENCING A GRANTOF RESTRICTED STOCK UNITS
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2007
LEHMAN BROTHERS HOLDINGS INC. 28.70% Reverse Exchangeable Notes Linked to the Least Performing Common Stockin a Basket of Common Stocks due May 30, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. Return Optimization Securities Linked to an International Index Basket DueMay 29, 2009
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I THREE-YEAR NOTES LINKED TO THE DOW JONES-AIGCOMMODITY INDEX EXCESS RETURN DUE NOVEMBER 29, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A BASKET OF COMMODITIES DUE NOVEMBER 30, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN ASIAN CURRENCY BASKET DUE JUNE 1, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN ASIAN CURRENCY BASKET DUE NOVEMBER 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE NOVEMBER 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE NOVEMBER 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE NOVEMBER 16, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMANBROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. SUPPLEMENTAL RETIREMENT PLAN (Effectiveas of October 19, 1998, amended and restated effective November 8, 2007) PREAMBLE
Retirement Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
200 RESTRICTED STOCK UNIT AWARD AGREEMENTEVIDENCING A GRANT OF RESTRICTED STOCK UNITS
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
200 STOCK OPTION AWARD AGREEMENTEVIDENCING A GRANT OF A NON-QUALIFIED STOCK OPTION
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2007
LEHMAN BROTHERS HOLDINGS INC. Return Optimization Securities with Partial Protection Linked to the S&P 500® Index Due May 6, 2009
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
CUSIP NO. 52517P5L1 ISIN NO. US52517P5L17 REGISTERED PRINCIPAL AMOUNT: $347,000 No. R-1 LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN ASIAN CURRENCY...
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIESI NOTES LINKED TO A BASKET OF COMMODITIES DUE NOVEMBER 1, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN ASIAN CURRENCY BASKET DUE OCTOBER 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE OCTOBER 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BUFFERED RETURN-ENHANCED NOTES LINKED TO ABASKET OF LBCI PURE BETA EXCESS RETURN SUB-INDICES DUE NOVEMBER 2, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BUFFERED RETURN-ENHANCED NOTES LINKED TO ABASKET OF LBCI PURE BETA EXCESS RETURN SUB-INDICES DUE NOVEMBER 2, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGSINC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
REGISTERED PRINCIPAL AMOUNT: $750,000
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. Principal Protection Notes Linked to a Basket of International Indices DueOctober 25, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I PERFORMANCE LINKED TO THE VALUE OF A COMMON STOCK, A STOCK INDEX, AN EXCHANGE TRADED FUND, A BASKET OF COMMON STOCKS OR A...
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I COMMODITY BASKET-LINKED NOTE DUE OCTOBER 4, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE APRIL 2, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE OCTOBER 4, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE OCTOBER 31, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE SEPTEMBER 28, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE SEPTEMBER 28, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I THREE-YEAR NOTES LINKED TO THE LBCI EQUALWEIGHT EXCESS RETURN DUE SEPTEMBER 28, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX- AND COMMODITY-LINKED NOTE DUE JANUARY 7, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX-LINKED NOTE DUE DECEMBER 20, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
REGISTERED PRINCIPAL AMOUNT: $500,000 No. R-1 LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED SINGLE BARRIER RANGE NOTE DUE DECEMBER 14, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I GOLD/SILVER PYRAMID NOTES DUE DECEMBER 10, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MARCH 5, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I RETURN-ENHANCED NOTES LINKED TO A BASKET OFCOMMODITIES DUE AUGUST 31, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I YEELDS® PARTIALLY PRINCIPAL PROTECTED YIELD ENHANCED EQUITY LINKED DEBT SECURITIES PERFORMANCE LINKED TO THE VALUE OF A...
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
PRINCIPAL AMOUNT: $5,455,000
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I TWO-YEAR NOTES LINKED TO THE DOW JONES-AIGCOMMODITY INDEX EXCESS RETURN DUE AUGUST 13, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I YEELDS® YIELD ENHANCED EQUITY LINKED DEBT SECURITIES
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE JANUARY 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I COMMODITY BASKET-LINKED NOTE DUE JULY 30, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. 100% Principal Protection 2.00% Notes Linked to a Basket of InternationalIndices Due October 31, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE SEPTEMBER 26, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. 100% Principal Protected Notes Linked to a Basket Consisting of an IndexComponent and an Index Fund Component Due July 21, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I Copper and ZincEnhanced Participation Notes DUE JULY 23, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGSINC. AND THE BANK OF NEW YORK as Trustee THIRTEENTH SUPPLEMENTALINDENTURE Dated as of July 19, 2007
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGSINC. 6.50% SUBORDINATED NOTE DUE 2017
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGSINC. AND THE BANK OF NEW YORK as Trustee FOURTEENTH SUPPLEMENTALINDENTURE Dated as of July 19, 2007
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGSINC. 6.875% SUBORDINATED NOTE DUE 2037
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BASE METALS BASKET BONUS NOTE DUE JUNE 29, 2010
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BASE METALS BASKET BONUS NOTE DUE JUNE 29, 2010
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BASE METALS BASKET BONUS NOTE DUE JUNE 29, 2010
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERSHOLDINGS INC. MEDIUM-TERM NOTE,SERIES I BASE METALS BASKET BONUS NOTE DUE JUNE 29, 2010
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. 100% Principal Protection Notes Linked to a Global Index Basket DueJune 22, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BUFFERED RETURN ENHANCED NOTES LINKED TO ABASKET OF TEN COMMODITIES AND TWO COMMODITY INDICES DUE DECEMBER 21, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. 100% Principal Protected Notes Linked to a Basket Consisting of a ForeignEquity Component and a Currency Component Due June 18, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. 100% Principal Protected Notes Linked to a Basket Consisting of a ForeignEquity Component and a Currency Component Due June 8, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MAY 29, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
PRINCIPAL AMOUNT: $4,210,000
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I DOUBLE CONDITIONAL RANGE NOTE DUE AUGUST 24, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
STOCK PURCHASECONTRACT AGREEMENT between LEHMANBROTHERS HOLDINGS INC. and U.S. BANKNATIONAL ASSOCIATION, as StockPurchase Contract Agent Dated as ofMay 17, 2007
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
COLLATERAL AGREEMENT among LEHMAN BROTHERS HOLDINGSINC. and THE BANK OF NEW YORK, as Collateral Agent andSecurities Intermediary and U.S. BANK NATIONALASSOCIATION, as Stock...
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
COLLATERAL AGREEMENT among LEHMAN BROTHERS HOLDINGSINC. and THE BANK OF NEW YORK, as Collateral Agent andSecurities Intermediary and U.S. BANK NATIONALASSOCIATION, as Stock...
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
AMENDED AND RESTATED DECLARATION OF TRUST LEHMAN BROTHERS HOLDINGS CAPITAL TRUST VII Dated as of May 17, 2007
Trust Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2007
AMENDED AND RESTATED DECLARATION OF TRUST LEHMAN BROTHERS HOLDINGS CAPITAL TRUST VIII Dated as of May 17, 2007
Trust Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
GUARANTEE AGREEMENT LEHMAN BROTHERS HOLDINGS CAPITAL TRUST VII Dated as of May 17, 2007
Guarantee Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
GUARANTEE AGREEMENT LEHMAN BROTHERS HOLDINGS CAPITAL TRUST VIII Dated as of May 17, 2007
Guarantee Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DC
2007
LEHMANBROTHERS HOLDINGS INC. AND U.S. BANKNATIONAL ASSOCIATION as Trustee ELEVENTHSUPPLEMENTAL INDENTURE Dated as ofMay 17, 2007
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. AND U.S. BANK NATIONAL ASSOCIATION as Trustee TWELFTH SUPPLEMENTAL INDENTURE Dated as of May 17, 2007
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
CERTIFICATE OFAMENDMENT TO CERTIFICATE OF TRUST OF LEHMAN BROTHERS HOLDINGS CAPITAL TRUST VII
Trust Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
CERTIFICATE OF AMENDMENT TO CERTIFICATE OF TRUST OF LEHMAN BROTHERS HOLDINGS CAPITAL TRUST VIII
Trust Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX DIGITAL NOTE DUE AUGUST 10, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
5.857% Mandatory Capital Advantaged PreferredSecurities (MCAPSSM) LEHMAN BROTHERS HOLDINGS INC. UNDERWRITING AGREEMENT
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Floating Rate Mandatory Capital Advantaged PreferredSecurities (MCAPSSM) LEHMAN BROTHERS HOLDINGS INC. UNDERWRITING AGREEMENT
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. Buffered Principal at Risk Enhanced Participation Notes Linked to a Basket ofFour Indices Due May 9, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I MALAYSIAN RINGGIT APPRECIATION NOTE DUE APRIL 30, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE APRIL 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGSINC. AND THE BANK OF NEW YORK as Trustee TENTH SUPPLEMENTALINDENTURE Dated as of May 1, 2007
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
NO. R- $____________
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGSINC. Buffered Principal at RiskEnhanced Participation Notes Linked to the Lesser Performing of the S&P 500Index and the Nikkei 225SMIndex Due October 8,...
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX- AND INDEX-LINKED NOTE DUE MARCH 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX MULTI-RANGE NOTE DUE OCTOBER 2, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. Performance Securities with Partial ProtectionLinked to a Global Index Basket Due March 31, 2010
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. Form of Reverse Exchangeable Notes Linked tothe Common Stock of [Reference Stock Issuer]
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. 12.65% Reverse Exchangeable Notes Linked tothe Common Stock of Thornburg Mortgage, Inc. Due March 22, 2008
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. Buffered Return Enhanced Notes Linked to the Nikkei 225SMIndex DueSeptember 14, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
PRINCIPAL AMOUNT: $500,000
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE FEBRUARY 23, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX DIGITAL BASKET NOTE DUE FEBRUARY 28, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. Principal at Risk Enhanced ParticipationNotes Linked to a Basket of Five Indices Due August 28, 2010
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. Principal At Risk Enhanced ParticipationNotes Linked to the S&P 500Index Due August 28, 2010
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. 15.3% Reverse Exchangeable Notes Linked to theCommon Stock of Smith & Wesson Holding Corporation due August 28, 2007
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. 15.00% Reverse Exchangeable Notes Linked tothe Least Performing Common Stock in a Basket of Common Stocks due February 15, 2008
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. Capped Inverse ReturnLeveraged Notes Linked to the iSharesDow Jones U.S. Real Estate Index Fund Due February 13, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX DIGITAL NOTE DUE APRIL 2, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX DIGITAL BASKET NOTE DUE JANUARY 31, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED SINGLE BARRIERSYNTHETIC REVERSE CONVERTIBLE NOTE DUE MAY 2, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I AUTOCALLABLE NOTE LINKED TO THE LEHMANBROTHERS COMMODITY INDEX NATURAL GAS EXCESS RETURN DUE JUNE 23, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I WEDDING CAKE CRUDE OIL-LINKED NOTE DUE DECEMBER 27, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I WEDDING CAKE CRUDEOIL-LINKED NOTE DUE NOVEMBER 30, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX RANGE NOTE DUE MARCH 1, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I PRINCIPAL PROTECTED GLOBAL CASH BASKETFX-LINKED NOTE DUE MAY 19, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I DOUBLE CONDITIONAL GOLD AND SILVER RANGE NOTE DUE MARCH 1, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED SINGLE BARRIER SYNTHETICREVERSE CONVERTIBLE NOTE DUE NOVEMBER 23, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I GLOBAL BASKET APPRECIATION FX-LINKED NOTE DUE SEPTEMBER 12, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX RANGE NOTE DUE DECEMBER 13, 2006
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FLOATING RATE)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. and CITIBANK, N.A., Warrant Agent and LEHMAN BROTHERS INC., Calculation Agent WARRANT AGREEMENT dated as of August 11, 2006 4,900,000 Warrants...
Warrant Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Currency Initial Reference Currency Amount CNY 1.9935 TWD 8.2075 JPY 28.7600 SGD 0.393475 USD -1.0000
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Debt Securities LEHMAN BROTHERS HOLDINGSINC. FORM OF UNDERWRITING AGREEMENT
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Debt Securities Warrants LEHMAN BROTHERS HOLDINGSINC. FORM OF UNDERWRITING AGREEMENT
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I PRINCIPAL PROTECTED GLOBAL CASH BASKETFX-LINKED NOTE DUE DECEMBER 27, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H FX RANGE RESETTING NOTE DUE NOVEMBER 27, 2006
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED USD-ASIAN BASKETFX-LINKED NOTE DUE NOVEMBER 19, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGSINC. MEDIUM-TERM NOTE, SERIESH PRINCIPAL PROTECTEDEUROPEAN BASKET FX-LINKED NOTE DUE NOVEMBER 19, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED USD-ASIAN BASKETFX-LINKED NOTE DUE APRIL 24, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H USD/BRL FX-LINKEDDIGITAL NOTE DUE APRIL 25, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMANBROTHERS HOLDINGS INC. Medium-TermNotes, Series H PURCHASEAGREEMENT
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERSHOLDINGS INC. AGREEMENTEVIDENCING A GRANT OF A NON-QUALIFIEDSTOCK OPTION TO
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMANBROTHERS HOLDINGS INC. Medium-TermNotes, Series H PURCHASEAGREEMENT
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED DIGITAL BASKET FX-LINKEDNOTE DUE MARCH 24, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTEDTRADE BALANCE CORRECTION BASKET FX-LINKED NOTE DUE MARCH 24, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H FX RANGE RESETTING NOTE DUE MARCH 23, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
CALCULATIONAGENCY AGREEMENT BETWEEN LEHMANBROTHERS HOLDINGS INC. AND LEHMANBROTHERS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED CURRENCY APPRECIATIONBASKET FX-LINKED NOTE DUE MACH 15, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
CALCULATIONAGENCY AGREEMENT
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
CALCULATIONAGENCY AGREEMENT
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H FX RANGE RESETTING NOTE DUE FEBRUARY 7, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED USD-ASIAN BASKETFX-LINKED NOTE DUE AUGUST 7, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
CALCULATIONAGENCY AGREEMENT
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
CALCULATION AGENCY AGREEMENT
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED GLOBAL GROWTH BASKETFX-LINKED NOTE DUE NOVEMBER 26, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED USD-ASIAN BASKETFX-LINKED NOTE DUE AUGUST 31, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
CALCULATIONAGENCY AGREEMENT
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
CALCULATION AGENCY AGREEMENT
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PERFORMANCE LINKED TO THE VALUE OF A COMMON STOCK, A STOCK INDEX, A BASKET OF COMMON STOCKS OR A BASKET OF STOCK INDICES
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
LEHMANBROTHERS HOLDINGS INC. Medium-TermNotes, Series H DISTRIBUTIONAGREEMENT
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
LEHMANBROTHERS HOLDINGS INC. Lehman Notes, Series B DISTRIBUTION AGREEMENT
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H (FIXED RATE)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
LEHMANBROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H (FLOATING RATE)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PERFORMANCE LINKED TO THE VALUE OF A COMMON STOCK, A STOCK INDEX, A BASKET OF COMMON STOCKS OR A BASKET OF STOCK INDICES
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
LEHMANBROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H YEELDS YIELD ENHANCED EQUITY LINKED DEBT SECURITIES PERFORMANCE LINKED TO THE VALUE OF A COMMONSTOCK
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H RANGERSSM RISK ADJUSTING EQUITY RANGE SECURITIESSM PERFORMANCE LINKED TO THE VALUE OF A COMMON STOCK
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H RANGERS PlusSM RISK ADJUSTING EQUITY RANGE SECURITIES PlusSM PERFORMANCE LINKED TO THE VALUE OF A STOCK INDEX
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
MEDIUM-TERMNOTE MASTER NOTE
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
INTERESTCALCULATION AGENCY AGREEMENT BETWEEN LEHMANBROTHERS HOLDINGS INC. AND CITIBANK, N.A. Dated as of May 18,2005
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
CALCULATION AGENCY AGREEMENT
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
CALCULATION AGENCY AGREEMENT
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
CALCULATION AGENCY AGREEMENT
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
LEHMAN BROTHERS HOLDINGS INC. AND JPMORGAN CHASE BANK, N.A., as Trustee SEVENTH SUPPLEMENTAL INDENTURE Dated as of January 18, 2005
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
LEHMAN BROTHERS HOLDINGS INC. 6.24% SUBORDINATED DEFERRABLE INTEREST DEBENTURE DUE 2054
Debenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
AMENDED AND RESTATED DECLARATION OF TRUST Lehman Brothers Holdings Capital Trust VI Dated as of January 18, 2005
Trust Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
CertificateEvidencing Preferred Securities of Lehman Brothers Holdings Capital Trust VI 6.24%Preferred Securities, Series N (liquidation amount $25 per Preferred Security)
Security Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
GUARANTEE AGREEMENT Lehman Brothers Holdings Capital Trust VI Dated as of January 18, 2005
Guarantee Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
200 RESTRICTED STOCK UNIT AWARD AGREEMENT EVIDENCING A GRANT OF RESTRICTED STOCK UNITS
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
200 STOCK OPTION AWARD AGREEMENT EVIDENCING A GRANT OF A NON-QUALIFIED STOCK OPTION
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
LEHMAN BROTHERS HOLDINGS INC. AGREEMENT EVIDENCING A GRANT OF RESTRICTED STOCK UNITS TO
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2004
LEHMAN BROTHERS HOLDINGS INC. AGREEMENT EVIDENCING A GRANT OF A NON-QUALIFIED STOCK OPTION TO
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2004
CERTIFICATEOF INCREASE OFTHE FLOATINGRATE CUMULATIVE PREFERRED STOCK, SERIES G ($2,500.00initial liquidation preference per share) OF LEHMANBROTHERS HOLDINGS INC....
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
LEHMANBROTHERS HOLDINGS INC. AND JPMORGANCHASE BANK, asTrustee SIXTHSUPPLEMENTAL INDENTURE Datedas of April 22, 2004
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
AMENDEDAND RESTATED DECLARATION OF TRUST LehmanBrothers Holdings Capital Trust V Datedas of April 22, 2004 CROSS REFERENCE TABLE*
Trust Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
GUARANTEE AGREEMENT Lehman Brothers Holdings Capital Trust V Dated as of April 22, 2004 CROSS REFERENCE TABLE*
Guarantee Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
LEHMAN BROTHERS INC., LEHMAN BROTHERS HOLDINGS INC., as Guarantor, AND J.P. MORGAN TRUST COMPANY, NATIONALASSOCIATION,
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
LEHMANBROTHERS INC., LEHMANBROTHERS HOLDINGS INC., as Guarantor, AND HSBC BANK USA, as Trustee SECOND SUPPLEMENTAL INDENTURE Dated as of February 27, 2004
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
Lehman Brothers Holdings Inc. SUPPLEMENTAL RETIREMENT PLAN (Effective as of October 19, 1998, amended and restated effectiveDecember 10, 2003) PREAMBLE
Retirement Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
LEHMANBROTHERS HOLDINGS INC. AND JPMORGANCHASE BANK, asTrustee FIFTHSUPPLEMENTAL INDENTURE Datedas of October 31, 2003
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003
LEHMANBROTHERS HOLDINGS INC. 6.375% SUBORDINATED DEFERRABLE INTEREST DEBENTURE DUE OCTOBER 2052
Debenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003
AMENDED AND RESTATEDDECLARATION OF TRUST Lehman Brothers HoldingsCapital Trust IV Dated as ofOctober 31, 2003 CROSS REFERENCE TABLE*
Trust Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003
Certificate No. R-1 Number of Preferred Securities: 12,000,000 CUSIP No. 52520B 20 6
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003
GUARANTEE AGREEMENT Lehman Brothers Holdings Capital Trust IV Dated as of October 31, 2003 CROSS REFERENCE TABLE*
Guarantee Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003
LEHMAN BROTHERS HOLDINGS INC. 1996 MANAGEMENT OWNERSHIP PLAN As amended through November 19, 2002
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003
LEHMAN BROTHERS HOLDINGS INC. SHORT-TERM EXECUTIVE COMPENSATION PLAN As amended through February 19, 2003
Compensation Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003
LEHMANBROTHERS HOLDINGS INC. EMPLOYEEINCENTIVE PLAN As amended through February 19, 2003
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003
LEHMANBROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BUFFERED RETURN ENHANCED NOTES LINKED TO MARQCUS PORTFOLIO A (USD) INDEX DUE MARCH 1, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERSHOLDINGS INC. MEDIUM-TERM NOTE,SERIES I FXBASKET-LINKED NOTE DUE FEBRUARY 19, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A BASKET OF COMMODITIES DUE FEBRUARY 14, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I PRINCIPAL PROTECTED NOTES LINKED TO MARQCUS PORTFOLIO A (USD) INDEX DUE FEBRUARY 16, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I RETURN ENHANCED NOTES LINKED TO MARQCUS PORTFOLIO A (USD) INDEX DUE FEBRUARY 14, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A BASKET OF TEN COMMODITIES AND TWO COMMODITY INDICES DUE FEBRUARY 7, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN ASIAN CURRENCY BASKET DUE JANUARY 29, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. 1996 MANAGEMENT OWNERSHIP PLAN As amended through November 8, 2007
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERSHOLDINGS INC. AGREEMENTEVIDENCING A GRANT OF RESTRICTED STOCKUNITS TO
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2008
LEHMAN BROTHERSHOLDINGS INC. AGREEMENTEVIDENCING A GRANT OF A NON-QUALIFIEDSTOCK OPTION TO
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2008
LEHMAN BROTHERSHOLDINGS INC. MEDIUM-TERM NOTE,SERIES I NOTES LINKED TO AN INDIA AND CHINA CURRENCY BASKET DUE JANUARY 11, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A BASKET OF COMMODITIES DUE JANUARY 11, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. 100% Principal Protection Absolute Return Barrier Notes Linked to the S&P500® Index Due January 11, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUEDECEMBER 23, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE DECEMBER 28, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE DECEMBER 28, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. 6.75% SUBORDINATED NOTE DUE 2017
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. 100% Principal Protection Absolute Return Barrier Notes Linked to the MSCIEAFE Index® Due May 29, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. Return Optimization Securities with Partial Protection Linked to the S&P500® Index Due May 29, 2009
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BUFFERED RETURN ENHANCED NOTES LINKED TO ABASKET OF TEN COMMODITIES AND TWO COMMODITY INDICES DUE MAY 31, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A DEVELOPED NATIONS CURRENCYBASKET DUE NOVEMBER 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE NOVEMBER 13, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED DUAL PARTICIPATION NOTES DUE NOVEMBER 14, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMANBROTHERS HOLDINGS INC. 2005 STOCKINCENTIVE PLAN
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I RETURN-ENHANCED NOTES LINKED TO A BASKET OFTEN COMMODITIES DUE OCTOBER 11, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE OCTOBER 13, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE OCTOBER 13, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIESI BUFFERED RETURN ENHANCED NOTES LINKED TO A BASKET OF TEN COMMODITIES ANDTWO COMMODITY INDICES DUE MARCH 28, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. AutocallableOptimization Securities with Contingent Protection Linked to the S&P 500® Financials Index Due September 19, 2008
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE AUGUST 31, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIESI RETURN-ENHANCED NOTES LINKEDTO A BASKET OF TEN COMMODITIES DUE AUGUST 9, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
MEDIUM-TERM NOTE MASTERNOTE
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE FEBRUARY 1, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I WEDDING CAKE CRUDE OIL-LINKED NOTE DUE JULY 28, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I THREE-YEAR NOTES LINKED TO THE LBCIAGRICULTURE INDEX TOTAL RETURN DUE JULY 13, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE JUNE 30, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE DECEMBER 29, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE JUNE 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE JUNE 30, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE DECEMBER 22, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. Limited Principal Protection Buffered Return Enhanced Note DueSeptember 13, 2008 Linked to an International Basket
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
REGISTERED PRINCIPAL AMOUNT: $90 No. R-2 LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MAY 29, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
STOCK PURCHASECONTRACT AGREEMENT between LEHMANBROTHERS HOLDINGS INC. and U.S. bANK NATIONAL ASSOCIATION, as StockPurchase Contract Agent Dated as ofMay 17, 2007
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I WEDDING CAKE CRUDE OIL-LINKED NOTE DUE MAY 1, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX MULTI-RANGE NOTE DUE OCTOBER 2, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. 100% Principal Protection Notes Linked to aGlobal Index Basket Due March 31, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED SINGLE BARRIER SYNTHETIC BEARISH REVERSE CONVERTIBLE NOTE DUE SEPTEMBER 10, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE AUGUST 28, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BASE METALS BASKET PARTICIPATION NOTE DUE MARCH 1, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
BASESALARIES OF NAMED EXECUTIVE OFFICERS OF THE REGISTRANT
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I ONE-YEAR TRACKER NOTES LINKED TO THE LEHMANBROTHERS COMMODITY INDEX TOTAL RETURN DUE JANUARY 30, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGSINC. Exchange Rate AdjustedAbsolute Buffer Notes Linked to a Basket of the Dow Jones EURO STOXX 50 Index, the FTSE 100 Index, the TOPIX Index and the...
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED SINGLE BARRIER SYNTHETIC REVERSECONVERTIBLE NOTE DUE JANUARY 16, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BULLISH GOLD-LINKED NOTE WITH UPPER LIMIT DUE JANUARY 16, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED SINGLE BARRIER SYNTHETICREVERSE CONVERTIBLE NOTE DUE APRIL 17, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I DOUBLE CONDITIONAL RANGE NOTE DUE JUNE 27, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I SINGLE BARRIER CRUDE OIL-LINKED RANGE NOTE DUE FEBRUARY 7, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERSHOLDINGS INC. MEDIUM-TERM NOTE,SERIES I FX RANGE NOTE DUE APRIL 27, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I DOUBLE CONDITIONAL RANGE NOTE DUE JANUARY 25, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGSINC. AND THE BANK OF NEW YORK as Trustee NINTH SUPPLEMENTALINDENTURE Dated as of October 24,2006
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGSINC. 5.75% SUBORDINATED NOTE DUE 2017
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX RANGE NOTE DUE DECEMBER 27, 2006
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX RANGE NOTE DUE DECEMBER 27, 2006
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I PRINCIPAL PROTECTED BULLISH INR AND CNYBASKET FX-LINKED NOTE DUE JUNE 30, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H (FLOATING RATE)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H FX RANGE NOTE DUE OCTOBER 27, 2006
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H USD/TRY FX-LINKEDDIGITAL NOTE DUE APRIL 20, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
COMPENSATIONFOR NON-MANAGEMENT DIRECTORS OF THE REGISTRANT
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERSHOLDINGS INC. AGREEMENTEVIDENCING A GRANT OF RESTRICTED STOCKUNITS TO Number of Restricted Stock Units Date of Grant Restricted Stock Units
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H RELATIVE VALUEFX-LINKED NOTE DUE MARCH 22, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
REGISTERED PRINCIPAL AMOUNT: $23,090,000 No. R-1 LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED USD-ASIAN BASKETFX-LINKED NOTE DUE SEPTEMBER 7, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H FX RANGE RESETTING NOTE DUE JANUARY 19, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
CALCULATIONAGENCY AGREEMENT
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H FX DUAL CURRENCY NOTE DUE APRIL 12, 2006
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
CALCULATIONAGENCY AGREEMENT
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED GLOBAL GROWTH BASKETFX-LINKED NOTE DUE OCTOBER 1, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
CALCULATIONAGENCY AGREEMENT BETWEEN LEHMANBROTHERS HOLDINGS INC. AND LEHMANBROTHERS INC.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
LEHMAN BROTHERS HOLDINGSINC. MEDIUM-TERM NOTE, SERIESH PRINCIPALPROTECTED USD-ASIAN BASKET FX-LINKED NOTE DUE MARCH 27, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
CALCULATIONAGENCY AGREEMENT
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
No. D-1 $412,371,150
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
Certificate No. R-1 Number of Preferred Securities: 16,000,000
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
LEHMAN BROTHERS HOLDINGS INC. 1994 MANAGEMENT OWNERSHIP PLAN As amended through November 19, 2002
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003