LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST Contracts & Agreements

576 Contracts & Agreements
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Filed
Interest Purchase Agreement among Lehman Brothers Holdings Inc., Barclays, and Bank of America (January 20, 2012)
Purchase Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2012
Unit Purchase Agreement between Lehman Brothers Holdings Inc. and NBSH Acquisition, LLC (December 1, 2008)
Purchase Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2008
Amendment to Amended and Restated Purchase Agreement between IMD Parent LLC and Lehman Brothers Holdings Inc.
Purchase Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Amended and Restated Purchase Agreement between IMD Parent LLC and Lehman Brothers Holdings Inc. (October 3, 2008)
Purchase Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
International Asset Sale Agreement between Lehman Brothers Insolvency Officers, Sellers, and Nomura Holdings Inc. (Asia-Pacific)
Purchase Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Acknowledgment Letter Regarding Asset Sale and Employee Transfer between Lehman Brothers Holdings Inc. and Nomura Holdings Inc.
Purchase Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. $4,400,000 Medium-Term Note, Series I, Principal Protected Notes Linked to Dow Jones-AIG Commodity Index Due 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Global Currency Basket, Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Gold-Linked Return Enhanced Note Due December 30, 2011 (Registered to Cede & Co.)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to a Basket of Commodities, Due July 2, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Euro/U.S. Dollar Exchange Rate Linked) Due July 29, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Underwriting Agreement for 2,000,000 Shares of 8.75% Non-Cumulative Mandatory Convertible Preferred Stock, Series Q
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Common Stock Underwriting Agreement with Underwriters
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Underwriting Agreement for 7.25% Non-Cumulative Perpetual Convertible Preferred Stock, Series P
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Buffered Return Enhanced Notes Linked to Commodities Basket) Due March 28, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I FX Basket-Linked Note Due March 31, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. $20,000,000 Medium-Term Note, Series I (Buffered Return Enhanced Notes Linked to MarQCuS Portfolio A Index) Due March 1, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I FX Basket-Linked Note Due 2011 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to GE Stock Due 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Underwriting Agreement for Depositary Shares
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Neuberger Berman Inc. 1999 Long-Term Incentive Plan (Restated as of November 8, 2007)
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2008
Lehman Brothers Holdings Inc. 1994 Management Ownership Plan (as amended through November 8, 2007)
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2008
Lehman Brothers Holdings Inc. 1996 Management Ownership Plan (as amended through November 8, 2007)
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 200X Restricted Stock Unit Award Agreement under 1996 Management Ownership Plan
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2008
Lehman Brothers Holdings Inc. Employee Incentive Plan (as amended through November 8, 2007)
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Restricted Stock Unit Grant Agreement under Employee Incentive Plan
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2008
Lehman Brothers Holdings Inc. Restricted Stock Unit Grant Agreement (2005 Stock Incentive Plan)
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2008
Lehman Brothers Holdings Inc. Executive Officer Base Salary Disclosure (2008)
Compensation Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 2005 Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Buffered Return Enhanced Notes Linked to Commodities Basket) Due May 31, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to Global Indices Due 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Supplemental Retirement Plan (Amended and Restated as of November 8, 2007)
Retirement Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 2005 Stock Incentive Plan (as amended November 8, 2007)
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2007
Lehman Brothers Holdings Inc. 2005 Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Asian Currency Basket, Due May 1, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Buffered Return-Enhanced Notes Linked to LBCI Pure Beta Excess Return Sub-Indices) Due November 2, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $144,330,000 Medium-Term Buffered Return-Enhanced Notes Linked to LBCI Pure Beta Excess Return Sub-Indices Due 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Principal Protection Notes Linked to International Indices Due 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to S&P 500 Due October 3, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Buffered Return Enhanced Notes Linked to Commodities Basket) Due March 28, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Senior Debt Security (Medium-Term Note) Linked to International Indices, Due August 15, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Senior Debt Security Linked to KBW Mortgage Finance Index Due November 28, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Stock Purchase Contract Agreement between Lehman Brothers Holdings Inc. and U.S. Bank National Association (May 17, 2007)
Purchase Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Stock Purchase Contract Agreement between Lehman Brothers Holdings Inc. and U.S. Bank National Association (May 17, 2007)
Purchase Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Collateral Agreement among Lehman Brothers Holdings Inc., The Bank of New York (as Collateral Agent and Securities Intermediary), and U.S. Bank National Association (as Stock...
Pledge Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Collateral Agreement among Lehman Brothers Holdings Inc., The Bank of New York, and U.S. Bank National Association (May 17, 2007)
Pledge Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Guarantee Agreement between Lehman Brothers Holdings Inc. and U.S. Bank National Association for Lehman Brothers Holdings Capital Trust VII (May 17, 2007)
Guaranty Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2007
Guarantee Agreement between Lehman Brothers Holdings Inc. and U.S. Bank National Association for Lehman Brothers Holdings Capital Trust VIII (May 17, 2007)
Guaranty Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DC
2007
Certificate of Amendment to Certificate of Trust of Lehman Brothers Holdings Capital Trust VII
Articles of Amendment
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Certificate of Amendment to Certificate of Trust of Lehman Brothers Holdings Capital Trust VIII
Articles of Amendment
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. and Lehman Brothers Holdings Capital Trust VII Underwriting Agreement for 5.857% Mandatory Capital Advantaged Preferred Securities (MCAPS)
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Underwriting Agreement for Floating Rate Mandatory Capital Advantaged Preferred Securities (MCAPS) between Lehman Brothers Holdings Inc., Lehman Brothers Holdings Capital Trust...
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Buffered Principal at Risk Enhanced Participation Notes Linked to Four Indices Due May 9, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Buffered Principal at Risk Enhanced Participation Notes Linked to S&P 500 and Nikkei 225 Due October 8, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Executive Officers Base Salary Schedule (February 2007)
Compensation Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Capped Inverse Return Leveraged Notes Linked to iShares Dow Jones U.S. Real Estate Index Fund Due 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. $7,000,000 Medium-Term Note, Series I (FX Digital Basket Note) Due January 31, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Exchange Rate Adjusted Absolute Buffer Notes Linked to International Equity Indices Due 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Buffered Annual Review Notes Linked to the S&P 500 Index Due December 29, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Lehman Brothers Holdings Inc. $5,000,000 Medium-Term Note, Series I (Crude Oil-Linked) Due December 27, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (December 21, 2006)
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Principal Protected Notes Linked to Nikkei 225 Due December 21, 2011 – Global Security
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Lehman Brothers Holdings Inc. $15,000,000 Medium-Term Note, Series I (Double Conditional Gold and Silver Range Note) Due March 1, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Crude Oil-Linked Single Barrier Synthetic Reverse Convertible Note) Due November 23, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Contingent Payout Notes Due November 11, 2007 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (November 10, 2006)
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Absolute Buffer Notes Due October 25, 2009, Linked to the Dow Jones EURO STOXX 50 Index
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Warrant Agreement among Lehman Brothers Holdings Inc., Citibank, N.A., and Lehman Brothers Inc. (August 11, 2006)
Warrant Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (August 3, 2006)
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Form of Underwriting Agreement for Debt Securities
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Form of Underwriting Agreement for Debt Securities and Warrants
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Non-Management Director Compensation Policy (as of April 5, 2006)
Compensation Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Separation and Release Agreement between Lehman Brothers Inc. and Jonathan E. Beyman
Separation Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Lehman Brothers Holdings Inc. Medium-Term Notes, Series H Underwriting Agreement with Purchasers
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Lehman Brothers Holdings Inc. Restricted Stock Unit Grant Agreement (2005 Stock Incentive Plan)
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2006
Lehman Brothers Holdings Inc. Non-Qualified Stock Option Grant Agreement under 2005 Stock Incentive Plan
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2006
Lehman Brothers Holdings Inc. Medium-Term Notes, Series H Underwriting Agreement with Purchasers
Underwriting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (March 22, 2006)
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Medium-Term Note, Series H (Principal Protected USD-Asian Basket FX-Linked Note) Due September 7, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Limited Principal Protection RAPIDS (Return Accelerated Portfolio Debt Securities) Due June 3, 2007, Linked to Five Stock Indices, Global Security
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. for Principal Protected USD-Asian Basket FX-Linked Notes
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (September 30, 2005)
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (September 29, 2005)
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers International (Europe) for Principal Protected USD-Asian Basket FX-Linked Notes
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Absolute Buffer Notes Due July 7, 2008, Linked to the Dow Jones EURO STOXX 50 Index – Global Security
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Lehman Brothers Holdings Inc. Lehman Notes, Series B Distribution Agreement with Agents (May 18, 2005)
Distribution Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Interest Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Citibank, N.A. (May 18, 2005)
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. dated May 18, 2005
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (May 18, 2005)
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (May 18, 2005)
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (May 18, 2005)
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Non-Management Director Compensation Policy (as of April 5, 2005)
Compensation Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Base Salary Disclosure for Named Executive Officers of Lehman Brothers Holdings Inc. (2005)
Compensation Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Lehman Brothers Holdings Inc. Non-Management Director Cash Compensation Policy (as of February 14, 2005)
Compensation Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Lehman Brothers Holdings Inc. Retirement Plan for Non-Employee Directors (Frozen as of May 31, 1994)
Retirement Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Lehman Brothers Holdings Inc. Guarantee Agreement with JPMorgan Chase Bank, N.A. for Capital Trust VI Securities (2005)
Guaranty Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (December 23, 2004)
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2004
Lehman Brothers Holdings Inc. 200X Restricted Stock Unit Award Agreement under 1996 Management Ownership Plan
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2004
Lehman Brothers Holdings Inc. Restricted Stock Unit Grant Agreement under Employee Incentive Plan
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2004
Certificate of Increase of Floating Rate Cumulative Preferred Stock, Series G, of Lehman Brothers Holdings Inc.
Articles of Amendment
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
Guarantee Agreement between Lehman Brothers Holdings Inc. and JPMorgan Chase Bank for Lehman Brothers Holdings Capital Trust V Securities (April 22, 2004)
Guaranty Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2004
Second Supplemental Indenture among Lehman Brothers Inc., Lehman Brothers Holdings Inc., and HSBC Bank USA (February 27, 2004)
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2004
Lehman Brothers Holdings Inc. Supplemental Retirement Plan (Amended and Restated as of December 10, 2003)
Retirement Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2004
Certificate of Designations for Floating Rate Cumulative Preferred Stock, Series G of Lehman Brothers Holdings Inc.
Articles of Amendment
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
Amended and Restated Stockholders Agreement among Lehman Brothers Holdings Inc., Neuberger Berman Inc., Principals, and Family Affiliates (October 31, 2003)
Shareholders Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2003
Guarantee Agreement between Lehman Brothers Holdings Inc. and JPMorgan Chase Bank for Lehman Brothers Holdings Capital Trust IV Securities
Guaranty Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2003
Fourth Supplemental Indenture between Lehman Brothers Holdings Inc. and JPMorgan Chase Bank (March 17, 2003)
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2003
Guarantee Agreement between Lehman Brothers Holdings Inc. and JPMorgan Chase Bank for Lehman Brothers Holdings Capital Trust III Securities
Guaranty Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2003
Lehman Brothers Holdings Inc. 1994 Management Ownership Plan (as amended through November 19, 2002)
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2003
Lehman Brothers Holdings Inc. 1996 Management Ownership Plan (as amended through November 19, 2002)
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003
Lehman Brothers Holdings Inc. Short-Term Executive Compensation Plan (as amended February 19, 2003)
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2003
Lehman Brothers Holdings Inc. Employee Incentive Plan (as amended through February 19, 2003)
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003
Lehman Brothers Holdings Inc. Cash Award Plan (as amended)
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003
Lehman Brothers Holdings Inc. Employee Incentive Plan (as amended July 23, 2002)
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2002
Lehman Brothers Holdings Inc. S&P 500 Index SUNS Stock Upside Note Securities Due April 30, 2005 Global Security
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2002
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (April 30, 2002)
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2002
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (October 5, 2001)
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2001
Lehman Brothers Holdings Inc. Portfolio RANGERS Notes Due August 21, 2003 (Indenture with Citibank, N.A. as Trustee)
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2001
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (July 3, 2001)
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2001
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (July 3, 2001)
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2001
Lehman Brothers Holdings Inc. 1994 Amended and Restated Management Ownership Plan
Bonus & Incentive Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2001
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. for Notes Linked to Pfizer Inc. Common Stock (Due 2007)
Agency Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2000
Director Indemnification Agreement between Lehman Brothers Holdings Inc. and Director
Indemnification Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2012
Letter Agreement Regarding Sale of Certain Assets and Employee Transfer between Lehman Brothers Inc. and Nomura Holdings Inc.
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Transition Services Agreement between Lehman Brothers Holdings Inc. and Nomura Holdings Inc. (September 29, 2008)
Services Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Assignment and Assumption Agreement between Nomura Holdings Inc. and Lehman Brothers Holdings Inc. (September 2008)
Assignment Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I Crude Oil-Linked Dual Participation Notes Due August 22, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (YEELDS) Linked to Basket of Common Stocks (WYE, IGT)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (ComBATS I) Principal Protected Notes Due August 7, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. $433,000 Medium-Term Conditional Range Note Due August 5, 2010 (Series I)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. 100% Principal Protection Notes Linked to the S&P 500 Index Due August 6, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Medium-Term Note with Contingent Principal Protection Linked to Financial Select Sector SPDR Fund (Due July 25, 2011)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Reverse Exchangeable Notes Linked to the Least Performing Common Stock—Form Agreement
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Medium-Term FX-Linked Note Due June 30, 2011 (Series I)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. 100% Principal Protection Absolute Return Barrier Notes Linked to the S&P 500® Index Due June 29, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 100% Principal Protection Absolute Return Barrier Notes Linked to the S&P 500® Index Due June 29, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Return Enhanced Notes Linked to ComBATS I) Due December 30, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to PowerShares WilderHill Clean Energy Portfolio (Due 2009)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Return-Enhanced Notes Linked to a Basket of Ten Commodities) Due June 24, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I FX Basket-Linked Note Due June 24, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. $2,000,000 Medium-Term Note, Series I (Aussie Bull Notes) Due June 27, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Senior Debt Security (Annual Review Notes with Contingent Principal Protection Linked to S&P 500) Due June 13, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 8.75% Non-Cumulative Mandatory Convertible Preferred Stock, Series Q Global Certificate (Cede & Co.)
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Partial Protection Participation Notes Linked to Global Index Funds Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (ComBATS I) Principal Protected Notes Due 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I Crude Oil-Linked Capped Participation Notes Due 2013
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due November 30, 2009 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due May 31, 2011 (Series I)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. 23.00% Reverse Exchangeable Notes Due November 30, 2008 (Form of Senior Debt Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Debt Security Linked to S&P 500 Financials Index Due May 28, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 100% Principal Protection Notes Linked to Financial Select Sector SPDR Fund Due May 27, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due May 17, 2010 (Series I)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to India and China Currency Basket, Due May 21, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Currency Basket, Due May 21, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to a Basket of Commodities, Due November 23, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to the S&P 500® Index Due May 21, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Debt Security Linked to Global Index Basket Due November 30, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Debt Security Linked to S&P 500 Financials Index Due May 17, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Return Optimization Securities with Partial Protection Linked to Common Stocks Due May 19, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Sixteenth Supplemental Indenture between Lehman Brothers Holdings Inc. and The Bank of New York (May 9, 2008)
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. 7.50% Subordinated Note Due 2038 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Buffered Semi-Annual Review Notes Linked to the Financial Select Sector SPDR Fund Due May 8, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to iShares MSCI EAFE Index Fund Due May 7, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due April 29, 2011 (Series I)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due May 5, 2010 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Buffered Annual Review Notes Linked to the S&P 500® Index Due May 5, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 9.55% Reverse Exchangeable Notes Linked to SPDR Trust, Series 1 Due April 29, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. $2,000,000 FX Basket-Linked Medium-Term Note Due October 28, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. 100% Principal Protection Notes with Annual Interest Linked to the S&P 500 Index Due April 30, 2013
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 100% Principal Protection Absolute Return Barrier Notes Linked to Russell 2000 Index Due October 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to Global Indices (Due May 21, 2009)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I FX Basket-Linked Note Due April 21, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. $500,000,000 Medium-Term Note, Series I (Fixed Rate) to Cede & Co.
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Buffered Semi-Annual Review Notes Linked to the Financial Select Sector SPDR Fund Due April 20, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to Global Indices (Due October 6, 2009)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 100% Principal Protection Absolute Return Barrier Notes Linked to a Basket of Global Indices Due October 6, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 7.25% Non-Cumulative Perpetual Convertible Preferred Stock, Series P Global Certificate (Cede & Co.)
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 100% Principal Protection Capped Return Notes Linked to the S&P 500® Index Due April 1, 2013
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 100% Principal Protection Absolute Return Barrier Notes Linked to the Russell 2000® Index Due September 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Debt Security (Return Optimization Securities) Linked to S&P 500 Index Due September 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Debt Security (Medium-Term Note) Linked to MSCI EM Index Due September 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to Energy Select Sector SPDR Fund (Due September 30, 2009)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Commodities and Indices, Due March 28, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Asian Currency Basket, Due March 31, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Asian Currency Basket, Due March 31, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Performance Securities with Partial Protection Linked to a Global Index Basket Due March 28, 2013
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 100% Principal Protection Capped Return Notes Linked to the S&P 500® Index Due March 21, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to Energy Select Sector SPDR Fund (Due September 24, 2009)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Currency Basket, Due March 22, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due March 19, 2010 (Series I)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to India and China Currency Basket, Due March 20, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to a Basket of Commodities, Due September 20, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. 100% Principal Protection Absolute Return Barrier Notes Linked to SPDR S&P Homebuilders ETF Due September 17, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. $3,600,000 Medium-Term Note, Series I (Fixed Rate) Due 2023
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Asian Currency Basket, Due March 8, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to the Financial Select Sector SPDR Fund Due March 10, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (YEELDS) Linked to Transocean Inc. Common Stock
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Semi-Annual Review Notes with Contingent Principal Protection Due March 8, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (YEELDS) Linked to Equity Basket (DHI, TOL, MDC)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due March 2, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (China Bull Notes) Due 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I FX Basket-Linked Note Due March 1, 2010 (No. R-1)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Asian Currency Basket, Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Asian Currency Basket, Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. 100% Principal Protection Absolute Return Barrier Notes Linked to Russell 2000 Due August 31, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 100% Principal Protected Absolute Return Barrier Notes Linked to S&P 500 Index Due March 1, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to Financial Select Sector SPDR Fund Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Return Optimization Securities with Partial Protection Linked to S&P 500 Index Due August 31, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Return Optimization Securities Linked to MSCI EM Index Due August 31, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Debt Security (Relative Performance Securities Linked to Consumer Staples Select Sector SPDR vs. Consumer Discretionary Select Sector SPDR)...
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Debt Security—Emerging Economies Principal Protected Notes Due 2013
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 100% Principal Protected Notes Linked to S&P 500 Index Due 2013 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Semi-Annual Review Notes with Contingent Principal Protection Linked to Common Stock Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Return Enhanced Notes Linked to Financial Select Sector SPDR Fund Due August 25, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Semi-Annual Review Notes with Contingent Principal Protection Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Medium-Term Note Due 2038 (Opta Exchange-Traded Notes)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to Commodity Index Due 2038
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Debt Security (Medium-Term Note) Linked to S&P Listed Private Equity Index Due 2038
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. $20,500,000 Medium-Term Note, Series I (Fixed Rate) to Cede & Co.
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. $3,000,000 Medium-Term Note, Series I (Fixed Rate) to Cede & Co.
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due 2010 (Cede & Co.)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Semi-Annual Review Notes with Contingent Principal Protection Linked to Financial Select Sector SPDR Fund Due 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 19.75% Reverse Exchangeable Notes Linked to Common Stock Basket Due February 19, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to Financial Select Sector SPDR Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 100% Principal Protection Absolute Return Barrier Notes Linked to the S&P 500 Index Due February 17, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Latin American Currency Basket Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to India and China Currency Basket, Due 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Currency Basket, Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to a Basket of Commodities, Due 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. $14,600,000 Medium-Term Principal Protected Notes Linked to MarQCuS Portfolio A (USD) Index Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Return Enhanced Notes Linked to MarQCuS Portfolio A Index) Due 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Return Optimization Securities Linked to Procter & Gamble Due August 13, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Debt Security (Return Optimization Securities Linked to PepsiCo, Inc.) Due August 13, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Debt Security (Return Optimization Securities Linked to GE) Due August 13, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Return Optimization Securities Linked to Exxon Mobil Corp. Due August 13, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Debt Security (Return Optimization Securities Linked to Intel Corporation) Due August 13, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to the Financial Select Sector SPDR® Fund Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Commodities and Indices, Due 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Buffered Return Enhanced Notes Linked to Commodities Basket) Due 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. $5,000,000 Medium-Term Note, Series I (Fixed Rate) Due 2038
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Autocallable Optimization Securities with Contingent Protection Linked to the S&P 500 Financials Index Due August 10, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. $5,000,000 Medium-Term Note, Series I (Fixed Rate) to Cede & Co.
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. $4,550,000 Medium-Term FX Digital Note Due August 6, 2008 (Cede & Co.)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due 2010 (Cede & Co.)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. FX Basket-Linked Medium-Term Note Due 2011 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. $15,000,000 Medium-Term Note Linked to Asian Currency Basket Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. $17,061,000 Medium-Term Note, Series I (Fixed Rate) Due 2038
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Return Enhanced Notes Linked to Financial Select Sector SPDR Fund Due 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. $9,000,000 Medium-Term Note, Series I (Fixed Rate) Due 2038
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, 40.038% Yield Enhanced Equity Linked Debt Security (Under Armour, Inc. Stock)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Buffered Annual Review Notes Linked to S&P 500 Index Due January 31, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 100% Principal Protection Barrier Notes Linked to S&P 500 Due July 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 100% Principal Protection Absolute Return Barrier Notes Linked to the S&P 500 Index Due July 31, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Bearish Autocallable Optimization Securities Linked to S&P 500 Consumer Discretionary Index Due July 31, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Return Enhanced Notes with Contingent Protection Linked to Financial Select Sector SPDR Fund Due 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Principal Protection Notes Linked to U.S. Indices Due 2013
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 200_ Non-Qualified Stock Option Award Agreement under 1996 Management Ownership Plan
Warrant Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2008
Lehman Brothers Holdings Inc. Non-Qualified Stock Option Grant Agreement under Employee Incentive Plan
Warrant Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2008
Lehman Brothers Holdings Inc. Non-Qualified Stock Option Grant Agreement under 2005 Stock Incentive Plan
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2008
Lehman Brothers Holdings Inc. $500,000,000 Medium-Term Note, Series I (Fixed Rate) to Cede & Co.
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (YEELDS) Linked to General Electric Common Stock
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Latin American Currency Basket, Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to India and China Currency Basket, Due 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to a Basket of Commodities, Due January 11, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2008
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to the AMEX Gold BUGS Index Due January 14, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 100% Principal Protection Absolute Return Barrier Notes Linked to the S&P 500® Index Due January 11, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 100% Principal Protected Autocallable Absolute Return Barrier Notes Linked to the MSCI EAFE Index Due June 29, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 24.25% Reverse Exchangeable Notes Linked to Basket of Common Stocks Due March 31, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. 100% Principal Protected Notes Linked to Index Fund and Commodity Basket Due 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to S&P 500 Index Due June 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Debt Security (Return Optimization Securities Linked to International Index Basket) Due June 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to S&P 500 Consumer Discretionary Index (Due June 30, 2009)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to Global Basket Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to the Financial Select Sector SPDR® Fund Due June 30, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2008
Lehman Brothers Holdings Inc. $19,000,000 Medium-Term Note, Series I (Fixed Rate) Due 2037
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. AUD 1,500,000 Medium-Term Note, Series I (Fixed Rate) to Citibank, N.A., London
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $7,582,000 FX Basket-Linked Medium-Term Note Due December 23, 2009 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I FX Basket-Linked Note Due December 28, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. FX Basket-Linked Medium-Term Note Due December 28, 2009 (Cede & Co.)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Fifteenth Supplemental Indenture to Indenture for 6.75% Subordinated Notes Due 2017 between Lehman Brothers Holdings Inc. and The Bank of New York, as Trustee
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 6.75% Subordinated Note Due 2017 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to the S&P 500® Index Due June 18, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 100% Principal Protection Absolute Return Barrier Notes Linked to the S&P 500® Index Due September 15, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to a Basket of Common Stocks Due December 14, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 100% Principal Protection Notes Linked to International Indices Due 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to a Basket of Global Indices Due December 10, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I FX Basket-Linked Note Due December 7, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (YEELDS) Performance Linked to ABB Ltd.
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 28.70% Reverse Exchangeable Notes Linked to Common Stock Basket Due May 30, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 100% Principal Protection Absolute Return Barrier Notes Linked to the MSCI EAFE Index Due May 29, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to S&P 500 Index Due May 29, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Senior Medium-Term Note (Return Optimization Securities Linked to International Index Basket) Due May 29, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to the S&P 500® Index Due November 29, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes with Partial Protection Linked to a Basket of Global Indices Due December 5, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Dow Jones-AIG Commodity Index Excess Return, Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to a Basket of Commodities, Due November 30, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I Linked to Asian Currency Basket Due June 1, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Developed Nations Currency Basket, Due 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Asian Currency Basket, Due November 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $2,020,000 FX Basket-Linked Medium-Term Note Due November 30, 2009 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due November 30, 2009 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to a Basket of Global Indices Due May 31, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to Global Index Basket Due May 26, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 100% Principal Protected Return Enhanced Notes Linked to Index Fund and Commodity Basket Due May 16, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to International Index Basket (Due 2012)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. $3,000,000 FX Basket-Linked Medium-Term Note Due 2009 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I Crude Oil-Linked Dual Participation Notes Due 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due November 16, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $2,000,000 Medium-Term Note, Series I (Fixed Rate) to Cede & Co.
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 2005 Non-Qualified Stock Option Award Agreement
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2007
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to S&P 500 Index Due May 6, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to a Basket of Commodities, Due November 1, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Buffered Principal at Risk Notes Linked to Asian Indices Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Asian Currency Basket, Due October 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. FX Basket-Linked Medium-Term Note Due October 30, 2009 (Registered Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Senior Debt Security (Medium Term Notes) Linked to S&P 500 Index Due April 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 100% Principal Protection Barrier Notes Linked to FTSE/Xinhua China 25 Index Due January 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 100% Principal Protection Autocallable Absolute Return Barrier Notes Linked to the S&P 500® Index Due October 24, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 100% Principal Protection Enhanced Participation Notes Linked to International Index Basket Due 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Senior Debt Security (Medium Term Notes) Linked to S&P 500 Financials Index Due April 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 16.55% Reverse Exchangeable Notes Linked to Common Stock Basket Due April 30, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Senior Debt Security (Return Optimization Securities Linked to S&P 500 Index) Due April 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Senior Debt Security (Return Optimization Securities Linked to Nikkei 225SM Index) Due April 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Senior Debt Security (Medium Term Notes) Linked to Nasdaq-100 Index Due April 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Senior Debt Security (Medium Term Notes) Linked to Dow Jones EURO STOXX 50 Index Due April 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. $15,000,000 Medium-Term Note, Series I (Fixed Rate) to Cede & Co.
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Gold, Aluminum, and Copper, Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Return Enhanced Notes with Contingent Protection Linked to SPDR S&P Homebuilders ETF Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Performance Linked to Intel Corporation Common Stock)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 100% Principal Protection Autocallable Absolute Return Barrier Notes Linked to the S&P 500® Index Due October 10, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 6% Premium Income Exchangeable Notes Due 2010 (Exchangeable into General Mills, Inc. Stock)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Return-Enhanced Notes Linked to a Basket of Ten Commodities)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $13,500,000 FX Basket-Linked Medium-Term Note Due 2009 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $5,500,000 FX Basket-Linked Medium-Term Note Due October 13, 2009 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Commodity Basket-Linked Note Due 2010 (Series I)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due April 2, 2009 (Cede & Co.)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to International Indices Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I FX Basket-Linked Note Due October 4, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I FX Basket-Linked Note Due October 31, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due September 28, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $11,000,000 FX Basket-Linked Medium-Term Note Due September 28, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Three-Year Notes Linked to LBCI Equal Weight Excess Return Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 100% Principal Protection Enhanced Participation Notes Linked to a Basket of Asian Indices Due September 28, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. $10,000,000 FX- and Commodity-Linked Medium-Term Note Due January 7, 2008 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 100% Principal Protected Monthly Return Notes Linked to S&P 500 Index Due August 3, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Senior Debt Security Medium-Term Note (International Index Basket) Due March 31, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Senior Medium-Term Note (Global Index Basket) Due September 30, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Autocallable Optimization Securities with Contingent Protection Linked to the AMEX Gold BUGS Index Due March 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Principal at Risk Buffered Return Enhanced Notes Linked to S&P 500 Index Due December 29, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. $12,560,000 FX-Linked Medium-Term Note Due December 20, 2007 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Crude Oil-Linked Single Barrier Range Note) Due December 14, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Autocallable Optimization Securities Linked to S&P 500 Financials Index Due September 19, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 100% Principal Protection Enhanced Participation Notes Linked to Asian Indices Due 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. $10,000,000 Medium-Term Gold/Silver Pyramid Note Due December 10, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 100% Principal Protection Notes Linked to a Global Index Basket Due August 31, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. $3,000,000 FX Basket-Linked Medium-Term Note Due March 5, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 100% Principal Protection Notes Linked to International Index Basket Due August 31, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I FX Basket-Linked Note Due August 31, 2010 (Cede & Co.)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Buffered Annual Review Notes Linked to an Index Due August 31, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Return-Enhanced Notes Linked to a Basket of Commodities) Due August 31, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to S&P 500 Index Due August 31, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to Dow Jones EURO STOXX 50 Index Due August 31, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Performance Securities with Contingent Protection Linked to the Nikkei 225 Index Due August 31, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (YEELDS) Linked to United Technologies Corporation Common Stock
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Return-Enhanced Notes Linked to a Basket of Ten Commodities) Due August 9, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Senior Debt Security (Medium Term Notes) Linked to S&P 500 Index Due August 22, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Return-Enhanced Notes Linked to a Basket of Ten Commodities)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to Dow Jones-AIG Commodity Index Excess Return, Due August 13, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (YEELDS) Linked to ABB Ltd. Common Stock
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Capped Bearish Return Enhanced Notes with Knock-Out Level Linked to the S&P 500® Index Due November 10, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note (Series D) Master Note Agreement with Cede & Co.
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due January 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Commodity Basket-Linked Note Due July 30, 2010 (Series I)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $3,000,000 FX Basket-Linked Medium-Term Note Due 2008 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 100% Principal Protected Notes Linked to Foreign Equity and Currency Basket Due July 31, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to Global Index Basket Due July 30, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Partial Principal Protection Notes Linked to a Basket of Global Indices Due August 2, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 100% Principal Protection 2.00% Medium-Term Notes Linked to International Indices Due 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 100% Principal Protection Enhanced Participation Notes Linked to Asian Indices Due 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Wedding Cake Crude Oil-Linked Note) Due July 28, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $5,000,000 FX Basket-Linked Medium-Term Note Due September 26, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 100% Principal Protected Notes Linked to Index and Index Fund Due July 21, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Copper and Zinc Enhanced Participation Notes) Due July 23, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Thirteenth Supplemental Indenture to Indenture Dated February 1, 1996 between Lehman Brothers Holdings Inc. and The Bank of New York, as Trustee
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 6.50% Subordinated Note Due 2017 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Fourteenth Supplemental Indenture to Indenture for 6.875% Subordinated Notes Due 2037 between Lehman Brothers Holdings Inc. and The Bank of New York, as Trustee
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 6.875% Subordinated Note Due 2037 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I Base Metals Basket Bonus Note Due June 29, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Linked to LBCI Agriculture Index Total Return, Due July 13, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Bearish Reverse Exchangeable Notes Global Security (Citibank, N.A. as Trustee)
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I Base Metals Basket Bonus Note Due June 29, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 100% Principal Protection 1.923% Notes Linked to International Indices Due 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Senior Medium-Term Note Linked to Dow Jones Industrial Average Due August 29, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Senior Debt Security (Medium Term Note) Linked to iShares Dow Jones U.S. Real Estate Index Fund Due August 29, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 100% Principal Protection 1.985% Notes Linked to a Basket of Asian Indices Due June 29, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 100% Principal Protected Notes Linked to Foreign Equity and Currency Basket Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Principal at Risk Enhanced Participation Notes Linked to Foreign Equity Indices Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. $4,500,000 FX Basket-Linked Medium-Term Note Due June 30, 2008 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I Base Metals Basket Bonus Note Due June 29, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Base Metals Basket Bonus Note) Due June 29, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I FX Basket-Linked Note Due December 29, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due June 30, 2009 (Series I)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I FX Basket-Linked Note Due June 30, 2008 (No. R-2)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 100% Principal Protection Notes Linked to a Global Index Basket Due June 22, 2012
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. $3,000,000 FX Basket-Linked Medium-Term Note Due December 22, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Buffered Return Enhanced Notes Linked to Commodities Basket) Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 100% Principal Protected Notes Linked to Foreign Equity and Currency Basket Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Limited Principal Protection Buffered Return Enhanced Note Due September 13, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I FX Basket-Linked Note Due May 29, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Principal at Risk Buffered Return Participation Notes Linked to International Indices Due 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 100% Principal Protected Notes Linked to Foreign Equity and Currency Basket Due June 8, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due May 29, 2009 (Cede & Co.)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $4,210,000 Medium-Term Buffered Return Enhanced Notes Linked to Commodities and Indices Due November 24, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $3,000,000 Medium-Term Note, Series I Double Conditional Range Note Due August 24, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 100% Principal Protection Absolute Return Barrier Notes Linked to the Dow Jones EURO STOXX 50® Index Due May 16, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Amended and Restated Declaration of Trust of Lehman Brothers Holdings Capital Trust VII, Dated May 17, 2007
Trust Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2007
Amended and Restated Declaration of Trust of Lehman Brothers Holdings Capital Trust VIII (May 17, 2007)
Trust Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2007
Eleventh Supplemental Indenture between Lehman Brothers Holdings Inc. and U.S. Bank National Association (May 17, 2007)
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Twelfth Supplemental Indenture to Indenture Dated February 1, 1996 between Lehman Brothers Holdings Inc. and U.S. Bank National Association
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $4,000,000 Medium-Term FX Digital Note Due August 10, 2007 (Brazilian Real)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Wedding Cake Crude Oil-Linked Note) Due May 1, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Malaysian Ringgit Appreciation Note) Due April 30, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I FX Basket-Linked Note Due April 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Tenth Supplemental Indenture to Indenture Dated February 1, 1996 between Lehman Brothers Holdings Inc. and The Bank of New York as Trustee
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Fixed and Floating Rate Subordinated Note Due 2032 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due April 16, 2008 (Series I)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $4,000,000 Medium-Term FX Multi-Range Note Due October 2, 2007 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $16,000,000 FX- and Index-Linked Medium-Term Note Due March 30, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $500,000 Medium-Term FX Multi-Range Note Due October 2, 2007 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. 100% Principal Protection Notes Linked to a Global Index Basket Due March 31, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Performance Securities with Partial Protection Linked to a Global Index Basket Due March 31, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Reverse Exchangeable Notes Linked to Common Stock of [Reference Stock Issuer]
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 12.65% Reverse Exchangeable Notes Linked to Thornburg Mortgage, Inc. Due March 22, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Buffered Return Enhanced Notes Linked to Nikkei 225 Index Due September 14, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Crude Oil-Linked Synthetic Bearish Reverse Convertible Note) Due September 10, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $500,000 Crude Oil-Linked Medium-Term Note Due April 15, 2008 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Medium-Term FX Basket-Linked Note Due 2010 (Series I)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $2,500,000 FX Basket-Linked Medium-Term Note Due August 28, 2008 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $250,000 Medium-Term Note, Series I (Base Metals Basket Participation Note) Due March 1, 2009
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $10,000,000 FX Digital Basket Note Due February 28, 2008 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. Principal at Risk Enhanced Participation Notes Linked to a Basket of Five Indices Due August 28, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. Principal At Risk Enhanced Participation Notes Linked to the S&P 500 Index Due August 28, 2010
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 15.3% Reverse Exchangeable Notes Linked to Smith & Wesson Holding Corporation Due August 28, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. 15.00% Reverse Exchangeable Notes Linked to Basket of Common Stocks Due February 15, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2007
Lehman Brothers Holdings Inc. $125,000,000 Medium-Term Note, Series I, Linked to Commodity Index (Due January 30, 2008)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $5,000,000 FX Digital Note Due April 2, 2007 (Brazilian Real/USD)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $1,780,000 Crude Oil-Linked Medium-Term Note Due May 2, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $2,500,000 Crude Oil-Linked Medium-Term Note Due January 16, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $3,000,000 Bullish Gold-Linked Medium-Term Note Due January 16, 2008 (Series I)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $5,000,000 Crude Oil-Linked Medium-Term Note Due April 17, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2007
Lehman Brothers Holdings Inc. $1,000,000 Autocallable Medium-Term Note Linked to Commodity Index (Due June 23, 2008)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $3,000,000 Medium-Term Note, Series I (Double Conditional Range Note) Due June 27, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Crude Oil-Linked) Due November 30, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $12,020,000 Medium-Term Note, Series I (FX Range Note) Due March 1, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $6,000,000 Principal Protected Global Cash Basket FX-Linked Note Due May 19, 2008 (Series I)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Medium-Term Note, Series I, Single Barrier Crude Oil-Linked Range Note Due 2007 (Cede & Co.)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $10,000,000 Medium-Term Note, Series I (FX Range Note) Due April 27, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $15,000,000 Medium-Term Note, Series I (Double Conditional Range Note) Due January 25, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Ninth Supplemental Indenture to Indenture Dated February 1, 1996 between Lehman Brothers Holdings Inc. and The Bank of New York as Trustee
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. 5.75% Subordinated Note Due 2017 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (October 25, 2006)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $10,000,000 Medium-Term Note, Series I (FX Range Note) Due December 27, 2006
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $45,000,000 Medium-Term Note, Series I (FX Range Note) Due December 27, 2006
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Global Basket Appreciation FX-Linked Note) Due September 12, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $50,000,000 Medium-Term Note, Series I (FX Range Note) Due December 13, 2006
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $300,000,000 Medium-Term Floating Rate Note, Series I (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Currency Basket Warrants Certificate (Expiring February 13, 2008)
Warrant Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Lehman Brothers Holdings Inc. Absolute Buffer Notes Due August 3, 2010, Linked to a Basket of Four Stock Indices – Global Security
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Lehman Brothers Holdings Inc. Limited Principal Protection RAPIDS (Return Accelerated Portfolio Debt Securities) Due January 26, 2008 Linked to Nikkei 225 Index Global Security
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (July 26, 2006)
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Principal Protected Bullish INR and CNY Basket FX-Linked Note) Due June 30, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Medium-Term Note, Series I (Principal Protected Global Cash Basket FX-Linked Note) Due December 27, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Limited Principal Protection RAPIDS(SM) Due May 31, 2008 Linked to S&P 500 Index – Global Security Certificate
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (May 31, 2006)
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $500,000,000 Medium-Term Note, Series H (Floating Rate)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $2,000,000 Medium-Term Note, Series H (FX Range Resetting) Due November 27, 2006
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $10,000,000 Principal Protected USD-Asian Basket FX-Linked Note Due November 19, 2007 (Series H)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $6,800,000 Principal Protected European Basket FX-Linked Note Due 2007 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $8,000,000 Medium-Term Note, Series H (FX Range Note) Due October 27, 2006
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. USD/TRY FX-Linked Digital Note Due April 20, 2007 (Series H)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $17,000,000 Principal Protected USD-Asian Basket FX-Linked Note Due April 24, 2008 (Series H)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. USD/BRL FX-Linked Digital Note Due April 25, 2007 (Series H)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Absolute Buffer Notes Due March 31, 2009, Linked to the Nikkei 225 Index – Global Security Certificate
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (March 31, 2006)
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $3,000,000 Principal Protected Digital Basket FX-Linked Note Due March 24, 2008 (Series H)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Medium-Term Note, Series H Principal Protected FX-Linked Note Due March 24, 2008
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Medium-Term Note, Series H (Relative Value FX-Linked Note) Due March 22, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $5,000,000 Medium-Term Note, Series H (FX Range Resetting) Due March 23, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Medium-Term Note, Series H (Principal Protected Currency Appreciation Basket FX-Linked Note) Due March 15, 2011
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (March 15, 2006)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Limited Principal Protection Notes Due March 10, 2009 (Global Security)
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (March 10, 2006)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (March 7, 2006)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (March 3, 2006)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. $5,000,000 Medium-Term Note, Series H (FX Range Resetting) Due February 7, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Principal Protected USD-Asian Basket FX-Linked Note Due August 7, 2007 (Series H)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. for FX Range Resetting Notes
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Limited Principal Protection Notes Due January 26, 2009, Linked to Six Stock Indices—Global Security
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (2006)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Medium-Term Note, Series H (FX Range Resetting) Due January 19, 2007, Issued to Cede & Co.
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. for FX Range Resetting Notes
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Medium-Term Note, Series H (FX Dual Currency Note) Due April 12, 2006
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (January 12, 2006)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2006
Lehman Brothers Holdings Inc. Limited Principal Protection RAPIDS (Return Accelerated Portfolio Debt Securities) Due December 15, 2007 Linked to the S&P 500 Index
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (December 15, 2005)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Medium-Term Note, Series H (Principal Protected Global Growth Basket FX-Linked Note) Due November 26, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Contingently Principal Protected Notes Due November 15, 2008, Linked to Four Stock Indices (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (November 15, 2005)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Equity Income Notes Due October 13, 2015 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (October 13, 2005)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Medium-Term Note, Series H (Principal Protected Global Growth Basket FX-Linked Note) Due October 1, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Contingently Principal Protected Notes Due September 29, 2008, Linked to the Nikkei 225 Index
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Lehman Brothers Holdings Inc. Medium-Term Note, Series H (Principal Protected USD-Asian Basket FX-Linked Note) Due August 31, 2007
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. $4,350,000 Absolute Buffer Notes Due July 29, 2008, Linked to the Dow Jones EURO STOXX 50 Index – Global Security
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (July 29, 2005)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (July 7, 2005)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. $7,680,000 Principal Protected USD-Asian Basket FX-Linked Note Due March 27, 2007 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers International (Europe) for Principal Protected USD-Asian Basket FX-Linked Notes
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Medium-Term Note, Series H (Performance Linked) Global Security
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Medium-Term Notes, Series H Distribution Agreement with Lehman Brothers Inc.
Equity Distribution Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Medium-Term Note, Series H (Fixed Rate)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Medium-Term Note, Series H (Floating Rate)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Medium-Term Note, Series H (Performance Linked)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Medium-Term Note, Series H (YEELDS) Linked to Equity Performance
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Medium-Term Note, Series H (Rangers Risk Adjusting Equity Range Securities) Global Note
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Medium-Term Note, Series H (RANGERS Plus) Linked to Stock Index
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Medium-Term Note (Master Note) to Cede & Co. (Series B, May 18, 2005)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Warrant Agreement between Lehman Brothers Holdings Inc., Citibank, N.A., and Lehman Brothers Inc. (May 11, 2005)
Warrant Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2005
Lehman Brothers Holdings Inc. Nikkei 225 Index Call Warrants Global Warrant Certificate (Expiring May 8, 2007)
Warrant Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Lehman Brothers Holdings Inc. RAPIDS Return Accelerated Portfolio Debt Securities Linked to S&P 500 Index (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (March 3, 2005)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. RAPIDS Return Accelerated Portfolio Debt Securities Linked to S&P 500 Index (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (March 3, 2005)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Dow Jones Global Titans 50 Index SUNS Stock Upside Note Securities Due 2010 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (February 9, 2005)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. Index-Plus Notes Due August 3, 2010, Linked to a Basket of Four Stock Indices - Global Security
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (February 3, 2005)
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Seventh Supplemental Indenture between Lehman Brothers Holdings Inc. and JPMorgan Chase Bank, N.A. (as Trustee)
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2005
Lehman Brothers Holdings Inc. 6.24% Subordinated Deferrable Interest Debenture Due 2054 (JPMorgan Chase Bank, N.A. as Trustee)
Debenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Amended and Restated Declaration of Trust of Lehman Brothers Holdings Capital Trust VI (January 18, 2005)
Trust Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2005
Lehman Brothers Holdings Capital Trust VI 6.24% Preferred Securities, Series N Certificate (Cede & Co.)
Security Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2005
Lehman Brothers Holdings Inc. $6,000,000 Index-Plus Notes Due 2009 (Performance Linked to Russell 2000) Global Security
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
Lehman Brothers Holdings Inc. 200X Non-Qualified Stock Option Award Agreement under 1996 Management Ownership Plan
Warrant Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2004
Lehman Brothers Holdings Inc. Non-Qualified Stock Option Grant Agreement under Employee Incentive Plan
Stock Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2004
Lehman Brothers Holdings Inc. $4,985,000 Index-Plus Notes Due 2009 Linked to Dow Jones STOXX 50 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (November 15, 2004)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2004
Lehman Brothers Holdings Inc. 6.25% Exchangeable Note Due 2007 (Global Note Form)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
Lehman Brothers Holdings Inc. $22,000,000 Index-Plus Notes Due 2009 Linked to S&P 500 – Global Security Certificate
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (September 28, 2004)
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2004
Sixth Supplemental Indenture between Lehman Brothers Holdings Inc. and JPMorgan Chase Bank (April 22, 2004)
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2004
Lehman Brothers Holdings Inc. 6.00% Subordinated Deferrable Interest Debenture Due 2053 (JPMorgan Chase Bank as Trustee)
Debenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
Amended and Restated Declaration of Trust of Lehman Brothers Holdings Capital Trust V (April 22, 2004)
Trust Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2004
Lehman Brothers Holdings Capital Trust V 6.00% Preferred Securities, Series M Global Security Certificate (Cede & Co.)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2004
Third Supplemental Indenture among Lehman Brothers Inc., Lehman Brothers Holdings Inc., and J.P. Morgan Trust Company (February 27, 2004)
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2004
Fifth Supplemental Indenture between Lehman Brothers Holdings Inc. and JPMorgan Chase Bank (October 31, 2003)
Indenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2003
Lehman Brothers Holdings Inc. 6.375% Subordinated Deferrable Interest Debenture Due 2052 (JPMorgan Chase Bank, Trustee)
Debenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003
Amended and Restated Declaration of Trust of Lehman Brothers Holdings Capital Trust IV (October 31, 2003)
Trust Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2003
Lehman Brothers Holdings Capital Trust IV 6.375% Preferred Securities, Series L Global Security Certificate
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003
Agreement and Plan of Merger among Lehman Brothers Holdings Inc., Ruby Acquisition Company, and Neuberger Berman Inc.
Merger Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2003
Voting Agreement among Lehman Brothers Holdings Inc. and Neuberger Berman Inc. Stockholders (July 21, 2003)
Voting Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2003
Lehman Brothers Holdings Inc. 6.375% Subordinated Deferrable Interest Debenture Due 2052 (JPMorgan Chase Bank, Trustee)
Debenture Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003
Amended and Restated Declaration of Trust of Lehman Brothers Holdings Capital Trust III (March 17, 2003)
Trust Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
DE
2003
Lehman Brothers Holdings Capital Trust III 6.375% Preferred Securities, Series K Certificate (Global Security)
Trust Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2003
Lehman Brothers Holdings Inc. S&P 500 Index SUNS Stock Upside Note Securities Due 2006 Global Security
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2001
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (December 26, 2001)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2001
Lehman Brothers Holdings Inc. RAPIDS Return Accelerated Portfolio Debt Securities Notes Due November 5, 2002 (Global Security)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2001
Lehman Brothers Holdings Inc. $21,000,000 Prudential Research Universe Diversified Equity Notes Due 2006 (Healthcare Basket)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2001
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (October 2, 2001)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2001
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (August 21, 2001)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2001
Lehman Brothers Holdings Inc. 10 Uncommon Values Index RANGERS PLUS Notes Due July 3, 2003 – Global Security
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2001
Lehman Brothers Holdings Inc. 10 Uncommon Values Index SUNS Notes Due July 3, 2004 – Global Security Certificate
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2001
Lehman Brothers Holdings Inc. 0.25% Basket Adjusting Structured Equity Securities Notes Due 2006 (Series R-1)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2001
Calculation Agency Agreement between Lehman Brothers Holdings Inc. and Lehman Brothers Inc. (July 3, 2001)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2001
Calculation Agency Agreement for Notes Due November 14, 2007 (Lehman Brothers Holdings Inc. and Lehman Brothers Inc.)
Administration Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
NY
2000
Lehman Brothers Holdings Inc. Notes Due November 14, 2007 Performance Linked to Pfizer Inc. (PFE) Common Stock
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2000
Lehman Brothers Holdings Inc. $13,000,000 Notes Due 2007 Linked to Marsh & McLennan Common Stock (Indenture: Citibank, N.A.)
Note Agreements
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST
2000