Certificate of Trust of Lehman Brothers Holdings E-Capital Trust I

Summary

This document establishes Lehman Brothers Holdings E-Capital Trust I as a statutory trust under Delaware law. The trustees, including individuals and Chase Bank USA, National Association, have executed and filed this certificate to officially form the trust. The certificate specifies the trust's name and the Delaware-based trustee's address. The trust is effective upon filing this document with the state.

EX-4.07 5 a2163393zex-4_07.htm CERT OF TRUST

Exhibit 4.07

 

CERTIFICATE OF TRUST

 

OF

 

LEHMAN BROTHERS HOLDINGS E-CAPITAL TRUST I

 

This Certificate of Trust of Lehman Brothers Holdings E-Capital Trust I is being duly executed and filed by the undersigned, as trustees, to form a statutory trust under the Delaware Statutory Trust Act (12 Del. C. §§ 3801 et seq.) (the “Act”):

 

(a)                                  The name of the statutory trust being formed hereby (the “Trust”) is Lehman Brothers Holdings E-Capital Trust I.

 

(b)                                 The name and business address of the trustee of the Trust which has its principal place of business in the State of Delaware are as follows:

 

Chase Bank USA, National Association
500 Stanton Christiana Road
3/OPS 4
Newark, Delaware  19713
Attention: Worldwide Securities Services

 

(c)                                  This Certificate of Trust shall be effective upon filing.

 

 

IN WITNESS WHEREOF, the undersigned, being the trustees of the Trust, have executed this Certificate of Trust in accordance with Section 3811(a) of the Act.

 

 

 

 

  /s/ Barrett S. DiPaolo

 

 

 

Name: Barrett S. DiPaolo,

 

 

 

as Regular Trustee

 

 

 

 

 

 

 

 

 

 

 

  /s/ James J. Killerlane III

 

 

 

Name:James J. Killerlane III,

 

 

 

as Regular Trustee

 

 



 

 

 

  /s/ Karen B. Corrigan

 

 

 

Name:Karen B. Corrigan,

 

 

 

as Regular Trustee

 

 



 

 

 

Chase Bank USA, National Association,

 

 

 

as Delaware Trustee

 

 

 

 

 

 

 

 

 

 

 

By:

     /s/ Diane P. Ledger

 

 

 

 

Name: Diane P. Ledger

 

 

 

 

Title: Assistant Vice President

 

 

 

 

 

 

 

 

 

 

 

 

JPMorgan Chase Bank, N.A.,

 

 

 

as Property Trustee

 

 

 

 

 

 

 

 

 

 

 

By:

     /s/ Enrico D. Reyes

 

 

 

 

Name: Enrico D. Reyes

 

 

 

 

Title: Vice President