assumes the underwriters have not exercised their option to purchase 10,098,750 additional shares of Class A common stock from us

EX-4.1 6 c58386a3exv4w1.htm EX-4.1 exv4w1

Exhibit 4.1

                 
CERTIFICATE
NUMBER
 
   
INCORPORATED UNDER THE LAWS
OF THE STATE OF DELAWARE
       
COMMON STOCK
PAR VALUE $0.01
  SHARES
 
               
 
      [LOGO]        
 
               
[NUMBER]
  THIS CERTIFICATE IS TRANSFERABLE
IN NEW YORK, NEW YORK
      CUSIP: 87074U 101    
 
      SEE REVERSE FOR CERTAIN DEFINITIONS
 
               
SWIFT TRANSPORTATION COMPANY
This is to certify that
is the owner of
FULLY PAID AND NON-ASSESSABLE SHARES OF CLASS A COMMON STOCK OF
Swift Transportation Company. (the “Corporation”), transferable on the books of the Corporation by the holder hereof in person or by duly authorized attorney upon surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the Amended and Restated Certificate of Incorporation and Bylaws of the Corporation, each as from time to time amended (copies of which are on file with the Transfer Agent), to all of which the holder by acceptance hereof assents. This Certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar.
          Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.
             
 
      Dated:    
 
           
 
          COUNTERSIGNED AND REGISTERED:
/s/ Jerry Moyes
CHIEF EXECUTIVE OFFICER
  [LOGO]       WELLS FARGO SHAREOWNER SERVICES
TRANSFER AGENT
AND REGISTRAR
 
           
 
      BY:    
 
           
/s/ James Fry
EXECUTIVE VICE PRESIDENT, GENERAL
COUNSEL AND CORPORATE SECRETARY
          AUTHORIZED OFFICER

 


 

[Logo]
Swift Transportation Company
          The Corporation will furnish without charge to each stockholder who so requests the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Corporation, and the qualifications, limitations or restrictions of such preferences and/or rights. A stockholder may make the request to the Corporation or to its Transfer Agent and Registrar.
          The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
                         
TEN COM
    as tenants in common   UNIF GIFT MIN ACT                                           Custodian                               
TEN ENT
    as tenants by the entireties           (Cust)   (Minor)        
JT TEN     as joint tenants with right of
survivorship and not as
tenants in common
          under Uniform Gifts to Minors Act
 
 
(State)
Additional abbreviations may also be used though not in the above list.
     For value received,                                                                                   hereby sell, assign and transfer unto
PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE
 
 
PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE
 
 
 
Shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint
 
Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.
         
Dated                
       
 
  NOTICE:    
 
       
 
  THE SIGNATURE(S) TO THIS ASSIGNMENT MUST
CORRESPOND WITH THE NAME(S) AS WRITTEN UPON
THE FACE OF THE CERTIFICATE IN EVERY
PARTICULAR WITHOUT ALTERATION OR
ENLARGEMENT OR ANY CHANGE WHATEVER.
  X
   
(SIGNATURE)

X
   
(SIGNATURE)
 
       
 
       
 
      THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15.
 
       
 
     
   
SIGNATURE(S) GUARANTEED BY: