KNIGHT CAPITAL GROUP, INC. Contracts & Agreements

65 Contracts & Agreements
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Knight Capital Americas LLC and Robert Lyons Transition and Separation Agreement
Separation Agreements
KNIGHT CAPITAL GROUP, INC.
CT
2013
Amended and Restated Agreement and Plan of Merger among GETCO Holding Company, LLC, Knight Capital Group, Inc., and Affiliates (April 15, 2013)
Merger Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2013
Separation Agreement and Release between Knight Capital Group, Inc. and Gregory Voetsch
Separation Agreements
KNIGHT CAPITAL GROUP, INC.
NJ
2011
$100,000,000 Credit Agreement among Knight Capital Group, Inc., Lenders, US Bank National Association, and JPMorgan Chase Bank, N.A. dated June 29, 2011
Credit Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2011
Knight Capital Group, Inc. Key Employee Voluntary Deferred Compensation Plan
Bonus & Incentive Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2011
Restricted Stock Unit Agreement between Knight Capital Group, Inc. and Steven J. Sadoff dated January 31, 2011
Equity Distribution Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2011
Amendment to Call Option Transaction between JPMorgan Chase Bank and Knight Capital Group, Inc.
Modification Agreements
KNIGHT CAPITAL GROUP, INC.
NY
2010
Amendment to Call Option Transaction between Deutsche Bank AG, London Branch and Knight Capital Group, Inc.
Modification Agreements
KNIGHT CAPITAL GROUP, INC.
NY
2010
Knight Capital Group, Inc. Amended and Restated 2009 Inducement Award Plan
Bonus & Incentive Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2010
Knight Capital Group, Inc. Restricted Stock Unit Award Agreement under Amended and Restated 2009 Inducement Award Plan
Bonus & Incentive Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2010
Employment Agreement between Libertas Holdings LLC and Gary Katcher, dated May 5, 2008
Employment Agreements
KNIGHT CAPITAL GROUP, INC.
NJ
2010
Amendment No. 1 to Employment Agreement between Knight Libertas Holdings LLC and Gary Katcher
Employment Agreements
KNIGHT CAPITAL GROUP, INC.
NJ
2010
Knight Capital Group, Inc. 2009 Executive Incentive Plan
Bonus & Incentive Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2009
Amended and Restated Employment Letter Agreement between Knight Capital Group, Inc. and Thomas Joyce
Employment Agreements
KNIGHT CAPITAL GROUP, INC.
NJ
2009
Knight Capital Group, Inc. Performance Restricted Stock Unit Agreement with Thomas M. Joyce
Compensation Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2009
Employment Letter Agreement between Knight Capital Group, Inc. and Thomas Joyce (2008–2012)
Employment Agreements
KNIGHT CAPITAL GROUP, INC.
NJ
2008
Knight Capital Group, Inc. Restricted Stock Unit Agreement under Equity Incentive Plan
Compensation Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2008
Limited Liability Company Agreement of Deephaven Capital Management Holdings LLC among Knight Capital Group, KFP Holdings I LLC, Deephaven Managing Partners, LLC, and Others
Limited Liability Company Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2008
Employment Letter Agreement between Knight Capital Group, Inc. and Thomas Joyce dated December 2, 2005
Employment Agreements
KNIGHT CAPITAL GROUP, INC.
NY
2005
Separation Agreement and Release between Knight Equity Markets, L.P. and Derek Stein, Effective September 6, 2005
Separation Agreements
KNIGHT CAPITAL GROUP, INC.
NJ
2005
SEC Order Instituting Administrative and Cease-and-Desist Proceedings Against Knight Securities, L.P.
Settlement Agreements
KNIGHT CAPITAL GROUP, INC.
2004
NASD Letter of Acceptance, Waiver and Consent between NASD and Knight Securities, L.P.
Settlement Agreements
KNIGHT CAPITAL GROUP, INC.
2004
Separation and General Release Agreement between Anthony Sanfilippo and Knight Trading Group, Inc. dated June 11, 2003
Separation Agreements
KNIGHT CAPITAL GROUP, INC.
2003
Knight Trading Group, Inc. Amended and Restated 2003 Equity Incentive Plan
Bonus & Incentive Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2003
Employment Agreement between Knight Trading Group, Inc. and Thomas Joyce dated May 30, 2002
Employment Agreements
KNIGHT CAPITAL GROUP, INC.
NY
2002
Employment Agreement between Knight Trading Group, Inc. and Anthony Sanfilippo (March 29, 2002)
Employment Agreements
KNIGHT CAPITAL GROUP, INC.
2002
Second Amendment to Amended and Restated Credit Agreement among Knight Capital Group, Inc., Knight Capital Americas LLC, and JPMorgan Chase Bank, N.A.
Credit Agreements
KNIGHT CAPITAL GROUP, INC.
NY
2012
Second Amendment to Credit Agreement among Knight Capital Group, Inc., JPMorgan Chase Bank, N.A., and Lenders
Credit Agreements
KNIGHT CAPITAL GROUP, INC.
NY
2012
Waiver of Accelerated Vesting Agreement between Thomas Joyce and Knight Capital Group, Inc.
Waiver Agreements
KNIGHT CAPITAL GROUP, INC.
2012
Waiver of Accelerated Vesting Agreement between Steven Bisgay and Knight Capital Group, Inc.
Waiver Agreements
KNIGHT CAPITAL GROUP, INC.
2012
Waiver of Accelerated Vesting Agreement between George Sohos and Knight Capital Group, Inc.
Waiver Agreements
KNIGHT CAPITAL GROUP, INC.
2012
Waiver of Accelerated Vesting Agreement between Steven Sadoff and Knight Capital Group, Inc.
Waiver Agreements
KNIGHT CAPITAL GROUP, INC.
2012
Securities Purchase Agreement between Knight Capital Group, Inc. and Investors (August 6, 2012)
Purchase Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2012
Registration Rights Agreement between Knight Capital Group, Inc. and Investors (August 6, 2012)
Registration Rights Agreements
KNIGHT CAPITAL GROUP, INC.
WA
2012
Amended and Restated Credit Agreement among Knight Execution & Clearing Services LLC, Knight Capital Americas, L.P., Knight Capital Group, Inc., and Lenders, dated June 27, 2012
Credit Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2012
Knight Capital Group, Inc. 2010 Equity Incentive Plan Restricted Stock Agreement (Multi-State Version)
Equity Distribution Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2012
Knight Capital Group, Inc. 2010 Equity Incentive Plan Restricted Stock Unit Agreement (2012 Multi-State Version A)
Equity Distribution Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2012
Knight Capital Group, Inc. 2010 Equity Incentive Plan Employee Non-Qualified Stock Option Agreement
Warrant Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2012
Knight Capital Group, Inc. 2010 Equity Incentive Plan Restricted Stock Unit Agreement (Form)
Equity Distribution Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2012
$200,000,000 Revolving Credit Agreement among Knight Execution & Clearing Services LLC, Knight Capital Americas, L.P., Knight Capital Group, Inc., and Lenders
Credit Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2011
Knight Capital Group, Inc. 2010 Equity Incentive Plan Restricted Stock Unit Agreement (Annual Award Grants)
Equity Distribution Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2011
Knight Capital Group, Inc. 2010 Equity Incentive Plan Restricted Stock Agreement (Annual Award Grants)
Equity Distribution Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2011
Knight Capital Group, Inc. 2010 Equity Incentive Plan Restricted Stock Unit Agreement (Sign-On and Retention Award)
Equity Distribution Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2011
Knight Capital Group, Inc. 2010 Equity Incentive Plan Restricted Stock Agreement (Sign-On and Retention Award)
Equity Distribution Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2011
Knight Capital Group, Inc. 2010 Equity Incentive Plan Employee Non-Qualified Stock Option Agreement
Warrant Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2011
Warrant Confirmation Agreement between Knight Capital Group, Inc. and Deutsche Bank AG, London Branch (March 26, 2010)
Warrant Agreements
KNIGHT CAPITAL GROUP, INC.
2010
Indenture Agreement for 3.50% Cash Convertible Senior Subordinated Notes due 2015 between Knight Capital Group, Inc. and Deutsche Bank Trust Company Americas
Indenture Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2010
Base Call Option Transaction Confirmation between JPMorgan Chase Bank, N.A. and Knight Capital Group, Inc. dated March 15, 2010
KNIGHT CAPITAL GROUP, INC.
2010
Base Call Option Transaction Confirmation between Deutsche Bank AG, London Branch and Knight Capital Group, Inc. dated March 15, 2010
KNIGHT CAPITAL GROUP, INC.
2010
Base Warrants Confirmation Agreement between Knight Capital Group, Inc. and JPMorgan Chase Bank, N.A. (March 15, 2010)
Warrant Agreements
KNIGHT CAPITAL GROUP, INC.
OH
2010
Base Warrants Confirmation Agreement between Knight Capital Group, Inc. and Deutsche Bank AG, London Branch dated March 15, 2010
Warrant Agreements
KNIGHT CAPITAL GROUP, INC.
2010
Knight Capital Group, Inc. Restricted Stock Award Agreement under Amended and Restated 2009 Inducement Award Plan
Equity Distribution Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2010
Knight Capital Group, Inc. Restricted Stock Unit Agreement under Equity Incentive Plan
Equity Distribution Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2008
Knight Capital Group, Inc. 2006 Equity Incentive Plan Employee Non-Qualified Stock Option Agreement
Warrant Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2008
Knight Capital Group, Inc. Restricted Stock Award Agreement under 2006 Equity Incentive Plan
Equity Distribution Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2008
$140,000,000 Credit Agreement among Knight Capital Group, Inc. and Lenders, with JPMorgan Chase Bank as Administrative Agent (October 3, 2007)
Credit Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2007
Option Agreement among Deephaven Managing Partners, Deephaven Capital Management, Knight Capital Group, KFP Holdings I, and Management Group Members (December 21, 2006)
Management Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2006
Knight Capital Group, Inc. 1998 Long-Term Incentive Plan Employee Non-Qualified Stock Option Agreement
Stock Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2005
Knight Capital Group, Inc. Restricted Stock Award Agreement under 1998 Long Term Incentive Plan
Equity Distribution Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2005
Knight Trading Group, Inc. 2003 Equity Incentive Plan Employee Non-Qualified Stock Option Agreement
Stock Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2005
Knight Trading Group, Inc. 2003 Equity Incentive Plan Restricted Stock Award Agreement
Equity Distribution Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2005
Option Agreement among Deephaven Holdings, LLC, Deephaven Capital Management, LLC, Knight Trading Group, Inc., KFP Holdings I LLC, and Management Group Members (October 21, 2003)
KNIGHT CAPITAL GROUP, INC.
DE
2005
Asset Purchase Agreement among Citigroup Financial Products Inc. and Knight Financial Products LLC, Knight Execution Partners LLC, and KFP Holdings I LLC dated August 8, 2004
Purchase Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2004
Director Indemnification Agreement between Knight Trading Group, Inc. and Director
Indemnification Agreements
KNIGHT CAPITAL GROUP, INC.
DE
2003
Lease Agreement between Newport Office Center IV Co., LLC and Knight Securities, L.P. for 545 Washington Boulevard, Jersey City
Lease Agreements
KNIGHT CAPITAL GROUP, INC.
2003