Schedule of Warrants Issued Under Loan and Security Agreement by KiOR, Inc. and Affiliates (March–November 2012)
This document lists warrants issued by KiOR, Inc. and its affiliates to 1538731 Alberta Ltd., 1538716 Alberta Ltd., and KFT Trust (Vinod Khosla, Trustee) between March and November 2012. The warrants, issued under a Loan and Security Agreement dated January 26, 2012, specify the number of shares and exercise prices for each recipient on various dates. The schedule provides details on the allocation and terms of these warrants as part of the financing arrangement among the parties.
Exhibit 10.3(b)
Schedule of Warrants Issued
Through November 1, 2012, warrants in the form filed as Exhibit 10.3(a) to this Quarterly Report on Form 10-Q of KiOR, Inc. were issued pursuant to the Loan and Security Agreement dated as of January 26, 2012 among the Company, KiOR Columbus LLC, 1538731 Alberta Ltd., 1538716 Alberta Ltd. and KFT Trust, Vinod Khosla, Trustee as follows:
| Date Issued | Warrantholder | Numbers of Underlying Shares | Exercise Price | |||||
| March 1, 2012 | 1538731 Alberta Ltd. | 5,575 | $ | 11.62 | ||||
| 1538716 Alberta Ltd. | 9,954 | $ | 11.62 | |||||
| KFT Trust, Vinod Khosla, Trustee | 7,764 | $ | 11.62 | |||||
| April 1, 2012 | 1538731 Alberta Ltd. | 3,390 | $ | 13.15 | ||||
| 1538716 Alberta Ltd. | 6,052 | $ | 13.15 | |||||
| KFT Trust, Vinod Khosla, Trustee | 4,721 | $ | 13.15 | |||||
| May 1, 2012 | 1538731 Alberta Ltd. | 4,581 | $ | 11.62 | ||||
| 1538716 Alberta Ltd. | 8,180 | $ | 11.62 | |||||
| KFT Trust, Vinod Khosla, Trustee | 6,381 | $ | 11.62 | |||||
| June 1, 2012 | 1538731 Alberta Ltd. | 5,432 | $ | 11.62 | ||||
| 1538716 Alberta Ltd. | 9,700 | $ | 11.62 | |||||
| KFT Trust, Vinod Khosla, Trustee | 7,566 | $ | 11.62 | |||||
| July 1, 2012 | 1538731 Alberta Ltd. | 5,367 | $ | 11.62 | ||||
| 1538716 Alberta Ltd. | 9,583 | $ | 11.62 | |||||
| KFT Trust, Vinod Khosla, Trustee | 7,475 | $ | 11.62 | |||||
| August 1, 2012 | 1538731 Alberta Ltd. | 6,347 | $ | 11.62 | ||||
| 1538716 Alberta Ltd. | 11,333 | $ | 11.62 | |||||
| KFT Trust, Vinod Khosla, Trustee | 8,840 | $ | 11.62 | |||||
| September 1, 2012 | 1538731 Alberta Ltd. | 6,905 | $ | 11.62 | ||||
| 1538716 Alberta Ltd. | 12,329 | $ | 11.62 | |||||
| KFT Trust, Vinod Khosla, Trustee | 9,617 | $ | 11.62 | |||||
| October 1, 2012 | 1538731 Alberta Ltd. | 5,636 | $ | 11.62 | ||||
| 1538716 Alberta Ltd. | 10,064 | $ | 11.62 | |||||
| KFT Trust, Vinod Khosla, Trustee | 7,850 | $ | 11.62 | |||||
| November 1, 2012 | 1538731 Alberta Ltd. | 9,373 | $ | 11.62 | ||||
| 1538716 Alberta Ltd. | 16,736 | $ | 11.62 | |||||
| KFT Trust, Vinod Khosla, Trustee | 13,054 | $ | 11.62 | |||||
