Schedule of Warrants Issued Pursuant to Loan and Security Agreement – KiOR, Inc. and Affiliates (as of May 1, 2013)
This document lists the warrants issued by KiOR, Inc. and its affiliate KiOR Columbus LLC to 1538731 Alberta Ltd., 1538716 Alberta Ltd., and KFT Trust (Vinod Khosla, Trustee) under a Loan and Security Agreement dated January 26, 2012. The schedule details the dates, recipients, number of shares underlying each warrant, and the exercise prices. The warrants were issued monthly from March 2012 through February 2013, with exercise prices primarily at $11.62 or $13.15 per share.
Exhibit 10.4(b)
Schedule of Warrants Issued
Through May 1, 2013, warrants in the form filed as Exhibit 10.4(a) to this Quarterly Report on Form 10-Q of KiOR, Inc. were issued pursuant to the Loan and Security Agreement dated as of January 26, 2012 among the Company, KiOR Columbus LLC, 1538731 Alberta Ltd., 1538716 Alberta Ltd. and KFT Trust, Vinod Khosla, Trustee as follows:
| Date Issued | Warrantholder | Numbers of Underlying Shares | Exercise Price | |||||||||
| March 1, 2012 | 1538731 Alberta Ltd. | 5,575 | $ | 11.62 | ||||||||
| 1538716 Alberta Ltd. | 9,954 | $ | 11.62 | |||||||||
| KFT Trust, Vinod Khosla, Trustee | 7,764 | $ | 11.62 | |||||||||
| April 1, 2012 | 1538731 Alberta Ltd. | 3,390 | $ | 13.15 | ||||||||
| 1538716 Alberta Ltd. | 6,052 | $ | 13.15 | |||||||||
| KFT Trust, Vinod Khosla, Trustee | 4,721 | $ | 13.15 | |||||||||
| May 1, 2012 | 1538731 Alberta Ltd. | 4,581 | $ | 11.62 | ||||||||
| 1538716 Alberta Ltd. | 8,180 | $ | 11.62 | |||||||||
| KFT Trust, Vinod Khosla, Trustee | 6,381 | $ | 11.62 | |||||||||
| June 1, 2012 | 1538731 Alberta Ltd. | 5,432 | $ | 11.62 | ||||||||
| 1538716 Alberta Ltd. | 9,700 | $ | 11.62 | |||||||||
| KFT Trust, Vinod Khosla, Trustee | 7,566 | $ | 11.62 | |||||||||
| July 1, 2012 | 1538731 Alberta Ltd. | 5,367 | $ | 11.62 | ||||||||
| 1538716 Alberta Ltd. | 9,583 | $ | 11.62 | |||||||||
| KFT Trust, Vinod Khosla, Trustee | 7,475 | $ | 11.62 | |||||||||
| August 1, 2012 | 1538731 Alberta Ltd. | 6,347 | $ | 11.62 | ||||||||
| 1538716 Alberta Ltd. | 11,333 | $ | 11.62 | |||||||||
| KFT Trust, Vinod Khosla, Trustee | 8,840 | $ | 11.62 | |||||||||
| September 1, 2012 | 1538731 Alberta Ltd. | 6,905 | $ | 11.62 | ||||||||
| 1538716 Alberta Ltd. | 12,329 | $ | 11.62 | |||||||||
| KFT Trust, Vinod Khosla, Trustee | 9,617 | $ | 11.62 | |||||||||
| October 1, 2012 | 1538731 Alberta Ltd. | 5,636 | $ | 11.62 | ||||||||
| 1538716 Alberta Ltd. | 10,064 | $ | 11.62 | |||||||||
| KFT Trust, Vinod Khosla, Trustee | 7,850 | $ | 11.62 | |||||||||
| November 1, 2012 | 1538731 Alberta Ltd. | 9,373 | $ | 11.62 | ||||||||
| 1538716 Alberta Ltd. | 16,736 | $ | 11.62 | |||||||||
| KFT Trust, Vinod Khosla, Trustee | 13,054 | $ | 11.62 | |||||||||
| December 1, 2012 | 1538731 Alberta Ltd. | 8,658 | $ | 11.62 | ||||||||
| 1538716 Alberta Ltd. | 15,460 | $ | 11.62 | |||||||||
| KFT Trust, Vinod Khosla, Trustee | 12,059 | $ | 11.62 | |||||||||
| January 1, 2013 | 1538731 Alberta Ltd. | 8,672 | $ | 11.62 | ||||||||
| 1538716 Alberta Ltd. | 15,485 | $ | 11.62 | |||||||||
| KFT Trust, Vinod Khosla, Trustee | 12,078 | $ | 11.62 | |||||||||
| February 1, 2013 | 1538731 Alberta Ltd. | 10,206 | $ | 11.62 | ||||||||
| 1538716 Alberta Ltd. | 18,224 | $ | 11.62 | |||||||||
| KFT Trust, Vinod Khosla, Trustee | 14,215 | $ | 11.62 | |||||||||
