Schedule of Warrants Issued Pursuant to Loan and Security Agreement – KiOR, Inc. and Affiliates (March 1, 2013)
This document lists warrants issued by KiOR, Inc. and its affiliates to 1538731 Alberta Ltd., 1538716 Alberta Ltd., and KFT Trust (Vinod Khosla, Trustee) under a Loan and Security Agreement dated January 26, 2012. The schedule details the dates, recipients, number of shares, and exercise prices for each warrant issued through March 1, 2013. The warrants grant the holders the right to purchase shares at specified prices, reflecting the terms agreed upon in connection with the loan arrangement.
Exhibit 10.4(b)
Schedule of Warrants Issued
Through March 1, 2013, warrants in the form filed as Exhibit 10.4(b) to this Annual Report on Form 10-K of KiOR, Inc. were issued pursuant to the Loan and Security Agreement dated as of January 26, 2012 among the Company, KiOR Columbus LLC, 1538731 Alberta Ltd., 1538716 Alberta Ltd. and KFT Trust, Vinod Khosla, Trustee as follows:
| Date Issued | Warrantholder | Numbers of Underlying Shares | Exercise Price | |||||||
| March 1, 2012 | 1538731 Alberta Ltd. | 5,575 | $ | 11.62 | ||||||
| 1538716 Alberta Ltd. | 9,954 | $ | 11.62 | |||||||
| KFT Trust, Vinod Khosla, Trustee | 7,764 | $ | 11.62 | |||||||
| April 1, 2012 | 1538731 Alberta Ltd. | 3,390 | $ | 13.15 | ||||||
| 1538716 Alberta Ltd. | 6,052 | $ | 13.15 | |||||||
| KFT Trust, Vinod Khosla, Trustee | 4,721 | $ | 13.15 | |||||||
| May 1, 2012 | 1538731 Alberta Ltd. | 4,581 | $ | 11.62 | ||||||
| 1538716 Alberta Ltd. | 8,180 | $ | 11.62 | |||||||
| KFT Trust, Vinod Khosla, Trustee | 6,381 | $ | 11.62 | |||||||
| June 1, 2012 | 1538731 Alberta Ltd. | 5,432 | $ | 11.62 | ||||||
| 1538716 Alberta Ltd. | 9,700 | $ | 11.62 | |||||||
| KFT Trust, Vinod Khosla, Trustee | 7,566 | $ | 11.62 | |||||||
| July 1, 2012 | 1538731 Alberta Ltd. | 5,367 | $ | 11.62 | ||||||
| 1538716 Alberta Ltd. | 9,583 | $ | 11.62 | |||||||
| KFT Trust, Vinod Khosla, Trustee | 7,475 | $ | 11.62 | |||||||
| August 1, 2012 | 1538731 Alberta Ltd. | 6,347 | $ | 11.62 | ||||||
| 1538716 Alberta Ltd. | 11,333 | $ | 11.62 | |||||||
| KFT Trust, Vinod Khosla, Trustee | 8,840 | $ | 11.62 | |||||||
| September 1, 2012 | 1538731 Alberta Ltd. | 6,905 | $ | 11.62 | ||||||
| 1538716 Alberta Ltd. | 12,329 | $ | 11.62 | |||||||
| KFT Trust, Vinod Khosla, Trustee | 9,617 | $ | 11.62 | |||||||
| October 1, 2012 | 1538731 Alberta Ltd. | 5,636 | $ | 11.62 | ||||||
| 1538716 Alberta Ltd. | 10,064 | $ | 11.62 | |||||||
| KFT Trust, Vinod Khosla, Trustee | 7,850 | $ | 11.62 | |||||||
| November 1, 2012 | 1538731 Alberta Ltd. | 9,373 | $ | 11.62 | ||||||
| 1538716 Alberta Ltd. | 16,736 | $ | 11.62 | |||||||
| KFT Trust, Vinod Khosla, Trustee | 13,054 | $ | 11.62 | |||||||
| December 1, 2012 | 1538731 Alberta Ltd. | 8,658 | $ | 11.62 | ||||||
| 1538716 Alberta Ltd. | 15,460 | $ | 11.62 | |||||||
| KFT Trust, Vinod Khosla, Trustee | 12,059 | $ | 11.62 | |||||||
| January 1, 2013 | 1538731 Alberta Ltd. | 8,672 | $ | 11.62 | ||||||
| 1538716 Alberta Ltd. | 15,485 | $ | 11.62 | |||||||
| KFT Trust, Vinod Khosla, Trustee | 12,078 | $ | 11.62 | |||||||
| February 1, 2013 | 1538731 Alberta Ltd. | 10,206 | $ | 11.62 | ||||||
| 1538716 Alberta Ltd. | 18,224 | $ | 11.62 | |||||||
| KFT Trust, Vinod Khosla, Trustee | 14,215 | $ | 11.62 | |||||||
