Jefferson Capital, Inc. Specimen Class A Common Stock Certificate

Contract Categories: Business Finance Stock Agreements
Summary

This document is a specimen stock certificate for Jefferson Capital, Inc., incorporated in Delaware. It certifies ownership of Class A Common Stock and outlines the process for transferring shares, including endorsement and registration by the transfer agent. The certificate is subject to the company's Certificate of Incorporation and Bylaws. It also provides information on shareholder rights and procedures for lost or destroyed certificates. No actual shares are represented in this specimen.

EX-4.1 3 tm2530355d14_ex4-1.htm EXHIBIT 4.1

 

Exhibit 4.1

 

Number *0* Shares *0*

 

  SEE REVERSE FOR IMPORTANT NOTICE
  ON TRANSFER RESTRICTIONS
  AND OTHER INFORMATION

 

THIS CERTIFICATE IS TRANSFERABLE CUSIP ___________

IN THE CITIES OF _________________

 

 

Jefferson Capital, Inc.

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

 

 

THIS CERTIFIES THAT **Specimen** is the owner of **Zero (0)** fully paid and nonassessable shares of Class A Common Stock, $0.0001 par value per share, of

 

Jefferson Capital, Inc.

 

(the “Company”) transferable on the books of the Company by the holder hereof in person or by its duly authorized attorney, upon surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the Certificate of Incorporation, as amended, and the Bylaws, as amended, of the Company (copies of which are on file with the Company and with the Transfer Agent), to all of which each holder, by acceptance hereof, assents. This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar.

 

IN WITNESS WHEREOF, the Company has caused this Certificate to be executed on its behalf by its duly authorized officers.

 

DATED:                                                           

 

Countersigned and Registered:

Transfer Agent and Registrar   (SEAL)
  David Burton
  Chief Executive Officer

 

By:                        
  Authorized Signature   Matthew Pfohl
    Chief Administrative Officer, General Counsel & Secretary

 

 

 

 

IMPORTANT NOTICE

 

The Company will furnish without charge to each shareholder who so requests, a summary of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock of the Company and the qualifications, limitations or restrictions of such preferences and rights, and the variations in rights, preferences and limitations determined for each series, which are fixed by the Certificate of Incorporation of the Company, as amended, and the resolutions of the Board of Directors of the Company, and the authority of the Board of Directors to determine variations for future series. Such erquest may be made to the office of the Secretary of the Company or to the Transfer Agent. The Board of Directors may require the owner of a lost or destroyed stock certificate, or his legal representatives, to give the Company a bond to indemnify it and its transfer agents and registrats against any claim that may be made against them on account of the alleged loss or destruction of any such certificate.

 

The following abbreviations, when used in the inscription on the face of this Certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM - as tenants in common   UNIF GIFT MIN ACT_________ Custodian _________
TEN ENT - as tenants by the entireties     (Custodian) (Minor)
JT TEN - as joint tenants with right of   Under the Uniform Gifts to Minors Act of _______________
    survivorship and not as tenants in common     (State)

 

FOR VALUE RECEIVED, ________________HEREBY SELLS, ASSIGNS AND TRANSFERS UNTO _______________________________________________________________________________________________________________ (NAME & ADDRESS, INCLUDING ZIP CODE & SS# OR OTHER IDENTIFYING # OF ASSIGNEE) ____________________________________ (________________) shares of the Class A Common Stock represented by this Certificate and does hereby irrevocably constitute and appoint _______________________________________ attorney to transfer the said shares on the books of the within-named Company, with full power of substitution in the premises.

 

Dated: _______________________

 

 

Signature:    

 

 

Signature:    
  NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH
  THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR,
  WITHOUT ALTERATION OR ENLARGEMENT OR ANY OTHER CHANGE.

 

SIGNATURE(S) GUARANTEED:

 

   
   
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE  
GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND  
LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN  
APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM),  
PURSUANT TO S.E.C. RULE 17Ad-15