JANUS CAPITAL GROUP INC Contracts & Agreements

227 Contracts & Agreements
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Fourth Amendment to the Janus 401(k) and Employee Stock Ownership Plan
Retirement Agreements
JANUS CAPITAL GROUP INC
2017
Fifth Amendment to the Janus 401(k) and Employee Stock Ownership Plan
Retirement Agreements
JANUS CAPITAL GROUP INC
2017
Sixth Amendment to the Janus 401(k) and Employee Stock Ownership Plan
Retirement Agreements
JANUS CAPITAL GROUP INC
2017
Amendment No. 2 to Janus Capital Group Inc. Amended and Restated Income Deferral Program
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2017
Amendment No. 2 to the Amended and Restated Janus Capital Group Inc. Director Deferred Fee Plan
Compensation Agreements
JANUS CAPITAL GROUP INC
2017
Janus Capital Group Inc. Performance Stock Unit Award Acceptance Agreement with Grantee
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2017
Change in Control Agreement between Janus Management Holdings Corporation and Jennifer McPeek
Change of Control Agreements
JANUS CAPITAL GROUP INC
DE
2017
Change in Control Agreement between Janus Management Holdings Corporation and Jennifer McPeek
Change of Control Agreements
JANUS CAPITAL GROUP INC
DE
2016
Second Amendment to the Janus 401(k) and Employee Stock Ownership Plan (2014 Restatement)
Retirement Agreements
JANUS CAPITAL GROUP INC
2016
Third Amendment to the Janus 401(k) and Employee Stock Ownership Plan
Retirement Agreements
JANUS CAPITAL GROUP INC
2016
Janus Capital Group Inc. Performance Stock Unit Award (LTI) Acceptance Agreement with Grantee
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2016
Janus Capital Group Inc. Outside Director Compensation Program
Compensation Agreements
JANUS CAPITAL GROUP INC
2016
Janus Capital Variable Compensation Program Agreement
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2016
Janus Capital Group Inc. Performance Stock Unit Long Term Incentive Award Agreement with Grantee
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2015
Janus 401(k) and Employee Stock Ownership Plan and Trust Agreement
Profit Sharing Plans
JANUS CAPITAL GROUP INC
2015
First Amendment to the Janus 401(k) and Employee Stock Ownership Plan (2014)
Retirement Agreements
JANUS CAPITAL GROUP INC
2015
Janus Capital Group Inc. Performance Stock Unit Award Agreement with Richard M. Weil (2014)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2015
Janus Capital Variable Compensation Program Agreement
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2015
Third Supplemental Indenture to Senior Debt Indenture for 0.75% Convertible Senior Notes due 2018 between Janus Capital Group Inc. and The Bank of New York Mellon Trust Company,...
Indenture Agreements
JANUS CAPITAL GROUP INC
NY
2014
$200,000,000 5-Year Revolving Credit Facility Agreement among Janus Capital Group Inc. and Lenders
Credit Agreements
JANUS CAPITAL GROUP INC
NY
2014
Janus Capital Group Inc. Second Amended and Restated Mutual Fund Share Investment Plan (as of July 22, 2013)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
DE
2014
Eighth Amendment to Janus 401(k) and Employee Stock Ownership Plan (2013 IRS Determination Letter Review)
Retirement Agreements
JANUS CAPITAL GROUP INC
2014
Ninth Amendment to the Janus 401(k) and Employee Stock Ownership Plan by Janus Capital Group Inc.
Retirement Agreements
JANUS CAPITAL GROUP INC
2014
Amendment to Amended and Restated Janus Capital Group Inc. Director Deferred Fee Plan (December 19, 2013)
Compensation Agreements
JANUS CAPITAL GROUP INC
2014
Janus Capital Group Inc. Performance Stock Unit Award Agreement with Richard M. Weil (2013)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2014
Janus Capital Group Inc. Amended and Restated 2010 Long-Term Incentive Stock Plan
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
DE
2014
Janus Capital Group Inc. Outside Director Compensation Program
Compensation Agreements
JANUS CAPITAL GROUP INC
2014
Seventh Amendment to the Janus 401(k) and Employee Stock Ownership Plan
Retirement Agreements
JANUS CAPITAL GROUP INC
2013
Janus Capital Group Inc. Long Term Incentive (LTI) Restricted Stock Award Acceptance Form
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2013
Amendment to Janus Capital Group Inc. 2010 Long-Term Incentive Stock Plan (April 26, 2012)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2013
Janus Capital Group Inc. 2012 Employment Inducement Award Plan
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
DE
2012
Janus Capital Group Inc. Amended and Restated Mutual Fund Share Investment Plan (2012)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
DE
2012
Third Amendment to the Janus 401(k), Profit Sharing and Employee Stock Ownership Plan
Profit Sharing Plans
JANUS CAPITAL GROUP INC
2012
Fourth Amendment to the Janus 401(k), Profit Sharing and Employee Stock Ownership Plan
Profit Sharing Plans
JANUS CAPITAL GROUP INC
2012
Sixth Amendment to the Janus 401(k) and Employee Stock Ownership Plan
Retirement Agreements
JANUS CAPITAL GROUP INC
2012
Janus Non-Qualified Stock Option Award Agreement for Long Term Incentive (LTI)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2012
Amendment to Janus Capital Group Inc. 2010 Long-Term Incentive Stock Plan (December 28, 2011)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2012
Janus Capital Variable Compensation Program Agreement
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2011
$250,000,000 3-Year Revolving Credit Facility Agreement among Janus Capital Group Inc. and Lenders
Credit Agreements
JANUS CAPITAL GROUP INC
NY
2011
Transition Agreement and Legal Release between Janus Management Holdings Corporation and Gregory A. Frost
Transition Agreements
JANUS CAPITAL GROUP INC
CO
2011
Fifth Amendment to Janus 401(k) and Employee Stock Ownership Plan
Retirement Agreements
JANUS CAPITAL GROUP INC
2011
Amendment No. 1 to Amended and Restated Change in Control Agreement between Janus Management Holdings Corporation and Jonathan D. Coleman and Richard G. Smith
Change of Control Agreements
JANUS CAPITAL GROUP INC
2011
Amendment No. 1 to Amended and Restated Change in Control Agreement between James P. Goff and Janus Management Holdings Corporation
Change of Control Agreements
JANUS CAPITAL GROUP INC
2011
$100,000,000 364-Day Competitive Advance and Revolving Credit Facility Agreement among Janus Capital Group Inc., Lenders, and JPMorgan Chase Bank, N.A.
Credit Agreements
JANUS CAPITAL GROUP INC
NY
2010
Five-Year Competitive Advance and Revolving Credit Facility Agreement among Janus Capital Group Inc., Lenders, Citibank, and JPMorgan Chase
Credit Agreements
JANUS CAPITAL GROUP INC
NY
2009
Consulting Agreement between [Company Name] and [Consultant Name]
Consulting Agreements
JANUS CAPITAL GROUP INC
2008
Janus Capital Group Inc. Amended and Restated Director Deferred Fee Plan (Effective October 20, 2008)
Compensation Agreements
JANUS CAPITAL GROUP INC
DE
2008
Summary of Compensation Arrangement for Gregory A. Frost as Chief Financial Officer of Janus Capital Group Inc.
Compensation Agreements
JANUS CAPITAL GROUP INC
2007
Three-Year Competitive Advance and Revolving Credit Facility Agreement among Janus Capital Group Inc., Lenders, Citibank, and JPMorgan Chase
Credit Agreements
JANUS CAPITAL GROUP INC
NY
2005
Amended and Restated Limited Liability Company Agreement of Janus Capital Management LLC, Effective March 13, 2003
Limited Liability Company Agreements
JANUS CAPITAL GROUP INC
DE
2003
Limited Liability Company Agreement of Janus Capital Management LLC, Dated April 1, 2002
Limited Liability Company Agreements
JANUS CAPITAL GROUP INC
DE
2002
Second Amendment to Credit Agreements among Stilwell Financial Inc., Janus Capital Corporation, and Lenders
Credit Agreements
JANUS CAPITAL GROUP INC
NY
2001
Fourth Supplemental Indenture among Janus Capital Group Inc., Henderson Group plc, and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
JANUS CAPITAL GROUP INC
NY
2017
Fifth Supplemental Indenture among Janus Capital Group Inc., Henderson Group plc, and The Bank of New York Mellon Trust Company, N.A. (May 30, 2017)
Indenture Agreements
JANUS CAPITAL GROUP INC
NY
2017
Janus Capital Group Inc. $300,000,000 4.875% Senior Notes Due 2025 Underwriting Agreement with J.P. Morgan, Citigroup, and Wells Fargo
Underwriting Agreements
JANUS CAPITAL GROUP INC
NY
2015
Janus Capital Group Inc. Officers’ Certificate Establishing Terms of 4.875% Notes Due 2025
Indenture Agreements
JANUS CAPITAL GROUP INC
2015
Janus Capital Group Inc. 4.875% Notes Due 2025 (Global Note)
Note Agreements
JANUS CAPITAL GROUP INC
NY
2015
Janus Capital Group Inc. 0.75% Convertible Senior Note Due 2018 (Global Note)
Note Agreements
JANUS CAPITAL GROUP INC
2014
Janus Capital Group Inc. Officers’ Certificate for 0.75% Convertible Senior Notes Due 2018
JANUS CAPITAL GROUP INC
2014
Third Supplemental Indenture to Senior Debt Indenture for 0.75% Convertible Senior Notes due 2018 between Janus Capital Group Inc. and The Bank of New York Mellon Trust Company,...
Indenture Agreements
JANUS CAPITAL GROUP INC
NY
2013
Exchange Agreement between Janus Capital Group Inc. and Noteholders for Convertible Senior Notes
Exchange Agreements
JANUS CAPITAL GROUP INC
NY
2013
Convertible Bond Hedge Transaction Confirmation between Royal Bank of Canada and Janus Capital Group Inc.
Financing Agreements
JANUS CAPITAL GROUP INC
NY
2013
Warrant Transaction Confirmation between Royal Bank of Canada and Janus Capital Group Inc.
Warrant Agreements
JANUS CAPITAL GROUP INC
NY
2013
Investment and Strategic Cooperation Agreement between Janus Capital Group Inc. and The Dai-ichi Life Insurance Company, Limited
Investment Agreements
JANUS CAPITAL GROUP INC
DE
2012
Option Agreement between Janus Capital Group Inc. and The Dai-ichi Life Insurance Company, Limited (August 10, 2012)
JANUS CAPITAL GROUP INC
2012
Five-Year Competitive Advance and Revolving Credit Facility Agreement among Janus Capital Group Inc., Lenders, Citibank, and JPMorgan Chase
Credit Agreements
JANUS CAPITAL GROUP INC
NY
2012
$100,000,000 364-Day Competitive Advance and Revolving Credit Facility Agreement among Janus Capital Group Inc., Lenders, and JPMorgan Chase Bank, N.A.
Credit Agreements
JANUS CAPITAL GROUP INC
NY
2012
Janus Long Term Incentive Restricted Stock Award Acceptance Form (2010 Plan)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2011
Janus Capital Group Inc. Long Term Incentive Restricted Stock Award Agreement with Grantee
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2011
Amendment No. 1 to Amended and Restated Change in Control Agreement between Gregory A. Frost and Janus Management Holdings Corporation
Change of Control Agreements
JANUS CAPITAL GROUP INC
2011
Janus Capital Group Inc. 2010 Long-Term Incentive Stock Plan
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
DE
2010
Janus Capital Group Inc. 2010 Long-Term Incentive Stock Plan Summary
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2010
Second Amendment to Janus 401(k), Profit Sharing and Employee Stock Ownership Plan (Janus Capital Group Inc.)
Profit Sharing Plans
JANUS CAPITAL GROUP INC
2010
Amendment No. 1 to Janus Capital Group Inc. Amended and Restated Income Deferral Program
Compensation Agreements
JANUS CAPITAL GROUP INC
2010
Amendment One to the Janus 401(k), Profit Sharing and Employee Stock Ownership Plan
Profit Sharing Plans
JANUS CAPITAL GROUP INC
2010
Janus Capital Group Inc. Long Term Incentive Award Acceptance Agreement (2010)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2010
Janus Capital Group Inc. Employment Offer Letter to Richard M. Weil as Chief Executive Officer
Employment Agreements
JANUS CAPITAL GROUP INC
2010
Janus Capital Group Inc. and Richard M. Weil Severance Rights Agreement (2010-2015)
Severance Agreements
JANUS CAPITAL GROUP INC
CO
2010
Change in Control Agreement between Janus Capital Group Inc. and Richard M. Weil (2010)
Change of Control Agreements
JANUS CAPITAL GROUP INC
2010
Summary of Compensation Arrangement for Timothy K. Armour as Interim CEO of Janus Capital Group Inc.
Compensation Agreements
JANUS CAPITAL GROUP INC
2009
Second Supplemental Indenture to Senior Debt Indenture for 3.25% Convertible Senior Notes due 2014 between Janus Capital Group Inc. and The Bank of New York Mellon Trust Company,...
Indenture Agreements
JANUS CAPITAL GROUP INC
NY
2009
Janus Capital Group Inc. $150,000,000 3.25% Convertible Senior Notes Due 2014 Underwriting Agreement with J.P. Morgan Securities Inc. and Goldman, Sachs & Co.
Underwriting Agreements
JANUS CAPITAL GROUP INC
NY
2009
Underwriting Agreement between Janus Capital Group Inc. and J.P. Morgan Securities Inc. and Goldman, Sachs & Co. (July 15, 2009)
Underwriting Agreements
JANUS CAPITAL GROUP INC
NY
2009
Separation Agreement and Release between Janus Capital Group Inc. and Gary D. Black
Separation Agreements
JANUS CAPITAL GROUP INC
2009
Janus Capital Group Inc. 1998 Long Term Incentive Stock Plan (Amended and Restated as of May 12, 2004 and January 22, 2008)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
DE
2009
Janus Capital Group Inc. 401(k), Profit Sharing, and Employee Stock Ownership Plan (Amended and Restated as of January 1, 2009)
Profit Sharing Plans
JANUS CAPITAL GROUP INC
2009
Janus Long Term Incentive Award Acceptance Form and Terms (2009)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2009
Amended and Restated Change of Control Agreement between Janus Capital Group Inc. and Robin C. Beery
Change of Control Agreements
JANUS CAPITAL GROUP INC
2009
Amended and Restated Change in Control Agreement between Janus Management Holdings Corporation and Executive (2009)
Change of Control Agreements
JANUS CAPITAL GROUP INC
2009
Amended and Restated Change in Control Agreement between Janus Management Holdings Corporation and Executive
Change of Control Agreements
JANUS CAPITAL GROUP INC
2009
Amended and Restated Change in Control Agreement between Janus Management Holdings Corporation and James P. Goff
Change of Control Agreements
JANUS CAPITAL GROUP INC
2009
Amended Severance Letter Agreement between Janus Management Holdings Corporation and James P. Goff
Severance Agreements
JANUS CAPITAL GROUP INC
2009
Janus Capital Group Inc. Outside Director Compensation Program (2009-2010)
Compensation Agreements
JANUS CAPITAL GROUP INC
2009
Severance Rights Agreement between Janus Management Holdings Corporation and Jonathan D. Coleman (Effective January 1, 2009)
Severance Agreements
JANUS CAPITAL GROUP INC
CO
2008
Severance Rights Agreement between Janus Management Holdings Corporation and Richard Gibson Smith (2009)
Severance Agreements
JANUS CAPITAL GROUP INC
CO
2008
Janus Capital Group Inc. Amended and Restated Income Deferral Program (Effective January 22, 2008)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
DE
2008
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JANUS CAPITAL GROUP INC
2008
Janus Capital Group Inc. 2004 Employment Inducement Award Plan (Amended and Restated as of January 22, 2008)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
DE
2008
Consulting Agreement between Company and Consultant (EX-10.3)
Consulting Agreements
JANUS CAPITAL GROUP INC
2008
Severance Rights Agreement between Janus Capital Group Inc. and Gary D. Black (May 1, 2008)
Severance Agreements
JANUS CAPITAL GROUP INC
2008
Janus Capital Group Inc. Amended and Restated Mutual Fund Share Investment Plan (2008)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
DE
2008
Janus Capital Group Inc. 2005 Long Term Incentive Stock Plan (Amended and Restated as of January 22, 2008)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
DE
2008
Janus Capital Group Inc. Long Term Incentive Award Acceptance Form (2008)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
DE
2008
Employment Agreement between Janus Management Holdings Corporation and Jonathan D. Coleman (Effective January 1, 2007)
Employment Agreements
JANUS CAPITAL GROUP INC
CO
2007
Employment Agreement between Janus Management Holdings Corporation and Richard Gibson Smith (Effective January 1, 2007)
Employment Agreements
JANUS CAPITAL GROUP INC
CO
2007
Change in Control Agreement between Janus Management Holdings Corporation and Jonathan D. Coleman
Change of Control Agreements
JANUS CAPITAL GROUP INC
2007
Change in Control Agreement between Janus Management Holdings Corporation and Richard Gibson Smith
Change of Control Agreements
JANUS CAPITAL GROUP INC
2007
Janus Capital Group Inc. Outside Director Compensation Program
Compensation Agreements
JANUS CAPITAL GROUP INC
2007
Janus Capital Group Inc. Officers’ Certificate Establishing Terms of 6.250% Notes Due 2012
Indenture Agreements
JANUS CAPITAL GROUP INC
2007
Form of Indenture Agreement for Debt Securities
Indenture Agreements
JANUS CAPITAL GROUP INC
2007
Janus Capital Group Inc. Officers’ Certificate Establishing Terms of 6.700% Notes Due 2017
Indenture Agreements
JANUS CAPITAL GROUP INC
2007
Janus Capital Group Inc. 6.250% Notes Due 2012 Certificate (Indenture with The Bank of New York Trust Company, N.A.)
Note Agreements
JANUS CAPITAL GROUP INC
NY
2007
Form of Indenture Agreement for Debt Securities
Indenture Agreements
JANUS CAPITAL GROUP INC
2007
Janus Capital Group Inc. 6.700% Notes Due 2017 Certificate
Note Agreements
JANUS CAPITAL GROUP INC
NY
2007
First Supplemental Indenture to Indenture Dated November 6, 2001 Between Janus Capital Group Inc. and The Bank of New York Trust Company, N.A.
Indenture Agreements
JANUS CAPITAL GROUP INC
NY
2007
First Supplemental Indenture to 6.119% Notes Due 2014 between Janus Capital Group Inc. and The Bank of New York Trust Company, N.A.
Indenture Agreements
JANUS CAPITAL GROUP INC
NY
2007
Form of Indenture Agreement between [Issuer] and [Trustee]
Indenture Agreements
JANUS CAPITAL GROUP INC
2007
Janus Capital Group Inc. Senior Notes Underwriting Agreement with Underwriters (June 7, 2007)
Underwriting Agreements
JANUS CAPITAL GROUP INC
NY
2007
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JANUS CAPITAL GROUP INC
2007
Amendment No. 2 to Rights Agreement between Janus Capital Group Inc. and Wells Fargo Bank, N.A.
Modification Agreements
JANUS CAPITAL GROUP INC
DE
2007
Janus Capital Group Inc. 1998 Long Term Incentive Stock Plan (Amended and Restated as of May 12, 2004)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
DE
2007
Tenth Amendment to Janus Capital Group Inc. 401(k), Profit Sharing and Employee Stock Ownership Plan
Profit Sharing Plans
JANUS CAPITAL GROUP INC
2007
Janus Capital Group Inc. Long-Term Incentive Award Acceptance Form (2007)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
DE
2007
Change in Control Agreement between Janus Capital Group Inc. and Gregory A. Frost (August 1, 2005)
Change of Control Agreements
JANUS CAPITAL GROUP INC
2007
Change in Control Agreement between Janus Capital Group Inc. and Kelley A. Howes (August 1, 2005)
Change of Control Agreements
JANUS CAPITAL GROUP INC
2007
Janus Capital Group Inc. Employee Stock Purchase Plan (Amended and Restated as of October 23, 2006)
Stock Agreements
JANUS CAPITAL GROUP INC
2006
Janus Capital Management LLC Portfolio Manager Compensation and Employment Agreement with Jonathan (2004)
Employment Agreements
JANUS CAPITAL GROUP INC
2006
Portfolio Manager Compensation and Employment Agreement between Janus Capital Management LLC, Janus Management Holdings Corporation, and Gibson (December 29, 2004)
Employment Agreements
JANUS CAPITAL GROUP INC
2006
Severance and Confidentiality Agreement between Janus Management Holdings Corporation and Jonathan Coleman
Severance Agreements
JANUS CAPITAL GROUP INC
2006
Severance and Confidentiality Agreement between Janus Management Holdings Corporation and Gibson Smith (2004)
Severance Agreements
JANUS CAPITAL GROUP INC
2006
Change in Control Agreement between Janus Management Holdings Corporation and Jonathan Coleman
Change of Control Agreements
JANUS CAPITAL GROUP INC
2006
Change in Control Agreement between Janus Management Holdings Corporation and Richard Gibson Smith
Change of Control Agreements
JANUS CAPITAL GROUP INC
2006
Amended and Restated Employment Agreement between Janus Capital Group Inc. and Gary D. Black
Employment Agreements
JANUS CAPITAL GROUP INC
NY
2006
Janus Capital Group Inc. 5.875% Senior Notes Due 2011 Underwriting Agreement with Underwriters
Underwriting Agreements
JANUS CAPITAL GROUP INC
NY
2006
Janus Capital Group Inc. Officers’ Certificate Establishing Terms of 5.875% Notes Due 2011
Indenture Agreements
JANUS CAPITAL GROUP INC
2006
Janus Capital Group Inc. 5.875% Notes Due 2011 Certificate (Indenture with JPMorgan Chase Bank, N.A.)
Note Agreements
JANUS CAPITAL GROUP INC
NY
2006
Change in Control Agreement between Janus Capital Group Inc. and Gary D. Black (May 1, 2006)
Change of Control Agreements
JANUS CAPITAL GROUP INC
2006
Change in Control Agreement between Janus Capital Group Inc. and John H. Bluher (May 1, 2006)
Change of Control Agreements
JANUS CAPITAL GROUP INC
2006
Change in Control Agreement between Janus Capital Group Inc. and Dominic C. Martellaro
Change of Control Agreements
JANUS CAPITAL GROUP INC
2006
Change in Control Agreement between Janus Capital Group Inc. and John W. Zimmerman
Change of Control Agreements
JANUS CAPITAL GROUP INC
2006
Janus Capital Group Inc. Restricted Stock Award Agreement with Grantee
Equity Distribution Agreements
JANUS CAPITAL GROUP INC
CO
2006
Ninth Amendment to Janus Capital Group Inc. 401(k), Profit Sharing and Employee Stock Ownership Plan
Profit Sharing Plans
JANUS CAPITAL GROUP INC
2006
Janus Capital Group Mutual Fund Share Award Agreement with Employee Participant
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
CO
2006
Transition Agreement between Janus Capital Group Inc. and Girard C. Miller
Transition Agreements
JANUS CAPITAL GROUP INC
DE
2005
Seventh Amendment to Janus Capital Group Inc. 401(k), Profit Sharing and Employee Stock Ownership Plan
Profit Sharing Plans
JANUS CAPITAL GROUP INC
2005
Eighth Amendment to Janus 401(k), Profit Sharing and Employee Stock Ownership Plan
Profit Sharing Plans
JANUS CAPITAL GROUP INC
2005
Transition Agreement between Janus Capital Group Inc. and Loren M. Starr
Transition Agreements
JANUS CAPITAL GROUP INC
CO
2005
Amendment to Employment, Retirement and Consulting Agreement between Janus Capital Group Inc. and R. Timothy Hudner
Employment Agreements
JANUS CAPITAL GROUP INC
2005
Executive Compensation Term Sheet for David R. Martin with Janus
Compensation Agreements
JANUS CAPITAL GROUP INC
2005
Change in Control Agreement between Janus Capital Group Inc. and David R. Martin
Change of Control Agreements
JANUS CAPITAL GROUP INC
2005
Fifth Amendment to the Janus 401(k), Profit Sharing and Employee Stock Ownership Plan
Profit Sharing Plans
JANUS CAPITAL GROUP INC
2005
Sixth Amendment to Janus Capital Group Inc. 401(k), Profit Sharing and Employee Stock Ownership Plan
Profit Sharing Plans
JANUS CAPITAL GROUP INC
2005
Janus Capital Group Inc. Amended and Restated Director Deferred Fee Plan (Effective January 1, 2005)
Compensation Agreements
JANUS CAPITAL GROUP INC
DE
2005
Janus Capital Group Inc. Amended and Restated Employee Stock Purchase Plan (Effective January 1, 2005)
Stock Agreements
JANUS CAPITAL GROUP INC
2005
First and Second Amendments to Stilwell Financial Inc. 401(k), Profit Sharing and Employee Stock Ownership Plan
Profit Sharing Plans
JANUS CAPITAL GROUP INC
2005
Amendment No. 1 to Rights Agreement between Janus Capital Group Inc. and UMB Bank, N.A.
Waiver Agreements
JANUS CAPITAL GROUP INC
DE
2005
Janus Capital Group Inc. Mutual Fund Share Investment Plan Agreement
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
DE
2005
Janus Capital Group Inc. Mutual Fund Share Award Notice of Grant (2005)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
CO
2005
Janus Capital Group Inc. Income Deferral Program Agreement (Effective November 9, 2004)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
DE
2004
$200 Million 364-Day Unsecured Revolving Credit Facility Agreement among Janus Capital Group Inc. and Lenders
Credit Agreements
JANUS CAPITAL GROUP INC
NY
2004
Employment, Retirement and Consulting Agreement between Janus Capital Group Inc. and R. Timothy Hudner
Employment Agreements
JANUS CAPITAL GROUP INC
2004
Bonus Deferral Agreement between Janus Capital Group Inc. and Robin C. Beery (2004)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2004
Bonus Deferral Agreement between Janus Capital Group Inc. and Loren M. Starr (2004)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2004
Bonus Deferral Agreement between Janus Capital Group Inc. and Girard C. Miller (2004)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2004
Separation Agreement between Janus Capital Group Inc. and Lars O. Soderberg
Separation Agreements
JANUS CAPITAL GROUP INC
CO
2004
Janus Capital Group Inc. 6.119% Senior Notes Due 2014 Global Note (Indenture with JPMorgan Chase Bank)
Note Agreements
JANUS CAPITAL GROUP INC
NY
2004
Registration Rights Agreement between Janus Capital Group Inc. and Citigroup Global Markets Inc. for Senior Notes Due 2014
Registration Rights Agreements
JANUS CAPITAL GROUP INC
NY
2004
Indenture for Janus Capital Group Inc. 6.119% Senior Notes Due 2014 with JPMorgan Chase Bank as Trustee
Indenture Agreements
JANUS CAPITAL GROUP INC
NY
2004
Consulting and Separation Agreement between Janus Capital Group, Inc. and Mark B. Whiston
Separation Agreements
JANUS CAPITAL GROUP INC
CO
2004
Eighth Amendment to Five-Year Credit Agreement among Janus Capital Group Inc., Lenders, and Citibank, N.A.
Credit Agreements
JANUS CAPITAL GROUP INC
NY
2004
Assignment and Assumption Agreement between Janus Capital Group Inc. and Capital Group Partners, Inc.
Assignment Agreements
JANUS CAPITAL GROUP INC
NY
2004
Second Amendment to Employment Agreement between Janus Capital Group Inc. and Mark B. Whiston
Employment Agreements
JANUS CAPITAL GROUP INC
2004
Transition Agreement between Janus Capital Group, Inc. and Thomas A. Early
Transition Agreements
JANUS CAPITAL GROUP INC
CO
2004
Employment Agreement between Janus Capital Group Inc. and Gary Black
Employment Agreements
JANUS CAPITAL GROUP INC
CO
2004
Amendment to Employment Agreement between Janus Capital Group Inc. and Mark B. Whiston
Employment Agreements
JANUS CAPITAL GROUP INC
2003
Amendment to Change of Control Agreement between Janus Capital Group Inc. and Mark B. Whiston
Change of Control Agreements
JANUS CAPITAL GROUP INC
2003
Consent, Waiver and Amendment to Five-Year Credit Agreement among Janus Capital Group Inc., Lenders, and Citibank, N.A. (October 1, 2003)
Credit Agreements
JANUS CAPITAL GROUP INC
NY
2003
Employment Agreement between Janus Capital Group Inc. and Girard Miller dated June 30, 2003
Employment Agreements
JANUS CAPITAL GROUP INC
2003
Change of Control Agreement between Janus Capital Group Inc. and Girard Miller dated June 30, 2003
Change of Control Agreements
JANUS CAPITAL GROUP INC
2003
Employment Agreement between Janus Capital Group Inc. and Lars O. Soderberg (Effective January 1, 2003)
Employment Agreements
JANUS CAPITAL GROUP INC
2003
Sixth Amendment to Five-Year Credit Agreement among Janus Capital Group Inc., Lenders, and Citibank, N.A.
Credit Agreements
JANUS CAPITAL GROUP INC
NY
2003
Amended and Restated Employment Agreement between Stilwell Financial Inc. and Landon H. Rowland (August 30, 2002)
Employment Agreements
JANUS CAPITAL GROUP INC
2003
Amended and Restated Employment Agreement between Stilwell Financial, Inc. and Danny R. Carpenter (August 30, 2002)
Employment Agreements
JANUS CAPITAL GROUP INC
2003
First Amendment to Janus Capital Group Inc. 1998 Long Term Incentive Stock Plan
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2003
Fourth Amendment to Stilwell Financial Inc. 401(k), Profit Sharing and Employee Stock Ownership Plan
Profit Sharing Plans
JANUS CAPITAL GROUP INC
2003
Amended and Restated Employment Agreement between Stilwell Financial, Inc. and Gwen E. Royle (August 30, 2002)
Employment Agreements
JANUS CAPITAL GROUP INC
2003
Amended and Restated Employment Agreement between Stilwell Financial, Inc. and Daniel P. Connealy (August 30, 2002)
Employment Agreements
JANUS CAPITAL GROUP INC
2003
Amended and Restated Employment Agreement between Stilwell Financial, Inc. and Douglas E. Nickerson
Employment Agreements
JANUS CAPITAL GROUP INC
2003
Stilwell Financial Inc. Severance Plan and Summary Plan Description
Severance Agreements
JANUS CAPITAL GROUP INC
CO
2003
Retention Agreement between Stilwell Financial Inc. and Danny R. Carpenter
Retention Agreements
JANUS CAPITAL GROUP INC
2003
Stilwell Financial Inc. Retention Agreement with Dan P. Connealy
Retention Agreements
JANUS CAPITAL GROUP INC
2003
Retention Agreement between Stilwell Financial Inc. and Douglas E. Nickerson
Retention Agreements
JANUS CAPITAL GROUP INC
2003
Retention Agreement between Stilwell Financial Inc. and Gwen E. Royle
Retention Agreements
JANUS CAPITAL GROUP INC
2003
Change of Control Agreement between Janus Capital Group Inc. and Mark B. Whiston (2003)
Change of Control Agreements
JANUS CAPITAL GROUP INC
2003
Change of Control Agreement between Janus Capital Group Inc. and Loren M. Starr (February 10, 2003)
Change of Control Agreements
JANUS CAPITAL GROUP INC
2003
Change of Control Agreement between Janus Capital Group Inc. and Thomas A. Early
Change of Control Agreements
JANUS CAPITAL GROUP INC
2003
Change of Control Agreement between Janus Capital Group Inc. and R. Timothy Hudner
Change of Control Agreements
JANUS CAPITAL GROUP INC
2003
Change of Control Agreement between Janus Capital Group Inc. and Robin C. Beery (February 10, 2003)
Change of Control Agreements
JANUS CAPITAL GROUP INC
2003
Change of Control Agreement between Janus Capital Group Inc. and Lars O. Soderberg (February 10, 2003)
Change of Control Agreements
JANUS CAPITAL GROUP INC
2003
Employment Agreement between Janus Capital Group Inc. and Mark B. Whiston (2003)
Employment Agreements
JANUS CAPITAL GROUP INC
2003
Employment Agreement between Janus Capital Group Inc. and Loren M. Starr (2003)
Employment Agreements
JANUS CAPITAL GROUP INC
2003
Employment Agreement between Janus Capital Group Inc. and Thomas A. Early (2003)
Employment Agreements
JANUS CAPITAL GROUP INC
2003
Employment Agreement between Janus Capital Group Inc. and R. Timothy Hudner (2003)
Employment Agreements
JANUS CAPITAL GROUP INC
2003
Employment Agreement between Janus Capital Group Inc. and Robin C. Beery (2003)
Employment Agreements
JANUS CAPITAL GROUP INC
2003
Employment Agreement between Janus Capital Management LLC and Helen Y. Hayes (as Amended and Restated)
Employment Agreements
JANUS CAPITAL GROUP INC
CO
2003
Consent, Waiver, and Amendment Agreement among Stilwell Financial Inc., Janus Capital Corporation, Lenders, and Citibank, N.A. (October 23, 2002)
Waiver Agreements
JANUS CAPITAL GROUP INC
NY
2002
Third Amendment to Stilwell Financial Inc. 401(k), Profit Sharing and Employee Stock Ownership Plan
Retirement Agreements
JANUS CAPITAL GROUP INC
2002
Stilwell Financial Inc. Officers' Certificate Establishing Terms of 7.75% Notes Due 2009
Indenture Agreements
JANUS CAPITAL GROUP INC
NY
2002
First Supplemental Indenture to Indenture Dated April 30, 2001 between Stilwell Financial Inc. and JPMorgan Chase Bank
Indenture Agreements
JANUS CAPITAL GROUP INC
NY
2002
First Supplemental Indenture to Indenture Dated April 30, 2001 between Stilwell Financial Inc. and JPMorgan Chase Bank
Indenture Agreements
JANUS CAPITAL GROUP INC
NY
2002
Officers' Certificate Establishing Terms of 7.875% Public Income Notes (PINES) due 2032 – Stilwell Financial Inc. and JPMorgan Chase Bank
Indenture Agreements
JANUS CAPITAL GROUP INC
NY
2002
Stilwell Financial Inc. Employee Stock Purchase Plan (Amended and Restated November 16, 2001)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2002
Employment Agreement between Stilwell Financial Inc. and Daniel P. Connealy (June 1, 2001)
Employment Agreements
JANUS CAPITAL GROUP INC
2002
Employment Agreement between Stilwell Financial, Inc. and Douglas E. Nickerson
Employment Agreements
JANUS CAPITAL GROUP INC
2002
Sixth Amendment to Stock Purchase Agreement between Stilwell Financial Inc. and Thomas H. Bailey
Modification Agreements
JANUS CAPITAL GROUP INC
2001
Third Amendment to Credit Facility Agreement among Stilwell Financial Inc., Janus Capital Corporation, and Citibank, N.A.
Credit Agreements
JANUS CAPITAL GROUP INC
NY
2001
Stilwell Financial Inc. 401(k), Profit Sharing, and Employee Stock Ownership Plan (Restated November 1, 2001)
Profit Sharing Plans
JANUS CAPITAL GROUP INC
MO
2001
Indenture Agreement between Stilwell Financial Inc. and The Chase Manhattan Bank, dated November 6, 2001
Indenture Agreements
JANUS CAPITAL GROUP INC
NY
2001
Stilwell Financial Inc. Officers' Certificate Establishing Terms of 7.00% Senior Notes Due 2006
Indenture Agreements
JANUS CAPITAL GROUP INC
NY
2001
Stilwell Financial Inc. 1998 Long Term Incentive Stock Plan (Amended and Restated as of May 9, 2001)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2001
Indenture Agreement for Liquid Yield Option Notes due 2031 between Stilwell Financial Inc. and The Chase Manhattan Bank
Indenture Agreements
JANUS CAPITAL GROUP INC
NY
2001
Registration Rights Agreement between Stilwell Financial Inc. and Merrill Lynch & Co. dated April 30, 2001
Registration Rights Agreements
JANUS CAPITAL GROUP INC
2001
Waiver and First Amendment to Credit Agreement among Stilwell Financial Inc., Janus Capital Corporation, and Lenders
Waiver Agreements
JANUS CAPITAL GROUP INC
2001
Five-Year Competitive Advance and Revolving Credit Facility Agreement among Stilwell Financial Inc., Janus Capital Corporation, and Lenders
Credit Agreements
JANUS CAPITAL GROUP INC
NY
2001
Stilwell Financial Inc. 1998 Long Term Incentive Stock Plan (Amended and Restated as of January 18, 2001)
Bonus & Incentive Agreements
JANUS CAPITAL GROUP INC
2001
Employment Agreement between Stilwell Financial, Inc. and Gwen E. Royle
Employment Agreements
JANUS CAPITAL GROUP INC
2001
Amendment to Employment Agreement between Stilwell Financial Inc. and Joseph D. Monello (October 20, 2000)
Employment Agreements
JANUS CAPITAL GROUP INC
2000