International Stem Cell CORP Contracts & Agreements

Form of Note issued on September 15, 2024 (Filed With SEC on September 17, 2024)

Form of Note issued on September 15, 2023 (Filed With SEC on September 18, 2023)

Form of Note issued on March 15, 2023 (Filed With SEC on March 16, 2023)

Form of Note issued on September 15, 2022 (Filed With SEC on September 16, 2022)

Lease Agreement dated October 26, 2021 (Filed With SEC on March 29, 2022)

Lease Agreement dated November 30, 2021 (Filed With SEC on March 29, 2022)

Co-Tenant Agreement dated December 15, 2021 (Filed With SEC on March 29, 2022)

Form of Note issued on March 1, 2022 (Filed With SEC on March 3, 2022)

Form of Note issued on January 13, 2022 (Filed With SEC on January 14, 2022)

Description of the Registrants Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 30, 2021)

Promissory Note, dated March 18, 2021, by and between the Company and Endeavor Bank (Filed With SEC on March 30, 2021)

Form of Note issued on March 5, 2021 (Filed With SEC on March 8, 2021)

Form of Note issued on January 15, 2021 (Filed With SEC on January 19, 2021)

2010 Equity Participation Plan, as amended (Filed With SEC on August 12, 2020)

Promissory Note, dated May 4, 2020, by and between the Company and Wells Fargo Bank, N.A (Filed With SEC on August 12, 2020)

Restated Lease Agreement, dated March 1, 2020, by and between the Company and S Real Estate Holdings, LLC (Filed With SEC on June 19, 2020)

Form of Note issued on December 17, 2019 (Filed With SEC on December 19, 2019)

Form of Note issued on April 17, 2019 (Filed With SEC on April 23, 2019)

Note Conversion Agreement, dated January 21, 2019, by and between International Stem Cell Corporation and Andrey Semechkin, including as Exhibit A the Promissory Note of January... (Filed With SEC on January 23, 2019)

First Amendment to Promissory Note, dated November 12, 2018, by and between the Registrant and Dr. Andrey Semechkin (Filed With SEC on November 15, 2018)

Form of Note issued on August 8, 2018 (Filed With SEC on August 14, 2018)

Form of Note issued on May 31, 2018 (Filed With SEC on June 5, 2018)

Form of Note issued on May 14, 2018 (Filed With SEC on May 16, 2018)

Form of Note issued on March 6, 2018 (Filed With SEC on March 8, 2018)

Note Conversion and Stock Purchase Agreement dated December 7, 2017 (Filed With SEC on December 13, 2017)

Form of Note issued on September 1, 2017 (Filed With SEC on September 6, 2017)

INTERNATIONAL STEM CELL CORPORATION PROMISSORY NOTE (Filed With SEC on June 8, 2017)

FOURTH AMENDMENT TO STANDARD MULTI-TENANT OFFICE LEASE GROSS (Filed With SEC on May 15, 2017)

INTERNATIONAL STEM CELL CORPORATION PROMISSORY NOTE (Filed With SEC on March 22, 2017)

INTERNATIONAL STEM CELL CORPORATION PROMISSORY NOTE (Filed With SEC on January 18, 2017)

THIRD AMENDMENT TO STANDARD MULTI-TENANT OFFICE LEASE - GROSS (Filed With SEC on March 30, 2016)

SERIES A COMMON STOCK PURCHASE WARRANT INTERNATIONAL STEM CELL CORPORATION (Filed With SEC on March 10, 2016)

SERIES B COMMON STOCK PURCHASE WARRANT INTERNATIONAL STEM CELL CORPORATION (Filed With SEC on March 10, 2016)

SERIES C COMMON STOCK PURCHASE WARRANT INTERNATIONAL STEM CELL CORPORATION (Filed With SEC on March 10, 2016)

COMMON STOCK PURCHASE WARRANT INTERNATIONAL STEM CELL CORPORATION (Filed With SEC on March 10, 2016)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on March 10, 2016)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 10, 2016)

INTERNATIONAL STEM CELL CORPORATION PROMISSORY NOTE (Filed With SEC on March 10, 2016)

INTERNATIONAL STEM CELL CORPORATION PROMISSORY NOTE (Filed With SEC on January 12, 2016)

NOTE CONVERSION AGREEMENT (Filed With SEC on January 12, 2016)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on January 12, 2016)

INTERNATIONAL STEM CELL CORPORATION PROMISSORY NOTE (Filed With SEC on December 15, 2015)

PLACEMENT AGENCY AGREEMENT December , 2015 (Filed With SEC on December 14, 2015)

INTERATIONAL STEM CELL CORPORATION CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES I CONVERTIBLEPREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE... (Filed With SEC on December 14, 2015)

COMMON STOCK PURCHASE WARRANT INTERNATIONAL STEM CELL CORPORATION (Filed With SEC on December 14, 2015)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on December 14, 2015)

INTERNATIONAL STEM CELL CORPORATION PROMISSORY NOTE (Filed With SEC on November 4, 2015)

INTERNATIONAL STEM CELL CORPORATION PROMISSORY NOTE (Filed With SEC on October 14, 2015)

INTERNATIONAL STEM CELL CORPORATION PROMISSORY NOTE (Filed With SEC on September 9, 2015)

INTERNATIONAL STEM CELL CORPORATION PROMISSORY NOTE (Filed With SEC on August 13, 2015)

INTERNATIONAL STEM CELL CORPORATION PROMISSORY NOTE (Filed With SEC on May 14, 2015)

FIRST AMENDMENT TO SERIES B COMMON STOCK PURCHASE WARRANT (Filed With SEC on May 11, 2015)

INTERNATIONAL STEM CELL CORPORATION PROMISSORY NOTE (Filed With SEC on May 8, 2015)

WAIVER AGREEMENT (Filed With SEC on March 30, 2015)

WAIVER AGREEMENT (Filed With SEC on January 16, 2015)

AMENDMENT TO AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT (Filed With SEC on November 18, 2014)

AMENDMENT AGREEMENT (Filed With SEC on November 3, 2014)

SERIES A COMMON STOCK PURCHASE WARRANT INTERNATIONAL STEM CELL CORPORATION (Filed With SEC on October 8, 2014)

SERIES B COMMON STOCK PURCHASE WARRANT INTERNATIONAL STEM CELL CORPORATION (Filed With SEC on October 8, 2014)

SERIES C COMMON STOCK PURCHASE WARRANT INTERNATIONAL STEM CELL CORPORATION (Filed With SEC on October 8, 2014)

COMMON STOCK PURCHASE WARRANT INTERNATIONAL STEM CELL CORPORATION (Filed With SEC on October 8, 2014)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on October 8, 2014)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on October 8, 2014)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on September 16, 2014)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on August 11, 2014)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on July 1, 2014)

WARRANT EXCHANGE AGREEMENT (Filed With SEC on June 12, 2014)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on June 4, 2014)

PURCHASE AGREEMENT (Filed With SEC on December 11, 2013)

REGISTRATION RIGHTSAGREEMENT (Filed With SEC on December 11, 2013)

COMMON STOCK PURCHASE WARRANT INTERNATIONAL STEM CELL CORPORATION (Filed With SEC on July 19, 2013)

Void after 5:00 p.m. (New York time) on . (Filed With SEC on July 19, 2013)

[FORM OF PLACEMENT AGENT WARRANT] Void after 5:00 p.m. (New York time) onJuly 24, 2018. (Filed With SEC on July 19, 2013)

To be separately provided to the Investor (Filed With SEC on July 19, 2013)

INTERNATIONAL STEM CELL CORPORATION 20,000,000 Units Each Unit Consisting of One Share of Common Stock and OneSeries A Warrant to Purchase One Share of Common Stock and 20,000,000... (Filed With SEC on July 19, 2013)

INTERNATIONAL STEM CELL CORPORATION Units Each Unit Consisting of OneShare of Common Stock and One Series A Warrant to Purchase One Share of Common Stock and Series B Warrants,... (Filed With SEC on July 2, 2013)

COMMON STOCK PURCHASE WARRANT INTERNATIONAL STEM CELL CORPORATION (Filed With SEC on July 2, 2013)

Void after 5:00 p.m. (New York time) on . (Filed With SEC on July 2, 2013)

[FORM OF PLACEMENT AGENT WARRANT] Void after 5:00 p.m. (New York time) on . (Filed With SEC on July 2, 2013)

To be separately provided to the Investor (Filed With SEC on July 2, 2013)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on March 14, 2013)

INTERNATIONAL STEM CELL CORPORATION Common Stock Purchase Warrant (Filed With SEC on March 14, 2013)

AMENDED AND RESTATED LICENSE AGREEMENT (ACT IP) (Filed With SEC on February 14, 2013)

AMENDED AND RESTATED LICENSE AGREEMENT (Infigen IP) (Filed With SEC on February 14, 2013)

AMENDED AND RESTATED LICENSE AGREEMENT (UMass IP) (Filed With SEC on February 14, 2013)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on January 24, 2013)

INTERNATIONAL STEM CELL CORPORATION Common Stock Purchase Warrant (Filed With SEC on January 24, 2013)

INTERNATIONAL STEM CELL CORPORATION WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on December 7, 2012)

[] Shares of Common Stock and [] Warrants to Purchase Shares of Common Stock INTERNATIONAL STEM CELL CORPORATION PLACEMENT AGENT AGREEMENT (Filed With SEC on December 7, 2012)

SUBSCRIPTION ESCROW AGREEMENT By and Among INTERNATIONAL STEM CELL CORPORATION, CRT CAPITAL GROUP LLC And THE BANK OF NEW YORK MELLON Dated as of November 30, 2012 (Filed With SEC on December 7, 2012)

INTERNATIONAL STEM CELL CORPORATION SUBSCRIPTION AGREEMENT (Filed With SEC on December 7, 2012)

CONSULTING AGREEMENT (Filed With SEC on November 8, 2012)

WAIVER AGREEMENT (Filed With SEC on October 18, 2012)

SERIES G CONVERTIBLE PREFERRED STOCK PURCHASE AGREEMENT (Filed With SEC on March 15, 2012)

AMENDED AND RESTATED INVESTORS RIGHTS AGREEMENT AMENDED AND RESTATED INVESTORS RIGHTS AGREEMENT (International Stem Cell Corporation) (Filed With SEC on March 15, 2012)

CONSULTATION CONTRACT (Filed With SEC on March 15, 2012)

AGREEMENT TO PROVIDE CONSULTING SERVICES. Effective Date:March 9, 2012 (Filed With SEC on March 15, 2012)

STANDARD MULTI-TENANT OFFICE LEASE - GROSS AIR COMMERCIAL REAL ESTATE ASSOCIATION (Filed With SEC on February 28, 2011)

COMMON STOCK PURCHASE AGREEMENT (Filed With SEC on December 13, 2010)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on December 13, 2010)

EXCHANGE AGREEMENT (Filed With SEC on August 6, 2010)

CELL CULTURE AUTOMATION AGREEMENT (Filed With SEC on May 19, 2010)

PREFERRED STOCK PURCHASE AGREEMENT (Filed With SEC on May 5, 2010)

INTERNATIONAL STEM CELL CORPORATION CERTIFICATE OF DESIGNATIONS OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES FPREFERRED STOCK (Filed With SEC on May 5, 2010)

PREFERRED STOCK PURCHASE AGREEMENT (Filed With SEC on April 28, 2010)

International Stem Cell Corporation WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on April 28, 2010)

INTERNATIONAL STEM CELL CORPORATION CERTIFICATE OF DESIGNATIONS OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES FPREFERRED STOCK (Filed With SEC on April 28, 2010)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on March 26, 2010)

COMMON STOCK PURCHASE WARRANT INTERNATIONAL STEMCELL CORPORATION (Filed With SEC on March 26, 2010)

2595 JasonCourt, Oceanside, CA 92056 Tel: (760) 940-6383 Fax: (760) 940-6387 internationalstemcell.com (Filed With SEC on March 23, 2010)

INTERNATIONAL STEM CELL CORPORATION NON-QUALIFIEDSTOCK OPTION AGREEMENT (Time-Based Vesting) (Filed With SEC on March 23, 2010)

PREFERRED STOCK PURCHASEAGREEMENT (Filed With SEC on July 6, 2009)

INTERNATIONALSTEM CELL CORPORATION (Filed With SEC on July 6, 2009)

EXHIBIT10.1 EXTENSIONAGREEMENT (Filed With SEC on February 6, 2009)

EXHIBIT10.2 ESCROWAGREEMENT (Filed With SEC on February 6, 2009)

SERIES DPREFERRED STOCK PURCHASE AGREEMENT (Filed With SEC on January 5, 2009)

INTERNATIONALSTEM CELL CORPORATION CERTIFICATE OF DESIGNATIONOF RIGHTS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES D PREFERREDSTOCK (Filed With SEC on January 5, 2009)

INVESTORS'RIGHTS AGREEMENT (InternationalStem Cell Corporation) (Filed With SEC on January 5, 2009)

EMPLOYMENTAGREEMENT (AndreiSemechkin) (Filed With SEC on January 5, 2009)

EMPLOYMENTAGREEMENT (RouslanSemechkin) (Filed With SEC on January 5, 2009)

INTERNATIONALSTEM CELL CORPORATION SECURITIESPURCHASE AGREEMENT SERIESC CONVERTIBLE PREFERRED STOCK (Filed With SEC on August 21, 2008)

CERTIFICATEOF DESIGNATION OF RIGHTS,PREFERENCES, PRIVILEGES AND RESTRICTIONS OF SERIESC PREFERRED STOCK OF INTERNATIONALSTEM CELL CORPORATION (Filed With SEC on August 21, 2008)

INTERNATIONALSTEM CELL CORPORATION MULTIPLEADVANCE CONVERTIBLE NOTE (Filed With SEC on August 18, 2008)

COMMONSTOCK PURCHASE WARRANT INTERNATIONALSTEM CELL CORPORATION (Filed With SEC on August 18, 2008)

EXHIBIT10.1 SECURITIESPURCHASE AGREEMENT (Filed With SEC on May 16, 2008)

EXHIBIT10.2 (Filed With SEC on May 16, 2008)

EXHIBIT10.3 (Filed With SEC on May 16, 2008)

EXHIBIT10.4 SUBSIDIARYGUARANTEE (Filed With SEC on May 16, 2008)

EXHIBIT10.5 SECURITYAGREEMENT (Filed With SEC on May 16, 2008)

EXHIBIT10.6 INTELLECTUALPROPERTY SECURITY AGREEMENT (Filed With SEC on May 16, 2008)

EXHIBIT10.7 INTELLECTUALPROPERTY SECURITY AGREEMENT (Filed With SEC on May 16, 2008)

Exhibit4.1 CERTIFICATEOF DESIGNATION OF RIGHTS,PREFERENCES, PRIVILEGES AND RESTRICTIONS OF SERIESB PREFERRED STOCK OF INTERNATIONALSTEM CELL CORPORATION (Filed With SEC on May 12, 2008)

Exhibit10.1 INTERNATIONALSTEM CELL CORPORATION SubscriptionAgreement SERIESB PREFERRED STOCK (Filed With SEC on May 12, 2008)

Exhibit10.2 FORMOF WARRANT CERTIFICATE WARRANTTO PURCHASE UP TO __________SHARES OF COMMON STOCK OF INTERNATIONALSTEM CELL CORPORATION (Filed With SEC on May 12, 2008)

CERTIFICATE OF DESIGNATION OF RIGHTS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF SERIES A PREFERRED STOCK OF INTERNATIONAL STEM CELL CORPORATION (Filed With SEC on January 17, 2008)

INTERNATIONAL STEM CELL CORPORATION (Filed With SEC on January 17, 2008)

FORM OF WARRANT CERTIFICATE (Filed With SEC on January 17, 2008)

SHARE EXCHANGE AGREEMENT (Filed With SEC on December 29, 2006)

WARRANT of Lifeline Cell Technologies, LLC (Filed With SEC on December 29, 2006)

WARRANT FOR THE PURCHASE OF SHARES OF COMMON STOCK No. 1 ___Shares (Filed With SEC on December 29, 2006)

/S/KENNETH C. ALDRICH Kenneth C. Aldrich Date: November 1, 2006 (Filed With SEC on December 29, 2006)

/S/ WILLIAM B ADAMS William B. Adams Date: November 1, 2006 (Filed With SEC on December 29, 2006)

/S/ JEFF KRSTICH MARCH 29, 2006 Jeff Krstich Date (Filed With SEC on December 29, 2006)

/S/ JEFFREY JANUS Jeffrey Janus Date: October 31, 2006 (Filed With SEC on December 29, 2006)

FINANCIAL ADVISORY AGREEMENT (Filed With SEC on December 29, 2006)

CONSULTING AGREEMENT (Filed With SEC on December 29, 2006)

Lifeline/ASC Final Settlement Agreement (Filed With SEC on December 29, 2006)

$500,000.00 Los Angeles, California June 30, 2006 (Filed With SEC on December 29, 2006)

FIRST AMENDMENT TO EXCLUSIVE LICENSE AGREEMENT (ACT IP) (Filed With SEC on December 29, 2006)

FIRST AMENDMENT TO EXCLUSIVE LICENSE AGREEMENT (UMass IP) (Filed With SEC on December 29, 2006)

FIRST AMENDMENT TO EXCLUSIVE LICENSE AGREEMENT (Infigen IP) (Filed With SEC on December 29, 2006)

EXCLUSIVE LICENSE AGREEMENT (Infigen IP) (Filed With SEC on December 29, 2006)

EXCLUSIVE LICENSE AGREEMENT (ACT IP) (Filed With SEC on December 29, 2006)

EXCLUSIVE LICENSE AGREEMENT (UMass IP) (Filed With SEC on December 29, 2006)

INTERNATIONAL STEM CELL CORPORATION 2006 EQUITY PARTICIPATION PLAN (Filed With SEC on December 29, 2006)

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International Stem Cell CORP Contracts & Agreements