Investor List for 5% Convertible Debenture Notes (2010–2011)
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Summary
This document lists the individuals and entities who invested in 5% Convertible Debenture Notes issued between November 2010 and February 2011. It details the names of investors, the dates the notes were issued, and the amounts invested. The list includes both initial and additional convertible debt investments, totaling over $1 million. The document serves as a record of the parties involved and the financial commitments made under the convertible debt agreements.
EX-4.12 4 fs1a4ex4xii_internalfix.htm 5% CONVERTIBLE DEBENTURE NOTE INVESTOR LIST fs1a4ex4xii_internalfix.htm
Exhibit 4.12
Below is a list of the individuals who have signed the note in exhibit 4.2 along with the date of the note and the amount.
Bridge Loan Rollover Convertible Debt
First Name | Last Name | Date Issued | Amount | |||
Gilbert | Beauperthuy | 11/22/2010 | $ | 30,000 | ||
Henry | Amundson | 12/14/2010 | $ | 5,000 | ||
Jason | Becht | 12/21/2010 | $ | 1,500 | ||
Stephan | Bess | 12/28/2010 | $ | 25,000 | ||
Mark | Bromson | 12/13/2010 | $ | 100,000 | ||
Frank | Butaric | 12/15/2010 | $ | 2,000 | ||
Alberto and Laura | Cattabriga | 11/30/2010 | $ | 20,000 | ||
Richard | Cole | 11/15/2010 | $ | 50,000 | ||
Armando | Cortina | 11/18/2010 | $ | 5,000 | ||
Carlos | Cruz | 11/15/2010 | $ | 1,000 | ||
Alfred | Damus | 11/10/2010 | $ | 10,000 | ||
Robert | Dunne | 12/10/2010 | $ | 50,000 | ||
Glen | Falk | 11/18/2010 | $ | 5,000 | ||
Quinn | Hugh | 12/5/2010 | $ | 75,000 | ||
Lawrence | May | 11/22/2010 | $ | 60,000 | ||
Williams | Mills | 12/1/2010 | $ | 5,000 | ||
Ricardo | Rivera | 12/3/2010 | $ | 5,000 | ||
Allen | Selner | 11/22/2010 | $ | 40,000 | ||
Scott | Solomon | 12/3/2010 | $ | 2,500 | ||
Norman | Waas | 11/12/2010 | $ | 2,500 | ||
Kenneth | West | 12/7/2010 | $ | 25,000 | ||
Norman | Williams | 11/24/2010 | $ | 5,000 | ||
TOTAL | $ | 524,500 |
Additional Convertible Debt 2010
William | Mills | 12/14/2010 | $ | 2,000.00 | ||
Jonathan | Blum | 12/27/2010 | $ | 10,000.00 | ||
Allen | Selner | 11/29/2010 | $ | 25,000.00 | ||
Donald | Sandford | 12/22/2010 | $ | 50,000.00 | ||
Mark | Bromson | 12/13/2010 | $ | 100,000.00 | ||
TOTAL | $ | 187,000 |
Additional Convertible Debt 2011
Harold | Rifas | 01/06/2011 | $ | 10,000.00 | ||
Christopher | Richards | 01/11/2011 | $ | 5,000.00 | ||
Constance | Williams | 01/11/2011 | $ | 5,000.00 | ||
Katharine | Suzan | 01/11/2011 | $ | 1,200.00 | ||
DCI, Inc | 01/11/2011 | $ | 5,000.00 | |||
Jack | Connor | 01/11/2011 | $ | 10,000.00 | ||
Jeremy | Schwartz | 01/12/2011 | $ | 30,000.00 | ||
Brad | Mattison | 01/19/2011 | $ | 2,000.00 | ||
Howard | Alpern | 01/21/2011 | $ | 20,000.00 | ||
Mark | Merlin | 01/26/2011 | $ | 7,500.00 | ||
Robert | Bourgeois | 02/01/2011 | $ | 30,000.00 | ||
Melvin | Bourgeois | 02/01/2011 | $ | 10,000.00 | ||
Richard | Cole | 02/04/2011 | $ | 50,000.00 | ||
Betsy | Wise | 02/04/2011 | $ | 5,000.00 | ||
Daniel | barczewski | 02/08/2011 | $ | 5,000.00 | ||
Allen | Selner | 02/09/2011 | $ | 20,000.00 | ||
Frank | Butaric | 02/10/2011 | $ | 5,000.00 | ||
Gil | Hyatt | 02/18/2011 | $ | 100,000.00 | ||
$ | 320,700.00 |