Inpixon Series 3 Convertible Preferred Stock Certificate Form

Contract Categories: Business Finance › Stock Agreements
Summary

This document is a form certificate for shares of Inpixon's Series 3 Convertible Preferred Stock. It outlines how shares can be transferred, including the need for proper identification, the appointment of an attorney to handle the transfer, and signature guarantees by eligible financial institutions. The certificate also explains standard abbreviations for different forms of ownership. The main parties involved are the shareholder, the assignee, and Inpixon, with Corporate Stock Transfer, Inc. as the transfer agent.

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EX-4.10 3 fs11217a2ex4-10_inpixon.htm FORM OF SERIES 3 CONVERTIBLE PREFERRED STOCK CERTIFICATE

Exhibit 4.10

 

 

 

 

 

INPIXON

CORPORATE STOCK TRANSFER, INC.

TRANSFER FEE: AS REQUIRED

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM - as tenants in common      
TEN ENT - as tenants by the entireties   UNIF GIFT MIN ACT   - Custodian
JT TEN - as joint tenants with right
of survivorship and not as
tenants in common		    

(Cust)                     (Minor)

under Uniform Gifts to Minors

        Act  
          (State)

 

Additional abbreviations may also be used though not in the above list.

 

 

 

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE  
   

 

 

  

 

FOR VALUE RECEIVED,_______________________________________________ hereby sell, assign and transfer unto

 

 

 

 

PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE

 

 

 

 

 

 

 

 

 

 

 

 

____________________________________________________________________________________Shares of the Preferred Stock represented by the within Certificate and do hereby irrevocably constitute and appoint

 

____________________________________________________________________________________Attorney to transfer the said stock on the books of the within-named Corporation, with full power of substitution in the premises.

 

Dated:________________20________,

 

  Signature: X  
     
Signature(s) Guaranteed:    
     
  Signature: X  

 

THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, Stockbrokers, Savings and Loan Associations and Credit Unions) WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15.