Schedule of Executive Officers Party to Change in Control Agreements with Independent Bank Group, Inc.

Summary

This schedule lists executive officers of Independent Bank Group, Inc. who have signed Change in Control Agreements, detailing the date of each agreement and the severance multiple (ranging from two to three times base salary plus target bonus) payable upon a change in control. Some agreements have been superseded by new employment agreements effective upon the merger with Texas Capital Bancshares, Inc. The schedule references the standard form of agreement previously filed with the SEC.

EX-10.6B 4 exhibit106b201910-k.htm EXHIBIT 10.6B Exhibit

Exhibit 10.6(b)

SCHEDULE OF EXECUTIVE OFFICERS WHO HAVE EXECUTED A CHANGE IN CONTROL AGREEMENT IN THE FORM FILED AS EXHIBIT 10.1(a) TO THE QUARTERLY REPORT ON FORM 10‑Q OF THE COMPANY FOR THE QUARTER ENDED SEPTEMBER 30, 2016 (this “Schedule”)

This Schedule of Executive Officers Who Have Executed a Change in Control Agreement relates to the form of Change in Control Agreement filed by Independent Bank Group, Inc. as Exhibit 10.1(a) to its Quarterly Report on Form 10‑Q for the quarter ended September 30, 2016, as filed with the Securities and Exchange Commission on October 27, 2016 (the “Form Agreement”). This Schedule is included pursuant to Instruction 2 of Item 601(a) of Regulation S-K for the purpose of setting forth the details in which the specific agreements executed in the form of the Form Agreement differ from the Form Agreement, and, in particular to set forth the persons who, with Independent Bank Group, Inc., were parties to the Change in Control Agreements in such form as of March 2, 2020.



Executive Officer Who is a Party to such Change in Control Agreement	Date of Change in Control Agreement	The number of times the sum of (a) Executive’s current base salary plus (b) Executive’s target total annual bonus for the year of termination paid upon a Change in Control
David R. Brooks*	July 26, 2016	Three (3) times
Daniel W. Brooks*	July 26, 2016	Two (2) times
Michelle S. Hickox	July 26, 2016	Two (2) times
James C. White	January 31, 2018	Two (2) times
James P. Tippit*	January 31, 2018	Two (2) times
Mark S. Haynie*	January 31, 2018	Two (2) times


*	The Change in Control Agreement with this Executive Officer has been superseded by Independent Bank Group, Inc.’s Employment Agreement, dated December 9, 2019, with such person, which Employment Agreement will be effective upon the effective time of the proposed merger of Texas Capital Bancshares, Inc. with and into Independent Bank Group, Inc.