Schedule of Executive Officers who have executed a Change in Control Agreement

Contract Categories: Human Resources - Change of Control Agreements
EX-10.6B 4 exhibit106b201910-k.htm EXHIBIT 10.6B Exhibit
Exhibit 10.6(b)



SCHEDULE OF EXECUTIVE OFFICERS WHO HAVE EXECUTED A CHANGE IN CONTROL AGREEMENT IN THE FORM FILED AS EXHIBIT 10.1(a) TO THE QUARTERLY REPORT ON FORM 10‑Q OF THE COMPANY FOR THE QUARTER ENDED SEPTEMBER 30, 2016 (this “Schedule”)
This Schedule of Executive Officers Who Have Executed a Change in Control Agreement relates to the form of Change in Control Agreement filed by Independent Bank Group, Inc. as Exhibit 10.1(a) to its Quarterly Report on Form 10‑Q for the quarter ended September 30, 2016, as filed with the Securities and Exchange Commission on October 27, 2016 (the “Form Agreement”). This Schedule is included pursuant to Instruction 2 of Item 601(a) of Regulation S-K for the purpose of setting forth the details in which the specific agreements executed in the form of the Form Agreement differ from the Form Agreement, and, in particular to set forth the persons who, with Independent Bank Group, Inc., were parties to the Change in Control Agreements in such form as of March 2, 2020.
Executive Officer Who is a Party to such Change in Control Agreement
Date of Change in Control Agreement
The number of times the sum of (a) Executive’s current base salary plus (b) Executive’s target total annual bonus for the year of termination paid upon a Change in Control
David R. Brooks*
July 26, 2016
Three (3) times
Daniel W. Brooks*
July 26, 2016
Two (2) times
Michelle S. Hickox
July 26, 2016
Two (2) times
James C. White
January 31, 2018
Two (2) times
James P. Tippit*
January 31, 2018
Two (2) times
Mark S. Haynie*
January 31, 2018
Two (2) times
            
*
The Change in Control Agreement with this Executive Officer has been superseded by Independent Bank Group, Inc.’s Employment Agreement, dated December 9, 2019, with such person, which Employment Agreement will be effective upon the effective time of the proposed merger of Texas Capital Bancshares, Inc. with and into Independent Bank Group, Inc.