ImmunoCellular Therapeutics, Ltd. Contracts & Agreements

126 Contracts & Agreements
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CONSULTING AGREEMENT
Consulting Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
CA
2011
2022 Equity Incentive Plan
Bonus & Incentive Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2022
Master Services Agreement dated July 19, 2021, between the Company and Azidus Brasil
Services Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2022
Form of Independent Director Agreement
ImmunoCellular Therapeutics, Ltd.
2022
Agreement and Plan of Merger dated December 1, 2021, among ImmunoCellular Therapeutics, Ltd., ImmunoCellular Merger Sub, Inc. and EOM Pharmaceuticals, Inc
Merger Agreements
ImmunoCellular Therapeutics, Ltd.
2022
Service and Quality Agreement dated May 26, 2020, between the Company and Bio Concept Laboratories, Inc
Services Agreements
ImmunoCellular Therapeutics, Ltd.
2022
Communications Services Agreement dated December 1, 2020, between the Company and GMJ Global LLC
Services Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2022
Agreement dated July 5, 2021, between the Company and Arup Laboratories
ImmunoCellular Therapeutics, Ltd.
2022
Squalamine Lactate Route Selection, Development and Demonstration Agreement dated December 14, 2021, between the Company and Eurofins CDMO Alphora, Inc
Development Agreements
ImmunoCellular Therapeutics, Ltd.
2022
Employment Agreement dated April 2, 2020, between EOM Pharmaceuticals, Inc. and Irach Taraporewala
Employment Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2022
Agreement dated April 18, 2022, between the Company and Charles River Laboratories Montreal LLC
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2022
Convertible Promissory Note, dated November 24, 2021, issued to Moses Goldberger
Note Agreements
ImmunoCellular Therapeutics, Ltd.
2022
Warrant to purchase Common Stock, dated November 24, 2021, issued to Moses Goldberger
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
2022
Form of Change of Control Bonus Letter Agreement
Bonus & Incentive Agreements
ImmunoCellular Therapeutics, Ltd.
2018
Non-Employee Director Compensation Plan
Compensation Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2018
SERIES 1 PREFERRED STOCK WARRANT IMMUNOCELLULAR THERAPEUTICS, LTD.
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2017
SERIES 2 PREFERRED STOCK WARRANT IMMUNOCELLULAR THERAPEUTICS, LTD.
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
2017
SERIES 3 PREFERRED STOCK WARRANT IMMUNOCELLULAR THERAPEUTICS, LTD.
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
2017
IMMUNOCELLULAR THERAPEUTICS, LTD. UNDERWRITING AGREEMENT
Underwriting Agreements
ImmunoCellular Therapeutics, Ltd.
2017
SERIES [1/2/3] PREFERRED STOCK WARRANT IMMUNOCELLULAR THERAPEUTICS, LTD.
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2017
IMMUNOCELLULAR THERAPEUTICS, LTD. UNDERWRITING AGREEMENT
Underwriting Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2017
SERIES [1/2/3] PREFERRED STOCK WARRANT IMMUNOCELLULAR THERAPEUTICS, LTD.
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2017
IMMUNOCELLULAR THERAPEUTICS,LTD. 23622 Calabasas Road, Suite 300 Calabasas, CA 91302
ImmunoCellular Therapeutics, Ltd.
2017
WARRANT AGREEMENT
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2016
AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
ImmunoCellular Therapeutics, Ltd.
2016
FIRST AMENDMENT TO LEASE EXTENDING LEASE TERM
Lease Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2016
WARRANT AGREEMENT
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2016
PRE-FUNDED COMMON STOCK PURCHASE WARRANT IMMUNOCELLULAR, LTD.
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
2016
IMMUNOCELLULAR THERAPEUTICS, LTD. UNDERWRITING AGREEMENT
Underwriting Agreements
ImmunoCellular Therapeutics, Ltd.
2016
PRE-FUNDED COMMON STOCK PURCHASE WARRANT IMMUNOCELLULAR, LTD.
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
2016
WARRANT AGREEMENT
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2016
IMMUNOCELLULAR THERAPEUTICS, LTD. 2016 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: MARCH 11, 2016 APPROVED BY THE STOCKHOLDERS: JUNE 17, 2016
Bonus & Incentive Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
DE
2016
IMMUNOCELLULAR THERAPEUTICS, LTD. STOCK OPTION GRANT NOTICE (2016 EQUITY INCENTIVE PLAN)
Bonus & Incentive Agreements
ImmunoCellular Therapeutics, Ltd.
2016
IMMUNOCELLULAR THERAPEUTICS, LTD. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY APPROVED BY THE BOARD OF DIRECTORS JUNE 17, 2016
Compensation Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2016
AMENDED AND RESTATED INDEPENDENT CONTRACTOR SERVICES AGREEMENT
Services Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
CA
2016
INDEPENDENT CONTRACTOR SERVICES AGREEMENT
Services Agreements
ImmunoCellular Therapeutics, Ltd.
2016
CONFIDENTIAL SECOND AMENDMENT TO EXCLUSIVE LICENSE AGREEMENT
License Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2015
ImmunoCellular Therapeutics, Ltd. EMPLOYMENT AGREEMENT for David Fractor
Employment Agreements
ImmunoCellular Therapeutics, Ltd.
2015
ImmunoCellular Therapeutics, Ltd. Restricted Stock Unit Grant Notice (2006 Equity Incentive Plan)
Bonus & Incentive Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
DE
2015
CONFIDENTIAL AMENDED & RESTATED EXCLUSIVE LICENSE AGREEMENT
License Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
CA
2015
CONFIDENTIAL SERVICES AGREEMENT
Services Agreements
ImmunoCellular Therapeutics, Ltd.
2015
COMMON STOCK PURCHASE WARRANT immunocellular THERAPEUTICS, ltd.
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
2015
ImmunoCellular Therapeutics, Ltd. EMPLOYMENT AGREEMENT for Steven J. Swanson
Employment Agreements
ImmunoCellular Therapeutics, Ltd.
2015
Agreement for GMP Manufacturing of ICT-107 Between PharmaCell B.V. and ImmunoCellular Therapeutics Ltd. ____________________ March 2015 ____________________
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2015
IMMUNOCELLULAR THERAPEUTICS, LTD. Shares of Common Stock Warrants to Purchase Up to Shares of Common Stock and Pre-Funded Warrantsto Purchase Up to Shares of Common Stock...
Underwriting Agreements
ImmunoCellular Therapeutics, Ltd.
2015
COMMON STOCK PURCHASE WARRANT IMMUNOCELLULAR, LTD.
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2015
COMMON STOCK PURCHASE WARRANT IMMUNOCELLULAR, LTD.
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2015
IMMUNOCELLULAR THERAPEUTICS, LTD. Shares of Common Stock Warrants to Purchase Up to Shares of Common Stock and Pre-Funded Warrantsto Purchase Up to Shares of Common Stock...
Underwriting Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2015
COMMON STOCK PURCHASE WARRANT IMMUNOCELLULAR, LTD.
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
2015
COMMON STOCK PURCHASE WARRANT IMMUNOCELLULAR, LTD.
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
2015
IMMUNOCELLULAR THERAPEUTICS, LTD. Up to $25,000,000 of Shares of Common Stock (par value $0.0001 per share) Controlled Equity OfferingSM Sales Agreement
Stock Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2013
IMMUNOCELLULAR THERAPEUTICS, LTD. EXECUTIVE EMPLOYMENT AGREEMENT for Andrew Gengos
Employment Agreements
ImmunoCellular Therapeutics, Ltd.
2013
IMMUNOCELLULAR THERAPEUTICS, LTD. STOCK OPTION GRANT NOTICE (2006 EQUITY INCENTIVE PLAN)
Bonus & Incentive Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2013
10,000,000 Shares of Common Stock par value $0.0001 Warrants to Purchase 4,500,000 Shares of Common Stock and 1,500,000 Over-Allotment Securities ImmunoCellular Therapeutics, Ltd....
Underwriting Agreements
ImmunoCellular Therapeutics, Ltd.
2012
IMMUNOCELLULAR THERAPEUTICS, LTD. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2012
CLIENT LICENSE AGREEMENT AMENDMENT
License Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2012
Text Marked By [* * *] Has Been Omitted Pursuant To A Request For Confidential Treatment And Was Filed Separately With The Securities And Exchange Commission. UNIVERSITY of...
Exchange Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
PA
2012
Text Marked By [* * *] Has Been Omitted Pursuant To A Request For Confidential Treatment And Was Filed Separately With The Securities And Exchange Commission. EXCLUSIVE LICENSE...
License Agreements
ImmunoCellular Therapeutics, Ltd.
2012
9,489,436 Shares Warrants to Purchase 4,744,718 Shares ImmunoCellular Therapeutics, Ltd. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2012
IMMUNOCELLULAR THERAPEUTICS, LTD. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
2012
IMMUNOCELLULAR THERAPEUTICS, LTD. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
2011
[Number of Shares] Warrants to Purchase [Number] Shares ImmunoCellular Therapeutics, Ltd. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2011
IMMUNOCELLULAR THERAPEUTICS, LTD. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
2011
[Number of Shares] Warrants to Purchase [Number] Shares ImmunoCellular Therapeutics, Ltd. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
ImmunoCellular Therapeutics, Ltd.
2011
IMMUNOCELLULAR THERAPEUTICS, LTD. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2011
2006 EQUITY INCENTIVE PLAN OF IMMUNOCELLULAR THERAPEUTICS, LTD. (As Amended and Restated as of October 24, 2011)
Bonus & Incentive Agreements
ImmunoCellular Therapeutics, Ltd.
2011
EMPLOYMENT AGREEMENT
Employment Agreements
ImmunoCellular Therapeutics, Ltd.
2011
EMPLOYMENT AGREEMENT
Employment Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
CA
2011
AGREEMENT
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2011
AGREEMENT
ImmunoCellular Therapeutics, Ltd.
Biotechnology
CA
2011
CLIENT LICENSE AGREEMENT AMENDMENT
License Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2011
TEXT MARKED BY [ * * *] HAS BEEN OMITTED PURSUANT TO AREQUEST FOR CONFIDENTIAL TREATMENT AND WAS FILED SEPARATELY WITH THESECURITIES AND EXCHANGE COMMISSION. EXCLUSIVESUBLICENSE...
Exchange Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2011
TEXT MARKED BY [ * * *] HAS BEEN OMITTED PURSUANT TO AREQUEST FOR CONFIDENTIAL TREATMENT AND WAS FILED SEPARATELY WITH THESECURITIES AND EXCHANGE COMMISSION. SPONSOREDRESEARCH AND...
Exchange Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2011
2 of 5
ImmunoCellular Therapeutics, Ltd.
2011
Exhibit A
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2011
Garden State Securities Inc.
ImmunoCellular Therapeutics, Ltd.
2011
ATTACHMENT A INDEMNIFICATION, CONTRIBUTION AND LIMITATION OF LIABILITY PROVISIONS
Indemnification Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2011
IMMUNOCELLULAR THERAPEUTICS, LTD. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2011
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
ImmunoCellular Therapeutics, Ltd.
2011
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2011
IMMUNOCELLULAR THERAPEUTICS, LTD. 21900 BurbankBoulevard, 3rd Floor Woodland Hills, California 91367 October 30, 2010
ImmunoCellular Therapeutics, Ltd.
Biotechnology
CA
2010
FORM OF WARRANT
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
DE
2010
SECURITIES PURCHASE AGREEMENT Dated as of March 11, 2010 among IMMUNOCELLULAR THERAPEUTICS, LTD. and THE PURCHASERS LISTED ON EXHIBIT A TABLE OF CONTENTS
Purchase Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
DE
2010
AMENDMENT TO LICENSE AGREEMENT
License Agreements
ImmunoCellular Therapeutics, Ltd.
2010
SECURITIES PURCHASE AGREEMENT Dated as of May 12, 2010 among IMMUNOCELLULAR THERAPEUTICS, LTD. and THE PURCHASERS LISTED ON EXHIBIT A TABLE OF CONTENTS
Purchase Agreements
ImmunoCellular Therapeutics, Ltd.
2010
FORM OF REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
CA
2010
TEXT MARKED BY [ * * *] HASBEEN OMITTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND WAS FILED SEPARATELY WITH THE SECURITIESAND EXCHANGE COMMISSION. License Agreement
Exchange Agreements
ImmunoCellular Therapeutics, Ltd.
2010
EMPLOYMENT AGREEMENT
Employment Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
CA
2010
AGREEMENT
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2010
PREFERRED STOCK PURCHASE AGREEMENT
Stock Agreements
ImmunoCellular Therapeutics, Ltd.
2009
IMMUNOCELLULAR THERAPEUTICS, LTD. CERTIFICATE OFDESIGNATIONS OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES A PREFERRED STOCK
Stock Agreements
ImmunoCellular Therapeutics, Ltd.
2009
IMMUNOCELLULAR THERAPEUTICS, LTD. WARRANT TOPURCHASE COMMON STOCK
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
NY
2009
SECOND AMENDMENT TO EXCLUSIVE LICENSE AGREEMENT
License Agreements
ImmunoCellular Therapeutics, Ltd.
2009
AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT
Employment Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2009
AMENDMENT NO. 1 TO AGREEMENT
ImmunoCellular Therapeutics, Ltd.
2009
NOTICE OF EXERCISE
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2009
EMPLOYMENT AGREEMENT
Employment Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
CA
2009
CONSULTING AGREEMENT
Consulting Agreements
ImmunoCellular Therapeutics, Ltd.
2009
$7,208.00
ImmunoCellular Therapeutics, Ltd.
2009
FIRST AMENDMENT TO EXCLUSIVE LICENSE AGREEMENT
License Agreements
ImmunoCellular Therapeutics, Ltd.
2008
IMMUNOCELLULAR THERAPEUTICS, LTD. AMENDMENT NO. 4 TO 2006 EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
ImmunoCellular Therapeutics, Ltd.
2008
AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT
Employment Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2008
REGISTRATION RIGHTS AGREEMENT RECITALS
Registration Rights Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
CA
2008
ImmunoCellular Therapeutics, Ltd. 1999Avenue of the Stars, 11th Floor, LosAngeles, California 90067
ImmunoCellular Therapeutics, Ltd.
Biotechnology
CA
2007
EXCLUSIVE LICENSE AGREEMENT
License Agreements
ImmunoCellular Therapeutics, Ltd.
2006
AGREEMENT
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2006
STOCK PURCHASE AGREEMENT
Stock Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
CA
2006
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
CA
2006
SECURITIES AGREEMENT
ImmunoCellular Therapeutics, Ltd.
2006
IMMUNOCELLULAR THERAPEUTICS, LTD. NON-QUALIFIED STOCK OPTION AGREEMENT
Stock Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
2006
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
ImmunoCellular Therapeutics, Ltd.
Biotechnology
CA
2006
MEMORANDUM OF AGREEMENT
ImmunoCellular Therapeutics, Ltd.
2006
MEMORANDUM OF AGREEMENT
ImmunoCellular Therapeutics, Ltd.
2006
AGREEMENT
ImmunoCellular Therapeutics, Ltd.
2006
COMMON STOCK PURCHASE WARRANT
Warrant Agreements
ImmunoCellular Therapeutics, Ltd.
2006
SPECTRALMOLECULAR IMAGING, INC.
ImmunoCellular Therapeutics, Ltd.
2006
TO ASSIGNMENT AND LICENSE AGREEMENT
License Agreements
ImmunoCellular Therapeutics, Ltd.
2006
TO ASSIGNMENT AND LICENSE AGREEMENT
License Agreements
ImmunoCellular Therapeutics, Ltd.
2006
Witnesseth
ImmunoCellular Therapeutics, Ltd.
2006
Witnesseth
ImmunoCellular Therapeutics, Ltd.
2006
OF OPTICAL MOLECULAR IMAGING, INC.
ImmunoCellular Therapeutics, Ltd.
2006
NON-QUALIFIED STOCK OPTION AGREEMENT
Stock Agreements
ImmunoCellular Therapeutics, Ltd.
2006
PATCO INDUSTRIES, LTD., PATCO INDUSTRIES SUBSIDIARY, INC., AND SPECTRALMOLECULAR IMAGING, INC. TABLE OF CONTENTS
ImmunoCellular Therapeutics, Ltd.
2006
AGREEMENT AND PLAN OF REORGANIZATION
Plan of Reorganization Agreements
ImmunoCellular Therapeutics, Ltd.
2006
AGREEMENT AND PLAN OF REORGANIZATION
Plan of Reorganization Agreements
ImmunoCellular Therapeutics, Ltd.
2006
AGREEMENT AND PLAN OF REORGANIZATION
Plan of Reorganization Agreements
ImmunoCellular Therapeutics, Ltd.
2006