Schedule of Warrant Holders and Issuance Dates Related to Exhibit 4.1 Warrants

Contract Categories: Business Finance › Warrant Agreements
Summary

This document lists the individuals and entities who hold warrants issued by the company, along with the number of warrants each holds and the respective issuance dates. The list is provided in connection with the form of warrant described in Exhibit 4.1. It serves as a record of warrant distribution to various trusts, individuals, and organizations, specifying their entitlements and the dates on which the warrants were granted.

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EX-4.4 9 fs12012ex4iv_caldera.htm LIST OF WARRANT HOLDERS fs12012ex4iv_caldera.htm
Exhibit 4.4

Below is a list of each warrant holder, the number of warrants held and the date of issuance in connection with the form of warrant in Exhibit 4.1.

Name
Number of Warrants
Date Issued
 
Eight Family Trust
13,500
March 22, 2011
Chang-Tai Hsieh
8,772
March 24, 2011
Joseph Amato – Revocable Trust
26,316
April 7, 2011
Sin Fa Wang and Mei Wang
8,772
April 11, 2011
S/L Trilling Trust
17,544
April 14, 2011
Benjamin Warner
25,035
April 15, 2011
Douglas Jensen
5,000
April 18, 2011
Mark Litwin
17,544
April 26, 2011
Robert S Coleman
8,772
April 27, 2011
2030 Investors LLC/401K Plan
25,000
May 12, 2011
Sarah Abrams
8,772
May 12, 2011
Matthew Abrams
8,772
May 12, 2011
Joseph W and Patricia G Family Trust
43,860
May 16, 2011
James Jensen
35,000
June 7, 2011
Sutter Securities Incorporated
40,000
July 7, 2011
Chan Kei Blu
26,316
September 8, 2011
Louitt & V. Hannan, Inc. Salary Deferral Plan, FBO J. Thomas Hannan
8,772
September 13, 2011
George Mains
8,772
October 13, 2011
Saunders and Diane Kohn
35,000
October 17, 2011
Newbridge Securities
2,800
October 17, 2011
David Steinhardt and Tobi B Richman-Steinhardt Trust
10,088
January 22, 2012
Jeff Stewart
15,000
October 31, 2011