Hilltop Holdings Inc. 8.25% Series A Cumulative Redeemable Preferred Stock Certificate
This certificate represents ownership of shares in Hilltop Holdings Inc.'s 8.25% Series A Cumulative Redeemable Preferred Stock. The shares are fully paid, non-assessable, and subject to the company's charter and bylaws. The certificate can only be transferred on the company's books by the owner or their attorney. Important information about the rights, preferences, and restrictions of these shares is available upon request from the company or its transfer agent. The certificate must be properly endorsed and registered to be valid.
Exhibit 4.2
| CERTIFICATE SEE REVERSE FOR IMPORTANT NOTICE ON TRANSFER RESTRICTIONS AND OTHER INFORMATION | ||||
N U M B E R | S H A R E S | |||
INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND | SEE REVERSE FOR CERTAIN DEFINITIONS |
CUSIP 432748 20 0
HILLTOP HOLDINGS INC.
8.25% SERIES A CUMULATIVE REDEEMABLE PREFERRED STOCK
| THIS CERTIFIES THAT | ||||
IS THE OWNER OF |
FULLY PAID AND NON-ASSESSABLE SHARES OF 8.25% SERIES A CUMULATIVE REDEEMABLE PREFERRED STOCK, $0.01 PAR VALUE PER SHARE, of Hilltop Holdings Inc. transferable only on the books of the Corporation in person or by its attorney upon surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the charter and Bylaws of the Corporation and the amendments thereto. This Certificate is not valid until countersigned and registered by the Transfer Agent and Registrar.
Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.
Dated:
COUNTERSIGNED AND REGISTERED:
AMERICAN STOCK TRANSFER & TRUST COMPANY, NEW YORK, NY
TRANSFER AGENT AND REGISTRAR,
| By: |
AUTHORIZED SIGNATURE
[HILLTOP HOLDINGS INC. CORPORATE SEAL]
| CHIEF EXECUTIVE OFFICER | SECRETARY |
[Reverse Side]
HILLTOP HOLDINGS INC.
IMPORTANT NOTICE
The Corporation will furnish to any stockholder, on request and without charge, a full statement of the information required by Section 2-211(b) of the Corporations and Associations Article of the Annotated Code of Maryland with respect to the designations and any preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications, and terms and conditions of redemption of the stock of each class which the Corporation has authority to issue and, if the Corporation is authorized to issue any preferred or special class in series, (i) the differences in the relative rights and preferences between the shares of each series to the extent set, and (ii) the authority of the Board of Directors to set such rights and preferences of subsequent series. The foregoing summary does not purport to be complete and is subject to and qualified in its entirety by reference to the charter of the Corporation, a copy of which will be sent without charge to each stockholder who so requests. Such requests must be made to the Secretary of the Corporation at its principal office or to the Transfer Agent.
All capitalized terms in this legend have the meanings defined in the Charter, a copy of which, including the restrictions on transfer and ownership, will be furnished to each holder of Stock of the Corporation on request and without charge. Such requests must be made to the Secretary of the Corporation at its principal office or to the Transfer Agent.
The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
| TEN COM— | as tenants in common | UNIF GIFT MIN ACT— Custodian | ||||
| TEN ENT— | as tenants by the entireties | (Cust) (Minor) | ||||
| JT TEN— | as joint tenants with right of survivorship and not as tenants in common | under Uniform Gifts to Minors | ||||
| Act | ||||||
(State) | ||||||
UNIF TRF MIN ACT— Custodian (until age) (Cust) under Uniform Transfers to Minors | ||||||
| Act | ||||||
(State) | ||||||
Additional abbreviations may also be used though not in the above list.
For Value received, hereby sell, assign and transfer unto
PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE |
PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE |
Shares | ||
of the 8.25% Series A Cumulative Redeemable Preferred Stock represented by the within Certificate, and do hereby irrevocably constitute and appoint Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.
Dated
| X | |||
NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.
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SIGNATURE(S) GUARANTEED:
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROPGRAM) PURSUANT TO S.E.C. RULE 17Ad-15.
KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN, MUTILIATED OR DESTROYED, THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.
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