HIGHBURY FINANCIAL INC Contracts & Agreements

108 Contracts & Agreements
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Filed
Aston Asset Management, LP Amended and Restated Limited Partnership Agreement (December 12, 2009)
Limited Partnership Agreements
HIGHBURY FINANCIAL INC
DE
2010
Amended and Restated Investor Rights Agreement among Highbury Financial Inc., Investors, and Management Stockholders
Investor Rights Agreements
HIGHBURY FINANCIAL INC
DE
2009
Highbury Financial Inc. Investor Rights Agreement (August 10, 2009)
Investor Rights Agreements
HIGHBURY FINANCIAL INC
DE
2009
Third Amended and Restated Limited Liability Company Agreement of Aston Asset Management LLC
Limited Liability Company Agreements
HIGHBURY FINANCIAL INC
DE
2009
Aston Asset Management LLC Amended and Restated Limited Liability Company Agreement (April 20, 2006)
Limited Liability Company Agreements
HIGHBURY FINANCIAL INC
DE
2006
Employment Agreement between Aston Asset Management, LLC and Stuart Bilton
Employment Agreements
HIGHBURY FINANCIAL INC
IL
2010
Employment Agreement among Aston Asset Management, LLC, Highbury Financial Inc., Manor LLC, and Kenneth Anderson
Employment Agreements
HIGHBURY FINANCIAL INC
IL
2010
Partner Non-Competition Agreement among Highbury Financial Inc., Manor LLC, Aston Asset Management, LLC, and Stuart Bilton
Non-Competition Agreements
HIGHBURY FINANCIAL INC
IL
2010
Partner Non-Competition Agreement among Highbury Financial Inc., Manor LLC, Aston Asset Management, LLC, and Kenneth Anderson
Non-Competition Agreements
HIGHBURY FINANCIAL INC
MA
2010
Series B Preferred Stock Exchange and Recapitalization Agreement between Highbury Financial Inc. and Aston Entities
Plan of Reorganization Agreements
HIGHBURY FINANCIAL INC
2010
Agreement Regarding Proxy Contest and Board Appointment among Highbury Financial Inc., Peerless Systems Corporation, and Timothy E. Brog (December 18, 2009)
Voting Agreements
HIGHBURY FINANCIAL INC
DE
2009
Agreement and Plan of Merger among Affiliated Managers Group, Inc., Manor LLC, and Highbury Financial Inc. dated December 12, 2009
Merger Agreements
HIGHBURY FINANCIAL INC
DE
2009
Severance Agreement between Highbury Financial Inc. and Richard S. Foote
Severance Agreements
HIGHBURY FINANCIAL INC
NY
2009
Severance Agreement between Highbury Financial Inc. and R. Bradley Forth
Severance Agreements
HIGHBURY FINANCIAL INC
NY
2009
Termination Agreement between Highbury Financial Inc. and Berkshire Capital Securities LLC
Termination Agreements
HIGHBURY FINANCIAL INC
2009
Termination Agreement among Highbury Financial Inc., Aston Asset Management LLC, Investors, and Management Stockholders
Termination Agreements
HIGHBURY FINANCIAL INC
2009
Amendment Number One to Rights Agreement between Highbury Financial, Inc. and Continental Stock Transfer & Trust Company
Modification Agreements
HIGHBURY FINANCIAL INC
DE
2009
Third Amendment to Credit Agreement between Highbury Financial Inc. and City National Bank
Credit Agreements
HIGHBURY FINANCIAL INC
2009
Exchange Agreement between Highbury Financial Inc. and Investors for Series B Preferred Stock
Exchange Agreements
HIGHBURY FINANCIAL INC
DE
2009
Exchange Agreement among Highbury Financial Inc., Investors, and Management Stockholders (August 10, 2009)
Exchange Agreements
HIGHBURY FINANCIAL INC
DE
2009
Management Agreement between Aston Asset Management LLC, Management Stockholders, and Highbury Financial Inc.
Management Agreements
HIGHBURY FINANCIAL INC
DE
2009
Rights Agreement between Highbury Financial Inc. and Continental Stock Transfer & Trust Company (August 10, 2009)
HIGHBURY FINANCIAL INC
DE
2009
Indemnification Agreement between Highbury Financial Inc. and Director
Indemnification Agreements
HIGHBURY FINANCIAL INC
DE
2009
Indemnification Agreement between Highbury Financial Inc. and Director
Indemnification Agreements
HIGHBURY FINANCIAL INC
DE
2009
Second Amendment to Credit Agreement between Highbury Financial Inc. and City National Bank
Credit Agreements
HIGHBURY FINANCIAL INC
2008
First Amendment to Credit Agreement between Highbury Financial Inc. and City National Bank
Credit Agreements
HIGHBURY FINANCIAL INC
2007
Office Service Agreement between Berkshire Capital Securities LLC and Highbury Financial Inc.
Services Agreements
HIGHBURY FINANCIAL INC
2007
Financial Advisory Engagement Letter between Highbury Financial Inc. and Berkshire Capital Securities LLC (2007)
Advisory Agreements
HIGHBURY FINANCIAL INC
2007
Side Letter Agreement to Asset Purchase Agreement between Highbury Financial Inc. and Montag & Caldwell, Inc.
Purchase Agreements
HIGHBURY FINANCIAL INC
2006
Office Service Agreement between Berkshire Capital Securities LLC and Highbury Financial Inc.
Services Agreements
HIGHBURY FINANCIAL INC
2006
Unsecured Senior Promissory Note between Aston Asset Management LLC and Highbury Financial Inc. (Due November 30, 2007)
Note Agreements
HIGHBURY FINANCIAL INC
NY
2006
Credit Agreement between City National Bank and Highbury Financial Inc. dated August 21, 2006
Credit Agreements
HIGHBURY FINANCIAL INC
CA
2006
Credit Agreement between City National Bank and Highbury Financial Inc. dated August 21, 2006
Credit Agreements
HIGHBURY FINANCIAL INC
CA
2006
Asset Purchase Agreement among Highbury Financial Inc., Aston Asset Management LLC, and ABN AMRO Entities (April 20, 2006)
Purchase Agreements
HIGHBURY FINANCIAL INC
NY
2006
Side Letter Agreement Amending Non-Compete and Related Terms Between Veredus Asset Management LLC and Highbury Financial Inc.
Non-Competition Agreements
HIGHBURY FINANCIAL INC
2006
Side Letter Agreement Regarding Non-Compete and Asset Management—River Road Asset Management, LLC, Aston Asset Management LLC, and Highbury Financial Inc.
Non-Competition Agreements
HIGHBURY FINANCIAL INC
2006
Side Letter Agreement Regarding Non-Compete and Use of Name & Marks – Highbury Financial Inc., Aston Asset Management LLC, and Montag & Caldwell, Inc.
Waiver Agreements
HIGHBURY FINANCIAL INC
2006
Side Letter Agreement Regarding HiPoint Funds Between ABN AMRO Asset Management Holdings, Inc. and Highbury Financial Inc.
HIGHBURY FINANCIAL INC
2006
Underwriting Agreement between Highbury Financial Inc. and ThinkEquity Partners LLC (January 2006)
Underwriting Agreements
HIGHBURY FINANCIAL INC
2006
Unit Purchase Option Agreement between Highbury Financial Inc. and ThinkEquity Partners LLC
Warrant Agreements
HIGHBURY FINANCIAL INC
2006
Insider Letter Agreement Relating to Highbury Financial Inc. Initial Public Offering
Underwriting Agreements
HIGHBURY FINANCIAL INC
2005
Underwriting Agreement between Highbury Financial Inc. and ThinkEquity Partners LLC (December 2005)
Underwriting Agreements
HIGHBURY FINANCIAL INC
2005
Warrant Agreement between Highbury Financial Inc. and Continental Stock Transfer & Trust Company (September 2005)
Warrant Agreements
HIGHBURY FINANCIAL INC
2005
Unit Purchase Option Agreement between Highbury Financial Inc. and ThinkEquity Partners LLC
Warrant Agreements
HIGHBURY FINANCIAL INC
2005
Stock Escrow Agreement among Highbury Financial Inc., Initial Stockholders, and Continental Stock Transfer & Trust Company
Escrow Agreements
HIGHBURY FINANCIAL INC
2005
Investment Management Trust Agreement among Highbury Financial Inc., Underwriters, and Continental Stock Transfer & Trust Company
Trust Agreements
HIGHBURY FINANCIAL INC
2005
Registration Rights Agreement between Highbury Financial Inc. and Investors (2005)
Registration Rights Agreements
HIGHBURY FINANCIAL INC
2005
Placement Unit Purchase Agreement among Highbury Financial Inc., ThinkEquity Partners LLC, and Purchasers
Purchase Agreements
HIGHBURY FINANCIAL INC
DE
2005
Underwriting Agreement between Highbury Financial Inc. and ThinkEquity Partners LLC
Underwriting Agreements
HIGHBURY FINANCIAL INC
NY
2005
Unit Purchase Option Agreement between Highbury Financial Inc. and ThinkEquity Partners LLC
Warrant Agreements
HIGHBURY FINANCIAL INC
2005
Insider Letter Agreement Relating to Highbury Financial Inc. Initial Public Offering
Underwriting Agreements
HIGHBURY FINANCIAL INC
2005
Stock Escrow Agreement among Highbury Financial Inc., Initial Stockholders, and Continental Stock Transfer & Trust Company
Escrow Agreements
HIGHBURY FINANCIAL INC
2005
Investment Management Trust Agreement among Highbury Financial Inc., ThinkEquity Partners LLC, EarlyBirdCapital, Inc., and Continental Stock Transfer & Trust Company
Trust Agreements
HIGHBURY FINANCIAL INC
2005
Registration Rights Agreement between Highbury Financial Inc. and Investors
Registration Rights Agreements
HIGHBURY FINANCIAL INC
2005
IPO Unit Agreement between Highbury Financial Inc. and Certain Stockholders
Subscription Agreements
HIGHBURY FINANCIAL INC
2005
Highbury Financial Inc. Unit Certificate Representing Common Stock and Warrants
Warrant Agreements
HIGHBURY FINANCIAL INC
2005
Highbury Financial Inc. Common Stock Certificate
Stock Agreements
HIGHBURY FINANCIAL INC
2005
Warrant Certificate for Purchase of Common Stock of Highbury Financial Inc.
Warrant Agreements
HIGHBURY FINANCIAL INC
2005
Unit Purchase Option Agreement between Highbury Financial Inc. and ThinkEquity Partners LLC
Warrant Agreements
HIGHBURY FINANCIAL INC
2005
Warrant Purchase Letter Agreement among Highbury Financial Inc., ThinkEquity Partners LLC, and EarlyBirdCapital, Inc.
Warrant Agreements
HIGHBURY FINANCIAL INC
2005
Investment Management Trust Agreement between Highbury Financial Inc. and Continental Stock Transfer & Trust Company
Trust Agreements
HIGHBURY FINANCIAL INC
2005
Registration Rights Agreement between Highbury Financial Inc. and Investors (2005)
Registration Rights Agreements
HIGHBURY FINANCIAL INC
2005
Warrant Agreement between Highbury Financial Inc. and Continental Stock Transfer & Trust Company (September 2005)
Warrant Agreements
HIGHBURY FINANCIAL INC
2005
Highbury Financial Inc. Subscription Agreement with R. Bruce Cameron (August 1, 2005)
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Highbury Financial Inc. and Richard S. Foote Stock Subscription Agreement (August 1, 2005)
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Highbury Financial Inc. Subscription Agreement with R. Bradley Forth (August 1, 2005)
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Highbury Financial Inc. and The Hillary Appel Trust Stock Subscription Agreement (August 1, 2005)
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Highbury Financial Inc. and Catey Lauren Appel Trust Stock Subscription Agreement (August 1, 2005)
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Warrant Agreement between Highbury Financial Inc. and Continental Stock Transfer & Trust Company (September 2005)
Warrant Agreements
HIGHBURY FINANCIAL INC
2005
Highbury Financial Inc. and Broad Hollow LLC Stock Subscription Agreement (August 1, 2005)
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Highbury Financial Inc. Subscription Agreement with R. Bruce Cameron dated August 1, 2005
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Insider Letter Agreement Relating to Highbury Financial Inc. Initial Public Offering
Underwriting Agreements
HIGHBURY FINANCIAL INC
2005
Highbury Financial Inc. Subscription Agreement with Richard S. Foote (August 1, 2005)
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Warrant Purchase Letter Agreement among Highbury Financial Inc., ThinkEquity Partners LLC, and EarlyBirdCapital, Inc.
Warrant Agreements
HIGHBURY FINANCIAL INC
2005
Highbury Financial Inc. Subscription Agreement with R. Bradley Forth (August 1, 2005)
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Stock Escrow Agreement among Highbury Financial Inc., Initial Stockholders, and Continental Stock Transfer & Trust Company
Escrow Agreements
HIGHBURY FINANCIAL INC
2005
Highbury Financial Inc. and The Hillary Appel Trust Stock Subscription Agreement (August 1, 2005)
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Office Service Agreement between Berkshire Capital Securities LLC and Highbury Financial Inc.
Services Agreements
HIGHBURY FINANCIAL INC
2005
Highbury Financial Inc. and Catey Lauren Appel Trust Stock Subscription Agreement (August 1, 2005)
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Promissory Note between Highbury Financial Inc. and R. Bruce Cameron dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Highbury Financial Inc. and Broad Hollow LLC Stock Subscription Agreement (August 1, 2005)
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Promissory Note between Highbury Financial Inc. and Richard S. Foote dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Insider Letter Agreement Relating to Highbury Financial Inc. Initial Public Offering
Underwriting Agreements
HIGHBURY FINANCIAL INC
2005
Promissory Note between Highbury Financial Inc. and R. Bradley Forth dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Warrant Purchase Letter Agreement among Highbury Financial Inc., ThinkEquity Partners LLC, and EarlyBirdCapital, Inc.
Warrant Agreements
HIGHBURY FINANCIAL INC
2005
Promissory Note between Highbury Financial Inc. and The Hillary Appel Trust dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Promissory Note between Highbury Financial Inc. and The Catey Lauren Appel Trust dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Stock Escrow Agreement among Highbury Financial Inc., Initial Stockholders, and Continental Stock Transfer & Trust Company
Escrow Agreements
HIGHBURY FINANCIAL INC
2005
Promissory Note between Highbury Financial Inc. and Broad Hollow LLC dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Office Service Agreement between Berkshire Capital Securities LLC and Highbury Financial Inc.
Services Agreements
HIGHBURY FINANCIAL INC
2005
Promissory Note between Highbury Financial Inc. and R. Bruce Cameron dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Promissory Note between Highbury Financial Inc. and Richard S. Foote dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Promissory Note between Highbury Financial Inc. and R. Bradley Forth dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Promissory Note between Highbury Financial Inc. and The Hillary Appel Trust dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Promissory Note between Highbury Financial Inc. and The Catey Lauren Appel Trust dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Promissory Note between Highbury Financial Inc. and Broad Hollow LLC dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Highbury Financial Inc. Subscription Agreement with R. Bruce Cameron
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Highbury Financial Inc. and Richard S. Foote Stock Subscription Agreement (August 1, 2005)
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Highbury Financial Inc. Subscription Agreement with R. Bradley Forth (August 1, 2005)
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Highbury Financial Inc. and The Hillary Appel Trust Stock Subscription Agreement
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Highbury Financial Inc. and Catey Lauren Appel Trust Stock Subscription Agreement (August 1, 2005)
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Highbury Financial Inc. and Broad Hollow LLC Stock Subscription Agreement (August 1, 2005)
Subscription Agreements
HIGHBURY FINANCIAL INC
NY
2005
Promissory Note between Highbury Financial Inc. and R. Bruce Cameron dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Promissory Note between Highbury Financial Inc. and Richard S. Foote dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Promissory Note between Highbury Financial Inc. and R. Bradley Forth dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Promissory Note between Highbury Financial Inc. and The Hillary Appel Trust dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Promissory Note between Highbury Financial Inc. and The Catey Lauren Appel Trust dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005
Promissory Note between Highbury Financial Inc. and Broad Hollow LLC dated August 1, 2005
Note Agreements
HIGHBURY FINANCIAL INC
2005