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EX-10.1 2 exhibit10-1maximedaamendme.htm EXHIBIT 10.1 EXHIBIT10-1MAXIMEDAamendment8-15final


Exhibit 10.1
                                
August 4, 2015

STRICTLY CONFIDENTIAL

William A. Carter, M.D.
Hemispherx Biopharma, Inc.
1617 JFK Boulevard
Philadelphia, Pennsylvania 19103

Dear Dr. Carter:
 
This letter (the “Amendment Agreement”) constitutes an agreement between Hemispherx Biopharma, Inc. (the “Company”) and Maxim Group LLC (the “Agent”) to amend the Equity Distribution Agreement, dated as of July 23, 2012, between the Company and the Agent, as amended (the “Agreement”), as follows:

Section 1(a)(i) of the Agreement is hereby amended by deleting the following initial text:

“A registration statement on Form S-3 (File No. 333-182216) (the “registration statement”) was initially declared effective by the Commission on July 2, 2012, and is currently effective, under the Securities Act of 1933, as amended, and the rules and regulations thereunder (the “Rules and Regulations”) (collectively called the “Securities Act”);”

and inserting in replacement thereof the following:

“A registration statement on Form S-3 (File No. 333-182216) (the “First Registration Statement”) was initially declared effective by the Commission on July 2, 2012, and, prior to the expiration of such First Registration Statement, a new registration statement on Form S-3 (File No 333-205228) (the “Second Registration Statement”) was initially declared effective by the Commission on August 4, 2015 (such date, the “Effective Date”) (the First Registration Statement from July 2, 2012 through the Effective Date and the Second Registration Statement from the Effective Date and thereafter, respectively, hereinafter referred to as the “registration statement”) is currently effective, under the Securities Act of 1933, as amended, and the rules and regulations thereunder (the “Rules and Regulations”) (collectively called the “Securities Act”);”.

In acknowledgment that the foregoing correctly sets forth the understanding reached by the Agent and the Company, please sign in the space provided below, whereupon this Amendment Agreement shall constitute a binding amendment to the Agreement as of the date indicated above.

                
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Very truly yours,

MAXIM GROUP LLC

By s/Clifford A. Teller    
Name: Clifford A. Teller
Title: Executive Managing Director

Accepted and Agreed:

HEMISPHERX BIOPHARMA, INC.

By: s/ William A. Carter    
Name: William A. Carter
Title: Chief Executive Officer








[SIGNATURE PAGE TO HEB AMENDMENT AGREEMENT]