HEARTLAND FINANCIAL USA INC Contracts & Agreements

Form of Time-Based Restricted Stock Unit Award Agreement under the Heartland Financial USA, Inc. 2020 Long-Term Incentive Plan for time-based awards vesting in the first, second... (Filed With SEC on May 9, 2022)

Form of Performance -Based Restricted Stock Unit Award Agreement Three-Year Performance Period under the Heartland Financial USA, Inc. 2020 Long-Term Incentive Plan (Filed With SEC on May 9, 2022)

Second Supplemental Indenture dated as of September 8, 2021 to the Indenture dated as of December 17, 2014 between Heartland Financial USA, Inc. and U.S. Bank National... (Filed With SEC on September 8, 2021)

Form of Global Note representing the Securities (included in Exhibit 4.1) (Filed With SEC on September 8, 2021)

Underwriting Agreement, dated August 31, 2021, by and between Heartland Financial USA, Inc., and Piper Sandler & Co (Filed With SEC on September 2, 2021)

Form of Director Restricted Stock Unit Award Agreement under the Heartland Financial USA, Inc. 2020 Long-Term Incentive Plan (Filed With SEC on August 5, 2021)

Master Agreement between Fiserv Solutions LLC and Heartland Financial USA, Inc. dated July 1, 2021, and Amendment 1 to Agreement dated as of July 1, 2021 (Filed With SEC on August 5, 2021)

Form of Time-Based Restricted Stock Unit Award Agreement under the Heartland Financial USA, Inc. 2020 Long-Term Incentive Plan for time-based awards vesting in the first, second... (Filed With SEC on May 6, 2021)

Form of Performance -Based Restricted Stock Unit Award Agreement Three-Year Performance Period under the Heartland Financial USA, Inc. 2020 Long-Term Incentive Plan (Filed With SEC on May 6, 2021)

Form of Time-Based Restricted Stock Unit Award Agreement under the Heartland Financial USA, Inc. 2020 Long-Term Incentive Plan for the time - based awards 3 year cliff vesting (Filed With SEC on May 6, 2021)

Description of Securities (Filed With SEC on February 25, 2021)

Form of Director Restricted Stock Unit Award Agreement under the Heartland Financial USA, Inc. 2012 Long-Term Incentive Plan (Filed With SEC on February 25, 2021)

Form of Time-Based Restricted Stock Unit Award Agreement under the Heartland Financial USA, Inc. 2020 Long-Term Incentive Plan for time-based awards vesting fully on the third... (Filed With SEC on February 25, 2021)

Form of Director Restricted Stock Unit Award Agreement under the Heartland Financial USA, Inc. 2020 Long-Term Incentive Plan (Filed With SEC on February 25, 2021)

Amendment to Business Loan Agreement dated June 14, 2019 (Filed With SEC on August 6, 2020)

Promissory Note Non- Revolving LOC dated June 14, 2020 (Filed With SEC on August 6, 2020)

Promissory Note Revolving LOC dated June 14, 2020 (Filed With SEC on August 6, 2020)

Form of certificate representing the 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series E (Filed With SEC on June 26, 2020)

Deposit Agreement, dated June 26, 2020, by and among Heartland Financial USA, Inc., Broadridge Corporate Issuer Solutions, Inc. and the holders from time to time of Depositary... (Filed With SEC on June 26, 2020)

Underwriting Agreement, dated June 19, 2020, by and between Heartland Financial USA, Inc., and Raymond James & Associates, Inc., Keefe, Bruyette & Woods, Inc. and Wells Fargo... (Filed With SEC on June 22, 2020)

Employment Agreement, dated as of February 11, 2020, by and among Heartland Financial USA, Inc., First Bank & Trust, AIM Bancshares, Inc., AimBank and Scott L. Wade (Filed With SEC on May 18, 2020)

Employment Agreement, dated February 11, 2020, by and among Heartland Financial USA, Inc., First Bank & Trust, AIM Bancshares, Inc., AimBank and Jeremy Ferrell (Filed With SEC on May 18, 2020)

Shareholder Voting Agreement, dated as of February 11, 2020, by and among Heartland Financial USA, Inc, AIM Bancshares, Inc. and Certain Shareholders of AIM Bancshares, Inc (Filed With SEC on May 18, 2020)

Description of Securities (Filed With SEC on February 26, 2020)

Form of Amendment to Change in Control Agreements (Filed With SEC on February 26, 2020)

Agreement and Plan of Merger between Heartland Financial USA, Inc. and AIM Bancshares, Inc. dated February 11, 2020 (Filed With SEC on February 26, 2020)

Purchase and Assumption Agreement between Illinois Bank & Trust, Rockford Bank and Trust Company, and QCR Holdings, Inc., dated August 13, 2019 (Filed With SEC on November 6, 2019)

Business Line Loan Agreement dated June 14, 2019, between Heartland Financial USA, Inc. and Bankers Trust Company (Filed With SEC on August 7, 2019)

Promissory Note dated June 14, 2019 (issued under the non-revolving line of credit), and Change in Terms Agreement dated July 15, 2019 between Heartland Financial USA, Inc. and... (Filed With SEC on August 7, 2019)

Promissory Note dated June 14, 2019 (issued under the credit facility), and Change in Terms Agreement dated July 15, 2019 between Heartland Financial USA, Inc. and Bankers Trust... (Filed With SEC on August 7, 2019)

Promissory Note dated May 10, 2016 (updated to be issued under the Business Line Loan Agreement related to the credit facility dated June 14, 2019), and Change in Terms Agreement... (Filed With SEC on August 7, 2019)

Promissory Note dated July 24, 2018 (updated to be issued under the Business Line Loan Agreement related to the credit facility dated June 14, 2019), and Change in Terms Agreement... (Filed With SEC on August 7, 2019)

Heartland Financial USA, Inc. Deferred Compensation Plan Effective Date April 30, 2019 (Filed With SEC on May 6, 2019)

Employment Agreement, dated as of January 16, 2019, by and among Heartland Financial USA, Inc., Morrill & Janes Bank and Trust Company, Blue Valley Ban Corp, Bank of Blue Valley... (Filed With SEC on March 4, 2019)

Shareholder Voting Agreement, dated as of January 16, 2019, by and among Heartland Financial USA, Inc, Blue Valley Ban Corp. and Certain Stockholders of Blue Valley Ban Corp (Filed With SEC on March 4, 2019)

Promissory Note issued in connection with the Business Line Loan Agreement dated June 14, 2018, between Heartland Financial USA, Inc. and Bankers Trust Company dated June 14, 2018 (Filed With SEC on February 27, 2019)

Agreement and Plan of Merger between Heartland Financial USA, Inc. and Blue Valley Ban Corp., dated January 16, 2019 (Filed With SEC on February 27, 2019)

Form of Director Restricted Stock Unit Award Agreement under the Heartland Financial USA, Inc. 2012 Long-Term Incentive Plan (Filed With SEC on August 7, 2018)

Revolving Credit Line Promissory Note dated June 14, 2018, between Heartland Financial USA, Inc. and Bankers Trust Company (Filed With SEC on August 7, 2018)

Promissory Note dated June 14, 2018 between Heartland Financial USA, Inc. and Bankers Trust Company (Filed With SEC on August 7, 2018)

Form of Time-Based Restricted Stock Unit Award Agreement under the Heartland Financial USA, Inc. 2012 Long-Term Incentive Plan for time-based awards vesting in the first, second... (Filed With SEC on May 8, 2018)

Form of Performance-Based Restricted Stock Unit Award Agreement One-Year Performance Period under the Heartland Financial USA, Inc. 2012 Long-Term Incentive Plan (Filed With SEC on May 8, 2018)

Form of Performance-Based Restricted Stock Unit Award Agreement Three-Year Performance Period under the Heartland Financial USA, Inc. 2012 Long-Term Incentive Plan (Filed With SEC on May 8, 2018)

Employment Agreement, dated December 12, 2017, by and among Heartland Financial USA, Inc., First Bank Lubbock Bancshares, Inc., First Bank & Trust Company and Barry Orr (Filed With SEC on March 19, 2018)

Employment Agreement, dated December 12, 2017, by and among Heartland Financial USA, Inc., First Bank Lubbock Bancshares, Inc., First Bank & Trust Company and Greg Garland (Filed With SEC on March 19, 2018)

Shareholder Voting Agreement, dated December 12, 2017, by and among Heartland Financial USA, Inc, First Bank Lubbock Bancshares, Inc., Barry Orr as Voting Representative and... (Filed With SEC on March 19, 2018)

First Amendment to Business Loan Agreement dated June 14, 2013, between Heartland Financial USA, Inc. and Bankers Trust Company dated August 1, 2014 (Filed With SEC on February 28, 2018)

Agreement and Plan of Merger between Heartland Financial USA, Inc. and First Bank Lubbock Bancshares, Inc. dated December 12, 2017 (Filed With SEC on February 28, 2018)

Employment Agreement, dated November 13, 2017, by and among Heartland Financial USA, Inc., Signature Bancshares, Inc., Minnesota Bank & Trust and Kenneth D. Brooks (Filed With SEC on December 19, 2017)

Employment Agreement, dated November 13, 2017, by and among Heartland Financial USA, Inc., Signature Bancshares, Inc., Minnesota Bank & Trust and Leif E. Syverson (Filed With SEC on December 19, 2017)

Shareholder Voting Agreement, dated as of November 13, 2017, by and among Heartland Financial USA, Inc., Signature Bancshares, Inc. and Certain Shareholders of Signature... (Filed With SEC on December 19, 2017)

KSOP Pass-Through Voting Instruction Agreement, dated as of November 13, 2017, by and among Heartland Financial USA Inc., Kenneth D. Brooks, Leif E. Syverson and Daniel W. Dryer (Filed With SEC on December 19, 2017)

Form of Director Restricted Stock Unit Award Agreement under the Heartland Financial USA, Inc. 2012 Long-Term Incentive Plan (Filed With SEC on August 4, 2017)

Revolving Credit Line Promissory Note dated June 14, 2017, between Heartland Financial USA, Inc. and Bankers Trust Company (Filed With SEC on August 4, 2017)

Promissory Note dated June 14, 2017, between Heartland Financial USA, Inc. and Bankers Trust Company (Filed With SEC on August 4, 2017)

Form of Time-Based Restricted Stock Unit Award Agreement under the Heartland Financial USA, Inc. 2012 Long-Term Incentive Plan (Filed With SEC on May 5, 2017)

Form of Performance-Based Restricted Stock Unit Award Agreement One-Year Performance Period under the Heartland Financial USA, Inc. 2012 Long-Term Incentive Plan (Filed With SEC on May 5, 2017)

Form of Performance-Based Restricted Stock Unit Award Agreement Three-Year Performance Period under the Heartland Financial USA, Inc. 2012 Long-Term Incentive Plan (Filed With SEC on May 5, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on March 24, 2017)

CONSULTING AGREEMENT (Filed With SEC on March 24, 2017)

SHAREHOLDER VOTING AGREEMENT (Filed With SEC on March 24, 2017)

Agreement and Plan of Merger between Heartland Financial USA, Inc. and Citywide Banks of Colorado, Inc. dated February 13, 2017 (Filed With SEC on March 1, 2017)

1,379,690 Shares HEARTLAND FINANCIAL USA, INC. (a Delaware corporation) Common Stock UNDERWRITING AGREEMENT (Filed With SEC on November 8, 2016)

Promissory Note and Third Amendment to Business Loan Agreement Dated June 14, 2013 between Heartland Financial USA, Inc. and Bankers Trust Company dated May 10, 2016 (Filed With SEC on August 5, 2016)

Promissory Note and Fourth Amendment to Business Loan Agreement Dated June 14, 2013 between Heartland Financial USA, Inc. and Bankers Trust Company dated June 14, 2016 (Filed With SEC on August 5, 2016)

Promissory Note and Fifth Amendment to Business Loan Agreement Dated June 14, 2013 between Heartland Financial USA, Inc. and Bankers Trust Company dated July 20, 2016 (Filed With SEC on August 5, 2016)

HEARTLAND FINANCIAL USA, INC. 2012 LONG-TERM INCENTIVE PLAN AS AMENDED AND RESTATED Article 1 INTRODUCTION (Filed With SEC on May 20, 2016)

HEARTLAND FINANCIAL USA, INC. 2016 EMPLOYEE STOCK PURCHASE PLAN (Filed With SEC on May 20, 2016)

Form of Performance-Based Restricted Stock Unit Award Agreement One-Year Performance Period under the Heartland Financial USA, Inc. 2012 Long-Term Incentive Plan (Filed With SEC on May 6, 2016)

Form of Performance-Based Restricted Stock Unit Award Agreement Three-Year Performance Period under the Heartland Financial USA, Inc. 2012 Long-Term Incentive Plan (Filed With SEC on May 6, 2016)

Form of Time-Based Restricted Stock Unit Award Agreement under the Heartland Financial USA, Inc. 2012 Long-Term Incentive Plan (Filed With SEC on May 6, 2016)

Form of Stock Certificate for 7% Senior Non-Cumulative Perpetual Convertible Preferred Stock, Series D (Filed With SEC on March 11, 2016)

Promissory Note between Heartland Financial USA, Inc. and Bankers Trust Company dated June 14, 2015 (incorporated by reference to Exhibit 10.2 to the Registrant's Quarterly Report... (Filed With SEC on March 11, 2016)

Promissory Note between Heartland Financial USA, Inc. and Bankers Trust Company dated December 15, 2015 (Filed With SEC on March 11, 2016)

Form of 6.5% Subordinated Notes Due 2019, of CIC Bancshares, Inc., and Form of Amendment to, and Assumption of Obligations under 6.5% Subordinated Notes Due 2019, of CIC... (Filed With SEC on March 11, 2016)

Merger Agreement among Heartland Financial USA, Inc., CIC Bancshares, Inc. and Kevin W. Ahern, as Securityholders' Representative dated October 22, 2015 (Filed With SEC on November 6, 2015)

Promissory Note between Heartland Financial USA, Inc. and Bankers Trust Company dated June 14, 2015 (Filed With SEC on August 6, 2015)

Form of Change In Control Agreements between Heartland Financial USA, Inc. and Lynn B. Fuller (compensation multiple of 2 and health benefits term of 18 months); Bruce K. Lee and... (Filed With SEC on March 13, 2015)

REGISTRATION RIGHTS AGREEMENT Dated as of December 17, 2014 among HEARTLAND FINANCIAL USA, INC. and SANDLER ONEILL & PARTNERS, L.P. as the Representative of the Initial Purchasers... (Filed With SEC on December 18, 2014)

Merger Agreement between Community Banc-Corp of Sheboygan, Inc. and Heartland Financial USA, Inc. dated October 22, 2014 (Filed With SEC on November 7, 2014)

Director Restricted Stock Unit Award Agreement (Filed With SEC on August 7, 2014)

Promissory Note with Bankers Trust Company Dated June 14, 2014 (Filed With SEC on August 7, 2014)

Form of Time-Based Restricted Stock Unit Award Agreement for Heartland Financial USA, Inc. 2012 Long-Term Incentive Plan (Filed With SEC on March 14, 2014)

Form of Performance-Based Restricted Stock Unit Award Agreement for Heartland Financial USA, Inc. 2012 Long-Term Incentive Plan (Filed With SEC on March 14, 2014)

Indenture by and between Morrill Bancshares, Inc. and State Street Bank and Trust Company of Connecticut, National Association dated as of December 19, 2002 (Filed With SEC on March 14, 2014)

Indenture by and between Morrill Bancshares, Inc. and U.S. Bank National Association dated as of December 17, 2003 (Filed With SEC on March 14, 2014)

Merger Agreement between Heartland Financial USA, Inc. and Morrill Bancshares Inc. dated June 12, 2013 (Filed With SEC on August 8, 2013)

10.2 Promissory Note and Business Loan Agreement between Heartland Financial USA, Inc. and Bankers Trust Company dated June 14, 2013 (Filed With SEC on August 8, 2013)

Form of Change In Control Agreements between Heartland Financial USA, Inc. and Lynn B. Fuller (multiple of 2 and health benefits term of 24 months) and John K. Schmidt (multiple... (Filed With SEC on March 15, 2013)

Form of Change In Control Agreements between Heartland Financial USA, Inc. and Kenneth J. Erickson (multiple of 1.5 and health benefits term of 18 months); Douglas J. Horstmann... (Filed With SEC on March 15, 2013)

Heartland Financial USA, Inc. 2012 Long-Term Incentive Plan Director Restricted Stock Unit Award Agreement (Filed With SEC on May 21, 2012)

Form of Agreement for 2005 Long-Term Incentive Plan Restricted Stock Unit Agreement for awards granted in January 2012 (Filed With SEC on May 10, 2012)

Form of Agreement for 2005 Long-Term Incentive Plan Performance-Based Restricted Stock Unit Agreement for awards granted in January 2012 (Filed With SEC on May 10, 2012)

UNITED STATES DEPARTMENT OF THE TREASURY 1500 Pennsylvania Avenue, NW Washington, D.C. 20220 September 28, 2011 (Filed With SEC on September 28, 2011)

NumberC-1Shares81,698 Incorporated Under the Laws of the State of Delaware (Filed With SEC on September 15, 2011)

SMALL BUSINESS LENDING FUND - SECURITIES PURCHASE AGREEMENT Heartland Financial USA, Inc.0229Name of CompanySBLF No.1398 Central AvenueCorporationStreet Address for... (Filed With SEC on September 15, 2011)

United States Department of the Treasury 1500 Pennsylvania Avenue, NW Washington, D.C. 20220 September 15, 2011 (Filed With SEC on September 15, 2011)

Promissory note between Heartland Financial USA, Inc. and Bankers Trust Company dated as of April 20, 2011, including Loan Commitment Letter dated April 5, 2011 (Filed With SEC on May 10, 2011)

ISDA Confirmation Letter between Heartland Financial USA, Inc. and Bankers Trust Company dated as of April 5, 2011 (Filed With SEC on May 10, 2011)

Promissory note between Heartland Financial USA, Inc. and Bankers Trust Company dated as of April 20, 2011 (Filed With SEC on May 10, 2011)

Promissory Note between Heartland Financial USA, Inc. and Bankers Trust Company dated as of September 28, 2010 (Filed With SEC on March 16, 2011)

Form of Senior Notes of Heartland Financial USA, Inc. (issued in 2010 private placement offering) (Filed With SEC on March 16, 2011)

Promissory Note between Heartland Financial USA, Inc. and Valley Bank dated as of November 12, 2010 (Filed With SEC on March 16, 2011)

Promissory note between Heartland Financial USA, Inc. and Bankers Trust Company dated as of September 28, 2010 (Filed With SEC on November 9, 2010)

HeartlandFinancial USA, Inc. 2005Long Term Incentive Plan Restricted Stock UnitAgreement (Filed With SEC on March 16, 2010)

HEARTLANDFINANCIAL USA, INC. EXECUTIVELIFE INSURANCE BONUS PLAN (Filed With SEC on March 16, 2009)

SPLIT-DOLLARAGREEMENT (Filed With SEC on March 16, 2009)

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE NUMBER SHARES PB-1 *81,698* HEARTLAND FINANCIAL USA, INC. (Filed With SEC on December 22, 2008)

United States Department of the Treasury 1500 Pennsylvania Avenue, NW Washington, DC 20220 (Filed With SEC on December 22, 2008)

WAIVER (Filed With SEC on December 22, 2008)

CONSENT (Filed With SEC on December 22, 2008)

FOURTH AMENDMENT TO AMENDEDAND RESTATED CREDIT AGREEMENT (Filed With SEC on November 10, 2008)

THIRD AMENDMENT TO AMENDEDAND RESTATED CREDIT AGREEMENT (Filed With SEC on August 11, 2008)

DUBUQUEBANK AND TRUST COMPANY SPLIT-DOLLARLIFE INSURANCE PLAN (Filed With SEC on May 12, 2008)

DUBUQUEBANK AND TRUST COMPANY EXECUTIVESUPPLEMENTAL LIFE INSURANCE PLAN (Filed With SEC on May 12, 2008)

HEARTLANDFINANCIAL USA, INC. EXECUTIVELIFE INSURANCE BONUS PLAN (Filed With SEC on May 12, 2008)

SECOND AMENDMENT TO AMENDEDAND RESTATED CREDIT AGREEMENT (Filed With SEC on May 12, 2008)

FIRST AMENDMENT AND WAIVERTO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on March 17, 2008)

Subscription and Shareholder Agreement (Filed With SEC on November 9, 2007)

CHANGE OF CONTROL AGREEMENT (Filed With SEC on September 7, 2007)

$60,000,000 AMENDED AND RESTATED CREDIT AGREEMENT among HEARTLAND FINANCIAL USA, INC., as Borrower, THE NORTHERN TRUST COMPANY, as Agent, and the BANKS named herein Dated as of... (Filed With SEC on August 9, 2007)

HEARTLAND FINANCIAL USA, INC. as Issuer INDENTURE Dated as of June 26, 2007 WILMINGTON TRUST COMPANY as Trustee FLOATING RATE JUNIOR SUBORDINATED DEBT SECURITIES DUE 2037 (Filed With SEC on August 9, 2007)

HEARTLAND FINANCIAL USA, INC., as Issuer INDENTURE Dated as of June21, 2007 WILMINGTON TRUST COMPANY, as Trustee FIXED/FLOATING RATE JUNIOR SUBORDINATED DEFERRABLE INTEREST... (Filed With SEC on August 9, 2007)

Heartland Financial USA, Inc. POLICY ON DIRECTOR FEES (Filed With SEC on March 16, 2007)

EIGHTH AMENDMENT TO CREDIT AGREEMENT AND CONSENT (Filed With SEC on March 16, 2007)

Agreement to Organize and Stockholder Agreement (Filed With SEC on August 9, 2006)

Agreement and Plan of Merger among Heartland Financial USA, Inc., Arizona Bank & Trust and Bank of the Southwest as of December30,2005 Table of Contents (Filed With SEC on May 10, 2006)

FIRST AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on March 10, 2006)

SECOND AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on March 10, 2006)

THIRD AMENDMENT AND WAIVER TO CREDIT AGREEMENT (Filed With SEC on March 10, 2006)

FOURTH AMENDMENT AND WAIVER TO CREDIT AGREEMENT (Filed With SEC on March 10, 2006)

FIFTH AMENDMENT AND WAIVER TO CREDIT AGREEMENT (Filed With SEC on March 10, 2006)

HEARTLAND FINANCIAL USA, INC. as Issuer INDENTURE Dated as of January 31, 2006 WELLS FARGO BANK, NATIONAL ASSOCIATION As Trustee JUNIOR SUBORDINATED DEBT SECURITIES Due April 7,... (Filed With SEC on March 10, 2006)

Heartland Financial USA, Inc. 2005 Long-Term Incentive Plan Performance Restricted Stock Agreement (Filed With SEC on March 10, 2006)

SIXTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on March 10, 2006)

SEVENTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on March 10, 2006)

Heartland Financial USA, Inc. 2005 Long-Term Incentive Plan NQSO Award Terms (Filed With SEC on February 10, 2006)

HEARTLAND FINANCIAL USA, INC.By: /s/ John K. SchmidtName: John K. SchmidtTitle: Executive Vice President, CFO &COO (Filed With SEC on March 15, 2005)

Employment Agreement (Filed With SEC on March 25, 2004)

Consulting and Non-Competition Agreement (Filed With SEC on March 25, 2004)

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HEARTLAND FINANCIAL USA INC Contracts & Agreements