Specimen Common Stock Certificate for Headwaters Incorporated
This document is a specimen certificate representing shares of common stock in Headwaters Incorporated, a Delaware corporation. It certifies that the holder owns a specified number of shares, which can be transferred to others upon proper endorsement and registration. The certificate is only valid when signed by authorized officers and registered by the transfer agent. It includes standard legal language for stock ownership and transfer, as well as instructions for assignment and signature guarantees.
EXHIBIT 4.1
| NUMBER | SHARES | |||
| [SYMBOL] | INCORPORATED UNDER THE LAWS OF STATE OF DELAWARE | CUSIP | ||
HEADWATERS
INCORPORATED
AUTHORIZED COMMON
STOCK: 100,000,000 SHARES
PAR VALUE: $.001 PER SHARE
SEE REVERSE FOR
CERTAIN DEFINITIONS
This Certifies that
is the record holder of
Shares of
Headwaters Incorporated
transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this
Certificate properly endorsed. This Certificate is not valid unless countersigned by the Transfer Agent and
registered by the Registrar.
Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.
| By: | HEADWATERS INCORPORATED CORPORATE SEAL DELAWARE | |||
| Chief Financial Officer | Chief Executive Officer |
The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
| TEN COM— | as tenants in common | |||||||||
| TEN ENT— | as tenants by the entireties | |||||||||
| JT TEN— | as joint tenants with right of survivorship and not as tenants in common | |||||||||
| UNIF GIFT MIN ACT— | Custodian | |||||||||
| (Cust) | (Minor) | |||||||||
| Under Uniform Gifts to Minors Act | (State) | |||||||||
Additional Abbreviations may also be used though not in the above list.
For value received, hereby sell, assign and transfer unto
(PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE)
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
Shares of capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint Attorney to transfer the said Units on the books of the within named Company with full power of substitution in the premises.
Dated: __________________________
| Notice: | The signature to this assignment must correspond with the name as written upon the face of the Certificate in every particular, without alteration or enlargement or any change whatever. | |
Signature(s) Guaranteed:
(please have signature guaranteed by a National Bank through its officer or by a member firm of a major stock exchange)
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