Notice of Termination of 10b5-1 Sales Plan between Norman C. Harbert and Northern Trust Securities, Inc. regarding Hawk Corporation

Contract Categories: Business Operations › Termination Agreements
Summary

Norman C. Harbert notifies Northern Trust Securities, Inc. that he is terminating their Amended and Restated 10b5-1 Sales Plan, effective March 23, 2007. The plan involved the sale of Hawk Corporation Class A common stock. Harbert confirms that Hawk’s trading window is open and he is not aware of any material non-public information. This letter serves as formal notice of termination as allowed under the plan’s terms.

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EX-10.1 4 exhibit10_1.htm EXHIBIT 10.1 Exhibit 10.1
EXHIBIT 10.1


NORMAN C. HARBERT
9156 E. Andora Hills Drive
Scottsdale, AZ 85262




March 23, 2007



Via Federal Express


Northern Trust Securities, Inc.
50 South La Salle Street
Chicago, IL 60675
Attn: Kimberly Dietrich


 
Re:
Termination of 10b5-1 Sales Plan between Norman C. Harbert and Northern Trust Securities, Inc. relating to Hawk Corporation

Dear Sir or Madam:

Please let this letter serve as notice of the termination, effective March 23, 2007, of the Amended and Restated Sales Plan, dated March 22, 2006, between Norman C. Harbert and Northern Trust Securities, Inc. (the “Plan”), relating to shares of Class A common stock, par value $0.01 per share (the “Stock”), of Hawk Corporation (“Hawk”), pursuant to Section E.3. of the Plan. As of the date of this letter, Hawk’s trading window is open and the undersigned is not aware of any material non-public information about Hawk and/or the Stock.

If you have any questions, please call Janet St. Cyr at ###-###-####.

Sincerely,

/s/ Norman C. Harbert

Norman C. Harbert



cc: Marc C. Krantz, Esq.
Janet St. Cyr