Specimen Common Stock Certificate for Hallmark Financial Services, Inc.

Contract Categories: Business Finance › Stock Agreements
Summary

This document is a specimen certificate representing shares of common stock in Hallmark Financial Services, Inc. It outlines how shares can be transferred, assigned, or sold to another party, and specifies the requirements for proper endorsement and signature guarantees. The certificate also provides instructions for handling lost, stolen, or destroyed certificates, including the need for a bond of indemnity to obtain a replacement. The document is intended for use by shareholders and those involved in the transfer of stock ownership.

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EX-4.1 4 d38301a1exv4w1.htm SPECIMEN CERTIFICATE FOR COMMON STOCK exv4w1  

Exhibit 4.1

 

 

Hallmark Financial Services, Inc.

     The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
             
TEN COM – as tenants in common   UNIF GIFT MIN ACT –                         custodian                     
TEN ENT – as tenants by the entireties           (Cust)                            (Minor)
JT TEN – as joint tenant with right        
  of survivorship and not as       under Uniform Gifts to Minors Act
  tenants in common                                                           
                               (State)
 
        
        UNIF TRANS MIN ACT –                         custodian                     
                (Cust)                            (Minor)
 
        
          under Uniform Transfer to Minors
          Act of                                         
                               (State)

Additional abbreviations may also be used though not in the above list.

     For value received,                                                              hereby sells, assigns and transfers unto

 
PLEASE INSERT SOCIAL SECURITY
OR OTHER IDENTIFYING NUMBER

(please print or typewrite name and address including postal zip code of assignee)

Shares of the Common Stock represented by the within Certificate, and does hereby irrevocably constitute and appoint

Attorney to transfer the said shares on the books of the within–named bank with full power of substitution in the premises.

         
Dated,
      
 
     
       
In the presence of
Signature:    
     
  NOTE:   THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME OF THE STOCKHOLDER(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE, IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.
 
        
 
        
By
    
 
     
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.

KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN, MUTILATED OR DESTROYED, THE BANK WILL A REQUIRE BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.