Globalscape, Inc. Common Stock Certificate

Summary

This document certifies that the named individual or entity owns fully paid and non-assessable shares of common stock in Globalscape, Inc., a Delaware corporation. The certificate allows for the transfer of shares upon proper endorsement and compliance with the company's bylaws. It must be countersigned by the transfer agent and registered by the registrar to be valid. The rights and restrictions associated with the shares are detailed in the company's bylaws, which are available to shareholders upon request.

EX-4.1 2 a2043062zex-4_1.txt EXHIBIT 4.1 EXHIBIT 4.1 [GLOBALSCAPE LOGO] COMMON STOCK SHARES _______________________________ _______________________________ SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP 379406 10 9 GLOBALSCAPE, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE THIS CERTIFICATE IS TRANSFERABLE IN NEW YORK, NY AND RIDGEFIELD PARK, NJ ________________________________________________________________________________ This Certifies that is the owner of FULLY-PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, PAR VALUE OF $.001 PER SHARE, OF GLOBALSCAPE, INC. transferable on the books of the Corporation by the holder hereof in person or by duly authorized attorney upon surrender of this Certificate properly endorsed or accompanied by a proper assignment. This Certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar. WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. Dated: /s/Raymond G. Romero Globalscape, Inc. /s/Sandra Poole-Christal SECRETARY Corporate Seal PRESIDENT GLOBALSCAPE, INC. THE COMPANY WILL FURNISH WITHOUT CHARGE TO EACH STOCKHOLDER WHO SO REQUESTS, THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE PARTICIPATING, OPTIONAL, OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OR SERIES THEREOF AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND/OR RIGHTS. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations. TEN COM - as tenants in common UNIF GIFT MIN ACT - ____Custodian______ TEN ENT - as tenants by the entireties (Cust) (Minor) JT Ten - as joint tenants with right Under Uniform Gifts to Minors of survivorship and not as Act ______________________ tenants in common (State) Additional abbreviations may also be used though not in the above list For Value Received, _______________________________________hereby sell(s), assign(s) and transfer(s) unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE ______________________________________ ______________________________________ _______________________________________________________________________________ _______________________________________________________________________________ PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE _______________________________________________________________________________ _________________________________________________________________________Shares of the stock represented by the within Certificate and do(es) hereby irrevocably constitute and appoint ________________________________________________________________________Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises. Dated _______________________________________ X ______________________________________ (SIGNATURE) Notice: THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRE- SPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. X ______________________________________ (SIGNATURE) ________________________________________ THE SIGNATURES(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION AS DEFINED IN RULE 17DD-15 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED. ________________________________________ SIGNATURES(S) GUARANTEED BY: ________________________________________ THE TRANSFER AND RIGHTS OF SECURITIES REPRESENTED BY THIS CERTIFICATE ARE RESTRICTED BY THE TERMS AND CONDITIONS AS SET FORTH IN THE BYLAWS OF THE CORPORATION, DATED AS OF MAY 8, 2000. A COPY OF THE BYLAWS WILL BE FURNISHED WITHOUT CHARGE TO THE RECORD HOLDER HEREOF UPON WRITTEN REQUEST BY SUCH HOLDER TO THE CORPORATION AT ITS PRINCIPAL PLACE OF BUSINESS OR REGISTERED OFFICE.