GLADSTONE CAPITAL CORP Contracts & Agreements

64 Contracts & Agreements
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Underwriting Agreement, dated as of December 8, 2020, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone Administration, LLC and Raymond James...
Underwriting Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2020
Amendment No. 7 to Sixth Amended and Restated Credit Agreement, dated as of June 16, 2023 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management Corporation,...
Loan Agreements
GLADSTONE CAPITAL CORP
2024
Description of Securities
GLADSTONE CAPITAL CORP
2023
Fifth Supplemental Indenture between Gladstone Capital Corporation and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association),...
Indenture Agreements
GLADSTONE CAPITAL CORP
2023
Underwriting Agreement, dated as of August 10, 2023, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Piper Sandler & Co., as...
Underwriting Agreements
GLADSTONE CAPITAL CORP
2023
Amended and Restated Equity Distribution Agreement, dated as of July 28, 2023, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone...
Sales Agreements
GLADSTONE CAPITAL CORP
2023
Amendment No. 4 to Sixth Amended and Restated Credit Agreement, dated as of June 16, 2023 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management Corporation,...
Loan Agreements
GLADSTONE CAPITAL CORP
2023
Amendment No. 1 to Equity Distribution Agreement, dated as of August 5, 2022, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone...
Sales Agreements
GLADSTONE CAPITAL CORP
2022
Fourth Amended and Restated Investment Advisory and Management Agreement between the Registrant and Gladstone Management Corporation, dated as of April 12, 2022
Management Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2022
Description of Securities
GLADSTONE CAPITAL CORP
Capital Markets
2021
Fourth Supplemental Indenture between Gladstone Capital Corporation and U.S. Bank National Association, dated as of November 4, 2021
Indenture Agreements
GLADSTONE CAPITAL CORP
2021
Registration Rights Agreement, dated as of November 4, 2021, by and between Gladstone Capital Corporation and Raymond James & Associates, Inc., as representative of the several...
Registration Rights Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2021
Sixth Amended and Restated Credit Agreement dated as of May 13, 2021 by and among Gladstone Business Loan, LLC as Borrower, Gladstone Management Corporation as Servicer, KeyBank...
Loan Agreements
GLADSTONE CAPITAL CORP
2021
Equity Distribution Agreement, dated as of May 10, 2021, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone Administration, LLC and Jefferies...
Sales Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2021
Third Amended and Restated Investment Advisory and Management Agreement between the Registrant and Gladstone Management Corporation, dated as of April 13, 2021
Management Agreements
GLADSTONE CAPITAL CORP
Capital Markets
DE
2021
Underwriting Agreement, dated as of March 5, 2021, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone Administration, LLC and Raymond James &...
Underwriting Agreements
GLADSTONE CAPITAL CORP
2021
Amendment No. 7 to Fifth Amended and Restated Credit Agreement, dated as of November 2, 2020 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management...
Loan Agreements
GLADSTONE CAPITAL CORP
2021
Amendment No. 8 to Fifth Amended and Restated Credit Agreement, dated as of December 9, 2020 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management...
Loan Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2021
Third Supplemental Indenture between Gladstone Capital Corporation and U.S. Bank National Association, dated as of December 15, 2020
Indenture Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2020
Description of Securities
GLADSTONE CAPITAL CORP
Capital Markets
2020
Second Amended and Restated Investment Advisory and Management Agreement between the Registrant and Gladstone Management Corporation, dated as of April 14, 2020
Management Agreements
GLADSTONE CAPITAL CORP
Capital Markets
DE
2020
Amendment No. 6 to Fifth Amended and Restated Credit Agreement, dated as of April 29, 2020 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management...
Loan Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2020
Description of Securities
GLADSTONE CAPITAL CORP
Capital Markets
2019
Amendment No. 5 to Fifth Amended and Restated Credit Agreement, dated as of July 10, 2019 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management Corporation,...
Loan Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2019
Amendment No. 4 to Fifth Amended and Restated Credit Agreement, dated as of March 9, 2018 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management Corporation,...
Loan Agreements
GLADSTONE CAPITAL CORP
2018
Underwriting Agreement, dated as of September 19, 2017
Underwriting Agreements
GLADSTONE CAPITAL CORP
2017
Specimen 6.00% Series 2024 Term Preferred Stock Certificate
Stock Agreements
GLADSTONE CAPITAL CORP
2017
AMENDMENT NO. 3 TO FIFTH AMENDED AND RESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2017
AMENDMENTNO. 1 TO FIFTH AMENDED ANDRESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
2016
Amendment No. 1 to Amendedand Restated Investment Advisory and Management Agreement Between Gladstone Capital Corporation and Gladstone Management Corporation
Management Agreements
GLADSTONE CAPITAL CORP
Capital Markets
DE
2015
JOINDER AGREEMENT
Joinder Agreements
GLADSTONE CAPITAL CORP
2015
ASSIGNMENT, ACCEPTANCE AND JOINDER
Joinder Agreements
GLADSTONE CAPITAL CORP
2015
ASSIGNMENT AND ACCEPTANCE
Assignment Agreements
GLADSTONE CAPITAL CORP
2015
$140,000,000 FIFTH AMENDED AND RESTATED CREDIT AGREEMENT Dated as of May 1, 2015 Among GLADSTONE BUSINESS LOAN, LLC as the Borrower GLADSTONE MANAGEMENT CORPORATION as the...
Loan Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2015
Execution Version AMENDMENT NO. 2 TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
2013
AMENDMENTNO. 7 TO FOURTH AMENDED ANDRESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
2013
AMENDMENT NO. 5 TO FOURTH AMENDEDAND RESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2013
AMENDMENT NO. 6 TO FOURTH AMENDEDAND RESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2013
AMENDMENT NO. 4 TO FOURTH AMENDEDAND RESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
2013
AMENDMENT NO. 3 TO FOURTH AMENDEDAND RESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
2012
CONSENT AND ACKNOWLEDGMENT TO INCREASE NO. 1 UNDER FOURTH AMENDED AND RESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2011
AMENDMENT NO. 1 TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2010
Redemption Agreement
GLADSTONE CAPITAL CORP
2010
AMENDMENT NO. 7 TO AMENDED AND RESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
2008
AMENDMENTNO. 6 TO AMENDED AND RESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
2008
JOINDER AGREEMENT
Joinder Agreements
GLADSTONE CAPITAL CORP
2008
AMENDMENT NO. 5 TO AMENDED AND RESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
2008
AMENDMENT NO. 3 TO AMENDED AND RESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
2007
AMENDMENT NO. 2 TO AMENDED AND RESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
2007
AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
2006
CUSTODY AGREEMENT
GLADSTONE CAPITAL CORP
2006
THE EXECUTIVE Nonqualified Excess PLANSM
GLADSTONE CAPITAL CORP
2006
$100,000,000 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of May 26, 2006 Among GLADSTONE BUSINESS LOAN, LLC as the Borrower GLADSTONE MANAGEMENT CORPORATION as the Servicer THE...
Loan Agreements
GLADSTONE CAPITAL CORP
2006
AMENDMENT NO. 5, CONSENT ANDWAIVER TO CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
2005
GLADSTONE CAPITAL CORPORATION Fourth Amendment to Amended and Restated 2001 Equity IncentivePlan RECITALS
GLADSTONE CAPITAL CORP
2005
TRADEMARKLICENSE AGREEMENT
GLADSTONE CAPITAL CORP
2005
INVESTMENT ADVISORY ANDADMINISTRATIVE AGREEMENT
Advisory Agreements
GLADSTONE CAPITAL CORP
2004
AMENDMENT NO. 4 TO CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
2004
AMENDMENT No. 3 ANDCONSENT TO CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
2004
AMENDMENT NO. 2 TO CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
2004
AMENDMENT NO. I TO CREDIT AGREEMENT
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2003
Facility License Agreement
License Agreements
GLADSTONE CAPITAL CORP
2003
$100,000,000 CREDIT AGREEMENT Dated as of May19, 2003 Among GLADSTONE BUSINESSLOAN, LLC as the Borrower GLADSTONEADVISERS, INC. as the Servicer THE FINANCIALINSTITUTIONS FROM TIME...
Credit Agreements
GLADSTONE CAPITAL CORP
2003
$300,000,000 SECOND AMENDED ANDRESTATED CREDIT AGREEMENT Dated as of June 6,2008 Among GLADSTONE BUSINESS LOAN,LLC as the Borrower GLADSTONE MANAGEMENTCORPORATION as the Servicer...
Credit Agreements
GLADSTONE CAPITAL CORP
2008