our ability to secure sufficient funds to continue as a going concern

EX-4.01 3 f18689exv4w01.htm EXHIBIT 4.01 exv4w01
 

Exhibit 4.01
COMMON STOCK            COMMON STOCK NUMBER SHARES SFU- GENELABS INCORPORATED UNDER THE LAWS OF            TECHNOLOGIES CUSIP 368706 20 6 THE STATE OF CALIFORNIA SEE REVERSE FOR CERTAIN DEFINITIONS THIS CERTIFIES THAT SPECIMEN is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF GENELABS TECHNOLOGIES, INC. transferable on the books of the Corporation by the holder hereof in person or by duly authorized attorney upon the surrender of this certificate properly endorsed. This certificate is not valid until countersigned by the Transfer Agent and registered b y the Registrar. WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. Dated: Secretary President and Chief Executive Officer COUNTERSIGNED AND REFISTERED MELLON INVESTOR SERVICES LLC TRANSFER AGENT AND REGISTRAR AUTHORIZED SIGNATURE GENELABS TECHNOLOGIES, INC. CALIFORNIA CORPORATE SEAL OCTOBER 23 1985

 

 

GENELABS TECHNOLOGIES, INC.
 
     The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
                             
TEN COM-     as tenants in common       UNIF GIFT MIN ACT -                                              Custodian                                           
TEN ENT-     as tenants by the entireties           (Cust)
       (Minor)
JT TEN-     as joint tenants with right           under uniform gifts to minors    
 
    of survivorship and not
  as tenants in common 		          Act            
                         
                    (State)
    
                             
            UNIF TRF MIN ACT -                                              Custodian   (until age     )
 
              (Cust)            
                                                           under Uniform Transfers
                (Minor)
        
                to Minors Act                                               
                    (State)
    
Additional abbreviations may also be used though not in the above list
         
     For Value received,
   
 
   hereby sell, assign and transfer unto
 

PLEASE INSERT SOCIAL SECURlTY OR
OTHER IDENTIFYING NUMBER OF ASSIGNEE

       
      


 
PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE
 
 
     
 
 
   Shares
of the Common Stock represented by the within Certificate, and do(es) hereby irrevocably constitute and appoint
     
 
 
   Attorney
to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.
                 
Dated
   
 
       X    
 
 
                
 
          X NOTICE:    
 
THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER
Signature(s) Guaranteed:
         
By
   
 
    
 
  THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANK, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.