Gene Biotherapeutics, Inc. Contracts & Agreements

Description of Securities of the registrant (Filed With SEC on April 23, 2021)

Asset Purchase Agreement dated July 15, 2018 between Activation Therapeutics, Inc. and Olaregen Therapeutix, Inc. for the sale of Excellagen (Filed With SEC on April 23, 2021)

Preferred Stock Purchase Agreement dated May 22, 2020 for the purchase of Series B Convertible Preferred Stock (Filed With SEC on May 28, 2020)

Reaffirmation and Ratification Agreement dated April 10, 2020 between Gene Biotherapeutics, Inc. and Shanxi Taxus Pharmaceuticals Co., Ltd (Filed With SEC on May 28, 2020)

Distribution and License Agreement dated April 10, 2020 between Angionetics, Inc. and Shanxi Taxus Pharmaceuticals Co., Ltd (Filed With SEC on May 28, 2020)

Amendment No. 1 to Distribution and License Agreement dated April 14, 2020 between Angionetics, Inc. and Shanxi Taxus Pharmaceuticals Co., Ltd (Filed With SEC on May 28, 2020)

License and Patent Assignment Agreement dated April 10, 2020 between Activation Therapeutics, Inc. and Shanxi Taxus Pharmaceuticals Co., Ltd (Filed With SEC on May 28, 2020)

FORM OF COMMON STOCK PURCHASE WARRANT TAXUS CARDIUM PHARMACEUTICALS GROUP (Filed With SEC on December 29, 2016)

EXCHANGE AND REDEMPTION AGREEMENT (Filed With SEC on September 27, 2016)

SHAREPURCHASE AGREEMENT BY AND AMONG TAXUS CARDIUM PHARMACEUTICALS GROUP, INC., ANGIONETICS, INC. AND PINEWORLD CAPITAL LIMITED Dated as of June 7, 2016 (Filed With SEC on July 11, 2016)

CONTRIBUTION AGREEMENT BETWEEN TAXUS CARDIUM PHARMACEUTICALS GROUP & ANGIONETICS INC. (Filed With SEC on July 11, 2016)

SERVICES AGREEMENT BETWEEN TAXUS CARDIUM PHARMACEUTICALS GROUP, INC & ANGIONETICS INC. (Filed With SEC on July 11, 2016)

DISTRIBUTION AND LICENSE AGREEMENT (Filed With SEC on July 11, 2016)

EXCHANGE AND REDEMPTION AGREEMENT (Filed With SEC on July 23, 2015)

COMMON STOCK PURCHASE WARRANT CARDIUM THERAPEUTICS, INC. (Filed With SEC on May 15, 2014)

11750 Sorrento Valley Rd., Suite 250, San Diego, CA 92121 ###-###-#### (Filed With SEC on March 4, 2014)

STOCK PURCHASE AGREEMENT (Filed With SEC on March 4, 2014)

ASSET ACQUISITION AGREEMENT Between To Go Brands,Inc. And Cell-nique Corporation TABLE OF CONTENTS (Filed With SEC on November 21, 2013)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on April 5, 2013)

PLACEMENT AGENCY AGREEMENT April 4, 2013 (Filed With SEC on April 5, 2013)

ASSET PURCHASE AGREEMENT BY AND AMONG TO GO BRANDS, INC. Seller, MEDPODIUM HEALTH PRODUCTS, INC., Buyer, AND CARDIUM THERAPEUTICS, INC., Owner of Buyer. Dated as of September 28,... (Filed With SEC on October 4, 2012)

STRATEGIC PARTNERSHIP AGREEMENT (Filed With SEC on March 30, 2012)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on February 13, 2012)

PLACEMENT AGENCY AGREEMENT February 12, 2012 (Filed With SEC on February 13, 2012)

ASSET PURCHASE AGREEMENT DATED AS OF JUNE 26, 2011 BY AND AMONG TRANSDEL PHARMACEUTICALS, INC., AS SELLER AND CARDIUM HEALTHCARE, INC., AS PURCHASER AND CARDIUM THERAPEUTICS INC.... (Filed With SEC on June 27, 2011)

CUSTOM TECHNOLOGY ACCESS AND PRODUCT LICENSE AGREEMENT (Filed With SEC on November 22, 2010)

CARDIUM THERAPEUTICS, INC. DOCS® financing facility Shares of Common Stock, $0.0001 par value SALES AGREEMENT September 28, 2010 (Filed With SEC on September 29, 2010)

CARDIUM THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN AND SUMMARY PLAN DESCRIPTION Plan Effective Date: July 8, 2010 CARDIUM THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE... (Filed With SEC on July 12, 2010)

FORM OF CHANGE IN CONTROL SEVERANCE AGREEMENT WITH NAMED EXECUTIVE OFFICERS (Filed With SEC on July 12, 2010)

FORM OF CHANGE IN CONTROL SEVERANCE AGREEMENT WITH OFFICERS AND EMPLOYEES (Filed With SEC on July 12, 2010)

Cardium Therapeutics, Inc. and Computershare Trust Company, N.A., Warrant Agent (Filed With SEC on March 15, 2010)

Cardium Therapeutics, Inc. and Computershare Trust Company, N.A., Warrant Agent (Filed With SEC on February 18, 2010)

Members FINRA & SIPC 415 Madison Avenue 15th Floor * New York, NY10017 * Tel ###-###-#### * Fax ###-###-#### * www.dawsonjames.com Boca Raton, FL * New York, NY * Manasquan, NJ (Filed With SEC on February 18, 2010)

COMMON STOCK PURCHASE WARRANT CARDIUMTHERAPEUTICS, INC. (Filed With SEC on October 15, 2009)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on October 15, 2009)

FIRST AMENDMENT TO (Filed With SEC on October 15, 2009)

COMMON STOCK PURCHASE WARRANT CARDIUM THERAPEUTICS, INC. (Filed With SEC on September 15, 2009)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on September 15, 2009)

Members FINRA & SIPC (Filed With SEC on September 15, 2009)

NOTE AMENDMENT AND RELEASE OF COLLATERAL (Filed With SEC on July 21, 2009)

NOTE AMENDMENT (Filed With SEC on July 21, 2009)

ASSET PURCHASE AGREEMENT (Filed With SEC on July 15, 2009)

AMENDMENT TO PROMISSORY NOTES (Filed With SEC on July 13, 2009)

AMENDMENT TO PROMISSORY NOTES (Filed With SEC on June 29, 2009)

FORM OF PROMISSORY NOTE (Filed With SEC on June 16, 2009)

COMMON STOCK PURCHASE WARRANT CARDIUM THERAPEUTICS, INC. (Filed With SEC on June 16, 2009)

PROMISSORY NOTE AND WARRANT PURCHASE AGREEMENT (Filed With SEC on June 16, 2009)

Empire Asset Management Company 2 Rector Street, 15th Floor (Filed With SEC on June 16, 2009)

THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIESLAWS OF ANY STATE, AND MAY NOT BE SOLD, PLEDGED, OR OTHERWISE TRANSFERRED IN THE... (Filed With SEC on March 5, 2009)

COMMON STOCK PURCHASE WARRANT CARDIUM THERAPEUTICS, INC. (Filed With SEC on March 5, 2009)

NOTE AND WARRANT PURCHASE AGREEMENT (Filed With SEC on March 5, 2009)

SECURITY AGREEMENT (Filed With SEC on March 5, 2009)

Empire Asset Management Company 2 Rector Street, 15th Floor (Filed With SEC on March 5, 2009)

CARDIUM THERAPEUTICS, INC. (Filed With SEC on February 26, 2009)

FORM OF SENIOR SECURED PROMISSORY NOTE (Filed With SEC on November 13, 2008)

COMMON STOCK PURCHASE WARRANT CARDIUM THERAPEUTICS, INC. (Filed With SEC on November 13, 2008)

NOTE AND WARRANT PURCHASE AGREEMENT (Filed With SEC on November 13, 2008)

SECURITY AGREEMENT (Filed With SEC on November 13, 2008)

Empire Asset Management Company 2 Rector Street, 15th Floor (Filed With SEC on November 13, 2008)

COMMON STOCK PURCHASE WARRANT CARDIUM THERAPEUTICS, INC. (Filed With SEC on July 21, 2008)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on July 21, 2008)

Empire Asset Management Company 2 Rector Street, 15th Floor (Filed With SEC on July 21, 2008)

ESCROW DEPOSIT AGREEMENT (Filed With SEC on July 21, 2008)

COMMON STOCK PURCHASE WARRANT (Filed With SEC on June 30, 2008)

COMMON STOCK PURCHASE WARRANT CARDIUM THERAPEUTICS, INC. (Filed With SEC on June 30, 2008)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on June 30, 2008)

Empire Asset Management Company 2 Rector Street, 15th Floor (Filed With SEC on June 30, 2008)

AMENDMENT TO PLACEMENT AGENT AGREEMENT (Filed With SEC on June 30, 2008)

FIRST AMENDMENT TO LEASE AGREEMENT (Filed With SEC on March 14, 2008)

COMMON STOCK PURCHASE WARRANT CARDIUM THERAPEUTICS, INC. (Filed With SEC on January 31, 2008)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on January 31, 2008)

Empire Asset Management Company 2 Rector Street, 15th Floor (Filed With SEC on January 31, 2008)

LOAN AND SECURITY AGREEMENT (Filed With SEC on November 14, 2007)

SECURED PROMISSORY NOTE (Filed With SEC on November 14, 2007)

CARDIUM THERAPEUTICS, INC. Warrant for the Purchase of Shares of Common Stock (Filed With SEC on November 14, 2007)

OFFICE LEASE BETWEEN PASEO DEL MAR CA, LLC (LANDLORD) (Filed With SEC on November 14, 2007)

FIRST AMENDMENT TO LEASE AGREEMENT (Filed With SEC on May 15, 2007)

FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on May 15, 2007)

THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUED UPON ITS EXERCISE ARE SUBJECT TO THERESTRICTIONS ON TRANSFER SET FORTH IN SECTION 5 OF THIS WARRANT (Filed With SEC on March 6, 2007)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on March 6, 2007)

ASSET PURCHASE AGREEMENT (Filed With SEC on August 15, 2006)

CARDIUM THERAPEUTICS, INC. COMMON STOCK PURCHASE WARRANT Not Transferable or Exercisable Except Upon Conditions Herein Specified (Filed With SEC on March 14, 2006)

ASSET PURCHASE AGREEMENT (Filed With SEC on March 14, 2006)

PLACEMENTAGENCY AGREEMENT (Filed With SEC on October 26, 2005)

AGREEMENT OF MERGER AND PLAN OF REORGANIZATION among ARIES VENTURES INC. ARIES ACQUISITION CORPORATION and CARDIUM THERAPEUTICS, INC. October 19, 2005 (Filed With SEC on October 26, 2005)

CERTIFICATEOF MERGER OF DOMESTIC CORPORATIONS (Filed With SEC on October 26, 2005)

ARIES VENTURES,INC. Common StockPurchase Warrant (Void after October20, 2010) (Filed With SEC on October 26, 2005)

ARIES VENTURES INC. Common Stock Purchase Warrant (Void after October , 2008) (Filed With SEC on October 26, 2005)

Transfer, Consent to Transfer, Amendment and Assumption of License Agreement (Filed With SEC on October 26, 2005)

TECHNOLOGY TRANSFER AGREEMENT AMONG SCHERING AG, BERLEX, INC., COLLATERAL THERAPEUTICS, INC., AND CARDIUM THERAPEUTICS, INC. (Filed With SEC on October 26, 2005)

Amendment to the ExclusiveLicense Agreement for Angiogenesis Gene Therapy (Filed With SEC on October 26, 2005)

Amendmentto License Agreement (Filed With SEC on October 26, 2005)

SecondAmendment to the Exclusive License Agreement Between Yale University and Cardium Therapeutics, Inc. (Filed With SEC on October 26, 2005)

ARIES VENTURES INC. 2005 EQUITY INCENTIVE PLAN (Filed With SEC on October 26, 2005)

EMPLOYMENTAGREEMENT (Filed With SEC on October 26, 2005)