Gene Biotherapeutics, Inc. Contracts & Agreements

107 Contracts & Agreements
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Description of Gene Therapeutics, Inc. Common and Preferred Stock Rights and Provisions
Stock Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2021
Asset Purchase Agreement between Activation Therapeutics Inc. and Olaregen Therapeutix Inc. (July 15, 2018)
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2021
Preferred Stock Purchase Agreement between Gene Biotherapeutics, Inc. and Nostrum Pharmaceuticals, LLC (May 22, 2020)
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2020
Reaffirmation and Ratification Agreement between Shanxi Taxus Pharmaceuticals Co., Ltd. and Gene Biotherapeutics, Inc.
Release Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2020
Distribution and License Agreement between Angionetics Inc. and Shanxi Taxus Pharmaceuticals Co., Ltd.
License Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2020
First Amendment to Distribution and License Agreement between Angionetics Inc. and Shanxi Taxus Pharmaceuticals Co., Ltd.
Distribution Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2020
License and Patent Assignment Agreement between Activation Therapeutics Inc. and Shanxi Taxus Pharmaceuticals Co., Ltd.
License Agreements
Gene Biotherapeutics, Inc.
Biotechnology
DE
2020
Common Stock Purchase Warrant Agreement between Taxus Cardium Pharmaceuticals Group and Holder
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2016
Exchange and Redemption Agreement between Taxus Cardium Pharmaceuticals Group Inc. and Holder (September 23, 2016)
Exchange Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2016
Share Purchase Agreement among Taxus Cardium Pharmaceuticals Group, Inc., Angionetics, Inc., and Pineworld Capital Limited (June 7, 2016)
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
DE
2016
Contribution Agreement between Taxus Cardium Pharmaceuticals Group, Inc. and Angionetics, Inc. dated June 6, 2016
Contribution Agreements
Gene Biotherapeutics, Inc.
Biotechnology
DE
2016
Services Agreement between Taxus Cardium Pharmaceuticals Group, Inc. and Angionetics Inc. (June 6, 2016)
Services Agreements
Gene Biotherapeutics, Inc.
Biotechnology
DE
2016
Distribution and License Agreement between Angionetics Inc. and Pineworld Capital Limited (June 7, 2016)
License Agreements
Gene Biotherapeutics, Inc.
Biotechnology
DE
2016
Exchange and Redemption Agreement between Taxus Cardium Pharmaceuticals Group Inc. and Holder (July 22, 2015)
Exchange Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2015
Common Stock Purchase Warrant Agreement between Cardium Therapeutics, Inc. and Holder (February 28, 2014)
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2014
Strategic Cooperation Agreement between Cardium Therapeutics, Inc. and Shanxi Taxus Pharmaceuticals Co., Ltd.
Collaboration Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2014
Stock Purchase Agreement between Cardium Therapeutics, Inc. and Shanxi Taxus Pharmaceuticals Co., Ltd. (February 21, 2014)
Stock Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2014
Asset Acquisition Agreement between To Go Brands, Inc. and Cell-nique Corporation
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
DE
2013
Securities Purchase Agreement between Cardium Therapeutics, Inc. and Purchasers (April 4, 2013)
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2013
Asset Purchase Agreement among To Go Brands, Inc., MedPodium Health Products, Inc., and Cardium Therapeutics, Inc.
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NV
2012
Strategic Partnership and Product Development Agreement between Cardium Therapeutics, Inc. and Source One Global Partners, LLC
Collaboration Agreements
Gene Biotherapeutics, Inc.
Biotechnology
IL
2012
Securities Purchase Agreement between Cardium Therapeutics, Inc. and Purchasers (February 12, 2012)
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2012
Placement Agency Agreement between Cardium Therapeutics, Inc. and Ladenburg Thalmann & Co. Inc. dated February 12, 2012
Underwriting Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2012
Asset Purchase Agreement among Transdel Pharmaceuticals, Inc., Cardium Healthcare, Inc., and Cardium Therapeutics Inc. dated June 26, 2011
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
DE
2011
Custom Technology Access and Product License Agreement between Cardium Therapeutics, Inc. and BioZone Laboratories, Inc.
License Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2010
Sales Agreement between Cardium Therapeutics, Inc. and Brinson Patrick Securities Corporation for Common Stock Offering
Sales Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2010
Warrant Agreement between Cardium Therapeutics, Inc. and Computershare Trust Company, N.A. dated March 12, 2010
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
DE
2010
Warrant Agreement between Cardium Therapeutics, Inc. and Computershare Trust Company, N.A.
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
DE
2010
Placement Agent Engagement Agreement between Cardium Therapeutics, Inc. and Dawson James Securities, Inc. (February 16, 2010)
Equity Distribution Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2010
Common Stock Purchase Warrant Agreement between Cardium Therapeutics, Inc. and Holder (October 2009)
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2009
Securities Purchase Agreement between Cardium Therapeutics, Inc. and Purchasers (October 15, 2009)
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2009
First Amendment to Placement Agent Letter Agreement between Cardium Therapeutics, Inc. and Dawson James Securities, Inc.
Financing Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2009
Common Stock Purchase Warrant Agreement between Cardium Therapeutics, Inc. and Holder (2009)
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2009
Securities Purchase Agreement between Cardium Therapeutics, Inc. and Purchasers (September 14, 2009)
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2009
Placement Agent Engagement Agreement between Cardium Therapeutics, Inc. and Dawson James Securities, Inc. (September 10, 2009)
Equity Distribution Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2009
Note Amendment and Release of Collateral Agreement between Cardium Therapeutics, Inc. and Note Holders (July 20, 2009)
Note Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2009
Note Amendment Agreement between Cardium Therapeutics, Inc. and Note Holders (July 20, 2009)
Note Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2009
Cardium Letter Amendment to Note Holders Regarding Early Repayment and Term Extension Options Related to Philips-InnerCool Transaction
Modification Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2009
Asset Purchase Agreement among Innercool Therapies, Inc., Cardium Therapeutics, Inc., and Philips Electronics North America Corporation
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
DE
2009
Amendment to Promissory Notes between Cardium Therapeutics, Inc. and Note Holders (July 10, 2009)
Modification Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2009
Amendment to Promissory Notes between Cardium Therapeutics, Inc. and Note Holders
Modification Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2009
Amendment to Promissory Notes between Cardium Therapeutics, Inc. and Note Holders
Modification Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2009
Cardium Therapeutics, Inc. Form of Promissory Note (June 11, 2009)
Note Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2009
Common Stock Purchase Warrant Agreement between Cardium Therapeutics, Inc. and Holder
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2009
Promissory Note and Warrant Purchase Agreement between Cardium Therapeutics, Inc. and Lenders
Note Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2009
Placement Agency Agreement between Cardium Therapeutics, Inc. and Empire Asset Management Company (June 5, 2009)
Agency Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2009
Senior Subordinated Secured Promissory Note between Cardium Therapeutics, Inc., Innercool Therapies, Inc., Tissue Repair Company, and Holder
Note Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2009
Common Stock Purchase Warrant Agreement between Cardium Therapeutics, Inc. and Holder
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2009
Note and Warrant Purchase Agreement among InnerCool Therapies, Inc., Tissue Repair Company, Cardium Therapeutics, Inc., and Investors
Note Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2009
Security Agreement among InnerCool Therapies, Tissue Repair Company, Cardium Therapeutics, and Collateral Agent for Investors
Security Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2009
Placement Agency Agreement between Cardium Therapeutics, Inc. and Empire Asset Management Company (February 27, 2009)
Gene Biotherapeutics, Inc.
Biotechnology
NY
2009
Convertible Promissory Note between Cardium Therapeutics, Inc. and TRC Royalty Co. dated February 23, 2009
Note Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2009
Security Agreement among InnerCool Therapies, Inc., Tissue Repair Company, Cardium Therapeutics, Inc., and Collateral Agent for Investors
Security Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2008
Placement Agency Agreement between Cardium Therapeutics, Inc., Subsidiaries, and Empire Asset Management Company (October 24, 2008)
Underwriting Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2008
Common Stock Purchase Warrant Agreement between Cardium Therapeutics, Inc. and Holder (July 18, 2008)
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2008
Placement Agent Warrant Agreement between Cardium Therapeutics, Inc. and Holder (July 18, 2008)
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2008
Placement Agent Agreement between Cardium Therapeutics, Inc. and Empire Asset Management Company (July 17, 2008)
Underwriting Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2008
Placement Agent Agreement between Cardium Therapeutics, Inc. and Empire Asset Management Company (June 20, 2008)
Gene Biotherapeutics, Inc.
Biotechnology
NY
2008
Amendment to Placement Agent Agreement between Cardium Therapeutics, Inc. and Empire Asset Management Company
Modification Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2008
First Amendment to Lease Agreement between Kilroy Realty, L.P. and Cardium Therapeutics, Inc.
Lease Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2008
Placement Agent Agreement between Cardium Therapeutics, Inc. and Empire Asset Management Company (January 30, 2008)
Underwriting Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2008
Loan and Security Agreement among Life Sciences Capital, LLC and Cardium Therapeutics, Inc. and Subsidiaries (November 12, 2007)
Loan Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2007
Office Lease Agreement between Paseo Del Mar CA, LLC and Cardium Therapeutics, Inc.
Lease Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2007
First Amendment to Lease Agreement between Kilroy Realty, L.P. and Cardium Therapeutics, Inc.
Lease Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2007
First Amendment to Employment Agreement between Cardium Therapeutics, Inc. and Tyler M. Dylan
Employment Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2007
Placement Agency Agreement between Cardium Therapeutics, Inc. and National Securities Corporation (July 1, 2005)
Underwriting Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2005
Transfer, Consent to Transfer, Amendment and Assumption of License Agreement among Yale University, Schering AG, and Cardium Therapeutics, Inc.
License Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2005
Technology Transfer Agreement among Schering AG, Berlex Inc., Collateral Therapeutics, Inc., and Cardium Therapeutics, Inc.
License Agreements
Gene Biotherapeutics, Inc.
Biotechnology
DE
2005
Amendment to Exclusive License Agreement for Angiogenesis Gene Therapy between The Regents of the University of California and Cardium Therapeutics, Inc.
License Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2005
Amendment to License Agreement between New York University and Cardium Therapeutics, Inc. regarding FGF-4 Technology
License Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2005
Second Amendment to Exclusive License Agreement Between Yale University and Cardium Therapeutics, Inc.
License Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2005
Aries Ventures Inc. 2005 Equity Incentive Plan
Bonus & Incentive Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2005
Employment Agreement between Aries Ventures Inc. and Christopher Reinhard
Employment Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2005
Employment Agreement between Aries Ventures Inc. and Tyler M. Dylan
Employment Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2005
Placement Agency Agreement between Cardium Therapeutics, Inc. and Ladenburg Thalmann & Co. Inc. (April 4, 2013)
Agency Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2013
Cardium Therapeutics, Inc. Change in Control Severance Plan and Summary Plan Description
Change of Control Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2010
Change in Control Severance Agreement between Cardium Therapeutics, Inc. and Executive
Change of Control Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2010
Change in Control Severance Agreement between Cardium Therapeutics, Inc. and Executive
Change of Control Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2010
Senior Secured Promissory Note by Cardium Therapeutics, Innercool Therapies, and Tissue Repair Company
Note Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2008
Common Stock Purchase Warrant Agreement between Cardium Therapeutics, Inc. and Holder (November 5, 2008)
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2008
Note and Warrant Purchase Agreement among InnerCool Therapies, Tissue Repair Company, Cardium Therapeutics, and Investors
Note Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2008
Securities Purchase Agreement between Cardium Therapeutics, Inc. and Purchasers (July 18, 2008)
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2008
Escrow Deposit Agreement among Cardium Therapeutics, Inc., Empire Asset Management Company, and Signature Bank (July 2, 2008)
Escrow Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2008
Common Stock Purchase Warrant Agreement between Cardium Therapeutics, Inc. and Investor (June 2008)
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2008
Placement Agent Warrant Agreement between Cardium Therapeutics, Inc. and Holder (June 2008)
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2008
Securities Purchase Agreement between Cardium Therapeutics, Inc. and Purchasers (June 27, 2008)
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2008
Common Stock Purchase Warrant Agreement between Cardium Therapeutics, Inc. and Holder (January 2008)
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2008
Securities Purchase Agreement between Cardium Therapeutics, Inc. and Purchasers (January 30, 2008)
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2008
Secured Promissory Note between Innercool Therapies, Tissue Repair Company, Cardium Therapeutics, and Life Sciences Capital LLC
Note Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2007
Warrant Agreement between Cardium Therapeutics, Inc. and Life Sciences Capital LLC for Purchase of Common Stock
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
DE
2007
First Amendment to Employment Agreement between Cardium Therapeutics, Inc. and Christopher Reinhard
Employment Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2007
Cardium Therapeutics, Inc. Common Stock Purchase Warrant Agreement (2007)
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2007
Securities Purchase Agreement between Cardium Therapeutics, Inc. and Purchasers
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
DE
2007
Lock-Up Agreement between Cardium Therapeutics, Inc. Shareholder and Oppenheimer & Co., Inc.
Waiver Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2007
Placement Agent Agreement between Cardium Therapeutics, Inc. and Oppenheimer & Co. Inc.
Financing Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2007
Asset Purchase Agreement among Cardium Therapeutics, Cardium Biologics, and Tissue Repair Company (August 11, 2006)
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2006
Cardium Therapeutics, Inc. Common Stock Purchase Warrant Agreement for Employees and Consultants
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
DE
2006
Asset Purchase Agreement among Cardium Therapeutics, Inc., Innercool Therapies, Inc. (Delaware), and Innercool Therapies, Inc. (California) dated March 8, 2006
Purchase Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2006
Agreement of Merger and Plan of Reorganization among Aries Ventures Inc., Aries Acquisition Corporation, and Cardium Therapeutics, Inc.
Plan of Reorganization Agreements
Gene Biotherapeutics, Inc.
Biotechnology
CA
2005
Certificate of Merger between Cardium Therapeutics, Inc. and Aries Acquisition Corporation
Plan of Reorganization Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2005
Common Stock Purchase Warrant Agreement between Aries Ventures, Inc. and National Securities Corporation (October 20, 2005)
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2005
Aries Ventures Inc. Common Stock Purchase Warrant Agreement (October 2005)
Warrant Agreements
Gene Biotherapeutics, Inc.
Biotechnology
NY
2005
Lock-Up Agreement between Cardium Therapeutics, Inc. and National Securities Corporation (October 2005)
Waiver Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2005
Transfer, Consent to Transfer, Amendment and Assumption of License Agreement among New York University, Collateral Therapeutics, Inc., and Cardium Therapeutics, Inc.
Assignment Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2005
Transfer, Consent to Transfer, Amendment and Assumption of License Agreement among University of California, Collateral Therapeutics, Inc., and Cardium Therapeutics, Inc.
Assignment Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2005
Transfer, Consent to Transfer, Amendment and Assumption of License Agreement among University of California, Collateral Therapeutics, Inc., and Cardium Therapeutics, Inc.
Assignment Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2005
Order Authorizing Non-Material Modification of Casmyn Corp.'s Second Amended Chapter 11 Plan of Reorganization
Modification Agreements
Gene Biotherapeutics, Inc.
Biotechnology
2000