EX-101 INSTANCE DOCUMENT

EX-10.1 2 a57157exv10w1.htm EX-10.1 exv10w1
Exhibit 10.1
***Text Omitted and Filed Separately
with the Securities and Exchange Commission.
Confidential Treatment Requested
Under 17 C.F.R. Sections 200.80(b)(4)
and 240.24b-2.
Second Amendment
to the
Collaboration Agreement Dated June 11, 1998
     This Second Amendment to the Collaboration Agreement is made and entered into as of July 1, 2009 (the “Effective Date”), by and between Siemens Healthcare Diagnostics Inc. (“Siemens”), a California corporation and the successor-in-interest to Bayer HealthCare LLC (“Bayer”), which was successor-in-interest to Chiron Diagnostics Corporation (“CDC”), and having a principle place of business at 1717 Deerfield Road, Deerfield, Illinois, and Gen-Probe Incorporated (“Gen-Probe”), a Delaware corporation whose principal place of business is 10210 Genetic Center Drive, San Diego, California. Each of Siemens and Gen-Probe are sometimes referred to herein, individually, as a “Party” and, together, as the “Parties.”
     WHEREAS, Gen-Probe and Siemens (as successor-in-interest to CDC and Bayer) are parties to a Collaboration Agreement, dated June 11, 1998 and a Supplemental Agreement to the Collaboration Agreement, dated April 2, 2001 (collectively, the “Collaboration Agreement”);
     WHEREAS, on August 1,2006, Siemens, successor-in-interest to Bayer, and Gen-Probe entered into a Sublicense Agreement covering certain TMA Qualitative Assays (“TMA Sublicense Agreement”);
     WHEREAS, on August 1, 2006, Siemens, successor-in-interest to Bayer, and Gen-Probe entered into a Settlement Agreement to settle and resolve certain claims against each other (the “Settlement Agreement”);
     WHEREAS, pursuant to Section 2.3 of the TMA Sublicense Agreement, Gen-Probe hereby exercises the Option to extend the License period granted in Sections 2.1 and/or 2.2 of the TMA Sublicense Agreement;
     WHEREAS, Siemens desires to extend the term of the Collaboration Agreement until December 31, 2015;

-1-


 

     WHEREAS, Gen-Probe desires to adjust the price of certain Products;
     NOW, THEREFORE, in exchange for the mutual promises and covenants contained herein and other good and valuable consideration the receipt and sufficiency of which is hereby acknowledged, and intending to be legally bound, the Parties agree as follows:
ARTICLE 1 — PRODUCTS AND PRICES
     1.1 Attached hereto as Schedule 1 is a partial list of Products (as defined in the Collaboration Agreement). The Parties hereby agree that, effective October 1, 2010, the Transfer Price (as defined in the Collaboration Agreement) for orders placed for the Products listed in Schedule I is as shown in Schedule 1. For the avoidance of doubt, the Transfer Price for Products not listed in Schedule 1 is as set out in the Collaboration Agreement, subject to adjustment as set out in the Collaboration Agreement. The Parties hereby agree that, effective January 1, 2013, the Transfer Price (as defined in the Collaboration Agreement) for the Products listed in Schedule 1 may be adjusted to be equal to Gen-Probe’s Manufacturing Cost plus [...***... ]%.
ARTICLE 2 — Extension of the Term of the Collaboration Agreement
     2.1 The Parties agree that the term of the Collaboration Agreement, to the extent that such Collaboration Agreement concerns Clinical Diagnostic Products and the Clinical Diagnostic Field (each as defined in the Collaboration Agreement) and to the extent the Collaboration Agreement remains in effect following entry of the Stipulated Final Award, shall be extended and shall terminate as of December 31, 2015, absent any subsequent event that may result in extension of the term or earlier termination. For the avoidance of doubt, this Article 2 supersedes the expiration date of October 1, 2010 set out in Section 6.4 of the Settlement Agreement.
ARTICLE 3 — Option Exercise
     3.1 Siemens hereby acknowledges Gen-Probe’s exercise of the option granted by Section 2.3 of the TMA Sublicense Agreement to extend the License granted in Sections 2.1 and 2.2 of the TMA Sublicense Agreement to the expiration date of the last to expire patent in the Licensed Patent
***Confidential Treatment Requested

-2-


 

Rights.
     3.2 In consideration of Gen-Probe’s execution of this Second Amendment, Siemens waives the requirement of Section 2.3 of the TMA Sublicense Agreement that Gen-Probe pay a one-time initial license fee of One Million Dollars ($1,000,000.00) in connection with the option exercise.
ARTICLE 4 — Miscellaneous
     4.1 Except as expressly amended by this Second Amendment to the Collaboration Agreement, the Collaboration Agreement and Settlement Agreement remains in full force and effect.
     IN WITNESS WHEREOF, the Parties have duly signed and have made delivery to the other.
                     
SIEMENS HEALTHCARE
   DIAGNOSTICS INC.
      GEN-PROBE INCORPORATED    
 
                   
By:
  /s/ David Okrongly
 
      By:   /s/ Carl W. Hull
 
   
Name: David Okrongly       Name: Carl W. Hull    
Title: SVP, Molecular Diagnostics       Title: President & CEO    
Date: 10 August 2009       Date: 10 August 2009    
 
                   
By:
  /s/ Fernando Beils
 
               
Name: Fernando Beils                
Title: Vice President, Finance                
POC & Molecular                

-3-


 

Schedule 1
                 
Customer           Current   New
Name   Material #   Material Description   Price   Price
SIEMENS HEALTHCARE DIAG., INC
  301061E-01   KIT, VERSANT, HCV QL, FROZEN   [...***... ]   [...***... ]
 
  301061-01            
 
               
 
  301062E-01   KIT, VERSANT, HCV QL, 2 TO 8 (TCR)   [...***... ]   [...***... ]
 
  301062-01            
 
               
 
  301063E-01   KIT, VERSANT HCV QL, 15 TO 30C (Ambient Kit)   [...***... ]   [...***... ]
 
  301063-01            
 
      Subtotal, 100 tests   [...***... ]   [...***... ]
 
  301064E-01   KIT, VERSANT HCV QL, DETEC RGT
(500 tests)
  [...***... ]   [...***... ]
 
  301064-01            
 
               
 
      Total, 500 tests   [...***... ]   [...***... ]
 
               
 
  PLR0353   PROBE RGT,QUANT HCV,NON-BB,ASR   [...***... ]   [...***... ]
 
  PLR0352   SOLN,PSEUDO-TARGET,QUANT HCV   [...***... ]   [...***... ]
 
               
 
  104982E-01   BAYER LHC+   [...***... ]   [...***... ]
 
  104991   Bayer Target Capture System (TCS)   [...***... ]   [...***... ]
 
  901780   Operator’s Manual: Target Capture System   [...***... ]   [...***... ]
 
  901779   System Admin Manual: HC+ TMA DRS,
IVD
  [...***... ]   [...***... ]
 
  901778   Operator’s Manual: LEADER HC+ System   [...***... ]   [...***... ]
 
  901292   TMA Data Reduction Software, IVD   [...***... ]   [...***... ]
 
  105001-01   TMA Worklist Editor, IVD   [...***... ]   [...***... ]
 
  901291   HCV QL (Protocols-Bayer), IVD   [...***... ]   [...***... ]
 
  102113   Eppendorf Repeat Pipettor   [...***... ]   [...***... ]
 
  102160   Vortexer   [...***... ]   [...***... ]
 
  901391   LHC Computer Control Unit   [...***... ]   [...***... ]
 
  104579   TCS Ten Tube Unit (TTU) Rack   [...***... ]   [...***... ]
 
  104586   TCS Water Baths   [...***... ]   [...***... ]
 
  104591   Printer   [...***... ]   [...***... ]
 
  104592   Printer Cable   [...***... ]   [...***... ]
 
  104624   LHC UPS/Power Conditioner   [...***... ]   [...***... ]
***Confidential Treatment Requested

-4-


 

                 
 
  104627   Water Bath Spacer   [...***... ]   [...***... ]
 
  104688   Vacuum Pump (High Flow - Rev. B)   [...***... ]   [...***... ]
 
  301078-01   Syscheck- 15x3ml   [...***... ]   [...***... ]
 
  102085   Sealing Cards   [...***... ]   [...***... ]
 
  TU0040   Ten Tube Unit (TTUS)   [...***... ]   [...***... ]
 
  104578   Ten Tip Cassettes (TTC)   [...***... ]   [...***... ]
 
  105107   Bar Code Scanner (trigger)   [...***... ]   [...***... ]
***Confidential Treatment Requested

-5-