COMMON STOCK

EX-4.1 2 dex41.htm SPECIMEN COMMON STOCK CERTIFICATE OF THE REGISTRANT Specimen Common Stock certificate of the Registrant

EXHIBIT 4.1

 

 

COMMON STOCK

        

COMMON STOCK

 

    

    FoxHollow Technologies, Inc.

  

CUSIP 35138E 10 0

 

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

  

 

SEE REVERSE FOR CERTAIN DEFINITIONS

 

THIS CERTIFIES THAT

 

is the record holder of

 

FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, $0.001 PAR VALUE PER SHARE, OF

 

FoxHollow Technologies, Inc.

 

transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this Certificate properly endorsed. This Certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar.

 

WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

 

DATED:

 

CHIEF FINANCIAL OFFICER

        

PRESIDENT AND CHIEF EXECUTIVE OFFICER

 

COUNTERSIGNED AND REGISTERED:

 

MELLON INVESTOR SERVICES LLC

TRANSFER AGENT AND REGISTRAR

 

BY

AUTHORIZED SIGNATURE

FoxHollow Technologies, Inc.

 

THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH STOCKHOLDER WHO SO REQUESTS THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OR SERIES THEREOF AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND/OR RIGHTS. SUCH REQUEST MUST BE MADE TO THE CORPORATION’S SECRETARY AT THE PRINCIPAL EXECUTIVE OFFICE OF THE CORPORATION.

 

Keep this Certificate in a safe place. If it is lost, stolen or destroyed, the Corporation will require a bond of indemnity as a condition to the issuance of a replacement certificate.

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM  –   as tenants in common    UNIF GIFT MIN ACT–                                                     Custodian                         
TEN ENT   –   as tenants by the entireties                    (Cust)                                                 (Minor)
JT TEN       –  

as joint tenants with right

of survivorship and not as

tenants in common

        under Uniform Gifts to Minors
        

 

Act                                                                                       

             (State)
        

 

UNIF TRF MIN ACT–

                                                 Custodian (until age          )
                         (Cust)
            

 

                                                  under Uniform Transfers

                         (Minor)
            

 

to Minors Act                                                                      

             (State)

 

Additional abbreviations may also be used though not in the above list.

 

For Value received,                                                                                                                        hereby sell, assign and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE

 

 

 
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
 
 

 

Shares of the Common Stock represented by the within Certificate, and do(es) hereby irrevocably constitute and appoint

 

 

Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

 

 

Dated

           
            
        

 

 

NOTICE:

  

 

THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

 

SIGNATURES GUARANTEED:

 

By

  

 

    THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.