First Western Financial Inc (16)

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Contracts

Form of 3.25% Fixed-to-Floating Rate Subordinated Note due 2031 (attached as exhibit A to Exhibit 10.1 hereto) (Filed With SEC on September 1, 2021)
Agreement and Plan of Merger dated July 22, 2021 (Filed With SEC on July 22, 2021)
Description of Registrants Securities (Filed With SEC on March 12, 2021)
Employment Agreement, dated April 8, 2020, by and between First Western Financial, Inc. and John Sawyer (Filed With SEC on April 10, 2020)
Form of Subordinated Note Purchase Agreement, dated November 25, 2020, by and among First Western Financial, Inc. and the several purchasers named therein (Filed With SEC on November 25, 2020)
Business Loan Agreement, dated June 30, 2020 and signed October 28, 2020, by and between First Western Financial, Inc., and BMO Harris Bank N.A (Filed With SEC on November 3, 2020)
Promissory Note, dated June 30, 2020 and signed October 28, 2020, by and between First Western Financial, Inc., and BMO Harris Bank N.A (Filed With SEC on November 3, 2020)
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing... (Filed With SEC on July 21, 2020)
Form of Subordinated Note Purchase Agreement, dated March 17, 2020, by and among First Western Financial, Inc. and several purchasers named therein (Filed With SEC on March 17, 2020)
Description of Registrants Securities (Filed With SEC on March 12, 2020)
Amendment to Employment Agreement dated January 30, 2020 by and between First Western Financial, Inc. and Scott Wylie (Filed With SEC on January 30, 2020)
Second Amendment to Employment Agreement dated January 30, 2020 by and between First Western Financial, Inc. and Julie Courkamp (Filed With SEC on January 30, 2020)
Tenth Amendment to Business Loan Agreement, dated June 30, 2019, by and between First Western Financial, Inc., and BMO Harris Bank N.A (Filed With SEC on July 30, 2019)
Third Amended and Restated Promissory Note, dated June 30, 2019, by and between First Western Financial, Inc., and BMO Harris Bank N.A (Filed With SEC on July 30, 2019)
Amended Employment Agreement dated May 2, 2019, by and between First Western Financial, Inc. and Julie Courkamp (Filed With SEC on May 8, 2019)
Ninth Amendment to Business Loan Agreement, dated March 18, 2019, by and between First Western Financial, Inc., and BMO Harris Bank N.A (Filed With SEC on March 22, 2019)