FINANCIAL INSTITUTIONS INC Contracts & Agreements

112 Contracts & Agreements
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Filed
Underwriting Agreement, dated December 11, 2024, by and between Financial Institutions, Inc., and Keefe, Bruyette & Woods, Inc., as representative of the several underwriters...
Underwriting Agreements
FINANCIAL INSTITUTIONS INC
2024
Financial Institutions, Inc. Executive Incentive Plan, effective January 1, 2024
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2024
Financial Institutions, Inc. Management Incentive Plan, effective January 1, 2024
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2024
Form of Restricted Stock Unit Award Agreement Pursuant to the Financial Institutions, Inc. Amended and Restated 2015 Long-Term Incentive Plan
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2024
Form of Performance Stock Unit Award Agreement Pursuant to the Financial Institutions, Inc. Amended and Restated 2015 Long-Term Incentive Plan
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2024
Asset Purchase Agreement dated April 1, 2024, among NFP Property & Casualty Services, Inc., SDN Insurance Agency, LLC and Financial Institutions, Inc
Purchase Agreements
FINANCIAL INSTITUTIONS INC
2024
Severance Agreement and Release of All Claims, by and between Financial Institutions, Inc. and Justin K. Bigham
Severance Agreements
FINANCIAL INSTITUTIONS INC
2024
Form of Director Annual Restricted Stock Award Agreement Pursuant to the Financial Institutions, Inc. 2015 Long-Term Incentive Plan
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2022
Form of Restricted Stock Unit Award Agreement Pursuant to the Financial Institutions, Inc. 2015 Long-Term Incentive Plan
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2022
Form of Restricted Stock Unit Award Agreement Pursuant to the Financial Institutions, Inc. Amended and Restated 2015 Long-Term Incentive Plan
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2022
Financial Institutions, Inc. Executive Incentive Plan, effective as of January 1, 2021
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2022
Financial Institutions, Inc. Amended and Restated 2015 Long-Term Incentive Plan
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2021
Separation and Settlement Agreement and Release between Financial Institutions, Inc. and Joseph L. Dugan dated February 12, 2021
Separation Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2021
Form of Performance Stock Unit Award Agreement pursuant to the Financial Institutions, Inc. 2015
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2021
Form of Executive Agreement
FINANCIAL INSTITUTIONS INC
Banks
NY
2021
Subordinated Note Purchase Agreement, dated as of October 7, 2020, by and among Financial Institutions, Inc. and the Purchasers
Note Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2020
Registration Rights Agreement, dated as of October 7, 2020, by and among Financial Institutions, Inc. and the Purchasers
Registration Rights Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2020
Subordinated Indenture, dated as of October 7, 2020, between Financial Institutions, Inc. and Wilmington Trust, National Association, as Trustee
Indenture Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2020
Form of Subordinated Note Purchase Agreement, dated as of October 7, 2020, by and among Financial Institutions, Inc. and the Purchasers
Note Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2020
Form of Registration Rights Agreement, dated as of October 7, 2020, by and among Financial Institutions, Inc. and the Purchasers
Registration Rights Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2020
Severance and Settlement Agreement and Release with William L. Kreienberg
Severance Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2020
Description of the Companys Securities
FINANCIAL INSTITUTIONS INC
2020
Severance and Settlement Agreement and Release with Michael D. Burneal
Severance Agreements
FINANCIAL INSTITUTIONS INC
2019
Supplemental Executive Retirement Agreement between Financial Institutions, Inc. and Kevin B. Klotzbach dated June 26, 2018
Retirement Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2018
$40,000,000 FINANCIALINSTITUTIONS, INC. Common Stock, $0.01 Par Value Per Share Sales Agency Agreement
Stock Agreements
FINANCIAL INSTITUTIONS INC
2017
AMENDED AND RESTATED EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
2017
AMENDED AND RESTATED EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
2017
EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
Banks
NY
2017
EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
2017
EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
2017
INDEMNIFICATION AGREEMENT
Indemnification Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2016
RESTRICTED STOCK UNIT AWARD AGREEMENT Pursuant to the FINANCIAL INSTITUTIONS, INC. 2015 LONG-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2016
PERFORMANCE STOCK UNIT AWARD AGREEMENT Pursuant to the FINANCIAL INSTITUTIONS, INC. 2015 LONG-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2016
CONSULTING AGREEMENT
Consulting Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2016
FINANCIAL INSTITUTIONS, INC. 2015 LONG-TERM INCENTIVE PLAN Approved by the MD&C Committee: January 14, 2015 Approved by the Board for Directors: January 28, 2015 Approved by...
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2015
DIRECTOR ANNUAL RESTRICTED STOCK AWARD AGREEMENT Pursuant to the FINANCIAL INSTITUTIONS, INC. 2015 LONG-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2015
DIRECTOR IN LIEU OF CASH FEES STOCK AWARD AGREEMENT Pursuant to the FINANCIAL INSTITUTIONS, INC. 2015 LONG-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2015
RESTRICTED STOCK AWARD AGREEMENT Pursuant to the FINANCIAL INSTITUTIONS, INC. 2015 LONG-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2015
[YEAR] PERFORMANCE STOCK AWARD AGREEMENT Pursuant to the FINANCIAL INSTITUTIONS, INC. 2015 LONG-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2015
RESTRICTED STOCK UNIT AWARD AGREEMENT Pursuant to the FINANCIAL INSTITUTIONS, INC. 2015 LONG-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2015
[YEAR] PERFORMANCE STOCK UNIT AWARD AGREEMENT Pursuant to the FINANCIAL INSTITUTIONS, INC. 2015 LONG-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2015
FINANCIAL INSTITUTIONS, INC. Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION Trustee INDENTURE Dated as of April 15, 2015 SUBORDINATED DEBT SECURITIES FINANCIAL INSTITUTIONS,...
Indenture Agreements
FINANCIAL INSTITUTIONS INC
2015
FINANCIAL INSTITUTIONS, INC. as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of April 15, 2015 to SUBORDINATED DEBT INDENTURE...
Indenture Agreements
FINANCIAL INSTITUTIONS INC
Banks
2015
FINANCIAL INSTITUTIONS, INC. $40,000,000 6.00% Fixed to Floating Rate Subordinated Notes due April 15, 2030 UNDERWRITING AGREEMENT
Underwriting Agreements
FINANCIAL INSTITUTIONS INC
2015
SEPARATION AGREEMENT AND RELEASE OF ALL CLAIMS
Separation Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2014
SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT
Retirement Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2014
SEPARATION AGREEMENT AND RELEASE OF ALL CLAIMS
Separation Agreements
FINANCIAL INSTITUTIONS INC
2013
AMENDED AND RESTATED EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
Banks
NY
2013
EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
2013
EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
Banks
NY
2013
FINANCIAL INSTITUTIONS, INC. 2009 MANAGEMENT STOCK INCENTIVE PLAN 2013 PERFORMANCE PROGRAM MASTER AGREEMENT
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2013
RESTRICTED STOCK AWARD AGREEMENT Pursuant to the FINANCIAL INSTITUTIONS, INC. 2009 DIRECTORS STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2013
FINANCIAL INSTITUTIONS, INC. 2009 MANAGEMENT STOCK INCENTIVE PLAN 2013 PERFORMANCE PROGRAM MASTER AGREEMENT
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2013
FINANCIAL INSTITUTIONS, INC. 2009 MANAGEMENT STOCK INCENTIVE PLAN 2013 PERFORMANCE PROGRAM AWARD CERTIFICATE
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
Banks
2013
AMENDMENT NO. 1 TO ASSIGNMENT, PURCHASE AND ASSUMPTION AGREEMENT
Purchase Agreements
FINANCIAL INSTITUTIONS INC
2012
SEPARATION AGREEMENT AND RELEASE OF ALL CLAIMS
Separation Agreements
FINANCIAL INSTITUTIONS INC
2012
EXHIBIT A SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT
Retirement Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2012
AMENDED AND RESTATED EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
Banks
NY
2012
AMENDED AND RESTATED EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
2012
EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
Banks
NY
2012
EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
2012
EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
2012
Dated: June 28, 2012 /s/ George D. Hagi State of New York) County of ) SS: George D. Hagi
FINANCIAL INSTITUTIONS INC
2012
AMENDMENT NO. 1 TO PURCHASE AND ASSUMPTION AGREEMENT
Purchase Agreements
FINANCIAL INSTITUTIONS INC
2012
RESTRICTED STOCK AWARD AGREEMENT Pursuant to the FINANCIAL INSTITUTIONS, INC. 2009 MANAGEMENT STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2012
FINANCIAL INSTITUTIONS, INC. 2009 MANAGEMENT STOCK INCENTIVE PLAN 2012 PERFORMANCE PROGRAM MASTER AGREEMENT
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2012
FINANCIAL INSTITUTIONS, INC. 2009 MANAGEMENT STOCK INCENTIVE PLAN 2012 PERFORMANCE PROGRAM AWARD CERTIFICATE
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
Banks
2012
ASSIGNMENT, PURCHASE AND ASSUMPTION AGREEMENT by and between FIRST NIAGARA BANK, NATIONAL ASSOCIATION and FIVE STAR BANK JANUARY 19, 2012 TABLE OF CONTENTS
Purchase Agreements
FINANCIAL INSTITUTIONS INC
2012
PURCHASE AND ASSUMPTION AGREEMENT by and among FIRST NIAGARA BANK, NATIONAL ASSOCIATION and FIVE STAR BANK JANUARY 19, 2012 TABLE OF CONTENTS
Purchase Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2012
FINANCIAL INSTITUTIONS, INC. (a New York corporation) 2,446,500 Shares of Common Stock (Par Value $0.01 Per Share) UNDERWRITING AGREEMENT
Underwriting Agreements
FINANCIAL INSTITUTIONS INC
Banks
PA
2011
Financial Institutions, Inc. Stock Ownership Requirements Amended October 27, 2010
Stock Agreements
FINANCIAL INSTITUTIONS INC
Banks
2010
AMENDMENT TO VOLUNTARY RETIREMENT AGREEMENT
Retirement Agreements
FINANCIAL INSTITUTIONS INC
2010
RESTRICTED STOCK AWARD AGREEMENT Pursuant to the FINANCIAL INSTITUTIONS, INC. 2009 MANAGEMENT STOCK INCENTIVE PLAN Name of Employee:Date of Grant:Number of Shares:Value of each...
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2010
RESTRICTED STOCK AWARD AGREEMENT Pursuant to the FINANCIAL INSTITUTIONS, INC. 2009 MANAGEMENT STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2010
RESTRICTED STOCK AWARD AGREEMENT Pursuant to the FINANCIAL INSTITUTIONS, INC. 2009 MANAGEMENT STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2010
Dollars in thousands, except share and per share data
Share Agreements
FINANCIAL INSTITUTIONS INC
2009
Dollars in thousands, except share and per share data
Share Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2009
AMENDMENT TO VOLUNTARY RETIREMENT AGREEMENT
Retirement Agreements
FINANCIAL INSTITUTIONS INC
Banks
2009
statements with respect to the beliefs, plans, objectives, goals, guidelines, expectations, anticipations, and future financial condition, results of operations and performance of...
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
Banks
2009
NUMBER CPP-1 7,503 SHARES Incorporated under the laws of the State of New York 50,000,000 Shares $0.01 Par Value FINANCIAL INSTITUTIONS, INC. 210,000 Shares $100.00 Par...
Stock Agreements
FINANCIAL INSTITUTIONS INC
Banks
2008
WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
FINANCIAL INSTITUTIONS INC
2008
UNITED STATES DEPARTMENT OF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW WASHINGTON, D.C. 20220
FINANCIAL INSTITUTIONS INC
2008
WAIVER
Waiver Agreements
FINANCIAL INSTITUTIONS INC
Banks
2008
VOLUNTARY RETIREMENT AGREEMENT
Retirement Agreements
FINANCIAL INSTITUTIONS INC
2008
VOLUNTARY RETIREMENT AGREEMENT
Retirement Agreements
FINANCIAL INSTITUTIONS INC
2008
RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
FINANCIAL INSTITUTIONS INC
2008
Statements regarding our business plans, and prospects
FINANCIAL INSTITUTIONS INC
2007
Statements regarding our business plans, and prospects
FINANCIAL INSTITUTIONS INC
Banks
2007
AMENDMENT NUMBER ONE TO THE FINANCIAL INSTITUTIONS, INC. 1999 MANAGEMENT STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2006
NON-QUALIFIED STOCK OPTION AGREEMENT Pursuant To The FINANCIAL INSTITUTIONS, INC. MANAGEMENT STOCK INCENTIVE PLAN Name of Employee: _______________________________ Date of Grant:...
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2006
RESTRICTED STOCK AWARD AGREEMENT Pursuant to the FINANCIAL INSTITUTIONS, INC. 1999 MANAGEMENT STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2006
TRUST COMPANY AGREEMENT AND PLAN OF MERGER by and between The Canandaigua National Bank and Trust Company and Five Star Bank Dated as of March 25, 2006 1 TRUST COMPANY AGREEMENT...
Merger Agreements
FINANCIAL INSTITUTIONS INC
2006
Statements regarding our business plans, and prospects
FINANCIAL INSTITUTIONS INC
2006
Statements regarding our business plans, and prospects
FINANCIAL INSTITUTIONS INC
2006
Statements regarding our business plans, and prospects
FINANCIAL INSTITUTIONS INC
Banks
2006
EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
2006
EX-10.17 Second Amendment to Agreement Between FI and M&T
FINANCIAL INSTITUTIONS INC
2005
EX-10.18 Fourth Amendment to Agreement Between FI and M&T
FINANCIAL INSTITUTIONS INC
2005
EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
2005
EX-10.15 Keefe, Bruyette, and Woods Letter
FINANCIAL INSTITUTIONS INC
2005
EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
2005
EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
Banks
NY
2005
EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
Banks
NY
2005
EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
Banks
NY
2005
EXECUTIVE AGREEMENT
FINANCIAL INSTITUTIONS INC
2005
Peter G. Humphrey President & CEO John R. Tyler, Jr. Lead Director Financial Institutions, Inc. Peter G. Humphrey _6/8/05 John R. Tyler, Jr. 6/8/05 Signature/Date Signature/Date
FINANCIAL INSTITUTIONS INC
Banks
2005
SEPARATION AGREEMENT AND RELEASE
Separation Agreements
FINANCIAL INSTITUTIONS INC
Banks
2005
EX-10.3 Agreement with Investment Banker
Investment Agreements
FINANCIAL INSTITUTIONS INC
Banks
2005
EX-10.4 Stock Ownership Requirement
Stock Agreements
FINANCIAL INSTITUTIONS INC
Banks
2005
EX-10.5 Senior Management Incentive Compensation
Bonus & Incentive Agreements
FINANCIAL INSTITUTIONS INC
2005
EX-10.6 Separation Agreement - Brown 2005
Separation Agreements
FINANCIAL INSTITUTIONS INC
2005
EX-10.7 Employment Agreement - Brown 2001
Employment Agreements
FINANCIAL INSTITUTIONS INC
Banks
NY
2005