Case 1:03-cv-00211-TMR Document 95 Filed05/16/2005 Page 1 of 6
Case 1:03-cv-00211-TMR Document 95 Filed 05/16/2005 Page 1 of 6
Exhibit 10.2
UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION (DAYTON)
| DAVID SLONE, et al., | ) | Consolidated Case No. 1:03cv211 | ||
| ) | ||||
| Plaintiffs, | ) | Judge Thomas M. Rose | ||
| ) | ||||
| vs. | ) | |||
| ) | ||||
| FIFTH THIRD BANCORP, et al., | ) | |||
| ) | ||||
| Defendants | ) | |||
| ) |
AMENDMENT TO STIPULATION
This Amendment to the Stipulation is entered into between Lead Plaintiffs and Defendants through their respective counsel.
WHEREAS:
| a. | On March 29, 2005, the parties entered into a Stipulation and Agreement of Settlement (hereinafter the “Stipulation”), pursuant to which they agreed, subject to Court approval, to a settlement of the Settled Claims as set forth in that Stipulation. |
| b. | Capitalized terms not otherwise defined herein have the meanings defined in the Stipulation. |
| c. | On March 31, 2005, the Court preliminarily approved the settlement reflected in the Stipulation. |
| d. | The Lead Plaintiffs and Defendants desire to revise the Stipulation to clarify the points addressed herein. |
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Case 1:03-cv-00211-TMR Document 95 Filed 05/16/2005 Page 2 of 6
NOW THEREFORE, IT IS HEREBY STIPULATED AND AGREED subject to the approval of the Court pursuant to Rule 23(e) of the Federal Rules of Civil Procedure, as follows:
1. The definition of Settled Claims set forth in paragraph 1(t) of the Stipulation is amended by adding the following language to the end of that paragraph:
“Settled Claims” do not include claims, if any, against the Released Parties arising under the Employee Retirement Income Security Act of 1974, 29 U.S.C. § 1001, et seq. (“ERISA”), which claims are the subject of an action pending in the United States District Court, Southern District of Ohio, Western Division, denominated Shirk v. Fifth Third Bancorp, et al., Case No. 1:05CV049.
2. The parties have made corresponding changes in the Notice at the answer to question 12, page 12 and in the Order and Final Judgment at the end of paragraph 8, pages 5 and 6, attached hereto as Exhibits 1 and 2 respectively.
3. Except as explicitly and specifically revised herein, the terms of the Stipulation remain unchanged and in full force and effect.
DATED: May 10, 2005
| ANN LUGBILL | ||
| By: | /s/ Ann Lugbill | |
| Ann Lugbill (0023632) | ||
| 2406 Auburn Avenue | ||
| Cincinnati, Ohio 45219 | ||
| Telephone: (513) ###-###-#### | ||
| Facsimile: (513) ###-###-#### | ||
| Trial Attorney for Lead Counsel | ||
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Case 1:03-cv-00211-TMR Document 95 Filed 05/16/2005 Page 3 of 6
| MILBERG WEISS BERSHAD & SCHULMAN LLP | ||
| By: | /s/ David A.P. Brower | |
| Steven G. Schulman | ||
| David A.P. Brower | ||
| Karen Rogers | ||
| One Pennsylvania Plaza | ||
| New York, New York 10119-0165 | ||
| Telephone: (212) ###-###-#### | ||
| Facsimile: (212) ###-###-#### | ||
| Plaintiffs’ Lead Counsel | ||
| DeCARLO & CONNOR, P.C. | ||
| Daniel M. Shanley | ||
| 533 South Fremont Avenue | ||
| 9th Floor | ||
| Los Angeles, California 90071-1706 | ||
| Telephone: (213) ###-###-#### | ||
| CAULEY BOWMAN CARNEY & | ||
| WILLIAMS, LLP | ||
| J. Allen Carney | ||
| P.O. Box 25438 | ||
| Little Rock, Arkansas ###-###-#### | ||
| Telephone: (501) ###-###-#### | ||
| FARUQI & FARUQI, LLP | ||
| Nadeem Faruqi | ||
| 320 East 39th Street | ||
| New York, New York 10016 | ||
| Telephone: (212) ###-###-#### | ||
| LERACH COUGHLIN STOIA GELLER | ||
| RUDMAN & ROBBINS LLP | ||
| Darren Robbins | ||
| 401 B Street, Suite 1700 | ||
| San Diego, California 92101 | ||
| Telephone: (619) ###-###-#### | ||
| Plaintiffs’ Counsel | ||
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Case 1:03-cv-00211-TMR Document 95 Filed 05/16/2005 Page 4 of 6
| KEATING, MUETHING & KLEKAMP | ||
| PLL | ||
| By: | /s/ Patrick F. Fischer | |
| Patrick F. Fischer (0039671) | ||
| Rachael A. Rowe (0066823) | ||
| Jason M. Cohen (0076081) | ||
| 1400 Provident Tower | ||
| One East Fourth Street | ||
| Cincinnati, Ohio ###-###-#### | ||
| Telephone: (513) ###-###-#### | ||
| Facsimile: (513) ###-###-#### | ||
| Counsel for Defendant Fifth Third Bancorp | ||
| WAITE, SCHNEIDER, BAYLESS & | ||
| CHESLEY CO., L.P.A. | ||
| By: | /s/ Stanley M. Chesley, Jr. | |
| Stanley M. Chesley, Jr. | ||
| James R. Cummins | ||
| 1513 Fourth & Vine Tower | ||
| One West Fourth Street | ||
| Cincinnati, Ohio 45202 | ||
| Telephone: (513) ###-###-#### | ||
| Facsimile: (513) ###-###-#### | ||
| Of Counsel for Defendant Fifth Third | ||
| Bancorp | ||
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Case 1:03-cv-00211-TMR Document 95 Filed 05/16/2005 Page 5 of 6
| VORYS, SATER, SEYMOUR AND PEASE LLP | ||
| By: | /s/ Victor A. Walton, Jr. | |
| Glen V. Whitaker (0018169) | ||
| Victor A. Walton, Jr. (0055241) | ||
| Jeffrey A. Miller (0068815) | ||
| Michael J. Bronson (0074448) | ||
| Suite 2000, Atrium Two | ||
| 221 East Fourth Street | ||
| Cincinnati, Ohio ###-###-#### | ||
| Telephone: (513) ###-###-#### | ||
| Facsimile: (513) ###-###-#### | ||
| Counsel for Individual Defendants George A. Schaefer, Jr., Neal E. Arnold, and David J. DeBrunner | ||
| BIESER, GREER & LANDIS LLP | ||
| David C. Greer (0009090) | ||
| James H. Greer (0046555) | ||
| 400 National City Center | ||
| 6 North Main Street | ||
| Dayton, Ohio 45402 | ||
| Telephone: (937) ###-###-#### | ||
| Facsimile: (937) ###-###-#### | ||
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Case 1:03-cv-00211-TMR Document 95 Filed 05/16/2005 Page 6 of 6
| SIDLEY AUSTIN BROWN & WOOD LLP | ||
| By: | /s/ David A. Gordon | |
| William F. Lloyd | ||
| Jeffrey R. Tone | ||
| David A. Gordon | ||
| Bank One Plaza | ||
| 10 South Dearborn Street | ||
| Chicago, Illinois 60603 | ||
| Telephone: (312) ###-###-#### | ||
| Facsimile: (312) ###-###-#### | ||
| Counsel for Defendant Deloitte & Touche LLP | ||
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