Fifth Street Asset Management Inc. Contracts & Agreements

Plan of Liquidation of Fifth Street Asset Management Inc., dated December 11, 2017 (Filed With SEC on December 11, 2017)

Lease Termination Agreement, dated as of November 13, 2017, by and among 777 West Putnam Avenue LLC and FSC CT, LLC (Filed With SEC on November 14, 2017)

Pledge and Security Agreement, dated as of October 17, 2017, by and between Fifth Street Finance Corp. and Fifth Street Holdings L.P (Filed With SEC on October 17, 2017)

Pledge and Security Agreement, dated as of October 17, 2017, by and between Fifth Street Senior Floating Rate Corp. and Fifth Street Holdings L.P (Filed With SEC on October 17, 2017)

Cutback Agreement, dated as of September 26, 2017, among Fifth Street Asset Management Inc., Fifth Street Holdings L.P. (Holdings) and the limited partners of Holdings party... (Filed With SEC on October 2, 2017)

Asset Purchase Agreement by and among Fifth Street Management LLC, Oaktree Capital Management, L.P., Fifth Street Asset Management Inc. (solely for the purposes set forth herein)... (Filed With SEC on July 14, 2017)

VOTING AGREEMENT (Filed With SEC on July 14, 2017)

WAIVER AND TERMINATION OF TAXRECEIVABLES AGREEMENT (Filed With SEC on July 14, 2017)

NONCOMPETITION AND NONSOLICITATION AGREEMENT (Filed With SEC on July 14, 2017)

AMENDED AND RESTATED CREDIT AGREEMENT dated as of June 30, 2017 among FifthStreet Holdings L.P. The Guarantors Party Hereto The Lenders Party Hereto SumitomoMitsui Banking... (Filed With SEC on July 7, 2017)

PURCHASE AGREEMENT by and between NEWSTARFINANCIAL, INC. And FIFTH STREET HOLDINGS L.P. (Filed With SEC on July 7, 2017)

LIMITED GUARANTY AND CONTRIBUTION AGREEMENT (Filed With SEC on May 17, 2017)

NON-COMPETITION, NON-SOLICITATION AND NON-DISCLOSURE AGREEMENT (Filed With SEC on December 5, 2016)

777 West Putnam Avenue, 3rd Floor | Greenwich, CT 06830 | 203 ###-###-#### | 203 ###-###-#### (fax) | www.fifthstreetfinance.com (Filed With SEC on November 21, 2016)

AMENDMENT NO. 1 TO CREDIT AGREEMENT (Filed With SEC on March 18, 2016)

AMENDMENT NO. 1 TO PURCHASE AND SETTLEMENT AGREEMENT (Filed With SEC on February 24, 2016)

PURCHASEAND SETTLEMENT AGREEMENT (Filed With SEC on February 19, 2016)

WARRANT (Filed With SEC on February 19, 2016)

AGREEMENT (Filed With SEC on February 19, 2016)

THIRD AMENDED AND RESTATED INVESTMENTADVISORY AGREEMENT BETWEEN FIFTH STREET FINANCE CORP. AND FIFTH STREET MANAGEMENT LLC (Filed With SEC on January 20, 2016)

FORM OF INDEMNIFICATION AGREEMENT (Filed With SEC on December 16, 2015)

FIFTH STREET ASSET MANAGEMENTINC. AMENDED AND RESTATED DEFERREDBONUS AND RETENTION PLAN (Effective as of January 1,2015) (Filed With SEC on January 22, 2015)

AMENDED AND RESTATED LIMITED PARTNERSHIPAGREEMENT OF FIFTH STREET HOLDINGS L.P. Dated as of October 29, 2014 (Filed With SEC on November 4, 2014)

EXCHANGE AGREEMENT (Filed With SEC on November 4, 2014)

TAX RECEIVABLE AGREEMENT by andamong FifthStreet Asset Management Inc., FifthStreet Holdings L.P., LeonardM. Tannenbaum, BernardD. Berman, IvelinM. Dimitrov, Tannenbaum Family... (Filed With SEC on November 4, 2014)

REGISTRATION RIGHTS AGREEMENT OF FIFTH STREET ASSET MANAGEMENT INC. Adopted as of November 4, 2014 (Filed With SEC on November 4, 2014)

CREDIT AGREEMENT dated as of November 4, 2014 among FifthStreet Holdings L.P. The Guarantors Party Hereto The Lenders Party Hereto and SumitomoMitsui Banking Corporation as... (Filed With SEC on November 4, 2014)

FIFTH STREET ASSET MANAGEMENT INC. __________________________ 2014 OMNIBUS INCENTIVE PLAN __________________________ ARTICLEI PURPOSE (Filed With SEC on November 4, 2014)

AMENDMENT TO CONTRIBUTION AGREEMENT (Filed With SEC on October 28, 2014)

[·] Shares FIFTH STREET ASSET MANAGEMENT INC. Class A common stock, par value $0.01per share UNDERWRITING AGREEMENT (Filed With SEC on October 9, 2014)

FIFTH STREET DEFERRED BONUS AND RETENTIONPLAN (as Amended and Restated December2013) (Filed With SEC on September 25, 2014)

FIFTH STREET ASSET MANAGEMENT INC. (Filed With SEC on September 25, 2014)

AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT (Filed With SEC on September 25, 2014)

INVESTMENT MANAGEMENT AGREEMENT dated as of February 18, 2014 by and between FIFTH STREET SENIOR LOAN FUND I OPERATINGENTITY, LLC AND FIFTH STREET MANAGEMENT LLC (Filed With SEC on September 25, 2014)

INVESTMENT MANAGEMENT AGREEMENT dated as of July 31, 2014 by and between FIFTH STREET SENIOR LOAN FUND II OPERATINGENTITY, LLC AND FIFTH STREET MANAGEMENT LLC (Filed With SEC on September 25, 2014)

FORM OF NON-COMPETITION,NON-SOLICITATION AND NON-DISCLOSURE AGREEMENT [For Bernard D. Berman,Ivelin M. Dimitrov, Alexander C. Frank and Todd G. Owens] (Filed With SEC on September 25, 2014)

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE (Filed With SEC on September 22, 2014)

FORM OF AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF FIFTH STREET HOLDINGS L.P. Dated as of ________, 2014 (Filed With SEC on September 22, 2014)

CONTRIBUTION AGREEMENT (Filed With SEC on September 22, 2014)

FORM OF REGISTRATION RIGHTS AGREEMENT OF FIFTH STREET ASSET MANAGEMENT INC. Dated as of [_________], 2014 (Filed With SEC on September 22, 2014)

FORM OF EXCHANGE AGREEMENT (Filed With SEC on September 22, 2014)

FORM OF TAX RECEIVABLE AGREEMENT by andamong FifthStreet Asset Management Inc., FifthStreet Holdings L.P., LeonardM. Tannenbaum, BernardD. Berman and IvelinM. Dimitrov dated as of... (Filed With SEC on September 22, 2014)

SECOND AMENDED AND RESTATED INVESTMENTADVISORY AGREEMENT BETWEEN FIFTH STREET FINANCE CORP. AND FIFTH STREET MANAGEMENT LLC (Filed With SEC on September 22, 2014)

INVESTMENT ADVISORY AGREEMENT BETWEEN FIFTH STREET SENIOR FLOATING RATE CORP. AND FIFTH STREET MANAGEMENT LLC (Filed With SEC on September 22, 2014)

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Fifth Street Asset Management Inc. Contracts & Agreements