FCStone Group, Inc. Contracts & Agreements

106 Contracts & Agreements
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Filed
FCStone Group, Inc. Change in Control Severance Plan (As Amended and Restated Effective September 1, 2006)
Change of Control Agreements
FCStone Group, Inc.
IA
2009
Retention Agreement between Jeff Soman and FCStone Group, Inc. and FCStone, LLC
Retention Agreements
FCStone Group, Inc.
IA
2009
FCStone Group, Inc. Non-Qualified Deferred Compensation Plan Agreement (2008 Awards)
Bonus & Incentive Agreements
FCStone Group, Inc.
MO
2009
Separation Agreement and General Release between Steve Gutierrez and FCStone Group, Inc.
Separation Agreements
FCStone Group, Inc.
MO
2009
Executive Employment Agreement between FCStone Group, Inc. and Steve Gutierrez
Employment Agreements
FCStone Group, Inc.
MO
2008
Executive Employment Agreement between FCStone Group, Inc. and William J. Dunaway
Employment Agreements
FCStone Group, Inc.
MO
2008
Chief Executive Officer Employment Agreement between FCStone Group, Inc. and Paul G. Anderson
Employment Agreements
FCStone Group, Inc.
MO
2008
FCStone Group, Inc. Executive Long Term Incentive Plan (Fiscal Year 2008)
Bonus & Incentive Agreements
FCStone Group, Inc.
2008
FCStone Group Inc. Executive Short-Term Incentive Plan (Effective FY 2007)
Bonus & Incentive Agreements
FCStone Group, Inc.
2007
FCStone Group Inc. Change in Control Severance Plan (as Amended and Restated September 1, 2006)
Change of Control Agreements
FCStone Group, Inc.
IA
2007
FCStone Group, Inc. Staff Incentive Plan (Effective FY 2007)
Bonus & Incentive Agreements
FCStone Group, Inc.
2007
Uncommitted Line of Credit Letter Agreement between Standard Chartered Bank and FCStone Merchant Services, LLC (December 1, 2004)
Credit Agreements
FCStone Group, Inc.
2006
Summary of Material Terms of Proposed Employment Agreement with Paul G. Anderson (CEO)
Employment Agreements
FCStone Group, Inc.
2005
Chief Executive Officer Employment Agreement between FCStone, LLC and Paul G. Anderson
Employment Agreements
FCStone Group, Inc.
2004
Employment Agreement between FCStone Group, Inc. and Jeff Soman
Employment Agreements
FCStone Group, Inc.
IA
2004
Employment Agreement between Farmers Commodities Corporation and Robert V. Johnson
Employment Agreements
FCStone Group, Inc.
2004
Employment Agreement between FCStone, LLC and Steve Gutierrez
Employment Agreements
FCStone Group, Inc.
2004
Employment Agreement between Farmers Commodities Corporation, Farmers Grain Dealers, Inc., and Steve Speck
Employment Agreements
FCStone Group, Inc.
2004
FCStone, LLC CEO Deferred Compensation Plan for Paul G. Anderson
Compensation Agreements
FCStone Group, Inc.
2004
Agreement and Plan of Merger among International Assets Holding Corporation, International Assets Acquisition Corp., and FCStone Group, Inc. dated July 1, 2009
Merger Agreements
FCStone Group, Inc.
DE
2009
Support Agreement between FCStone Group, Inc. and Stockholders of International Assets Holding Corporation (INTL)
Voting Agreements
FCStone Group, Inc.
DE
2009
Stock Option Agreement between FCStone Group, Inc. and International Assets Holding Corporation (July 1, 2009)
Warrant Agreements
FCStone Group, Inc.
DE
2009
First Amendment to Credit Agreement among FCStone, LLC, FCStone Group, Inc., Bank of Montreal, and Lenders (June 24, 2009)
Credit Agreements
FCStone Group, Inc.
2009
Second Amendment to Master Loan Agreement between Deere Credit, Inc. and FCStone Financial, Inc.
Modification Agreements
FCStone Group, Inc.
IA
2009
Amended and Restated Note between FCStone Financial, Inc. and Deere Credit, Inc. dated April 1, 2009
Note Agreements
FCStone Group, Inc.
2009
Uncommitted Revolving Credit Supplement and Promissory Note between FCStone Financial, Inc. and CoBank, ACB
Credit Agreements
FCStone Group, Inc.
2009
Credit Agreement among FCStone, LLC, Guarantors, Lenders, and Bank of Montreal as Administrative Agent (July 23, 2008)
Credit Agreements
FCStone Group, Inc.
DE
2008
Amended and Restated Senior Subordinated Loan Agreement among FCStone, LLC and Lenders (Bank of Montreal, Deere Credit, BMO Capital Markets, Bank of America)
Loan Agreements
FCStone Group, Inc.
2008
Senior Subordinated Loan Agreement among Bank of Montreal, BMO Capital Markets Financing, Inc., and FCStone, LLC (June 2, 2008)
Loan Agreements
FCStone Group, Inc.
2008
Second Amendment to Master Loan Agreement between Deere Credit, Inc. and FC Stone, L.L.C.
Modification Agreements
FCStone Group, Inc.
IA
2008
Fourth Amendment to Revolving Subordinated Loan Agreement between Deere Credit, Inc. and FC Stone, L.L.C.
Loan Agreements
FCStone Group, Inc.
NY
2008
Change in Terms Agreement for Revolving Statused Operating Note between Deere Credit, Inc. and FCStone Financial, Inc.
Modification Agreements
FCStone Group, Inc.
2008
Change in Terms Agreement for $100,000,000 Unsecured Revolving Operating Note between Deere Credit, Inc. and FCStone, L.L.C.
Modification Agreements
FCStone Group, Inc.
2008
Change in Terms Agreement for Unsecured Revolving Subordinated Note between Deere Credit, Inc. and FC Stone, L.L.C.
Modification Agreements
FCStone Group, Inc.
2008
Securities Purchase Agreement among AGORA-X, LLC, The NASDAQ Stock Market, Inc., and FCStone Group, Inc. dated February 27, 2008
Purchase Agreements
FCStone Group, Inc.
NY
2008
Change in Terms Agreement Increasing Revolving Operating Loan between Deere Credit, Inc. and FC Stone L.L.C.
Modification Agreements
FCStone Group, Inc.
2008
Uncommitted Revolving Credit Supplement and Promissory Note between FCStone Financial, Inc. and CoBank, ACB
Credit Agreements
FCStone Group, Inc.
2007
Underwriting Agreement among FCStone Group, Inc., Selling Stockholders, and Underwriters (BMO Capital Markets Corp. and Banc of America Securities LLC)
Underwriting Agreements
FCStone Group, Inc.
NY
2007
Equity Purchase Agreement between Agrex, Inc. and FCStone Group, Inc.
Purchase Agreements
FCStone Group, Inc.
DE
2007
Underwriting Agreement for FCStone Group, Inc. Common Stock Offering with BMO Capital Markets Corp. and Others
Underwriting Agreements
FCStone Group, Inc.
NY
2007
FCStone Group, Inc. Form of Common Stock Certificate
Stock Agreements
FCStone Group, Inc.
2007
Letter Agreement Extending Maturity Date of $96,000,000 Note Between Deere Credit, Inc. and FCStone Financial, Inc.
Modification Agreements
FCStone Group, Inc.
2007
Third Amendment to Revolving Subordinated Loan Agreement between Deere Credit, Inc. and FC Stone L.L.C.
Loan Agreements
FCStone Group, Inc.
NY
2007
Second Amendment to Unsecured Revolving Subordinated Note between Deere Credit, Inc. and FC Stone L.L.C.
Note Agreements
FCStone Group, Inc.
NY
2007
Change in Terms Agreement Extending Due Date of Revolving Operating Note between Deere Credit, Inc. and FC Stone, L.L.C.
Modification Agreements
FCStone Group, Inc.
2007
Change in Terms Agreement Increasing Revolving Operating Loan Between Deere Credit, Inc. and FC Stone, L.L.C.
Modification Agreements
FCStone Group, Inc.
2007
Change in Terms Agreement to Master Loan Agreement between Deere Credit, Inc. and FC Stone L.L.C.
Modification Agreements
FCStone Group, Inc.
2007
Amended and Restated Unsecured Revolving Operating Note between FC Stone, L.L.C. and Deere Credit, Inc. dated May 19, 2006
Note Agreements
FCStone Group, Inc.
2007
Change in Terms Agreement between Deere Credit, Inc. and FC Stone L.L.C. (February 26, 2007)
Modification Agreements
FCStone Group, Inc.
2007
Floating Rate Loan Procedures Letter between FC Stone, L.L.C. and Harris Trust and Savings Bank
Loan Agreements
FCStone Group, Inc.
2007
First Supplement to Floating Rate Loan Procedures Letter between FC Stone, LLC and Harris N.A.
Loan Agreements
FCStone Group, Inc.
2007
Floating Rate Loan Procedures Letter between FC Stone, L.L.C. and Harris Trust and Savings Bank
Loan Agreements
FCStone Group, Inc.
2007
Guaranty Agreement between Harris Trust and Savings Bank and Guarantor for FC Stone, L.L.C. Obligations
Guaranty Agreements
FCStone Group, Inc.
2007
Guaranty Agreement between Harris N.A. and FC Stone, L.L.C.
Guaranty Agreements
FCStone Group, Inc.
2007
Letter Agreement for Renewal of Credit Facilities between Harris N.A., FC Stone, LLC, and FC Stone Group, Inc.
Credit Agreements
FCStone Group, Inc.
2007
Unsecured Demand Note between FC Stone, L.L.C. and Harris N.A. dated September 30, 2006
Note Agreements
FCStone Group, Inc.
2007
Uncommitted Revolving Credit Supplement and Promissory Note between FCStone Financial, Inc. and CoBank, ACB
Credit Agreements
FCStone Group, Inc.
2007
Master Loan Agreement between CoBank, ACB and FCStone Trading, LLC dated January 25, 2006
Loan Agreements
FCStone Group, Inc.
CO
2007
Amendment to Subordination Loan Agreement and Promissory Note between William Shepard and FCStone LLC
Subordination Agreement
FCStone Group, Inc.
2007
Change in Terms Agreement for Revolving Term Loan Note between Deere Credit, Inc. and FCStone Group, Inc.
Modification Agreements
FCStone Group, Inc.
2007
Change in Terms Agreement Increasing Revolving Operating Loan Between Deere Credit, Inc. and FCStone Group, Inc.
Modification Agreements
FCStone Group, Inc.
2007
Change in Terms Agreement for Revolving Term Loan Increase between Deere Credit, Inc. and FCStone Group, Inc.
Modification Agreements
FCStone Group, Inc.
2007
Change in Terms Agreement Increasing Revolving Operating Loan Between Deere Credit, Inc. and FC Stone, L.L.C.
Modification Agreements
FCStone Group, Inc.
2007
Secured Demand Note between FCStone, L.L.C. and Harris Trust and Savings Bank dated September 15, 2000
Note Agreements
FCStone Group, Inc.
2007
Second Supplement to Floating Rate Loan Procedures Letter between FCStone, LLC and Harris, N.A.
Loan Agreements
FCStone Group, Inc.
2007
Letter Agreement for Renewal and Establishment of Credit Facilities between Harris N.A. and FCStone, LLC
Credit Agreements
FCStone Group, Inc.
2007
Investment Facility Agreement between AFG Asset Management Limited and FGDI L.L.C. dated May 25, 2005
Facility Agreements
FCStone Group, Inc.
2007
Credit Facility Agreement between AFG Trust Finance Limited and FGDI L.L.C.
Credit Agreements
FCStone Group, Inc.
2007
Renewal Letter Agreement for Credit and Investment Facilities between AFG Trust Finance Limited and FGDI L.L.C.
Credit Agreements
FCStone Group, Inc.
2007
Statused Revolving Credit Supplement between CoBANK, ACB and FCSTONE TRADING, LLC dated December 12, 2006
Credit Agreements
FCStone Group, Inc.
2007
Statused Revolving Term Loan Supplement between CoBANK, ACB and FCSTONE TRADING, LLC (December 12, 2006)
Loan Agreements
FCStone Group, Inc.
2007
Amendment to Subordination Loan Agreement and Promissory Note between Gerald Hirsch and FCStone, LLC
Subordination Agreement
FCStone Group, Inc.
2006
Amendment to Subordinated Loan Agreement and Promissory Note between William Shepard and FCStone, LLC
Modification Agreements
FCStone Group, Inc.
2006
Demand Note Agreement between UFJ Bank Limited and FCStone Merchant Services, LLC (November 23, 2004)
Note Agreements
FCStone Group, Inc.
NY
2006
Promissory Note Between Standard Chartered Bank and Borrower for $20,000,000 (December 1, 2004)
Note Agreements
FCStone Group, Inc.
NY
2006
Amended and Restated Bylaws of FCStone Group, Inc. (Adopted October 9, 2006)
Operating Agreements
FCStone Group, Inc.
IA
2006
Amended and Restated Unsecured Revolving Operating Note between FC Stone, L.L.C. and Deere Credit, Inc.
Note Agreements
FCStone Group, Inc.
2006
Second Amendment to Unsecured Revolving Subordinated Note between Deere Credit, Inc. and FC Stone L.L.C.
Modification Agreements
FCStone Group, Inc.
NY
2006
Amended and Restated Promissory Note between FC Stone Merchant Services, LLC and RZB Finance LLC dated January 30, 2006
Note Agreements
FCStone Group, Inc.
NY
2006
First Amendment to Revolving Credit, Term Loan and Security Agreement among FGDI, L.L.C., CoBank, ACB, and Lenders
Modification Agreements
FCStone Group, Inc.
2006
Revolving Credit, Term Loan and Security Agreement between FGDI, L.L.C. and CoBANK, ACB (March 28, 2006)
Credit Agreements
FCStone Group, Inc.
DE
2006
Amended and Restated Revolving Statused Operating Loan Note between FCStone Financial, Inc. and Deere Credit, Inc.
Note Agreements
FCStone Group, Inc.
2006
Master Loan Agreement between CoBank, ACB and FGDI, L.L.C. dated March 25, 2005
Loan Agreements
FCStone Group, Inc.
CO
2005
Statused Revolving Credit Supplement between CoBANK, ACB and FGDI, L.L.C. dated March 25, 2005
Credit Agreements
FCStone Group, Inc.
2005
Statused Revolving Term Loan Supplement between CoBANK, ACB and FGDI, L.L.C. dated March 25, 2005
Loan Agreements
FCStone Group, Inc.
2005
Change in Terms Agreement for Unsecured Revolving Term Loan Note between FCStone Group, Inc. and Deere Credit, Inc.
Modification Agreements
FCStone Group, Inc.
2005
Change in Terms Agreement between FCStone, L.L.C. and Deere Credit, Inc. (February 28, 2005)
Modification Agreements
FCStone Group, Inc.
2005
FCStone Group, Inc. Form of Subscription Notice for Common Stock Rights Offering
Subscription Agreements
FCStone Group, Inc.
2004
Master Loan Agreement between Deere Credit, Inc. and FCStone Group, Inc. dated November 3, 2003
Loan Agreements
FCStone Group, Inc.
2004
Unsecured Revolving Term Note between FCStone Group, Inc. and Deere Credit, Inc. dated November 3, 2003
Note Agreements
FCStone Group, Inc.
2004
Change in Terms Agreement to Unsecured Revolving Term Loan Note between Deere Credit, Inc. and FCStone Group, Inc.
Modification Agreements
FCStone Group, Inc.
2004
Master Loan Agreement between Deere Credit, Inc. and FCStone Financial, Inc. dated April 15, 2002
Loan Agreements
FCStone Group, Inc.
2004
First Amendment to Master Loan Agreement between Deere Credit, Inc. and FCStone Financial, Inc.
Modification Agreements
FCStone Group, Inc.
IA
2004
$50,000,000 Revolving Statused Operating Note between FCStone Financial, Inc. and Deere Credit, Inc. dated April 15, 2002
Note Agreements
FCStone Group, Inc.
2004
Limited Corporate Guaranty Agreement between Deere Credit, Inc. and FCStone Financial, Inc.
Guaranty Agreements
FCStone Group, Inc.
2004
Change in Terms Agreement to Revolving Statused Operating Note between Deere Credit, Inc. and FCStone Financial, Inc.
Modification Agreements
FCStone Group, Inc.
2004
Letter Agreement Extending Due Date of $50,000,000 Note between FCStone Financial, Inc. and Lender
Modification Agreements
FCStone Group, Inc.
2004
Revolving Subordinated Loan Agreement between Deere Credit, Inc. and FC Stone L.L.C.
Subordination Agreement
FCStone Group, Inc.
2004
First Amendment to Revolving Subordinated Loan Agreement between Deere Credit, Inc. and FC Stone L.L.C.
Modification Agreements
FCStone Group, Inc.
NY
2004
Unsecured Revolving Subordinated Note between FC Stone, L.L.C. and Deere Credit, Inc. dated November 21, 2002
Note Agreements
FCStone Group, Inc.
2004
First Amendment to Unsecured Revolving Subordinated Note between Deere Credit, Inc. and FC Stone L.L.C.
Note Agreements
FCStone Group, Inc.
NY
2004
Master Loan Agreement between Deere Credit, Inc. and FC STONE, L.L.C. dated February 15, 2001
Loan Agreements
FCStone Group, Inc.
2004
Unsecured Revolving Operating Note between FC Stone, L.L.C. and Deere Credit, Inc. dated March 15, 2002
Note Agreements
FCStone Group, Inc.
2004
Loan Extension Letter Agreement between FCStone, LLC and Lender (Loan No. 809121001G1)
Loan Agreements
FCStone Group, Inc.
2004
Letter Agreement for $15,000,000 and $5,000,000 Revolving Lines of Credit between Harris Trust and Savings Bank and FC Stone, LLC
Credit Agreements
FCStone Group, Inc.
2004
Unsecured Demand Note between FC Stone, L.L.C. and Harris Trust and Savings Bank
Note Agreements
FCStone Group, Inc.
2004