FBR & Co. Contracts & Agreements

77 Contracts & Agreements
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Filed
FBR & Co. Two Year Retention and Incentive Plan (Effective March 8, 2017)
Bonus & Incentive Agreements
FBR & Co.
2017
FBR & Co. 2017 Two Year Retention and Incentive Plan Award Letter to Employee
Bonus & Incentive Agreements
FBR & Co.
2017
FBR & Co. Restricted Stock Unit Award Agreement under 2006 Long-Term Incentive Plan
Bonus & Incentive Agreements
FBR & Co.
2017
FBR & Co. One Year Retention and Incentive Plan (Effective March 8, 2017)
Bonus & Incentive Agreements
FBR & Co.
2017
FBR & Co. 2017 One Year Retention and Incentive Plan Award Letter for Employee
Bonus & Incentive Agreements
FBR & Co.
2017
FBR & Co. Restricted Stock Unit Award Agreement under 2017 Retention and Incentive Plan
Bonus & Incentive Agreements
FBR & Co.
2017
Agreement and Plan of Merger between FBR & Co. and B. Riley Financial, Inc. dated February 17, 2017
Merger Agreements
FBR & Co.
DE
2017
Consulting Services Agreement between FBR & Co. and James Neuhauser (November 1, 2016)
Consulting Agreements
FBR & Co.
VA
2016
FBR & Co. 2016 Retention and Incentive Plan
Bonus & Incentive Agreements
FBR & Co.
2016
FBR & Co. 2016 Retention and Incentive Plan Award Letter
Bonus & Incentive Agreements
FBR & Co.
2016
FBR & Co. Restricted Stock Unit Award Agreement under 2016 Retention and Incentive Plan
Bonus & Incentive Agreements
FBR & Co.
2016
Amended and Restated Employment Agreement between FBR & Co. and Richard J. Hendrix
Employment Agreements
FBR & Co.
VA
2015
FBR & Co. 2013 Performance Share Unit Award Agreement with Employee
Bonus & Incentive Agreements
FBR & Co.
2015
FBR & Co. 2013 Performance Share Unit Award Agreement for [Name]
Bonus & Incentive Agreements
FBR & Co.
2015
FBR & Co. 2013 Performance Share Unit Award Agreement with Employee
Bonus & Incentive Agreements
FBR & Co.
2014
FBR & Co. 2013 Performance Share Unit Award Agreement for [Name]
Bonus & Incentive Agreements
FBR & Co.
2014
Deed of Lease between 1300 N. 17th Street, L.P. and FBR Capital Markets & Co. for Suites 250, 1300, and 1400 at 1300 N. 17th Street, Arlington, VA
Lease Agreements
FBR & Co.
NY
2013
FBR & Co. 2006 Long-Term Incentive Plan (Amended and Restated Effective October 22, 2013)
Bonus & Incentive Agreements
FBR & Co.
VA
2013
FBR & Co. Retention and Incentive Plan II (Effective February 5, 2013)
Retention Agreements
FBR & Co.
2013
FBR & Co. Retention and Incentive Plan II RSU Award Letter to Employee
Bonus & Incentive Agreements
FBR & Co.
2013
FBR & Co. Restricted Stock Unit Award Agreement under Retention and Incentive Plan II (2013)
Bonus & Incentive Agreements
FBR & Co.
2013
FBR & Co. 2013 Performance Share Unit Program under the Stock Plan (Effective March 11, 2013)
Bonus & Incentive Agreements
FBR & Co.
2013
FBR & Co. 2013 Performance Share Unit Award Agreement with Employee
Bonus & Incentive Agreements
FBR & Co.
2013
FBR & Co. 2013 Performance Share Unit Award Agreement
Bonus & Incentive Agreements
FBR & Co.
2013
Employment Agreement between FBR & Co. and Richard J. Hendrix (2012)
Employment Agreements
FBR & Co.
VA
2012
FBR & Co. Retention and Incentive Plan (Effective February 8, 2012)
Retention Agreements
FBR & Co.
VA
2012
FBR & Co. Retention and Incentive Plan Award Letter (2012)
Bonus & Incentive Agreements
FBR & Co.
2012
FBR & Co. Restricted Stock Unit (RSU) Award Agreement under Retention and Incentive Plan
Bonus & Incentive Agreements
FBR & Co.
2012
FBR Capital Markets Corporation 2006 Long-Term Incentive Plan (Amended and Restated as of June 3, 2010)
Bonus & Incentive Agreements
FBR & Co.
VA
2010
FBR Capital Markets Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
FBR & Co.
2010
FBR Capital Markets Corporation Restricted Stock Unit Award Agreement with Rick Hendrix (February 9, 2010)
Bonus & Incentive Agreements
FBR & Co.
2010
FBR Capital Markets Corporation Stock Option Agreement with Rick Hendrix (2010)
Warrant Agreements
FBR & Co.
VA
2010
Transition Services Agreement between FBR Capital Markets Corporation and Friedman, Billings, Ramsey Group, Inc.
Transition Agreements
FBR & Co.
VA
2009
Trademark License Agreement between FBR Capital Markets Corporation and Friedman, Billings, Ramsey Group, Inc. (d/b/a Arlington Asset Investment Corp.)
License Agreements
FBR & Co.
VA
2009
Amendment to 2008 Performance RSU Award Agreement between FBR Capital Markets Corporation and Employee
Modification Agreements
FBR & Co.
2008
FBR Capital Markets Corporation August 2008 Performance RSU Award Agreement
Bonus & Incentive Agreements
FBR & Co.
2008
Restrictive Covenant Agreement between FBR Capital Markets Corporation and Employee (August 2008)
Confidentiality Agreements
FBR & Co.
VA
2008
Retention Incentive Agreement between FBR Capital Markets Corporation and Richard J. Hendrix
Retention Agreements
FBR & Co.
2008
Employment Agreement between FBR Capital Markets Corporation and Richard J. Hendrix (April 30, 2008)
Employment Agreements
FBR & Co.
VA
2008
Subscription Agreement for Common Stock between Investor and FBR Capital Markets Corporation
Subscription Agreements
FBR & Co.
2007
FBR Capital Markets Corporation Director Stock Purchase Plan Board Resolutions (April 2007)
Subscription Agreements
FBR & Co.
2007
Amendment No. 1 to Corporate Agreement between FBR Capital Markets Corporation and Friedman, Billings, Ramsey Group, Inc.
Modification Agreements
FBR & Co.
VA
2007
Amendment No. 1 to Management Services Agreement between Friedman, Billings, Ramsey Group, Inc. and FBR Capital Markets Corporation
Management Agreements
FBR & Co.
VA
2007
FBR Capital Markets Corporation 2007 Employee Stock Purchase Plan
Subscription Agreements
FBR & Co.
2007
FBR Capital Markets Corporation 2006 Long-Term Incentive Plan
Bonus & Incentive Agreements
FBR & Co.
VA
2006
FBR Capital Markets Corporation Incentive Stock Option Agreement (2006)
Bonus & Incentive Agreements
FBR & Co.
VA
2006
FBR Capital Markets Corporation Non-Qualified Stock Option Agreement (2006)
Warrant Agreements
FBR & Co.
VA
2006
Management Services Agreement between Friedman, Billings, Ramsey Group, Inc. and FBR Capital Markets Corporation dated July 20, 2006
Management Agreements
FBR & Co.
VA
2006
Investment Agreement among Forest Holdings LLC, Forest Holdings (ERISA) LLC, and FBR Capital Markets Corporation dated July 19, 2006
Investment Agreements
FBR & Co.
NY
2006
Option Agreement to Purchase Common Stock of FBR Capital Markets Corporation by Forest Holdings LLC
Warrant Agreements
FBR & Co.
NY
2006
Option Agreement to Purchase Common Stock of FBR Capital Markets Corporation by Forest Holdings (ERISA) LLC
Warrant Agreements
FBR & Co.
NY
2006
Guaranty of Lease Agreement between FBR & Co. and 1300 N. 17th Street, L.P.
Guaranty Agreements
FBR & Co.
VA
2013
Asset Purchase Agreement between Hennessy Advisors, Inc. and FBR Fund Advisers, Inc. dated June 6, 2012
Purchase Agreements
FBR & Co.
DE
2012
Amendment No. 2 to Professional Services Agreement between FBR Capital Markets Corporation and Crestview Advisors, L.L.C.
Services Agreements
FBR & Co.
2010
FBR Capital Markets Corporation 2010 Partner Leveraged Stock Purchase Program Agreement
Purchase Agreements
FBR & Co.
VA
2010
Underwriting Agreement among FBR Capital Markets Corporation, Arlington Asset Investment Corp., FBR Securities Investment HY, LLC, and Underwriters (FBR Capital Markets & Co. and...
Underwriting Agreements
FBR & Co.
NY
2009
Underwriting Agreement for Sale of 21,500,000 Shares of Common Stock by FBR Capital Markets Corporation and FBR Securities Investment HY, LLC to Underwriters Led by FBR Capital...
Underwriting Agreements
FBR & Co.
NY
2009
Stock Repurchase Agreement among FBR Capital Markets Corporation, FBR TRS Holdings, Inc., and Friedman, Billings, Ramsey Group, Inc. dated May 18, 2009
Repurchase Agreements
FBR & Co.
VA
2009
Amended and Restated Voting Agreement among Friedman, Billings, Ramsey Group, Inc., FBR TRS Holdings, Inc., FBR Capital Markets Corporation, Forest Holdings (ERISA) LLC, and...
Voting Agreements
FBR & Co.
DE
2009
Assignment and Assumption Agreement between FBR Capital Markets Corporation and Friedman, Billings, Ramsey Group, Inc.
Assignment Agreements
FBR & Co.
VA
2009
Trademark and Copyright Assignment Agreement between Friedman, Billings, Ramsey Group, Inc. and FBR Capital Markets Corporation
Trademark Agreements
FBR & Co.
VA
2009
Domain Name Assignment Agreement between Friedman, Billings, Ramsey Group, Inc. and FBR Capital Markets Corporation
Assignment Agreements
FBR & Co.
VA
2009
Registration Rights Agreement between FBR Capital Markets Corporation and Friedman, Billings, Ramsey Group, Inc. (January 26, 2009)
Registration Rights Agreements
FBR & Co.
NY
2009
FBR Capital Markets Corporation Stock Option Agreement under 2006 Long-Term Incentive Plan
Stock Agreements
FBR & Co.
VA
2008
Underwriting Agreement for Sale of 12,100,000 Shares of FBR Capital Markets Corporation Common Stock by FBR TRS Holdings, Inc. and Other Shareholders to Underwriters Led by...
Underwriting Agreements
FBR & Co.
NY
2007
Common Stock Certificate for FBR Capital Markets Corporation
Stock Agreements
FBR & Co.
TN
2007
FBR Capital Markets Corporation 2007 Employee Stock Purchase Plan (Amended as of April 23, 2007)
Stock Agreements
FBR & Co.
2007
Registration Rights Agreement between FBR Capital Markets Corporation and Friedman, Billings, Ramsey & Co., Inc. (July 20, 2006)
Registration Rights Agreements
FBR & Co.
NY
2006
Registration Rights Agreement between FBR Capital Markets Corporation and Crestview Holders (July 20, 2006)
Registration Rights Agreements
FBR & Co.
NY
2006
Governance Agreement among Friedman, Billings, Ramsey Group, Inc., FBR TRS Holdings, Inc., Forest Holdings (ERISA) LLC, and Forest Holdings LLC dated July 20, 2006
Shareholders Agreements
FBR & Co.
DE
2006
Voting Agreement among Friedman, Billings, Ramsey Group, FBR TRS Holdings, FBR Capital Markets, and Forest Holdings Entities (July 20, 2006)
Voting Agreements
FBR & Co.
DE
2006
Contribution Agreement between FBR TRS Holdings, Inc. and FBR Capital Markets Corporation (July 20, 2006)
Contribution Agreements
FBR & Co.
VA
2006
Corporate Agreement between FBR Capital Markets Corporation and Friedman, Billings, Ramsey Group, Inc. (July 20, 2006)
FBR & Co.
DE
2006
Services Agreement between FBR Capital Markets Corporation and Friedman, Billings, Ramsey Group, Inc. (July 20, 2006)
Services Agreements
FBR & Co.
VA
2006
Tax Sharing Agreement between FBR TRS Holdings, Inc. and FBR Capital Markets Corporation (July 20, 2006)
FBR & Co.
VA
2006
Trademark License Agreement between Friedman, Billings, Ramsey Group, Inc. and FBR Capital Markets Corporation (July 20, 2006)
Trademark Agreements
FBR & Co.
VA
2006
Professional Services Agreement between FBR Capital Markets Corporation and Crestview Advisors, L.L.C. (July 20, 2006)
Services Agreements
FBR & Co.
NY
2006