Schedule of Warrants Issued to Oxford Finance LLC (2011)
This document lists warrants issued by the company to Oxford Finance LLC in 2011, allowing Oxford to purchase specified numbers of common stock shares at set exercise prices. The warrants cover different quantities and prices, all expiring on December 22, 2017. The share numbers and exercise prices have been adjusted to account for two reverse stock splits that occurred in 2013 and 2014.
Exhibit 4.5
Schedule of Warrants
| Date Issued |
| Name of Warrant Holder |
| Number of Shares* |
| Type of Shares |
| Exercise Price* |
| Expiration Date |
| |
| 6/27/2011 |
| Oxford Finance LLC |
| 1,079 |
| Common Stock |
| $ | 83.40 |
| 12/22/2017 |
|
| 6/27/2011 |
| Oxford Finance LLC |
| 999 |
| Common Stock |
| $ | 135.00 |
| 12/22/2017 |
|
| 6/27/2011 |
| Oxford Finance LLC |
| 888 |
| Common Stock |
| $ | 135.00 |
| 12/22/2017 |
|
| 12/16/2011 |
| Oxford Finance LLC |
| 660 |
| Common Stock |
| $ | 68.40 |
| 12/22/2017 |
|
| 12/16/2011 |
| Oxford Finance LLC |
| 3,077 |
| Common Stock |
| $ | 68.40 |
| 12/22/2017 |
|
* Number of Shares and Exercise Price numbers are adjusted to reflect a 1-for-6 reverse stock split effected on October 3, 2013 and a 1-for-10 reverse stock split effected on July 16, 2014.
