ENVESTNET, INC. Contracts & Agreements

First Supplemental Indenture, dated as of November 25, 2024, to the Indenture, dated as of August 20, 2020, by and between the Company and U.S. Bank Trust Company, National... (Filed With SEC on November 25, 2024)

First Supplemental Indenture, dated as of November 25, 2024, to the Indenture, dated as of November 17, 2022, by and between the Company and U.S. Bank Trust Company, National... (Filed With SEC on November 25, 2024)

Form Retention Agreement (Filed With SEC on July 18, 2024)

Agreement and Plan of Merger, dated as of July 11, 2024, by and among Parent, Merger Sub and the Company (Filed With SEC on July 11, 2024)

Second Amendment to Interim Executive Agreement (Filed With SEC on July 11, 2024)

Employment Agreement, dated March 26, 2024, by and between William Crager, Envestnet, Inc. and Envestnet Financial Technologies, Inc (Filed With SEC on March 28, 2024)

Amendment to Interim Executive Agreement (Filed With SEC on March 15, 2024)

Separation and Release Agreement with William Crager (Filed With SEC on January 8, 2024)

Interim Executive Agreement with James Fox (Filed With SEC on January 8, 2024)

Executive Agreement, dated September 23, 2023, by and between Josh Warren and Envestnet, Inc (Filed With SEC on September 25, 2023)

Severance Agreement, dated September 23, 2023, by and between Peter H. DArrigo and Envestnet, Inc (Filed With SEC on September 25, 2023)

Cooperation Agreement, dated March 27, 2023, by and among Impactive Capital LP, Impactive Capital Master Fund LP and Envestnet, Inc (Filed With SEC on March 28, 2023)

Indenture, dated November 17, 2022, by and among Envestnet, Inc., Envestnet Asset Management, Inc., and U.S. Bank Trust Company, National Association, as trustee (Filed With SEC on November 17, 2022)

Purchase Agreement, dated November 13, 2022, by and among Envestnet, Inc., Envestnet Asset Management, Inc., Morgan Stanley & Co. LLC, BofA Securities, Inc., BMO Capital Markets... (Filed With SEC on November 17, 2022)

Form of Base Capped Call Confirmation (Filed With SEC on November 17, 2022)

First Amendment, dated as of November 14, 2022, to Third Amended And Restated Credit Agreement, dated as of February 4, 2022, in each case, by and among Envestnet, the Guarantors... (Filed With SEC on November 15, 2022)

Consultant Agreement, dated June 6, 2022, between Envestnet Financial Technologies, Inc. and Stuart DePina (Filed With SEC on June 7, 2022)

Severance Agreement and General Release, dated June 6, 2022, between Envestnet Financial Technologies, Inc. and Stuart DePina (Filed With SEC on June 7, 2022)

Form of Performance-Based Restricted Stock Unit Grant Award Agreement under the Envestnet, Inc. 2010 Long-Term Incentive Plan (for awards (Filed With SEC on May 6, 2022)

Form of Restricted Stock Unit Grant Award Agreement under the Envestnet, Inc. 2010 Long-Term Incentive Plan (for awards (Filed With SEC on May 6, 2022)

Executive Agreement, dated as of August 2, 2016 between Shelly O'Brien, the Company and Envestnet Asset Management, Inc (Filed With SEC on February 25, 2022)

Third Amended And Restated Credit Agreement, dated as of February 4, 2022, by and among Envestnet, the Guarantors party thereto, the Lenders party thereto and Bank of Montreal as... (Filed With SEC on February 8, 2022)

Third Amendment to Second Amended and Restated Credit Agreement (Filed With SEC on November 9, 2021)

Envestnet, Inc. 2010 Long-Term Incentive Plan, as amended through the Fifth Amendment (Filed With SEC on May 13, 2021)

Form of Restricted Stock Unit Grant Award Agreement for Non-Employee Directors under the Envestnet, Inc. 2010 Long-Term Incentive Plan (Filed With SEC on May 7, 2021)

Form of Restricted Stock Unit Grant Award Agreement under the Envestnet, Inc. 2010 Long-Term Incentive Plan (for awards granted in 2021) (Filed With SEC on May 7, 2021)

Form of Performance-Based Restricted Stock Unit Grant Award Agreement under the Envestnet, Inc. 2010 Long-Term Incentive Plan (for awards granted in 2021) (Filed With SEC on May 7, 2021)

Description of Registrants Securities (Filed With SEC on February 26, 2021)

Form of Restricted Stock Unit Grant Award Agreement under the Envestnet, Inc. 2010 Long-Term Incentive Plan (for awards prior to February 2020) (Filed With SEC on February 26, 2021)

Form of Restricted Stock Unit Grant Award Agreement under the Envestnet, Inc. 2010 Long-Term Incentive Plan (for awards beginning February 2020) (Filed With SEC on February 26, 2021)

Form of Performance-Based Restricted Stock Unit Grant Award Agreement under the Envestnet, Inc. 2010 Long-Term Incentive Plan (Filed With SEC on February 26, 2021)

Form of Annual Non-Equity Incentive Compensation Grant Certificate under the Envestnet, Inc. 2010 Long-Term Incentive Plan (Filed With SEC on February 26, 2021)

Executive Agreement, dated as of (Filed With SEC on February 26, 2021)

Form of Amendment to Executive Employment Agreements (Filed With SEC on February 26, 2021)

Form of Restricted Stock Unit Grant Certificate under the Envestnet, Inc. 2019 Acquisition Equity Incentive Plan (Filed With SEC on February 26, 2021)

Form of Performance-Based Restricted Stock Unit Grant Award Agreement under the Envestnet, Inc. 2019 Acquisition Equity Incentive Plan (Filed With SEC on February 26, 2021)

Summary of Non-Employee Director Compensation (Filed With SEC on February 26, 2021)

Severance Agreement and General Release, dated as of October 29, 2020, between Envestnet Financial Technologies, Inc. and Scott Grinis (Filed With SEC on October 30, 2020)

Indenture, dated August 20, 2020, by and among Envestnet, Inc., Envestnet Asset Management, Inc., and U.S. Bank National Association, as trustee (Filed With SEC on August 20, 2020)

Purchase Agreement, dated August 17, 2020, by and among Envestnet, Inc., Envestnet Asset Management, Inc., J.P. Morgan Securities LLC, BMO Capital Markets Corp., BofA Securities,... (Filed With SEC on August 20, 2020)

Second Amendment to Second Amended and Restated Credit Agreement, dated as of September 27, 2019, among Envestnet, Inc., the Guarantors from time to time party thereto, the... (Filed With SEC on November 8, 2019)

Envestnet, Inc. 2019 Acquisition Equity Incentive Plan (Filed With SEC on May 1, 2019)

Agreement and Plan of Merger, dated as of March 14, 2019, by and among Envestnet, Inc., Pecan Merger Sub Inc., PIEtech, Inc., the persons listed on Appendix A and Robert D.... (Filed With SEC on March 14, 2019)

Severance Agreement and General Release dated as of February 26, 2019 between Envestnet Financial Technologies, Inc. and Anil Arora (Filed With SEC on March 1, 2019)

Warrant issued to Blackhawk Investment Holding, LLC (Filed With SEC on December 20, 2018)

Registration Rights Agreement, dated December 20, 2018, between Envestnet, Inc. and BlackRock, Inc (Filed With SEC on December 20, 2018)

Investment Agreement, dated November 27, 2018, between Envestnet, Inc. and BlackRock, Inc (Filed With SEC on November 27, 2018)

Form of Warrant to be issued to BlackRock, Inc (Filed With SEC on November 27, 2018)

First amendment to second amended and restated credit agreement, dated as of May 24, 2018, among Envestnet, Inc., the Guarantors from time to time party thereto, the Lenders from... (Filed With SEC on May 31, 2018)

Indenture, dated as of May 25, 2018, by and among Envestnet, Inc., Envestnet Asset Management, Inc., and U.S. Bank National Association, as trustee (Filed With SEC on May 25, 2018)

Purchase Agreement, dated May 22, 2018, by and among Envestnet, Inc., Envestnet Asset Management, Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Morgan Stanley &... (Filed With SEC on May 25, 2018)

Consent of Cerulli Associates (Filed With SEC on February 28, 2018)

Agreement and Plan of Merger, dated as of September 25, 2017, among Envestnet, Inc., FCD Merger Sub, Inc., Folio Dynamics Holdings, Inc. and Actua USA Corporation, solely in its... (Filed With SEC on September 25, 2017)

FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on March 23, 2017)

11 Full Value Award Grant Certificate For Anil Arora (Filed With SEC on August 9, 2016)

Non-Qualified Stock Option Grant Certificate For Anil Arora (Filed With SEC on August 9, 2016)

ENVESTNET, INC. EXECUTIVE AGREEMENT (Filed With SEC on August 4, 2016)

Full Value Award Grant Certificate For Josh Mayer (Filed With SEC on August 4, 2016)

Full Value Award Grant Certificate For Scott Grinis (Filed With SEC on August 4, 2016)

ENVESTNET, INC. EXECUTIVE AGREEMENT (Filed With SEC on May 13, 2016)

Full Value Award Grant Certificate For Judson Bergman (Filed With SEC on May 13, 2016)

Full Value Award Grant Certificate For William Crager (Filed With SEC on May 13, 2016)

Full Value Award Grant Certificate For Peter DArrigo (Filed With SEC on May 13, 2016)

Non-Qualified Stock Option Grant Certificate For Judson Bergman (Filed With SEC on May 13, 2016)

MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among OLEG TISHKEVICH, ENVESTNET, INC. and, solely for purposes of Article 9, OLTIS SOFTWARE LLC (d/b/a FINANCE LOGIX) Dated as of... (Filed With SEC on August 10, 2015)

AGREEMENT AND PLAN OF MERGER by and among ENVESTNET, INC., YALE MERGER CORP. and YODLEE, INC. Dated as of August 10, 2015 (Filed With SEC on August 10, 2015)

Envestnet, Inc. DIRECTOR DEFERRED COMPENSATION PLAN Plan Document (Filed With SEC on February 11, 2015)

Envestnet, Inc. EXECUTIVE DEFERRED COMPENSATION PLAN Plan Document (Filed With SEC on February 10, 2015)

$150,000,000 ENVESTNET, INC. 1.75% Convertible Notes due 2019 Underwriting Agreement (Filed With SEC on December 15, 2014)

ENVESTNET, INC., Issuer To U.S. BANK NATIONAL ASSOCIATION, Trustee INDENTURE Dated as of December 15, 2014 Subordinated Debt Securities (Filed With SEC on December 15, 2014)

ENVESTNET, INC. as Issuer AND U.S. BANK NATIONAL ASSOCIATION as Trustee First Supplemental Indenture Dated as of December 15, 2014 to Indenture Dated as of December 15, 2014 1.75%... (Filed With SEC on December 15, 2014)

FIRST AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on December 8, 2014)

ENVESTNET, INC. Common Stock, par value $0.005 per share Underwriting Agreement (Filed With SEC on October 8, 2013)

Confidential Treatment Requested (Filed With SEC on June 14, 2013)

SECOND AMENDMENT TO ENVESTNET, INC. MANAGEMENT INCENTIVE PLAN FOR ENVESTNET | TAMARAC MANAGEMENT EMPLOYEES (Filed With SEC on May 13, 2013)

FIRST AMENDMENT TO ENVESTNET, INC. MANAGEMENT INCENTIVE PLAN FOR ENVESTNET | TAMARAC MANAGEMENT EMPLOYEES (Filed With SEC on April 17, 2013)

ENVESTNET TO ACQUIRE PRUDENTIAL WEALTH MANAGEMENT SOLUTIONS Acquisition Makes Envestnet the Largest Independent Wealth Management Platform (Filed With SEC on April 12, 2013)

STOCK PURCHASE AGREEMENT By and Among THE SELLERS NAMED HEREIN and ENVESTNET, INC. Dated as of February 9, 2012 CONTENTS (Filed With SEC on March 9, 2012)

Confidential Treatment Requested MERGER AGREEMENT by and among TAMARAC INC., ENVESTNET INC. AND TITAN MERGER CORP. AND KLJ CONSULTING, LLC (as the Shareholders Representative)... (Filed With SEC on March 9, 2012)

Confidential Treatment Requested FOURTH AMENDMENT TO TECHNOLOGY AND SERVICES AGREEMENT (Filed With SEC on January 6, 2012)

Confidential Treatment Requested AMENDMENT TO SERVICES AGREEMENT (Filed With SEC on January 6, 2012)

Confidential Treatment Requested THIRD AMENDMENT TO SERVICES AGREEMENT (Filed With SEC on January 6, 2012)

STOCK PURCHASE AGREEMENT BETWEEN BNP PARIBAS INVESTMENT PARTNERS USA HOLDINGS INC. AND ENVESTNET, INC. Dated as of August 5, 2011 TABLE OF CONTENTS (Filed With SEC on August 10, 2011)

Non-Qualified Stock Option Grant Certificate For Participant (Filed With SEC on March 18, 2011)

[ ] Shares ENVESTNET, INC. COMMON STOCK (PAR VALUE $0.005 PER SHARE) UNDERWRITING AGREEMENT (Filed With SEC on July 9, 2010)

Confidential Treatment Requested (Filed With SEC on July 1, 2010)

ENVESTNET, INC. 2010 LONG-TERM INCENTIVE PLAN SECTION 1 GENERAL (Filed With SEC on July 1, 2010)

ENVESTNET ASSET MANAGEMENT GROUP, INC. 2004 STOCK INCENTIVE PLAN (As amended and restated effective December 30, 2004) ARTICLE I GENERAL (Filed With SEC on July 1, 2010)

Confidential Treatment Requested (Filed With SEC on May 6, 2010)

FIRST AMENDMENT TO TECHNOLOGY AND SERVICES AGREEMENT (Filed With SEC on May 6, 2010)

Confidential Treatment Requested (Filed With SEC on May 6, 2010)

Confidential Treatment Requested ADDENDUM TO THE PLATFORM SERVICES AGREEMENT (Filed With SEC on May 6, 2010)

ENVESTNET ASSET MANAGEMENT, INC. REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on March 26, 2010)

FIRST AMENDMENT TO ENVESTNET ASSET MANAGEMENTGROUP, INC. REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 26, 2010)

ENVESTNET ASSET MANAGEMENT GROUP, INC. SECOND AMENDMENT TO REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 26, 2010)

REGISTRATION RIGHTS JOINDER AGREEMENT (Filed With SEC on March 26, 2010)

Category

Industry

Companies

Contracts

ENVESTNET, INC. Contracts & Agreements