EnSync, Inc. Contracts & Agreements

104 Contracts & Agreements
Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Stock Purchase Agreement between EnSync, Inc. and Purchasers (September 2018)
Stock Agreements
EnSync, Inc.
Electrical Equipment
NY
2018
Finder’s Agreement between EnSync, Inc. and Network 1 Financial Securities, Inc. (August 23, 2018)
Financing Agreements
EnSync, Inc.
Electrical Equipment
2018
Employment Agreement between ENSYNC, INC. and William Dallapiazza (Chief Financial Officer)
Employment Agreements
EnSync, Inc.
Electrical Equipment
2018
Lease Amendment between 13901 Leasing Company, LLP and EnSync, Inc. (December 2017)
Lease Agreements
EnSync, Inc.
Electrical Equipment
2018
Lease Agreement between 13901 Leasing Company, LLP and EnSync, Inc. dated November 17, 2017
Lease Agreements
EnSync, Inc.
Electrical Equipment
2018
Second Supplemental Agreement to Joint Venture Agreement between ZBB PowerSav Holdings Ltd. and Anhui Xindong Investment Management Co., Ltd.
Joint Venture Agreements
EnSync, Inc.
Electrical Equipment
2017
Employment Agreement between ENSYNC, INC. and Frederick Vaske (Vice President Structured Finance)
Employment Agreements
EnSync, Inc.
Electrical Equipment
2017
Amendment No. 3 to EnSync, Inc. 2010 Omnibus Long-Term Incentive Plan
Bonus & Incentive Agreements
EnSync, Inc.
Electrical Equipment
WI
2016
Amendment No. 2 to EnSync, Inc. 2012 Non-Employee Director Equity Compensation Plan
Bonus & Incentive Agreements
EnSync, Inc.
Electrical Equipment
WI
2016
Employment Agreement between EnSync, Inc. and James F. Schott (Chief Financial Officer)
Employment Agreements
EnSync, Inc.
Electrical Equipment
2016
EnSync, Inc. Common Stock Certificate
Stock Agreements
EnSync, Inc.
Electrical Equipment
2015
ZBB Energy Corporation Certificate of Designation for Series C-1, C-2, C-3, and C-4 Convertible Preferred Stock
Articles of Amendment
EnSync, Inc.
Electrical Equipment
WI
2015
Governance Agreement between ZBB Energy Corporation and Solar Power, Inc. (July 13, 2015)
Shareholders Agreements
EnSync, Inc.
Electrical Equipment
WI
2015
Amendment to Employment Agreement between ZBB Energy Corporation and Bradley Hansen
Employment Agreements
EnSync, Inc.
Electrical Equipment
2015
ZBB Energy Corporation Certificate of Designation for Series C-1, C-2, C-3, and C-4 Convertible Preferred Stock
Articles of Amendment
EnSync, Inc.
Electrical Equipment
WI
2015
Common Stock Purchase Warrant Agreement between ZBB Energy Corporation and Solar Power, Inc. (2015)
Warrant Agreements
EnSync, Inc.
Electrical Equipment
WI
2015
Securities Purchase Agreement between ZBB Energy Corporation and Solar Power, Inc. dated April 17, 2015
Purchase Agreements
EnSync, Inc.
Electrical Equipment
WI
2015
Supply Agreement between ZBB Energy Corporation and Solar Power, Inc. (SPI)
Supply Agreements
EnSync, Inc.
Electrical Equipment
NY
2015
Governance Agreement between ZBB Energy Corporation and Solar Power, Inc.
Shareholders Agreements
EnSync, Inc.
Electrical Equipment
WI
2015
Amended and Restated Employment Agreement between ZBB Energy Corporation and Daniel Nordloh
Employment Agreements
EnSync, Inc.
Electrical Equipment
2014
Amended and Restated Employment Agreement between ZBB Energy Corporation and Anthony Siebert
Employment Agreements
EnSync, Inc.
Electrical Equipment
2014
Amended and Restated Employment Agreement between ZBB Energy Corporation and Eric C. Apfelbach
Employment Agreements
EnSync, Inc.
Electrical Equipment
2014
Amended and Restated Employment Agreement between ZBB Energy Corporation and Kevin Dennis
Employment Agreements
EnSync, Inc.
Electrical Equipment
2014
Employment Agreement between ZBB Energy Corporation and Bradley Hansen (President and COO)
Employment Agreements
EnSync, Inc.
Electrical Equipment
2014
ZBB Energy Corporation Nonstatutory Stock Option Agreement with Bradley Hansen
Stock Agreements
EnSync, Inc.
Electrical Equipment
WI
2014
Amended Separation Agreement between ZBB Energy Corporation and Charles W. Stankiewicz
Separation Agreements
EnSync, Inc.
Electrical Equipment
2014
Third Amendment to Letter Employment Agreement between ZBB Energy Corporation and Daniel Nordloh
Modification Agreements
EnSync, Inc.
Electrical Equipment
WI
2014
First Amendment to License Agreement between ZBB PowerSav Holdings Ltd. and Anhui Meineng Store Energy Co., Ltd.
License Agreements
EnSync, Inc.
Electrical Equipment
2014
Professional Services Agreement between ZBB Energy Corporation and Jeffrey Reichard
Consulting Agreements
EnSync, Inc.
Electrical Equipment
WI
2014
Employment Agreement between ZBB Energy Corporation and Dilek Wagner
Employment Agreements
EnSync, Inc.
Electrical Equipment
2014
Research and Development Agreement between ZBB Energy Corporation and LOTTE Chemical Corporation (December 16, 2013)
Collaboration Agreements
EnSync, Inc.
Electrical Equipment
WI
2014
Amended License Agreement between ZBB Energy Corporation and Lotte Chemical Corporation (December 16, 2013)
License Agreements
EnSync, Inc.
Electrical Equipment
WI
2014
Amendment to Collaboration Agreement between ZBB Energy Corporation and LOTTE Chemical Corporation (formerly Honam Petrochemical Corporation)
Collaboration Agreements
EnSync, Inc.
Electrical Equipment
2014
ZBB Energy Corporation Certificate of Designation for Series B Convertible Preferred Stock
Articles of Amendment
EnSync, Inc.
Electrical Equipment
WI
2013
Common Stock Purchase Warrant Agreement between ZBB Energy Corporation and Holder
Warrant Agreements
EnSync, Inc.
Electrical Equipment
2013
Second Amendment to Promissory Note between Tier Electronics LLC and TE Holdings Group, LLC
Note Agreements
EnSync, Inc.
Electrical Equipment
2013
Common Stock Purchase Agreement between ZBB Energy Corporation and Aspire Capital Fund, LLC (March 13, 2013)
Purchase Agreements
EnSync, Inc.
Electrical Equipment
IL
2013
Registration Rights Agreement between ZBB Energy Corporation and Aspire Capital Fund, LLC (March 13, 2013)
Registration Rights Agreements
EnSync, Inc.
Electrical Equipment
IL
2013
Securities Purchase Agreement between ZBB Energy Corporation and Purchasers (May 1, 2012)
Purchase Agreements
EnSync, Inc.
Electrical Equipment
NY
2012
Securities Purchase Agreement between ZBB Energy Corporation and Purchasers (May 1, 2012)
Purchase Agreements
EnSync, Inc.
Electrical Equipment
NY
2012
Zero Coupon Secured Subordinated Convertible Note Agreement between ZBB Energy Corporation, Tier Electronics LLC, and Noteholder
Note Agreements
EnSync, Inc.
Electrical Equipment
NY
2012
Zero Coupon Secured Subordinated Convertible Note Agreement between ZBB Energy Corporation, Tier Electronics LLC, and Holder
Note Agreements
EnSync, Inc.
Electrical Equipment
NY
2012
Security Agreement among ZBB Energy Corporation, Tier Electronics LLC, and Noteholders
Security Agreements
EnSync, Inc.
Electrical Equipment
2012
Common Stock Purchase Warrant Agreement between ZBB Energy Corporation and Holder
Warrant Agreements
EnSync, Inc.
Electrical Equipment
2012
ZBB Energy Corporation Underwriter Warrant Agreement with MDB Capital Group, LLC (2012)
Warrant Agreements
EnSync, Inc.
Electrical Equipment
2012
ZBB Energy Corporation Employment Agreement with Kevin Dennis (Vice President Engineering & Product Development)
Employment Agreements
EnSync, Inc.
Electrical Equipment
2012
Addendum to Employment Agreement between ZBB Energy Corporation and Kevin Dennis (August 29, 2011)
Employment Agreements
EnSync, Inc.
Electrical Equipment
2012
ZBB Energy Corporation Employment Agreement with Daniel Nordloh (Vice President-Business Development and Marketing)
Employment Agreements
EnSync, Inc.
Electrical Equipment
2012
First Amendment to Letter Agreement between ZBB Energy Corporation and Daniel Nordloh
Employment Agreements
EnSync, Inc.
Electrical Equipment
WI
2012
Second Amendment to Letter Agreement between ZBB Energy Corporation and Daniel Nordloh
Employment Agreements
EnSync, Inc.
Electrical Equipment
WI
2012
Addendum to Employment Agreement between ZBB Energy Corporation and Scott Scampini (October 11, 2010)
Employment Agreements
EnSync, Inc.
Electrical Equipment
2012
Stock Purchase Agreement between ZBB Energy Corporation and Purchaser (June 14, 2011)
Stock Agreements
EnSync, Inc.
Electrical Equipment
WI
2012
Supplemental Agreement to Joint Venture Agreement between ZBB Powersav Holdings Limited and Anhui Xindong Investment Management Co., Ltd.
Joint Venture Agreements
EnSync, Inc.
Electrical Equipment
2012
Employment Agreement between ZBB Energy Corporation and Charles W. Stankiewicz (Executive Vice President-Operations)
Employment Agreements
EnSync, Inc.
Electrical Equipment
2012
ZBB Energy Corporation Nonstatutory Stock Option Agreement with Charles W. Stankiewicz
Warrant Agreements
EnSync, Inc.
Electrical Equipment
WI
2012
Registration Rights Agreement between ZBB Energy Corporation and Stockholders (December 13, 2011)
Registration Rights Agreements
EnSync, Inc.
Electrical Equipment
WI
2012
Stock Purchase Agreement between ZBB Energy Corporation and Purchasers (February 1, 2012)
Stock Agreements
EnSync, Inc.
Electrical Equipment
NY
2012
Stock Purchase Agreement between ZBB Energy Corporation and Purchasers (January 31, 2012)
Stock Agreements
EnSync, Inc.
Electrical Equipment
WI
2012
Placement Agency Agreement between ZBB Energy Corporation and MDB Capital Group, LLC (February 1, 2012)
Agency Agreements
EnSync, Inc.
Electrical Equipment
NY
2012
Stock Purchase Agreement between ZBB Energy Corporation and Purchasers (December 2011)
Purchase Agreements
EnSync, Inc.
Electrical Equipment
NY
2011
Stock Purchase Agreement between ZBB Energy Corporation and Purchasers (December 13, 2011)
Stock Agreements
EnSync, Inc.
Electrical Equipment
WI
2011
Placement Agency Agreement between ZBB Energy Corporation and MDB Capital Group, LLC (December 14, 2011)
Agency Agreements
EnSync, Inc.
Electrical Equipment
NY
2011
Joint Venture Agreement between ZBB PowerSav Holdings Limited and Anhui Xindong Investment Management Co., Ltd. for Anhui Meineng Store Energy Co., Ltd.
Joint Venture Agreements
EnSync, Inc.
Electrical Equipment
2011
Collaboration Agreement between ZBB Energy Corporation and Honam Petrochemical Corporation for V3 Battery Project
Collaboration Agreements
EnSync, Inc.
Electrical Equipment
2011
Securities Purchase Agreement between ZBB Energy Corporation and Purchasers (June 13, 2011)
Purchase Agreements
EnSync, Inc.
Electrical Equipment
NY
2011
Placement Agency Agreement between ZBB Energy Corporation and MDB Capital Group, LLC (June 8, 2011)
Agency Agreements
EnSync, Inc.
Electrical Equipment
WI
2011
Asset Purchase Agreement among DCDC Acquisition Company LLC, Tier Electronics LLC, Jeffrey Reichard, and ZBB Energy Corporation
Purchase Agreements
EnSync, Inc.
Electrical Equipment
WI
2011
Registration Rights Agreement between ZBB Energy Corporation and Tier Electronics, LLC (January 21, 2011)
Registration Rights Agreements
EnSync, Inc.
Electrical Equipment
2011
Employment Agreement between ZBB Energy Corporation and Jeffrey Reichard (January 21, 2011)
Employment Agreements
EnSync, Inc.
Electrical Equipment
2011
ZBB Energy Corporation Nonstatutory Stock Option Agreement with Tier Electronics LLC President
Warrant Agreements
EnSync, Inc.
Electrical Equipment
WI
2011
Non-Negotiable Promissory Note between DCDC Acquisition Company LLC and Tier Electronics LLC dated January 21, 2011
Note Agreements
EnSync, Inc.
Electrical Equipment
2011
Stock Purchase Agreement between ZBB Energy Corporation and Purchaser (January 3, 2011)
Stock Agreements
EnSync, Inc.
Electrical Equipment
WI
2011
Financial Advisory Agreement between ZBB Energy Corporation and Stonegate Securities, Inc. (January 3, 2011)
Advisory Agreements
EnSync, Inc.
Electrical Equipment
TX
2011
Stock Purchase Agreement between ZBB Energy Corporation and Purchaser (December 29, 2010)
Stock Agreements
EnSync, Inc.
Electrical Equipment
WI
2010
Stock Purchase Agreement between ZBB Energy Corporation and Purchaser (December 29, 2010)
Stock Agreements
EnSync, Inc.
Electrical Equipment
WI
2010
Financial Advisory Agreement between ZBB Energy Corporation and Stonegate Securities, Inc. (December 29, 2010)
Advisory Agreements
EnSync, Inc.
Electrical Equipment
TX
2010
Stock Purchase Agreement between ZBB Energy Corporation and Purchaser (October 12, 2010)
Stock Agreements
EnSync, Inc.
Electrical Equipment
WI
2010
Stock Purchase Agreement between ZBB Energy Corporation and Purchaser (October 12, 2010)
Stock Agreements
EnSync, Inc.
Electrical Equipment
WI
2010
ZBB Energy Corporation 10% Redeemable Subordinated Debenture Agreement with Socius CG II, Ltd.
Debenture Agreements
EnSync, Inc.
Electrical Equipment
NY
2010
ZBB Energy Corporation Warrant to Purchase Common Stock (Socius CG II, Ltd.)
Warrant Agreements
EnSync, Inc.
Electrical Equipment
NY
2010
Securities Purchase Agreement between ZBB Energy Corporation and Purchasers (March 8, 2010)
Purchase Agreements
EnSync, Inc.
Electrical Equipment
NY
2010
Placement Agent Agreement between ZBB Energy Corporation and Sutter Securities Incorporated (March 1, 2010)
Underwriting Agreements
EnSync, Inc.
Electrical Equipment
CA
2010
Employment Agreement between ZBB Energy Corporation and Eric C. Apfelbach (President and CEO)
Employment Agreements
EnSync, Inc.
Electrical Equipment
2010
Restrictive Covenant Agreement between ZBB Energy Corporation and Eric C. Apfelbach
Confidentiality Agreements
EnSync, Inc.
Electrical Equipment
WI
2010
ZBB Energy Corporation Nonstatutory Stock Option Agreement with Eric Apfelbach
Warrant Agreements
EnSync, Inc.
Electrical Equipment
WI
2010
Retirement and Separation Agreement between ZBB Energy Corporation and Steven Seeker
Separation Agreements
EnSync, Inc.
Electrical Equipment
2010
Resignation and Indemnification Agreement between ZBB Energy Corporation and Robert John Parry
Separation Agreements
EnSync, Inc.
Electrical Equipment
WI
2009
Independent Contractor Agreement between ZBB Energy Corporation and Paul F. Koeppe
Consulting Agreements
EnSync, Inc.
Electrical Equipment
WI
2009
ZBB Energy Corporation Director Nonstatutory Stock Option Agreement with Paul F. Koeppe
Stock Agreements
EnSync, Inc.
Electrical Equipment
2009
EnSync, Inc. Director Compensation Policy (Effective September 24, 2018)
Compensation Agreements
EnSync, Inc.
Electrical Equipment
2018
EnSync, Inc. Director Compensation Policy (Effective June 26, 2018)
Compensation Agreements
EnSync, Inc.
Electrical Equipment
2018
EnSync, Inc. Director Compensation Policy (Effective November 14, 2017)
Compensation Agreements
EnSync, Inc.
Electrical Equipment
2018
EnSync, Inc. Director Compensation Policy (Effective November 14, 2016)
Compensation Agreements
EnSync, Inc.
Electrical Equipment
2017
EnSync, Inc. Director Compensation Policy (Adopted November 17, 2015)
Compensation Agreements
EnSync, Inc.
Electrical Equipment
2016
ZBB Energy Corporation Restricted Stock Unit Award Agreement with Bradley Hansen
Compensation Agreements
EnSync, Inc.
Electrical Equipment
WI
2014
Amended and Restated Management Services Agreement between Anhui Meineng Store Energy Co., Ltd. and ZBB Powersav Holdings Limited
Management Agreements
EnSync, Inc.
Electrical Equipment
NC
2014
ZBB Energy Corporation Director Compensation Policy (Adopted November 6, 2013)
Compensation Agreements
EnSync, Inc.
Electrical Equipment
2014
ZBB Energy Corporation Director Compensation Policy (Adopted November 7, 2012)
Compensation Agreements
EnSync, Inc.
Electrical Equipment
2012
License Agreement between Anhui Meineng Store Energy Co., Ltd. and ZBB Powersav Holdings Ltd. (November 11, 2011)
License Agreements
EnSync, Inc.
Electrical Equipment
NC
2012
Management Services Agreement between Anhui Meineng Store Energy Co., Ltd. and ZBB Powersav Holdings Limited (November 11, 2011)
Management Agreements
EnSync, Inc.
Electrical Equipment
NC
2012
Limited Liability Company Agreement of ZBB PowerSav Holdings Limited by and between ZBB Cayman Corporation and PowerSav Inc.
Limited Liability Company Agreements
EnSync, Inc.
Electrical Equipment
WI
2011
ZBB Energy Corporation Director Compensation Policy (Adopted November 10, 2010)
Compensation Agreements
EnSync, Inc.
Electrical Equipment
2011
Nonstatutory Stock Option Agreement between ZBB Energy Corporation and Eric Apfelbach
Stock Agreements
EnSync, Inc.
Electrical Equipment
WI
2010
ZBB Energy Corporation Subscription Agreement with Purchasers and CapStone Investments (August 13, 2009)
Subscription Agreements
EnSync, Inc.
Electrical Equipment
NY
2009