EnerNOC, Inc. Common Stock Certificate

Contract Categories: Business Finance Stock Agreements
Summary

This document certifies that the named holder owns fully paid and non-assessable shares of common stock in EnerNOC, Inc., a Delaware corporation. The shares are transferable on the company's books by the holder or an authorized attorney upon proper endorsement and surrender of the certificate. The certificate is only valid if countersigned by the transfer agent and registrar. Ownership and transfer of the shares are subject to Delaware law and the company's governing documents. The certificate also outlines procedures for assignment and transfer, including signature guarantees.

EX-4.1 6 a2177450zex-4_1.htm EXHIBIT 4.1
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EXHIBIT 4.1

NUMBER   SHARES

 

 

CUSIP 292764 107
ENOC   SEE REVERSE FOR
CERTAIN DEFINITIONS

COMMON STOCK

 

 

[ENERNOC LOGO]
ENERNOC, INC.
INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

THIS CERTIFIES THAT

is the owner of

FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK,
PAR VALUE $0.001 PER SHARE, OF

ENERNOC, INC., transferable on the books of the Corporation by the holder hereof in person or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate and the shares represented hereby are subject to the laws of the State of Delaware and to the Amended and Restated Certificate of Incorporation and the Bylaws of the Corporation, each as from time to time amended.

        This certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar.

        WITNESS the facsimile seal of EnerNOC, Inc. and the facsimile signature of its duly authorized officers.

Dated:        

/s/TIMOTHY G. HEALY
CHAIRMAN and CEO

 

 

 

/s/DAVID B. BREWSTER
TREASURER and PRESIDENT
    [SEAL]    

COUNTERSIGNED AND REGISTERED:

 

 

 

 
AMERICAN STOCK TRANSFER & TRUST COMPANY
        TRANSFER AGENT
        AND REGISTRAR
       


 

BY:        
   
AUTHORIZED SIGNATURE
   

        The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

TEN COM—   as tenants in common   UNIF GIFT MIN ACT -       Custodian    
           
     
TEN ENT—   as tenants by the entireties       (Cust)       (Minor)
JT TEN—   as joint tenants with right of survivorship and not as tenants in common       under Uniform Gifts to Minors Act
           
(State)
        UNIF TRF MIN ACT -                Custodian (until age     )
                under Uniform Transfers
           
(Minor)
       
            To Minors Act)             
                            (State)

        Additional abbreviations may also be used though not in the above list.

For Value Received,                        hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE




(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP OF ASSIGNEE)




 

    Shares

of the common stock represented by this Certificate, and do hereby irrevocably constitute and appoint
   

 

 

Attorney

to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.
   

Dated:

   
   
    NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATEVER.    


 

SIGNATURE(S) GUARANTEED:    



 

 
THE SIGNATURE (S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S. E. C. RULE 17Ad-15.    

        Pursuant to Section 151 of the Delaware General Corporation Law, EnerNOC, Inc. will furnish without charge to each stockholder who so requests the powers, designations, preferences and relative, participating, optional, or other special rights of each class of stock or series thereof and the qualifications, limitations or restrictions of such preferences and/or rights.




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    EXHIBIT 4.1