ENERGY FOCUS, INC Contracts & Agreements

Form of Securities Purchase Agreement, dated as of September 29, 2023, between the Company and certain accredited investors (Filed With SEC on October 5, 2023)

Securities Purchase Agreement, dated as of June 29, 2023, between the Company and (Filed With SEC on July 5, 2023)

Securities Purchase Agreement, dated as of March 28, 2023, between the Company and Chiao Chieh (Jay) Huang (Filed With SEC on May 11, 2023)

Securities Purchase Agreement, dated as of March 30, 2023, between the Company and Mei Yun (Gina) Huang (Filed With SEC on May 11, 2023)

Exchange Agreement, dated as of March 31, 2023, between the Company and Streeterville Capital, LLC (Filed With SEC on May 11, 2023)

Securities Purchase Agreement, dated as of (Filed With SEC on February 28, 2023)

Form of Securities Purchase Agreement, dated as of January 17, 2023, between the Company and each purchaser named in the signature pages thereto (Filed With SEC on January 23, 2023)

Form of Registration Rights Agreement, dated as of January 17, 2023, between the Company and each purchaser named in the signature pages thereto (Filed With SEC on January 23, 2023)

Form of Exchange Agreement, dated January 17, 2023, between the Company and Mei Yun (Gina) Huang (Filed With SEC on January 23, 2023)

Second Amendment to Loan and Security Agreement, dated January 18, 2023, between the Company and Crossroads Financial Group, LLC (Filed With SEC on January 23, 2023)

Amendment to Promissory Note, dated January 17, 2023, between the Company and Streeterville Capital, LLC (Filed With SEC on January 23, 2023)

Securities Purchase Agreement, dated as of (Filed With SEC on January 11, 2023)

Securities Purchase Agreement, dated as of January 10, 2023, between the Company and Mei Yun Huang (Filed With SEC on January 11, 2023)

Promissory Note dated December (Filed With SEC on January 6, 2023)

Promissory Note dated December (Filed With SEC on December 23, 2022)

Promissory Note dated (Filed With SEC on December 9, 2022)

Chief Executive Officer Offer Letter dated September 6, 2022 between Lesley A. Matt and Energy Focus, Inc (Filed With SEC on November 10, 2022)

Promissory Note, dated as of October 27, 2022, by and between the Company and Jay Huang (Filed With SEC on November 10, 2022)

Promissory Note, dated as of November 4, 2022, by and between the Company and Jay Huang (Filed With SEC on November 10, 2022)

Promissory Note, dated as of November 9, 2022, by and between the Company an (Filed With SEC on November 10, 2022)

Promissory Note dated (Filed With SEC on September 22, 2022)

Separation Agreement and Release, dated as of May 20, 2022, between the Company and Tod A. Nestor (Filed With SEC on August 11, 2022)

Energy Focus, Inc. 2020 Stock Incentive Plan (Filed With SEC on June 24, 2022)

Form of Warrant (Filed With SEC on June 6, 2022)

Form of Securities Purchase Agreement, dated as of June 3, 2022, between the Company and each purchaser named in the signature pages thereto (Filed With SEC on June 6, 2022)

Form of Registration Rights Agreement, dated as of June 3, 2022, between the Company and each purchaser named in the signature pages thereto (Filed With SEC on June 6, 2022)

Note Purchase Agreement dated (Filed With SEC on April 25, 2022)

Promissory Note dated April (Filed With SEC on April 25, 2022)

Separation Agreement (Filed With SEC on February 17, 2022)

Form of Warrant (Filed With SEC on December 15, 2021)

Form of Securities Purchase Agreement, dated as of December 13, 2021, between the Company and each purchaser named in the signature pages thereto (Filed With SEC on December 15, 2021)

Form of Registration Rights Agreement, dated as of December 13, 2021, between the Company and each purchaser named in the signature pages thereto (Filed With SEC on December 15, 2021)

Form of Securities Purchase Agreement, dated as of June 14, 2021, between the Company and each purchaser named in the signature pages thereto (Filed With SEC on June 16, 2021)

Note Purchase Agreement dated April 2 (Filed With SEC on April 28, 2021)

Promissory Note dated April 2 (Filed With SEC on April 28, 2021)

First Amendment to Loan and Security Agreement, dated April 20, 2021, between the Company and Crossroads (Filed With SEC on April 21, 2021)

Form of Amendment to Common Stock Purchase Warrant (filed with this Annual Report) (Filed With SEC on March 25, 2021)

ENERGY FOCUS, INC. 2020 STOCK INCENTIVE PLAN (Filed With SEC on September 22, 2020)

Energy Focus, Inc. 2020 Stock Incentive (Filed With SEC on September 22, 2020)

Energy Focus, Inc. 2020 Stock Incentive Plan - Form of Restricted Stock Unit Award Agreement for Non-Employee Directors (Filed With SEC on September 22, 2020)

Energy Focus, Inc. 2020 Stock Incentive Plan (Filed With SEC on September 22, 2020)

Energy Focus, Inc. 2020 Stock Incentive Plan - Form of Incentive Stock Option Agreement (Filed With SEC on September 22, 2020)

Loan and Security Agreement (Filed With SEC on August 13, 2020)

SBA Loan Agreement, dated as of April 17, 2020, between the Company and KeyBank National Association (filed with this Report) (Filed With SEC on May 13, 2020)

Description of Securities of Energy Focus, Inc. (filed with this Report) (Filed With SEC on March 24, 2020)

Form of Warrant (Filed With SEC on January 13, 2020)

Form of Placement Agent Warrant (Filed With SEC on January 13, 2020)

Form of Securities Purchase Agreement, dated as of January 9, 2020, between the Company and each purchaser named in the signature pages thereto (Filed With SEC on January 13, 2020)

Note Purchase Agreement dated November 25, 2019 (Filed With SEC on November 29, 2019)

Promissory Note dated November 25, 2019 (Filed With SEC on November 29, 2019)

President and Chief Financial Officer Offer Letter dated June 18, 2019 between Tod A. Nestor and Energy Focus, Inc. (filed with this Report) (Filed With SEC on July 22, 2019)

Energy Focus, Inc. Executive Bonus Plan (Filed With SEC on July 19, 2019)

Form of Amended and Restated Subordinated Convertible Promissory Note entered into by the Company and each of the Investors on May 29, 2019 (Filed With SEC on May 30, 2019)

Note Purchase Agreement, dated March 29, 2019, among the Company and each of the Investors (Filed With SEC on April 1, 2019)

Form of Subordinated Convertible Promissory Note entered into by the Company and each of the Investors on March 29, 2019 (Filed With SEC on April 1, 2019)

Separation Agreement and Release, dated April 1, 2019, between Energy Focus, Inc. and Theodore L. Tewksbury III (Filed With SEC on April 1, 2019)

Separation Agreement and Release, dated April 1, 2019, between Energy Focus, Inc. and Jerry Turin (Filed With SEC on April 1, 2019)

Agreement dated February 21, 2019 entered into by Energy Focus, Inc. and the Investor Group (Filed With SEC on February 26, 2019)

Loan and Security Agreement dated December 11, 2018 by and between the Company and Austin Financial Services, Inc (Filed With SEC on December 14, 2018)

Loan and Security Agreement dated December 11, 2018 by and between the Company and Austin Financial Services, Inc (Filed With SEC on December 12, 2018)

Chief Financial Officer Offer Letter and Change in Control Participation Agreement dated May 18, 2018 between Jerry Turin and Energy Focus, Inc. (filed with this Report) (Filed With SEC on August 8, 2018)

Separation Agreement and Release dated May 22, 2018 between Michael H. Port and Energy Focus, Inc. (filed with this Report) (Filed With SEC on August 8, 2018)

2014 Stock Incentive Plan, as amended (filed with this report) (Filed With SEC on February 22, 2018)

Form of Restricted Stock Unit Grant Agreement to Non-Employee Directors (filed with this Report) (Filed With SEC on February 22, 2018)

ENERGY FOCUS, INC. CHANGE IN CONTROL BENEFIT PLAN PARTICIPATION AGREEMENT (Filed With SEC on May 4, 2017)

Energy Focus, Inc. Executive Bonus Plan (Filed With SEC on April 17, 2017)

ENERGY FOCUS. INC. 1994 EMPLOYEE STOCK PURCHASE PLAN (As Amended, As Of December 7, 2000, November 24, 2006, June 15, 2011, May 8, 2012, and August 7, 2012) (Filed With SEC on March 27, 2013)

AMENDMENT #1 to the ASIAN BUSINESS DEVELOPMENT/COLLABORATION AGREEMENT (Filed With SEC on March 27, 2013)

Number of Shares of CommonStock: Warrant No. COMMON STOCK PURCHASE WARRANT To Purchase Common Stock of ENERGY FOCUS,INC. (Filed With SEC on March 30, 2012)

AMENDED AND RESTATED SUBLEASE AGREEMENT By and Between KEYSTONE RUBY, LLC (Landlord) and ENERGY FOCUS, INC. (Tenant) 32000 Aurora Road Solon, Ohio TABLE OF CONTENTS (Filed With SEC on March 30, 2012)

ROSENTHAL & ROSENTHAL, INC. Financing Agreement (Filed With SEC on March 30, 2012)

ENERGY FOCUS, INC. SECURITIES PURCHASE AGREEMENT February 27, 2012 TABLE OF CONTENTS (Filed With SEC on March 30, 2012)

ASIAN BUSINESS DEVELOPMENT/ COLLABORATION AGREEMENT (Filed With SEC on March 30, 2012)

Current assets (Filed With SEC on May 13, 2010)

AMENDMENT AGREEMENT (Filed With SEC on May 10, 2010)

AMENDMENT NO. 2 TO RIGHTS AGREEMENT (Filed With SEC on March 31, 2010)

Number of Shares of Common Stock: 600,000 (Filed With SEC on March 31, 2010)

Number of Shares of Common Stock: [ ] (Filed With SEC on March 31, 2010)

Number of Shares of Common Stock: [_____] (Filed With SEC on March 31, 2010)

MEMBER INTEREST PURCHASE AGREEMENT (Filed With SEC on March 31, 2010)

ENERGY FOCUS, INC. (Filed With SEC on March 31, 2010)

WARRANT ACQUISITION AGREEMENT (Filed With SEC on March 31, 2010)

BONDING SUPPORT AGREEMENT (Filed With SEC on March 31, 2010)

WARRANT ACQUISITION AGREEMENT (Filed With SEC on March 31, 2010)

AGREEMENT OF CONFIDENTIALITY AND NON-COMPETITION (Filed With SEC on March 31, 2010)

NOTE PURCHASE AGREEMENT (Filed With SEC on March 31, 2010)

ENERGY FOCUS, INC. (Filed With SEC on March 31, 2010)

WARRANT ACQUISITION AGREEMENT (Filed With SEC on March 31, 2010)

PURCHASE AGREEMENT (Filed With SEC on March 19, 2010)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 19, 2010)

THIS COMMON STOCK PURCHASE WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE TRANSFERRED IN VIOLATION OF THE ACT, THE RULES AND... (Filed With SEC on March 19, 2010)

Current assets (Filed With SEC on November 13, 2009)

What is a rights offering (Filed With SEC on October 1, 2009)

What is a rights offering (Filed With SEC on September 4, 2009)

Current assets (Filed With SEC on August 13, 2009)

ENERGYFOCUS, INC. 2008STOCK INCENTIVE PLAN RESTRICTEDSTOCK NOTICE OF GRANT AND AGREEMENT (Filed With SEC on June 2, 2009)

ENERGY FOCUS INC. Securities Purchase Agreement (Filed With SEC on March 19, 2008)

Number of Shares of Common Stock: ______________ Warrant No. ______________ COMMON STOCK PURCHASE WARRANT To Purchase Common Stock of Energy Focus, Inc. (Filed With SEC on March 19, 2008)

FORM OF INDEMNIFICATION AGREEMENT (Filed With SEC on March 16, 2007)

FIRST AMENDMENT TO CONSULTING AGREEMENT (Incoming Services) (Filed With SEC on March 16, 2007)

FIBERSTARS,INC. a Delaware corporation and MELLON INVESTOR SERVICES LLC a New Jersey limited liability company Rights Agent Rights Agreement Dated as of October 25, 2006 TABLE OF... (Filed With SEC on November 27, 2006)

EXHIBIT 10.1 AMENDMENT NO. 1 TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on November 14, 2006)

CONFIDENTIAL TREATMENT REQUESTED. CONFIDENTIAL PORTIONS OF THIS DOCUMENT HAVE BEEN REDACTED AND HAVE BEEN SEPARATELY FILED WITH THE COMMISSION EQUIPMENT PURCHASE AND PRODUCT... (Filed With SEC on August 11, 2006)

MODIFICATION TO SUBLEASE (Filed With SEC on August 11, 2006)

CONSULTING AGREEMENT (Incoming Services) (Filed With SEC on May 16, 2006)

AMENDEDAND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on January 6, 2006)

SUBLEASE AGREEMENT Between VENTURE LIGHTING INTERNATIONAL, INC. An Ohio Corporation As Sublandlord And FIBERSTARS, INC. A California Corporation As Subtenant Dated as of November... (Filed With SEC on November 17, 2005)

EMPLOYMENT AGREEMENT (Filed With SEC on November 14, 2005)

SEVERANCE AGREEMENT (Filed With SEC on November 14, 2005)

CONFIDENTIALTREATMENT REQUESTED. CONFIDENTIAL PORTIONS OF THIS DOCUMENT HAVE BEENREDACTED AND HAVE BEEN SEPARATELY FILED WITH THECOMMISSION. FIBERSTARSDEVELOPMENT AGREEMENT (Filed With SEC on November 14, 2005)

CONFIDENTIAL TREATMENTREQUESTED. CONFIDENTIAL PORTIONS OF THIS DOCUMENT HAVE BEEN REDACTED AND HAVE BEEN SEPARATELY FILED WITH THE COMMISSION. ADLT DEVELOPMENT AGREEMENT (Filed With SEC on November 14, 2005)

CONFIDENTIAL TREATMENTREQUESTED. CONFIDENTIAL PORTIONS OF THIS DOCUMENT HAVE BEEN REDACTED AND HAVE BEEN SEPARATELY FILED WITH THE COMMISSION EQUIPMENTPURCHASE AND SUPPLY AGREEMENT (Filed With SEC on November 14, 2005)

CROSSLICENSE AGREEMENT (Filed With SEC on November 14, 2005)

MASTER SERVICES AGREEMENT (Filed With SEC on November 14, 2005)

FIRST AMENDMENT TO PRODUCTION SHARE AGREEMENT (Filed With SEC on October 25, 2005)

THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT (ACCOUNTS AND INVENTORY) AND AMENDED AND RESTATED INVENTORY RIDER (REVOLVING ADVANCES) (Filed With SEC on August 12, 2004)

AMENDMENT NO. 3 TO RIGHTS AGREEMENT (Filed With SEC on February 10, 2004)

AMENDMENT NO. 2 TO RIGHTS AGREEMENT (Filed With SEC on June 19, 2003)

FIBERSTARS, INC. Warrant for the purchase of[ ]shares of Common Stock No. ____ March 29, 2002 (Filed With SEC on May 15, 2002)

FIBERSTARS,INC. COMMONSTOCK AND WARRANT PURCHASEAGREEMENT (Filed With SEC on May 15, 2002)

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ENERGY FOCUS, INC Contracts & Agreements