Ener-Core, Inc. Contracts & Agreements

218 Contracts & Agreements
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Filed
Amendment No. 4 to Amendment Agreement and Waiver for Bridge Notes between Ener-Core, Inc. and Investor (April 30, 2019)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment No. 4 to Amendment Agreement and Waiver for June 2018 Senior Secured Notes – Ener-Core, Inc. and Investor
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment No. 3 to Amendment Agreement and Waiver for Bridge Notes between Ener-Core, Inc. and Investor (March 28, 2019)
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment No. 3 to Amendment Agreement and Waiver for June 2018 Notes between Ener-Core, Inc. and Investor
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment No. 2 to Amendment Agreement and Waiver between Ener-Core, Inc. and Bridge Note Holders (February 27, 2019)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment No. 2 to Amendment Agreement and Waiver for June 2018 Senior Secured Notes – Ener-Core, Inc. and Investor
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment No. 1 to Amendment Agreement and Waiver for Bridge Notes between Ener-Core, Inc. and Holder
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment No. 1 to Amendment Agreement and Waiver for June 2018 Notes between Ener-Core, Inc. and Holder
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Ener-Core, Inc. Senior Secured Convertible Promissory Note (Form of Note)
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Ener-Core, Inc. Warrant to Purchase Common Stock (Form of Warrant)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Fourth Amendment to Convertible Unsecured Promissory Notes between Ener-Core, Inc. and Noteholders (January 2019)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Fourth Amendment to Subordination and Intercreditor Agreement among Ener-Core, Inc., Ener-Core Power, Inc., Longboard Capital Advisors LLC, Anthony Tang, and Empery Tax Efficient,...
Subordination Agreement
Ener-Core, Inc.
Electrical Equipment
NY
2019
Fifth Amendment to Pledge and Security Agreement among Ener-Core, Inc., Ener-Core Power, Inc., and Empery Tax Efficient, LP (Effective January 18, 2019)
Pledge Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Securities Purchase Agreement by and among Ener-Core, Inc. and Certain Investors (January 18, 2019)
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
DE
2019
Amendment Agreement and Waiver to Bridge Notes between Ener-Core, Inc. and Investor (December 31, 2018)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment Agreement and Waiver to June 2018 Senior Secured Notes between Ener-Core, Inc. and Investor (December 31, 2018)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment Agreement to 2015 Securities Purchase Agreements and Senior Secured Notes between Ener-Core, Inc. and Investor (June 30, 2018)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Amendment Agreement to November 2016 Securities Purchase Agreement and Senior Secured Notes between Ener-Core, Inc. and Investor (June 30, 2018)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Amendment Agreement to Bridge Notes between Ener-Core, Inc. and Investor (June 30, 2018)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Amendment Agreement to Senior Secured Convertible Notes between Ener-Core, Inc. and Investor (June 30, 2018)
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Ener-Core, Inc. Senior Secured Convertible Promissory Note (June 5, 2018)
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Ener-Core, Inc. Warrant to Purchase Common Stock (June 5, 2018)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Amendment Agreement and Waiver between Ener-Core, Inc. and Investor (June 5, 2018)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Amendment Agreement and Waiver to November 2016 Securities Purchase Agreement and Senior Secured Notes between Ener-Core, Inc. and Investor (June 5, 2018)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Amendment Agreement and Waiver to Bridge Securities Purchase Agreement and Senior Secured Notes between Ener-Core, Inc. and Investor (June 5, 2018)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Third Amendment to Convertible Unsecured Promissory Notes between Ener-Core, Inc. and Noteholders (June 5, 2018)
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Securities Purchase Agreement by and among Ener-Core, Inc. and Certain Investors (June 5, 2018)
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
DE
2018
Termination Agreement among Ener-Core, Inc., Ener-Core Power, Inc., Anthony Tang, and Empery Tax Efficient, LP (June 5, 2018)
Termination Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Third Amendment to Subordination and Intercreditor Agreement among Ener-Core, Inc., Ener-Core Power, Inc., Longboard Capital Advisors LLC, Anthony Tang, and Empery Tax Efficient,...
Subordination Agreement
Ener-Core, Inc.
Electrical Equipment
NY
2018
Fourth Amendment to Pledge and Security Agreement among Ener-Core, Inc., Ener-Core Power, Inc., and Empery Tax Efficient, LP (June 5, 2018)
Pledge Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Ener-Core, Inc. Senior Secured Convertible Promissory Note (March 26, 2018)
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Ener-Core, Inc. Warrant to Purchase Common Stock (March 26, 2018)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Ener-Core, Inc. 2015 Notes and SPA Waiver Agreement with Investors (March 26, 2018)
Waiver Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
March 2018 Waiver to November 2016 Securities Purchase Agreement and Notes – Enercore and Investors
Waiver Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Fourth Amended and Restated Securities Purchase Agreement between Ener-Core, Inc. and Investors (March 26, 2018)
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
DE
2018
Ener-Core, Inc. Senior Secured Convertible Promissory Note (Form)
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Ener-Core, Inc. Warrant to Purchase Common Stock (Form of Additional Warrant, January 25, 2018)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2018
Third Amended and Restated Securities Purchase Agreement between Ener-Core, Inc. and Investors (January 25, 2018)
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
DE
2018
Amendment Agreement to 2015 Securities Purchase Agreements and Senior Secured Notes between Ener-Core, Inc. and Investors (December 28, 2017)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Amendment Agreement to November 2016 Securities Purchase Agreement and Senior Secured Notes between Ener-Core, Inc. and Investor (December 28, 2017)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
First Amendment to Senior Secured Notes between Ener-Core, Inc. and Note Holders (December 28, 2017)
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Ener-Core, Inc. Senior Secured Convertible Promissory Note (December 20, 2017)
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Ener-Core, Inc. Warrant to Purchase Common Stock (Form of Additional Warrant, December 20, 2017)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Ener-Core, Inc. 2015 Notes and SPA Waiver Agreement with Investors (December 2017)
Waiver Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Waiver Agreement Relating to November 2016 Securities Purchase Agreement and Notes – Enercore Inc. and Investors (December 2017)
Waiver Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Separation and General Release Agreement between Ener-Core, Inc. and Alain J. Castro, Effective December 25, 2017
Separation Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2017
Ener-Core, Inc. Senior Secured Convertible Promissory Note (Form) – November 1, 2017
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Ener-Core, Inc. Warrant to Purchase Common Stock Agreement (November 1, 2017)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Ener-Core, Inc. 2015 Notes and SPA Waiver Agreement with Investors (November 1, 2017)
Waiver Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Waiver Agreement Relating to November 2016 Securities Purchase Agreement and Notes (Enercore, Inc. and Investors)
Waiver Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Ener-Core, Inc. Senior Secured Convertible Promissory Note (Form)
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Ener-Core, Inc. Warrant to Purchase Common Stock Agreement (Form of Warrant)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Second Amendment to Convertible Unsecured Promissory Notes between Ener-Core, Inc. and Noteholders (September 2017)
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Second Amendment to Subordination and Intercreditor Agreement among Ener-Core, Inc., Ener-Core Power, Inc., Anthony Tang, and Empery Tax Efficient, LP
Subordination Agreement
Ener-Core, Inc.
Electrical Equipment
NY
2017
Second Amendment to Subordination and Intercreditor Agreement among Ener-Core, Inc., Ener-Core Power, Inc., Longboard Capital Advisors LLC, Anthony Tang, and Empery Tax Efficient,...
Subordination Agreement
Ener-Core, Inc.
Electrical Equipment
NY
2017
Third Amendment to Pledge and Security Agreement among Ener-Core, Inc., Subsidiaries, and Empery Tax Efficient, LP (Collateral Agent)
Pledge Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Ener-Core, Inc. Offer Letter to James Reiman for Board of Directors Appointment (May 2017)
Employment Agreements
Ener-Core, Inc.
Electrical Equipment
2017
Ener-Core, Inc. Non-Qualified Stock Option Agreement with James Reiman (May 3, 2017)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2017
Amended and Restated Warrant Agreement between Ener-Core, Inc. and Holder (April 27, 2017)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
2017
Ener-Core, Inc. Warrant Agreement Issued April 27, 2017 in Support of Backstop Security Support Agreement
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
2017
First Amendment to Amended and Restated Senior Secured Notes between Ener-Core, Inc. and Noteholders
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Ener-Core, Inc. Offer Letter to Kent Williams for Board of Directors Appointment, Effective April 14, 2017
Employment Agreements
Ener-Core, Inc.
Electrical Equipment
2017
Non-Qualified Stock Option Agreement between Ener-Core, Inc. and Kent Williams dated April 14, 2017
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2017
First Amendment to Commercial and Manufacturing License Agreement between Ener-Core Power, Inc. and Dresser-Rand Company, Effective January 1, 2017
License Agreements
Ener-Core, Inc.
Electrical Equipment
2017
Separation Agreement and Mutual Release between Ener-Core, Inc. and Boris A. Maslov, Effective January 31, 2017
Separation Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2017
Ener-Core, Inc. Warrant to Purchase Common Stock (December 2016)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Ener-Core, Inc. Senior Secured Convertible Promissory Note (2016)
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Ener-Core, Inc. Warrant to Purchase Common Stock (Form of Warrant)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
First Amendment to Subordination and Intercreditor Agreement among Ener-Core, Inc., Longboard Capital Advisors LLC, Anthony Tang, and Empery Tax Efficient, LP
Subordination Agreement
Ener-Core, Inc.
Electrical Equipment
NY
2016
First Amendment to Subordination and Intercreditor Agreement among Ener-Core, Inc., Anthony Tang, and Empery Tax Efficient, LP (November 23, 2016)
Subordination Agreement
Ener-Core, Inc.
Electrical Equipment
NY
2016
Second Amendment to Pledge and Security Agreement among Ener-Core, Inc., Ener-Core Power, Inc., and Empery Tax Efficient, LP (November 23, 2016)
Pledge Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Fourth Amendment to Commercial License Agreement between Ener-Core Power, Inc. and Dresser-Rand Company
License Agreements
Ener-Core, Inc.
Electrical Equipment
2016
First Amendment to Ener-Core, Inc. 2015 Omnibus Incentive Plan
Bonus & Incentive Agreements
Ener-Core, Inc.
Electrical Equipment
2016
Ener-Core, Inc. Convertible Unsecured Promissory Note (September 1, 2016)
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Ener-Core, Inc. Warrant to Purchase Common Stock (Form of Warrant, September 1, 2016)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Subordination and Intercreditor Agreement among Ener-Core, Inc., Ener-Core Power, Inc., Longboard Capital Advisors LLC, Anthony Tang, and Empery Tax Efficient, LP (September 1,...
Subordination Agreement
Ener-Core, Inc.
Electrical Equipment
NY
2016
Amendment to Warrant(s) between Ener-Core, Inc. and Holder Dated August 24, 2016
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Commercial and Manufacturing License Agreement between Dresser-Rand Company and Ener-Core Power, Inc. (June 29, 2016)
License Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Ener-Core, Inc. Offer Letter to Stephen Markscheid for Board of Directors Appointment (June 29, 2016)
Employment Agreements
Ener-Core, Inc.
Electrical Equipment
2016
Ener-Core, Inc. Non-Qualified Stock Option Agreement with Stephen Markscheid (July 1, 2016)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2016
Executive Employment Agreement between Ener-Core, Inc. and Douglas Hamrin dated June 29, 2016
Employment Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2016
Ener-Core, Inc. Warrant to Purchase Common Stock Agreement (2016)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Fourth Amendment to Senior Secured Notes between Ener-Core, Inc. and Noteholders, Effective March 31, 2016
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Ener-Core, Inc. Warrant to Purchase Common Stock Agreement (December 31, 2015)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Ener-Core, Inc. Warrant to Purchase Common Stock (Form of Additional Warrant)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Second Amendment to Senior Secured Notes between Ener-Core, Inc. and Noteholders (December 2015)
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Second Amendment to Senior Secured Notes between Ener-Core, Inc. and Noteholders, Effective December 7, 2015
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Ener-Core, Inc. and VStock Transfer, LLC Warrant Agreement (2015)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Underwriting Agreement for Public Offering of Units by Ener-Core, Inc. and Underwriters
Underwriting Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Warrant Agreement between Ener-Core, Inc. and VStock Transfer, LLC (2015)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Ener-Core, Inc. Indemnification Agreement for Directors and Officers
Indemnification Agreements
Ener-Core, Inc.
Electrical Equipment
DE
2015
Ener-Core, Inc. Warrant Agreement with Anthony Tang (November 2, 2015)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
2015
Amendment to Senior Secured Notes between Ener-Core, Inc. and Noteholders (November 2015)
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Amendment to Senior Secured Notes between Ener-Core, Inc. and Noteholders (November 2015)
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Subordination and Intercreditor Agreement among Anthony Tang, Ener-Core, Inc., and Empery Tax Efficient, LP (Collateral Agent) dated November 2, 2015
Subordination Agreement
Ener-Core, Inc.
Electrical Equipment
NY
2015
Ener-Core, Inc. Warrant to Purchase Common Stock Issued to Rufus Dufus, LLC (December 1, 2014)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
2015
Plan of Conversion of Ener-Core, Inc. from Nevada Corporation to Delaware Corporation
Plan of Reorganization Agreements
Ener-Core, Inc.
Electrical Equipment
NV
2015
Ener-Core, Inc. Senior Secured Note Issued to [Buyer] Dated May 7, 2015
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Ener-Core, Inc. Warrant to Purchase Common Stock Agreement (May 7, 2015)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
First Amendment to Pledge and Security Agreement among Ener-Core, Inc., Subsidiaries, and Empery Tax Efficient, LP (Collateral Agent)
Pledge Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Ener-Core, Inc. Senior Secured Convertible Note dated April 23, 2015
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Ener-Core, Inc. Warrant to Purchase Common Stock Agreement (April 23, 2015)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Pledge and Security Agreement between Ener-Core, Inc., Subsidiaries, and Empery Tax Efficient, LP (Collateral Agent) dated April 23, 2015
Pledge Agreements
Ener-Core, Inc.
Electrical Equipment
2015
Warrant to Purchase Common Stock between Ener-Core, Inc. and Rufus Dufus LLC, dated December 1, 2014
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2015
Warrant to Purchase Common Stock between Ener-Core, Inc. and Dylana Dreams, LLC dated December 1, 2014
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2015
Warrant to Purchase Common Stock between Ener-Core, Inc. and Island Pickle, LLC dated December 16, 2014
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2015
Warrant to Purchase Common Stock between Ener-Core, Inc. and Pilly Boy, LLC, dated December 16, 2014
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2015
Commercial License Agreement between Dresser-Rand Company and Ener-Core Power, Inc.
License Agreements
Ener-Core, Inc.
Electrical Equipment
2015
Settlement Agreement and Mutual Release between Ener-Core, Inc. and Investors (December 16, 2014)
Settlement Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2015
Ener-Core, Inc. Warrant to Purchase Common Stock Agreement with CI USVI, LLC (September 29, 2014)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2014
Ener-Core, Inc. Warrant to Purchase Common Stock Agreement with Chardan Capital Markets, LLC (September 29, 2014)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2014
Ener-Core, Inc. Warrant to Purchase Common Stock Agreement with The Special Equities Group, LLC (September 29, 2014)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2014
Ener-Core, Inc. Warrant to Purchase Common Stock Agreement with Ramin Azar (September 29, 2014)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2014
Ener-Core, Inc. Warrant to Purchase Common Stock Agreement with Colorado Financial Service Corporation (September 29, 2014)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2014
Waiver and Amendment Agreement between Ener-Core, Inc. and Warrant Holder (September 18, 2014)
Waiver Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2014
Ener-Core, Inc. Warrant Agreement Issued to Merriman Capital, Inc. (March 3, 2014)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
2014
Ener-Core, Inc. Senior Secured Convertible Note Issued to Investors
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2014
Ener-Core, Inc. Warrant to Purchase Common Stock (April 2014)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2014
Ener-Core, Inc. Warrant Agreement with Roth Capital Partners, LLC (July 8, 2013)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
2013
Ener-Core, Inc. Warrant Agreement with Colorado Financial Service Corporation (Warrant No. R-2, July 8, 2013)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
2013
Ener-Core, Inc. Warrant Agreement with Roth Capital Partners, LLC (August 27, 2013)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
2013
Ener-Core, Inc. Warrant Agreement with Colorado Financial Service Corporation (August 27, 2013)
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
2013
Assignment and Assumption of Lease Agreement between FlexEnergy, Inc. and Ener-Core, Inc. dated August 1, 2013
Assignment Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2013
Lessor’s Consent to Assignment and Sublease among Meehan Holdings, LLC, FlexEnergy, Inc., and Ener-Core, Inc.
Assignment Agreements
Ener-Core, Inc.
Electrical Equipment
2013
Landlord Consent to Assignment & Sublease Agreement between Meehan Holdings, LLC and Ener-Core, Inc.
Lease Agreements
Ener-Core, Inc.
Electrical Equipment
2013
Ener-Core, Inc. Equity Incentive Award Plan
Bonus & Incentive Agreements
Ener-Core, Inc.
Electrical Equipment
NV
2013
Order Acknowledgement Letter between Flex Power Generation Inc. and Energy Efficient Conversion Turbomachinery B.V. (EECT)
Sales Agreements
Ener-Core, Inc.
Electrical Equipment
2013
FlexEnergy and Southern Research Institute Project Progress and Cost Report for Military Landfill Power Plant Demonstration (September 2009)
Development Agreements
Ener-Core, Inc.
Electrical Equipment
2013
Nonexclusive Placement Agent Agreement between Ener-Core Power, Inc. and Colorado Financial Service Corp.
Underwriting Agreements
Ener-Core, Inc.
Electrical Equipment
2013
Executive Employment Agreement between Flex Power Generation, Inc. and Alain J. Castro
Employment Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2013
Amended and Restated Executive Employment Agreement between Flex Power Generation, Inc. and Boris Maslov
Employment Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2013
Consulting Agreement between Flex Power Generation, Inc. (Ener-Core) and Jim Thorburn & Wayne Karro
Consulting Agreements
Ener-Core, Inc.
Electrical Equipment
2013
Ener-Core, Inc. Equity Incentive Award Plan
Bonus & Incentive Agreements
Ener-Core, Inc.
Electrical Equipment
NV
2013
Agreement and Plan of Merger among Inventtech, Inc., Flex Merger Acquisition Sub, Inc., and Flex Power Generation, Inc. dated April 16, 2013
Merger Agreements
Ener-Core, Inc.
Electrical Equipment
DE
2013
Independent Contractor Agreement between Inventtech Inc. and NR Consulting Services (June 21, 2010)
Consulting Agreements
Ener-Core, Inc.
Electrical Equipment
2011
Promissory Note between Inventtech Inc. and Ruthy Navon dated February 18, 2011
Note Agreements
Ener-Core, Inc.
Electrical Equipment
NV
2011
Amendment No. 4 to Amendment Agreement and Waiver between Ener-Core, Inc. and Note Holders (April 30, 2019)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment No. 4 to Amendment Agreement and Waiver between Ener-Core, Inc. and Investor (April 30, 2019)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment No. 3 to Amendment Agreement and Waiver between Ener-Core, Inc. and Note Holders (March 28, 2019)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment No. 3 to Amendment Agreement and Waiver between Ener-Core, Inc. and Note Holder (March 28, 2019)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment No. 2 to Amendment Agreement and Waiver between Ener-Core, Inc. and Investor (February 27, 2019)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment No. 2 to Amendment Agreement and Waiver between Ener-Core, Inc. and Investor (February 27, 2019)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment No. 1 to Amendment Agreement and Waiver between Ener-Core, Inc. and Investor (2015 Notes)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment No. 1 to Amendment Agreement and Waiver between Ener-Core, Inc. and Investor (January 30, 2019)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment Agreement and Waiver between Ener-Core, Inc. and Investor (December 31, 2018)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Amendment Agreement and Waiver between Ener-Core, Inc. and Investor (December 31, 2018)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2019
Second Amended and Restated Securities Purchase Agreement between Ener-Core, Inc. and Investors (December 20, 2017)
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
DE
2017
Amended and Restated Securities Purchase Agreement between Ener-Core, Inc. and Investors (November 1, 2017)
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
DE
2017
Amendment Agreement and Waiver between Ener-Core, Inc. and Investors (September 19, 2017)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Amendment Agreement and Waiver between Ener-Core, Inc. and Investor (September 19, 2017)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2017
Securities Purchase Agreement by and among Ener-Core, Inc. and Certain Investors (September 19, 2017)
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
DE
2017
First Amendment to Backstop Security Support Agreement between Ener-Core, Inc. and Anthony Tang, Effective April 27, 2017
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2017
Advisory Services Agreement between Ener-Core, Inc. and Boris A. Maslov, Effective January 31, 2017
Advisory Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2017
Second Amendment to Securities Purchase Agreement between Ener-Core, Inc. and Buyer (December 12, 2016)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Amendment Agreement to 2015 Securities Purchase Agreements and Notes between Ener-Core, Inc. and Investor
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
2016
Amendment Agreement and Waiver between Ener-Core, Inc. and Buyer (December 1, 2016)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Amendment Agreement between Ener-Core, Inc. and Investor Regarding 2015 Notes and Warrants (November 23, 2016)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
First Amendment to Securities Purchase Agreement between Ener-Core, Inc. and Buyers (November 23, 2016)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Securities Purchase Agreement among Ener-Core, Inc. and Investors (November 23, 2016)
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
DE
2016
Registration Rights Agreement between Ener-Core, Inc. and Investors (November 23, 2016)
Registration Rights Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
First Amendment to Securities Purchase Agreement between Ener-Core, Inc. and Certain Investors (November 23, 2016)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Sixth Amendment and Waiver to Senior Secured Notes Issued by Ener-Core, Inc. (October 2016)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Sixth Amendment and Waiver to Senior Secured Notes Issued by Ener-Core, Inc. (October 2016)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Fifth Amendment to Senior Secured Notes between Ener-Core, Inc. and Note Holders (September 1, 2016)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Fifth Amendment to Senior Secured Notes between Ener-Core, Inc. and Note Holders (September 1, 2016)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Securities Purchase Agreement between Ener-Core, Inc. and Investors dated September 1, 2016
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
DE
2016
Sixth Amendment to Securities Purchase Agreement between Ener-Core, Inc. and Buyers (September 1, 2016)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Fifth Amendment to Securities Purchase Agreement between Ener-Core, Inc. and Buyers (September 1, 2016)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Stock Purchase Agreement between Ener-Core, Inc. and Investors (April 11, 2016)
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
DE
2016
Fourth Amendment to Senior Secured Notes between Ener-Core, Inc. and Noteholders (March 31, 2016)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Fifth Amendment to Securities Purchase Agreement between Ener-Core, Inc. and Buyers (March 31, 2016)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Fourth Amendment to Securities Purchase Agreement between Ener-Core, Inc. and Buyers (March 31, 2016)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Amendment to Registration Rights Agreement between Ener-Core, Inc. and Certain Investors (April 4, 2016)
Registration Rights Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2016
Third Amendment to Senior Secured Notes between Ener-Core, Inc. and Note Holders (December 30, 2015)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Third Amendment to Senior Secured Notes between Ener-Core, Inc. and Noteholders (December 2015)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Securities Purchase Agreement between Ener-Core, Inc. and Investors (December 30, 2015)
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
DE
2015
Registration Rights Agreement between Ener-Core, Inc. and Certain Investors (December 30, 2015)
Registration Rights Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Engagement Letter for Private Equity Offering between Ener-Core, Inc., Northland Securities, Inc., and Lake Street Capital Markets, LLC
Equity Distribution Agreements
Ener-Core, Inc.
Electrical Equipment
2015
Fourth Amendment to Securities Purchase Agreement between Ener-Core, Inc. and Buyers (December 30, 2015)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Third Amendment to Securities Purchase Agreement between Ener-Core, Inc. and Buyers (December 30, 2015)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Second Amendment to Senior Secured Notes between Ener-Core, Inc. and Noteholders
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Second Amendment to Senior Secured Notes by Ener-Core, Inc. and Note Holders
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Third Amendment to Securities Purchase Agreement between Ener-Core, Inc. and Buyers (November 24, 2015)
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Second Amendment to Securities Purchase Agreement between Ener-Core, Inc. and Buyers (November 24, 2015)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Ener-Core, Inc. Specimen Common Stock Certificate
Stock Agreements
Ener-Core, Inc.
Electrical Equipment
2015
Form of Unit Certificate for Enercore Inc. Capital Stock Transfers
Stock Agreements
Ener-Core, Inc.
Electrical Equipment
2015
Backstop Security Support Agreement between Ener-Core, Inc. and Anthony Tang, dated November 2, 2015
Financing Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2015
Security Agreement between Ener-Core, Inc. and Anthony Tang dated November 2, 2015
Security Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2015
Second Amendment to Securities Purchase Agreement between Ener-Core, Inc. and Buyers
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
First Amendment to Securities Purchase Agreement between Ener-Core, Inc. and Buyers
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Securities Purchase Agreement between Ener-Core, Inc. and Investors dated May 7, 2015
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
NV
2015
First Amendment to Securities Purchase Agreement between Ener-Core, Inc. and Empery Tax Efficient, LP (May 7, 2015)
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Securities Purchase Agreement between Ener-Core, Inc. and Investors (May 1, 2015)
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
NV
2015
Registration Rights Agreement between Ener-Core, Inc. and Investors (May 1, 2015)
Registration Rights Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Securities Purchase Agreement between Ener-Core, Inc. and Investors dated April 22, 2015
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
NV
2015
Exchange Agreement between Ener-Core, Inc. and Investor for Warrant Conversion to Common Stock
Exchange Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2015
Ener-Core, Inc. Lock-Up Agreement with Shareholder Regarding Exchange Shares
Ener-Core, Inc.
Electrical Equipment
NY
2015
Amendment and Waiver Agreement to Subscription and Registration Rights Agreements between Ener-Core, Inc. and Investors
Modification Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2015
Ener-Core, Inc. 2013 Equity Incentive Award Plan (As Amended March 25, 2015)
Equity Distribution Agreements
Ener-Core, Inc.
Electrical Equipment
NV
2015
Securities Purchase Agreement between Ener-Core, Inc. and Investors (September 18, 2014)
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
NV
2014
Ener-Core, Inc. Registration Rights Agreement with Investors (September 18, 2014)
Registration Rights Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2014
Loan, Security, and Guarantee Agreement between Export-Import Bank of the United States and Borrower
Loan Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2013
Loan, Security, and Guarantee Agreement between Export-Import Bank of the United States and Borrower
Loan Agreements
Ener-Core, Inc.
Electrical Equipment
NY
2013
Ener-Core, Inc. Stock Option Reformation Agreement with Alain Castro (August 2013)
Stock Agreements
Ener-Core, Inc.
Electrical Equipment
2013
Ener-Core, Inc. Stock Option Reformation Agreement with Stephen L. Johnson (August 2013)
Stock Agreements
Ener-Core, Inc.
Electrical Equipment
2013
Master Purchase and Re-Sale Agreement between Flex Power Generation, Inc. and Efficient Energy Conversion Turbomachinery B.V.
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2013
Sales and Service Agreement Between Ener-Core Power, Inc. and The Regents of the University of California, Irvine
Services Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2013
Emissions Testing and Site Support Agreement between UCI and Ener-Core Power, Inc.
Services Agreements
Ener-Core, Inc.
Electrical Equipment
2013
Contribution Agreement among FlexEnergy, Inc., FlexEnergy Energy Systems, Inc., and Flex Power Generation, Inc. (November 12, 2012)
Contribution Agreements
Ener-Core, Inc.
Electrical Equipment
DE
2013
Side Letter to Contribution Agreement between Flex Power Generation, Inc. and FlexEnergy, Inc. (November 12, 2012)
Contribution Agreements
Ener-Core, Inc.
Electrical Equipment
2013
Purchase Order Between Ener-Core Power Inc. and FlexEnergy Energy Systems for EX250 Gas Turbine and Engineering Services
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
2013
Order Acknowledgement and Supply Agreement between FlexEnergy Energy Systems Inc. and Ener-Core Power, Inc.
Purchase Agreements
Ener-Core, Inc.
Electrical Equipment
2013
Contribution Agreement among FlexEnergy, Inc., FlexEnergy Energy Systems, Inc., and Flex Power Generation, Inc. (November 12, 2012)
Contribution Agreements
Ener-Core, Inc.
Electrical Equipment
DE
2013
Side Letter Agreement Regarding Assumed Liabilities under Contribution Agreement between Flex Power Generation, Inc. and FlexEnergy, Inc.
Contribution Agreements
Ener-Core, Inc.
Electrical Equipment
2013
Restructuring Agreement among Flex Power Generation, Inc. and Investors (November 12, 2012)
Financing Agreements
Ener-Core, Inc.
Electrical Equipment
DE
2013
Stockholders Agreement by and among Flex Power Generation, Inc. and Stockholders, dated November 12, 2012
Shareholders Agreements
Ener-Core, Inc.
Electrical Equipment
CA
2013
Ener-Core, Inc. 2013 Equity Award Incentive Plan Stock Option Agreement with Alain Castro
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NV
2013
Ener-Core, Inc. 2013 Equity Award Incentive Plan Stock Option Agreement with Stephen L. Johnson
Warrant Agreements
Ener-Core, Inc.
Electrical Equipment
NV
2013