EMERGENT CAPITAL, INC. Contracts & Agreements

117 Contracts & Agreements
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EMERGENT CAPITAL, INC., as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Indenture Trustee Third Supplemental Indenture Dated as of June 28, 2017 to Indenture Dated as of...
Indenture Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
NY
2017
Indenture dated as of April 7, 2021 between Lamington Road DAC and U.S. Bank National Association, as indenture trustee
Indenture Agreements
EMERGENT CAPITAL, INC.
2021
Grantor Trust Deed dated as of March 1, 2021 by and among Emergent Capital, Inc., as Grantor, and Maples Trustee Services (Cayman) Limited, as grantor trust trustee
Trust Agreements
EMERGENT CAPITAL, INC.
2021
Restructuring Support Agreement (Senior Notes) dated as of October 14, 2020 among Emergent Capital, Inc. and the Supporting Noteholders party thereto
Note Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
2020
Restructuring Support Agreement (Convertible Notes) dated as of October 14, 2020 among Emergent Capital, Inc. and the Supporting Noteholders party thereto
Note Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
2020
Description of Securities
EMERGENT CAPITAL, INC.
Consumer Finance
2020
2010 Omnibus Incentive Plan Form Restricted Stock Award Agreement
Bonus & Incentive Agreements
EMERGENT CAPITAL, INC.
2020
Amendment dated January 29, 2020 to Retention Agreement between Imperial Finance and Trading, LLC and Jack Simony
Retention Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
NY
2020
Retention Agreement dated as of December 10, 2019 between Imperial Finance & Trading, LLC and Miriam Martinez
Retention Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
NY
2019
Retention Agreement dated as of November 12, 2019 between Imperial Finance & Trading, LLC and Jack Simony
Retention Agreements
EMERGENT CAPITAL, INC.
2019
Retention Agreement dated as of November 12, 2019 between Imperial Finance & Trading, LLC and Harvey Werblowsky
Retention Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
NY
2019
Subscription Agreement dated as of August 16, 2019 among Emergent Capital, Inc., Lamington Road Designated Activity Company, White Eagle Asset Portfolio, LP and Jade Mountain...
Subscription Agreements
EMERGENT CAPITAL, INC.
2019
Amended and Restated Limited Partnership Agreement of White Eagle Asset Portfolio, LP dated as of August 16, 2019
Limited Partnership Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
DE
2019
Master Termination Agreement dated as of August 16, 2019 among White Eagle General Partner, LLC, Lamington Road Designated Activity Company, White Eagle Asset Portfolio, LP,...
Termination Agreements
EMERGENT CAPITAL, INC.
2019
Pledge Agreement dated as of August 16, 2019 between Lamington Road Designated Activity Company and Palomino JV, L.P
Pledge Agreements
EMERGENT CAPITAL, INC.
2019
Assumption Agreement dated as of August 16, 2019 among White Eagle Asset Portfolio, LP, Lamington Road Designated Activity Company, Emergent Capital Inc. and White Eagle General...
EMERGENT CAPITAL, INC.
Consumer Finance
NY
2019
Indemnification Agreement dated as of August 16, 2019 between Emergent Holdings, Inc. and Wilmington Trust, National Association
Indemnification Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
DE
2019
Commitment Letter dated as of July 18, 2019 among Emergent Capital, Inc., Lamington Road Designated Activity Company, White Eagle Asset Portfolio, LP and Jade Mountain Partners
EMERGENT CAPITAL, INC.
Consumer Finance
NY
2019
Second Amended Joint Plan of Reorganization of White Eagle Asset Portfolio, LP, et al., dated as of June 19, 2019
Plan of Reorganization Agreements
EMERGENT CAPITAL, INC.
2019
Settlement Agreement dated as of May 24, 2019 by and among LNV Corporation, CLMG Corp., White Eagle Assets Portfolio, LP, Lamington Road Designated Activity Company, White Eagle...
Settlement Agreements
EMERGENT CAPITAL, INC.
2019
Debtor-in-Possession Credit Agreement dated as of May 24, 2019 among White Eagle Asset portfolio, LP, LNV Corporation, as DIP Lender, CLMG Corp., as DIP Agent, and the Guarantors...
Credit Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
NY
2019
Subscription Agreement dated as of February 11, 2019, by and between Emergent Capital, Inc. and Brennan Opportunities Fund I LP
Subscription Agreements
EMERGENT CAPITAL, INC.
2019
Note Purchase Agreement dated as of January 30, 2019, by and between Emergent Capital, Inc. and Ironsides Partners Special Situations Master Fund III L.P
Note Agreements
EMERGENT CAPITAL, INC.
2019
Form of Subscription Agreement dated as of December 28, 2018, by and between Emergent Capital, Inc. and each Investors party thereto
Subscription Agreements
EMERGENT CAPITAL, INC.
2019
Commitment Letter from Ironsides Partners LLC dated December 28, 2018
EMERGENT CAPITAL, INC.
Consumer Finance
2019
Second Supplemental Indenture dated as of December 10, 2018 between Emergent Capital, Inc. and Wilmington Trust, National Association, as indenture trustee
Trust Agreements
EMERGENT CAPITAL, INC.
2018
2010 Omnibus Incentive Plan Form Stock Appreciation Rights Award Agreement
Bonus & Incentive Agreements
EMERGENT CAPITAL, INC.
2018
Commitment Letter from PJC Investments, LLC dated August 20, 2018
EMERGENT CAPITAL, INC.
Consumer Finance
2018
Commitment Letter from River City Capital, LLC dated August 20, 2018
EMERGENT CAPITAL, INC.
2018
Commitment Letter from Evermore Global Advisor, LLC dated August 20, 2018
EMERGENT CAPITAL, INC.
2018
Letter Agreement dated July 10, 2018 by and among Emergent Capital, Inc., SB Holdings, Inc. and Sherman, Clay & Co
EMERGENT CAPITAL, INC.
Consumer Finance
2018
Stock purchase agreement between SB Holdings, Inc and Sherman, Clay & Co. dated January 22, 2018
Stock Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
IN
2018
Commitment Letter from PJC Investments, LLC dated May 9, 2018
EMERGENT CAPITAL, INC.
Consumer Finance
2018
Commitment Letter from Evermore Global Advisors, LLC dated May 9, 2018
EMERGENT CAPITAL, INC.
2018
Commitment Letter from River City Capital, LLC dated May 9, 2018
EMERGENT CAPITAL, INC.
Consumer Finance
2018
Employment Agreement between Imperial Finance and Trading, LLC and Jack Simony dated as of March 13, 2018
Employment Agreements
EMERGENT CAPITAL, INC.
2018
Employment Agreement between Imperial Finance and Trading, LLC and Harvey Werblowsky dated as of March 13, 2018
Employment Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
NY
2018
Commitment Letter from PJC Investments, LLC dated March 13, 2018
EMERGENT CAPITAL, INC.
2018
2010 Omnibus Incentive Plan Form Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
EMERGENT CAPITAL, INC.
2018
First Amendment, dated as of October 4, 2017, to Second Amended and Restated Loan and Security Agreement dated January 31, 2017, by and among white Eagle Asset portfolio, LP, as...
Loan Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
2018
Employment Agreement between Imperial Finance and Trading, LLC and Miriam Martinez dated as of March 13, 2018
Employment Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2018
Separation Agreement dated as of October 23, 2017 between Emergent Capital, Inc. and Antony Mitchell
Separation Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2017
Mediation Agreement dated September 15, 2017 between Emergent Capital, Inc. and Antony Mitchell
EMERGENT CAPITAL, INC.
2017
FORM OF FACE OF SECURITY
Security Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2017
EMERGENT CAPITAL, INC. PROMISSORY NOTE
Note Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2017
EMERGENT CAPITAL, INC. AMENDED AND RESTATED PROMISSORY NOTE
Note Agreements
EMERGENT CAPITAL, INC.
2017
FORM OF FACE OF SECURITY
Security Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2017
CONSENT AND FORBEARANCE AGREEMENT
Forbearance Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2017
SECURITIES PURCHASE AGREEMENT between EMERGENT CAPITAL, INC. and BRENNAN OPPORTUNITIES FUND I LP August 11, 2017
Purchase Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2017
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
EMERGENT CAPITAL, INC.
2017
COMMON STOCK PURCHASE WARRANT To Purchase [ ] Shares of Common Stock of EMERGENT CAPITAL, INC.
Warrant Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
2017
SUPPLEMENTAL INDENTURE
Indenture Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
NY
2017
EXCHANGE PARTICIPATION AGREEMENT
Exchange Agreements
EMERGENT CAPITAL, INC.
2017
EMERGENT CAPITAL, INC. as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Indenture Trustee First Supplemental Indenture Dated as of ______________, 2017 to Indenture Dated...
Indenture Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
NY
2017
EMERGENT CAPITAL, INC. and U.S. BANK NATIONAL ASSOCIATION, as Trustee First Supplemental Indenture Dated as of March 13, 2017 to Indenture Dated as of February 21, 2014 8.50%...
Indenture Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
NY
2017
FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT
Loan Agreements
EMERGENT CAPITAL, INC.
2016
WARRANT AGREEMENT Dated as of April 10, 2014 Between IMPERIAL HOLDINGS, INC. And AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Warrant Agent ____________________ Warrants for...
Stock Agreements
EMERGENT CAPITAL, INC.
2016
EMERGENT CAPITAL, INC., as Issuer, 15.0% Senior Secured Notes due 2018 ________________________ INDENTURE Dated as of March 11, 2016 ________________________ WILMINGTON TRUST,...
Note Agreements
EMERGENT CAPITAL, INC.
2016
EMERGENT CAPITAL, INC., as Issuer, 15.0% Senior Secured Notes due September 14, 2018 ________________________ FORM OF NOTE PURCHASE AGREEMENT Dated as of _________, 2016...
Note Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2016
Emergent Capital, Inc. Common Stock (par value $0.01 pershare) At-the-Market Issuance Sales Agreement
Stock Agreements
EMERGENT CAPITAL, INC.
2016
FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT
Loan Agreements
EMERGENT CAPITAL, INC.
2015
EMPLOYMENT AGREEMENT
Employment Agreements
EMERGENT CAPITAL, INC.
2015
LOAN AND SECURITY AGREEMENT Dated as of July 16, 2015 Among RED FALCONTRUST, as Borrower, THE FINANCIAL INSTITUTIONS PARTY HERETO, as Lenders IMPERIALFINANCE & TRADING, LLC as...
Loan Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2015
DELIVERY OPTIONS FOR SUBSCRIPTION RIGHTS CERTIFICATE Delivery other than in the manner or to the address listed below will not constitute valid delivery. If delivering by mail,...
Subscription Agreements
EMERGENT CAPITAL, INC.
2015
IMPERIAL HOLDINGS, INC., asIssuer, and the Guarantors named herein 12.875% Senior Secured Notes INDENTURE Dated as of November 10, 2014 WILMINGTONTRUST, NATIONAL ASSOCIATION, as...
Note Agreements
EMERGENT CAPITAL, INC.
2014
IMPERIAL HOLDINGS, INC., asIssuer, THE GUARANTORS NAMED HEREIN and INDABA CAPITAL FUND, L.P., as Purchaser 12.875% SeniorSecured Notes NOTE PURCHASE AGREEMENT Dated as of November...
Note Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2014
IMPERIAL HOLDINGS, INC. 2010 OMNIBUS INCENTIVE PLAN PERFORMANCE SHARE AWARD
Bonus & Incentive Agreements
EMERGENT CAPITAL, INC.
2014
IMPERIAL HOLDINGS, INC. 8.50% Senior Unsecured Convertible Notes Due February 15, 2019 PURCHASE/PLACEMENT AGREEMENT February 12, 2014 PURCHASE/PLACEMENT AGREEMENT
Note Agreements
EMERGENT CAPITAL, INC.
2014
IMPERIAL HOLDINGS, INC., and U.S. Bank NationalAssociation, as Trustee INDENTURE Dated as of February 21, 2014 8.50% Senior Unsecured Convertible Notes due 2019 TABLE OF CONTENTS
Indenture Agreements
EMERGENT CAPITAL, INC.
2014
EMPLOYMENT AGREEMENT
Employment Agreements
EMERGENT CAPITAL, INC.
2013
EMPLOYMENT AGREEMENT
Employment Agreements
EMERGENT CAPITAL, INC.
2013
EMPLOYMENT AGREEMENT
Employment Agreements
EMERGENT CAPITAL, INC.
2013
ASSETPURCHASE AGREEMENT between IMPERIAL HOLDINGS, INC. (Company) and MAJESTIC OPCOL.L.C. (Buyer) FOR SALE OF IMPERIALSTRUCTURED SETTLEMENT BUSINESS ASSET PURCHASE AGREEMENT TABLE...
Settlement Agreements
EMERGENT CAPITAL, INC.
2013
MEMBERSHIP INTEREST PURCHASE AGREEMENT
Purchase Agreements
EMERGENT CAPITAL, INC.
2013
ASSIGNMENT AND ASSUMPTION OF LIMITED LIABILITY COMPANY INTERESTS
Limited Liability Company Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2013
GREENWOOD ASSET PORTFOLIO, LLC, as Issuer, and the Guarantors named herein 12% Senior Secured Increasing Rate Notes due 2014 INDENTURE Datedas of March 27, 2013 WILMINGTON TRUST,...
Note Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
DE
2013
W I T N E S S E T H:
EMERGENT CAPITAL, INC.
Consumer Finance
NY
2013
Severance Agreement
Severance Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2012
First Amendment to the Severance Agreement
Severance Agreements
EMERGENT CAPITAL, INC.
2012
Imperial Holdings, Inc. 701 Park of Commerce Blvd., Suite 201 Boca Raton, FL 33487
EMERGENT CAPITAL, INC.
2012
Severance Agreement
Severance Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2012
First Amendment to the Severance Agreement
Severance Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2012
Imperial Holdings, Inc. 701 Park of Commerce Blvd., Suite 201 Boca Raton, FL 33487
EMERGENT CAPITAL, INC.
2012
PURCHASE AND SALE AGREEMENT Dated as of December 30, 2011 WASHINGTON SQUARE FINANCIAL, LLC as the Seller and COMPASSSETTLEMENTS LLC as the Purchaser Table of Contents
Purchase Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
DE
2012
SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS
Separation Agreements
EMERGENT CAPITAL, INC.
2012
Severance Agreement
Severance Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2012
Imperial Holdings, Inc. 701 Park of Commerce Blvd. Boca Raton, FL 33487
EMERGENT CAPITAL, INC.
2012
LETTER OF UNDERSTANDING CONCERNING VOLUNTARY LEAVE OF ABSENCE
MOUs
EMERGENT CAPITAL, INC.
2012
ACKNOWLEDGMENT
EMERGENT CAPITAL, INC.
2012
PURCHASE AND CONTRIBUTION AGREEMENT
Purchase Agreements
EMERGENT CAPITAL, INC.
2011
TRUST AGREEMENT
Trust Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
DE
2011
IMPERIAL HOLDINGS, INC. [16,666,667] Shares of Common Stock
Stock Agreements
EMERGENT CAPITAL, INC.
2011
FIRST AMENDMENT TO
EMERGENT CAPITAL, INC.
Consumer Finance
2011
IMPERIAL HOLDINGS, LLC. Amended and Restated Unsecured Convertible Debenture November 1, 2010
Debenture Agreements
EMERGENT CAPITAL, INC.
2011
borrower refer to the entity or individual executing the note in a premium finance transaction. In nearly all instances, the borrower is an irrevocable life insurance trust...
Loan Agreements
EMERGENT CAPITAL, INC.
2011
borrower refer to the entity or individual executing the note in a premium finance transaction. In nearly all instances, the borrower is an irrevocable life insurance trust...
Loan Agreements
EMERGENT CAPITAL, INC.
2011
borrower refer to the entity or individual executing the note in a premium finance transaction. In nearly all instances, the borrower is an irrevocable life insurance trust...
Loan Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2011
Imperial Holdings LLC 701 Park of Commerce Boulevard, Suite 301 Boca Raton, FL 33487
EMERGENT CAPITAL, INC.
2010
Imperial Holdings LLC 701 Park of Commerce Boulevard, Suite 301 Boca Raton, FL 33487
EMERGENT CAPITAL, INC.
2010
Imperial Holdings, Inc.
EMERGENT CAPITAL, INC.
Consumer Finance
2010
EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT
Severance Agreements
EMERGENT CAPITAL, INC.
2010
EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT
Severance Agreements
EMERGENT CAPITAL, INC.
2010
EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT
Severance Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2010
W I T N E S S E T H:
EMERGENT CAPITAL, INC.
2010
GUARANTOR SECURITY AGREEMENT
Security Agreements
EMERGENT CAPITAL, INC.
2010
EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT
Severance Agreements
EMERGENT CAPITAL, INC.
2010
EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT
Severance Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2010
IMPERIAL HOLDINGS, INC.
EMERGENT CAPITAL, INC.
Consumer Finance
FL
2010
IMPERIAL HOLDINGS, INC. 2010 OMNIBUS INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT
Bonus & Incentive Agreements
EMERGENT CAPITAL, INC.
2010
SETTLEMENT AGREEMENT
Settlement Agreements
EMERGENT CAPITAL, INC.
2010
PROMISSORY NOTE US $17,616,271 Effective as of August 31, 2009
Note Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
2010
PROMISSORY NOTE US $25,000,000 Effective as of August 31, 2009
Note Agreements
EMERGENT CAPITAL, INC.
2010
PROMISSORY NOTE US $10,323,756 Effective as of August 31, 2009
Note Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
2010
MARKETING AGREEMENT
Marketing Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
NY
2010
GWG Life Settlements, LLC 220 South Sixth Street Suite 1200 Minneapolis, MN 55402
EMERGENT CAPITAL, INC.
2010
First Supplemental Indenture Dated as of January 10, 2018, by and between Emergent Capital, Inc., and Wilmington Trust, National Association, as Indenture Trustee
Indenture Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
DE
2018
EMERGENT CAPITAL, INC., as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Indenture Trustee Second Supplemental Indenture Dated as of May 15, 2017 to Indenture Dated as of...
Indenture Agreements
EMERGENT CAPITAL, INC.
Consumer Finance
NY
2017