EMERGENT CAPITAL, INC. Contracts & Agreements

Indenture dated as of April 7, 2021 between Lamington Road DAC and U.S. Bank National Association, as indenture trustee (Filed With SEC on April 8, 2021)

Grantor Trust Deed dated as of March 1, 2021 by and among Emergent Capital, Inc., as Grantor, and Maples Trustee Services (Cayman) Limited, as grantor trust trustee (Filed With SEC on April 8, 2021)

Restructuring Support Agreement (Senior Notes) dated as of October 14, 2020 among Emergent Capital, Inc. and the Supporting Noteholders party thereto (Filed With SEC on October 15, 2020)

Restructuring Support Agreement (Convertible Notes) dated as of October 14, 2020 among Emergent Capital, Inc. and the Supporting Noteholders party thereto (Filed With SEC on October 15, 2020)

Description of Securities (Filed With SEC on March 13, 2020)

2010 Omnibus Incentive Plan Form Restricted Stock Award Agreement (Filed With SEC on January 29, 2020)

Amendment dated January 29, 2020 to Retention Agreement between Imperial Finance and Trading, LLC and Jack Simony (Filed With SEC on January 29, 2020)

Retention Agreement dated as of December 10, 2019 between Imperial Finance & Trading, LLC and Miriam Martinez (Filed With SEC on December 16, 2019)

Retention Agreement dated as of November 12, 2019 between Imperial Finance & Trading, LLC and Jack Simony (Filed With SEC on November 18, 2019)

Retention Agreement dated as of November 12, 2019 between Imperial Finance & Trading, LLC and Harvey Werblowsky (Filed With SEC on November 18, 2019)

Subscription Agreement dated as of August 16, 2019 among Emergent Capital, Inc., Lamington Road Designated Activity Company, White Eagle Asset Portfolio, LP and Jade Mountain... (Filed With SEC on August 21, 2019)

Amended and Restated Limited Partnership Agreement of White Eagle Asset Portfolio, LP dated as of August 16, 2019 (Filed With SEC on August 21, 2019)

Master Termination Agreement dated as of August 16, 2019 among White Eagle General Partner, LLC, Lamington Road Designated Activity Company, White Eagle Asset Portfolio, LP,... (Filed With SEC on August 21, 2019)

Pledge Agreement dated as of August 16, 2019 between Lamington Road Designated Activity Company and Palomino JV, L.P (Filed With SEC on August 21, 2019)

Assumption Agreement dated as of August 16, 2019 among White Eagle Asset Portfolio, LP, Lamington Road Designated Activity Company, Emergent Capital Inc. and White Eagle General... (Filed With SEC on August 21, 2019)

Indemnification Agreement dated as of August 16, 2019 between Emergent Holdings, Inc. and Wilmington Trust, National Association (Filed With SEC on August 21, 2019)

Commitment Letter dated as of July 18, 2019 among Emergent Capital, Inc., Lamington Road Designated Activity Company, White Eagle Asset Portfolio, LP and Jade Mountain Partners (Filed With SEC on July 24, 2019)

Second Amended Joint Plan of Reorganization of White Eagle Asset Portfolio, LP, et al., dated as of June 19, 2019 (Filed With SEC on June 24, 2019)

Settlement Agreement dated as of May 24, 2019 by and among LNV Corporation, CLMG Corp., White Eagle Assets Portfolio, LP, Lamington Road Designated Activity Company, White Eagle... (Filed With SEC on June 14, 2019)

Debtor-in-Possession Credit Agreement dated as of May 24, 2019 among White Eagle Asset portfolio, LP, LNV Corporation, as DIP Lender, CLMG Corp., as DIP Agent, and the Guarantors... (Filed With SEC on June 14, 2019)

Subscription Agreement dated as of February 11, 2019, by and between Emergent Capital, Inc. and Brennan Opportunities Fund I LP (Filed With SEC on February 15, 2019)

Note Purchase Agreement dated as of January 30, 2019, by and between Emergent Capital, Inc. and Ironsides Partners Special Situations Master Fund III L.P (Filed With SEC on February 5, 2019)

Form of Subscription Agreement dated as of December 28, 2018, by and between Emergent Capital, Inc. and each Investors party thereto (Filed With SEC on January 3, 2019)

Commitment Letter from Ironsides Partners LLC dated December 28, 2018 (Filed With SEC on January 3, 2019)

Second Supplemental Indenture dated as of December 10, 2018 between Emergent Capital, Inc. and Wilmington Trust, National Association, as indenture trustee (Filed With SEC on December 14, 2018)

First Supplemental Indenture Dated as of January 10, 2018, by and between Emergent Capital, Inc., and Wilmington Trust, National Association, as Indenture Trustee (Filed With SEC on August 20, 2018)

2010 Omnibus Incentive Plan Form Stock Appreciation Rights Award Agreement (Filed With SEC on August 20, 2018)

Commitment Letter from PJC Investments, LLC dated August 20, 2018 (Filed With SEC on August 20, 2018)

Commitment Letter from River City Capital, LLC dated August 20, 2018 (Filed With SEC on August 20, 2018)

Commitment Letter from Evermore Global Advisor, LLC dated August 20, 2018 (Filed With SEC on August 20, 2018)

Letter Agreement dated July 10, 2018 by and among Emergent Capital, Inc., SB Holdings, Inc. and Sherman, Clay & Co (Filed With SEC on July 16, 2018)

Stock purchase agreement between SB Holdings, Inc and Sherman, Clay & Co. dated January 22, 2018 (Filed With SEC on May 10, 2018)

Commitment Letter from PJC Investments, LLC dated May 9, 2018 (Filed With SEC on May 10, 2018)

Commitment Letter from Evermore Global Advisors, LLC dated May 9, 2018 (Filed With SEC on May 10, 2018)

Commitment Letter from River City Capital, LLC dated May 9, 2018 (Filed With SEC on May 10, 2018)

Employment Agreement between Imperial Finance and Trading, LLC and Jack Simony dated as of March 13, 2018 (Filed With SEC on March 14, 2018)

Employment Agreement between Imperial Finance and Trading, LLC and Harvey Werblowsky dated as of March 13, 2018 (Filed With SEC on March 14, 2018)

Commitment Letter from PJC Investments, LLC dated March 13, 2018 (Filed With SEC on March 14, 2018)

2010 Omnibus Incentive Plan Form Restricted Stock Unit Award Agreement (Filed With SEC on March 14, 2018)

First Amendment, dated as of October 4, 2017, to Second Amended and Restated Loan and Security Agreement dated January 31, 2017, by and among white Eagle Asset portfolio, LP, as... (Filed With SEC on March 14, 2018)

Employment Agreement between Imperial Finance and Trading, LLC and Miriam Martinez dated as of March 13, 2018 (Filed With SEC on March 14, 2018)

Separation Agreement dated as of October 23, 2017 between Emergent Capital, Inc. and Antony Mitchell (Filed With SEC on October 25, 2017)

Mediation Agreement dated September 15, 2017 between Emergent Capital, Inc. and Antony Mitchell (Filed With SEC on September 21, 2017)

FORM OF FACE OF SECURITY (Filed With SEC on August 25, 2017)

EMERGENT CAPITAL, INC. PROMISSORY NOTE (Filed With SEC on August 25, 2017)

EMERGENT CAPITAL, INC. AMENDED AND RESTATED PROMISSORY NOTE (Filed With SEC on August 25, 2017)

FORM OF FACE OF SECURITY (Filed With SEC on August 25, 2017)

EMERGENT CAPITAL, INC., as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Indenture Trustee Second Supplemental Indenture Dated as of May 15, 2017 to Indenture Dated as of... (Filed With SEC on August 14, 2017)

EMERGENT CAPITAL, INC., as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Indenture Trustee Third Supplemental Indenture Dated as of June 28, 2017 to Indenture Dated as of... (Filed With SEC on August 14, 2017)

CONSENT AND FORBEARANCE AGREEMENT (Filed With SEC on August 14, 2017)

SECURITIES PURCHASE AGREEMENT between EMERGENT CAPITAL, INC. and BRENNAN OPPORTUNITIES FUND I LP August 11, 2017 (Filed With SEC on August 14, 2017)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on August 14, 2017)

COMMON STOCK PURCHASE WARRANT To Purchase [ ] Shares of Common Stock of EMERGENT CAPITAL, INC. (Filed With SEC on August 1, 2017)

SUPPLEMENTAL INDENTURE (Filed With SEC on August 1, 2017)

EXCHANGE PARTICIPATION AGREEMENT (Filed With SEC on May 15, 2017)

EMERGENT CAPITAL, INC. as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Indenture Trustee First Supplemental Indenture Dated as of ______________, 2017 to Indenture Dated... (Filed With SEC on March 17, 2017)

EMERGENT CAPITAL, INC. and U.S. BANK NATIONAL ASSOCIATION, as Trustee First Supplemental Indenture Dated as of March 13, 2017 to Indenture Dated as of February 21, 2014 8.50%... (Filed With SEC on March 17, 2017)

FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on November 7, 2016)

WARRANT AGREEMENT Dated as of April 10, 2014 Between IMPERIAL HOLDINGS, INC. And AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Warrant Agent ____________________ Warrants for... (Filed With SEC on March 14, 2016)

EMERGENT CAPITAL, INC., as Issuer, 15.0% Senior Secured Notes due 2018 ________________________ INDENTURE Dated as of March 11, 2016 ________________________ WILMINGTON TRUST,... (Filed With SEC on March 14, 2016)

EMERGENT CAPITAL, INC., as Issuer, 15.0% Senior Secured Notes due September 14, 2018 ________________________ FORM OF NOTE PURCHASE AGREEMENT Dated as of _________, 2016... (Filed With SEC on March 14, 2016)

Emergent Capital, Inc. Common Stock (par value $0.01 pershare) At-the-Market Issuance Sales Agreement (Filed With SEC on March 14, 2016)

FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on November 10, 2015)

EMPLOYMENT AGREEMENT (Filed With SEC on November 9, 2015)

LOAN AND SECURITY AGREEMENT Dated as of July 16, 2015 Among RED FALCONTRUST, as Borrower, THE FINANCIAL INSTITUTIONS PARTY HERETO, as Lenders IMPERIALFINANCE & TRADING, LLC as... (Filed With SEC on August 4, 2015)

DELIVERY OPTIONS FOR SUBSCRIPTION RIGHTS CERTIFICATE Delivery other than in the manner or to the address listed below will not constitute valid delivery. If delivering by mail,... (Filed With SEC on May 21, 2015)

IMPERIAL HOLDINGS, INC., asIssuer, and the Guarantors named herein 12.875% Senior Secured Notes INDENTURE Dated as of November 10, 2014 WILMINGTONTRUST, NATIONAL ASSOCIATION, as... (Filed With SEC on November 10, 2014)

IMPERIAL HOLDINGS, INC., asIssuer, THE GUARANTORS NAMED HEREIN and INDABA CAPITAL FUND, L.P., as Purchaser 12.875% SeniorSecured Notes NOTE PURCHASE AGREEMENT Dated as of November... (Filed With SEC on November 10, 2014)

IMPERIAL HOLDINGS, INC. 2010 OMNIBUS INCENTIVE PLAN PERFORMANCE SHARE AWARD (Filed With SEC on June 9, 2014)

IMPERIAL HOLDINGS, INC. 8.50% Senior Unsecured Convertible Notes Due February 15, 2019 PURCHASE/PLACEMENT AGREEMENT February 12, 2014 PURCHASE/PLACEMENT AGREEMENT (Filed With SEC on March 10, 2014)

IMPERIAL HOLDINGS, INC., and U.S. Bank NationalAssociation, as Trustee INDENTURE Dated as of February 21, 2014 8.50% Senior Unsecured Convertible Notes due 2019 TABLE OF CONTENTS (Filed With SEC on February 21, 2014)

EMPLOYMENT AGREEMENT (Filed With SEC on December 30, 2013)

ASSETPURCHASE AGREEMENT between IMPERIAL HOLDINGS, INC. (Company) and MAJESTIC OPCOL.L.C. (Buyer) FOR SALE OF IMPERIALSTRUCTURED SETTLEMENT BUSINESS ASSET PURCHASE AGREEMENT TABLE... (Filed With SEC on October 28, 2013)

MEMBERSHIP INTEREST PURCHASE AGREEMENT (Filed With SEC on May 1, 2013)

ASSIGNMENT AND ASSUMPTION OF LIMITED LIABILITY COMPANY INTERESTS (Filed With SEC on May 1, 2013)

GREENWOOD ASSET PORTFOLIO, LLC, as Issuer, and the Guarantors named herein 12% Senior Secured Increasing Rate Notes due 2014 INDENTURE Datedas of March 27, 2013 WILMINGTON TRUST,... (Filed With SEC on March 28, 2013)

W I T N E S S E T H: (Filed With SEC on March 28, 2013)

Severance Agreement (Filed With SEC on October 5, 2012)

First Amendment to the Severance Agreement (Filed With SEC on October 5, 2012)

Imperial Holdings, Inc. 701 Park of Commerce Blvd., Suite 201 Boca Raton, FL 33487 (Filed With SEC on October 5, 2012)

Severance Agreement (Filed With SEC on October 5, 2012)

First Amendment to the Severance Agreement (Filed With SEC on October 5, 2012)

Imperial Holdings, Inc. 701 Park of Commerce Blvd., Suite 201 Boca Raton, FL 33487 (Filed With SEC on October 5, 2012)

PURCHASE AND SALE AGREEMENT Dated as of December 30, 2011 WASHINGTON SQUARE FINANCIAL, LLC as the Seller and COMPASSSETTLEMENTS LLC as the Purchaser Table of Contents (Filed With SEC on October 5, 2012)

SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS (Filed With SEC on April 30, 2012)

Severance Agreement (Filed With SEC on February 15, 2012)

Imperial Holdings, Inc. 701 Park of Commerce Blvd. Boca Raton, FL 33487 (Filed With SEC on February 15, 2012)

LETTER OF UNDERSTANDING CONCERNING VOLUNTARY LEAVE OF ABSENCE (Filed With SEC on January 30, 2012)

ACKNOWLEDGMENT (Filed With SEC on January 17, 2012)

PURCHASE AND CONTRIBUTION AGREEMENT (Filed With SEC on August 11, 2011)

TRUST AGREEMENT (Filed With SEC on August 11, 2011)

IMPERIAL HOLDINGS, INC. [16,666,667] Shares of Common Stock (Filed With SEC on February 7, 2011)

FIRST AMENDMENT TO (Filed With SEC on February 7, 2011)

IMPERIAL HOLDINGS, LLC. Amended and Restated Unsecured Convertible Debenture November 1, 2010 (Filed With SEC on February 7, 2011)

borrower refer to the entity or individual executing the note in a premium finance transaction. In nearly all instances, the borrower is an irrevocable life insurance trust... (Filed With SEC on January 12, 2011)

Imperial Holdings LLC 701 Park of Commerce Boulevard, Suite 301 Boca Raton, FL 33487 (Filed With SEC on November 12, 2010)

Imperial Holdings, Inc. (Filed With SEC on November 10, 2010)

EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT (Filed With SEC on November 10, 2010)

W I T N E S S E T H: (Filed With SEC on November 10, 2010)

GUARANTOR SECURITY AGREEMENT (Filed With SEC on November 10, 2010)

EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT (Filed With SEC on October 1, 2010)

IMPERIAL HOLDINGS, INC. (Filed With SEC on October 1, 2010)

IMPERIAL HOLDINGS, INC. 2010 OMNIBUS INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT (Filed With SEC on October 1, 2010)

SETTLEMENT AGREEMENT (Filed With SEC on August 12, 2010)

PROMISSORY NOTE US $17,616,271 Effective as of August 31, 2009 (Filed With SEC on August 12, 2010)

PROMISSORY NOTE US $25,000,000 Effective as of August 31, 2009 (Filed With SEC on August 12, 2010)

PROMISSORY NOTE US $10,323,756 Effective as of August 31, 2009 (Filed With SEC on August 12, 2010)

MARKETING AGREEMENT (Filed With SEC on August 12, 2010)

GWG Life Settlements, LLC 220 South Sixth Street Suite 1200 Minneapolis, MN 55402 (Filed With SEC on August 12, 2010)

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EMERGENT CAPITAL, INC. Contracts & Agreements