EMCORE CORP Contracts & Agreements

Agreement and Plan of Merger, dated as of November 7, 2024, by and among Velocity One Holdings, LP, Aerosphere Power Inc., Velocity Merger Sub, Inc., and EMCORE Corporation (Filed With SEC on November 8, 2024)

Directors Compensation Policy (amended effective as of May 26, 2024) (Filed With SEC on July 31, 2024)

Addendum to Amended and Restated Offer Letter of Employment dated July 25, 2024, by and between EMCORE Corporation and Matthew Vargas (Filed With SEC on July 31, 2024)

Separation and General Release Agreement, dated May 21, 2024, by and between EMCORE Corporation and Jeffrey Rittichier (Filed With SEC on May 23, 2024)

Executive Severance and Change in Control Agreement dated May 17, 2023, by and between the Company and Matthew Vargas (Filed With SEC on May 8, 2024)

Asset Purchase Agreement, dated as of April 30, 2024, by and between EMCORE Corporation and HieFo Corporation (Filed With SEC on May 2, 2024)

Warrant to Purchase Common Stock, dated April 29, 2024 (Filed With SEC on May 2, 2024)

Resignation and Appointment of Agent Agreement and Assignment of Financing Documents dated April 29, 2024 by and among Wingspire Capital LLC, in its capacity as Agent under the... (Filed With SEC on May 2, 2024)

Forbearance Agreement and Second Amendment to Credit Agreement dated April 29, 2024 among EMCORE Corporation, EMCORE Space & Navigation Corporation and EMCORE Chicago Inertial... (Filed With SEC on May 2, 2024)

EMCORE Corporation Amended and Restated 2019 Equity Incentive Plan (Filed With SEC on March 20, 2024)

Cooperation Agreement, dated as of January 10, 2024, by and among EMCORE Corporation and Bradley L. Radoff and certain of his affiliates (Filed With SEC on January 11, 2024)

Description of EMCORE Corporation Capital Stock (Filed With SEC on December 27, 2023)

Executive Severance and Change In Control Agreement, dated May 17, 2023, by and between EMCORE Corporation and Iain Black (Filed With SEC on December 27, 2023)

Asset Purchase Agreement, dated as of October 11, 2023 by and among EMCORE Corporation, Photonics Foundries, Inc. and Ortel LLC (Filed With SEC on October 12, 2023)

Section 382 Tax Benefits Preservation Plan, dated as of September 28, 2023, by and between EMCORE Corporation and Equiniti Trust Company, LLC, as Rights Agent (Filed With SEC on September 28, 2023)

Underwriting Agreement dated as of August 17, 2023 by and between the Company and Craig-Hallum Capital Group LLC, as sole underwriter (Filed With SEC on August 17, 2023)

Form of Pre-Funded Warrant (Filed With SEC on August 17, 2023)

Form of Performance-Based Restricted Stock Unit Award (for executive officers) under the Amended and Restated EMCORE Corporation 2019 Equity Incentive Plan (Filed With SEC on May 10, 2023)

Amended and Restated EMCORE Corporation 2019 Equity Incentive Plan (Filed With SEC on March 14, 2023)

Form of Securities Purchase Agreement, dated as of February 15, 2023, between the Company and each purchaser named in the signature pages thereto (Filed With SEC on February 15, 2023)

Separation and General Release Agreement, entered into as of January 3, 2023, by and between EMCORE Corporation and Albert Lu (Filed With SEC on January 9, 2023)

Single-Tenant Triple Net Lease, dated as of December 13, 2022, by and between EMCORE Chicago Inertial Corporation 8400 W 185TH STEET INVESTORS, LLC (Filed With SEC on December 15, 2022)

Lease Guaranty, dated as of December 13, 2022, by and between EMCORE Chicago Inertial Corporation and 8400 W 185TH STEET INVESTORS, LLC (Filed With SEC on December 15, 2022)

Purchase and Sale Agreement dated November 1, 2022 by and between EMCORE Chicago Inertial Corporation and HSRE Fund VII Holding Company, LLC (Filed With SEC on November 3, 2022)

Form of Single-Tenant Triple Net Lease (Filed With SEC on November 3, 2022)

Form of Lease Guaranty (Filed With SEC on November 3, 2022)

Asset Purchase Agreement, dated as of August 9, 2022 by and among EMCORE Corporation, Delta Acquisition Sub, Inc., and KVH Industries, Inc (Filed With SEC on August 9, 2022)

Credit Agreement, dated as of August 9, 2022, among EMCORE, EMCORE Space & Navigation Corporation, the lenders party thereto and Wingspire Capital LLC, as administrative agent for... (Filed With SEC on August 9, 2022)

EMCORE Corporation Short-Term Incentive Plan (Filed With SEC on June 15, 2022)

First Amendment to Sale Agreement, dated as of March 1, 2022 by and among EMCORE Corporation., Ringo Acquisition Sub, Inc., and L3Harris Technologies, Inc (Filed With SEC on May 2, 2022)

Second Amendment to Sale Agreement, dated as of March 31, 2022 by and among EMCORE Corporation., Ringo Acquisition Sub, Inc., and L3Harris Technologies, Inc (Filed With SEC on May 2, 2022)

Third Amendment to Sale Agreement, dated as of April 29, 2022 by and among EMCORE Corporation., Ringo Acquisition Sub, Inc., and L3Harris Technologies, Inc (Filed With SEC on May 2, 2022)

Amended and Restated EMCORE Corporation 2019 Equity Incentive Plan (Filed With SEC on March 17, 2022)

Sale Agreement, dated as of February 14, 2022 by and among EMCORE Corporation., Ringo Acquisition Sub, Inc., and L3Harris Technologies, Inc (Filed With SEC on February 15, 2022)

Fourteenth Amendment to Credit and Security Agreement, dated February 2, 2022, between Wells Fargo Bank, National Association and the Company (Filed With SEC on February 9, 2022)

Description of EMCORE Corporation Capital Stock (Filed With SEC on December 3, 2021)

Amended and Restated EMCORE Corporation 2019 Equity Incentive Plan, as amended and restated on November 29, 2021 (Filed With SEC on December 3, 2021)

Seventh Amendment to Credit and Security Agreement, dated November 10, 2015, between Wells Fargo Bank, National Association and the Company (Filed With SEC on December 3, 2021)

Eighth Amendment to Credit and Security Agreement, dated October 31, 2016, between Wells Fargo Bank, National Association and the Company (Filed With SEC on December 3, 2021)

Ninth Amendment to Credit and Security Agreement, dated July 27, 2017, between Wells Fargo Bank, National Association and the Company (Filed With SEC on December 3, 2021)

Tenth Amendment to Credit and Security Agreement, dated November 7, 2018, between Wells Fargo Bank, National Association and the Company (Filed With SEC on December 3, 2021)

Eleventh Amendment to Credit and Security Agreement, dated December 2, 2019, between Wells Fargo Bank, National Association and the Company (Filed With SEC on December 3, 2021)

Twelfth Amendment to Credit and Security Agreement, dated December 8, 2020, between Wells Fargo Bank, National Association and the Company (Filed With SEC on December 3, 2021)

Thirteenth Amendment to Credit and Security Agreement, dated October 26, 2021, between Wells Fargo Bank, National Association and the Company (Filed With SEC on December 3, 2021)

Standard Industrial/Commercial Single-Tenant Lease Net, dated as of October 1, 2017, by and between EMCORE Corporation and CHESTNUT2015 LLC (Filed With SEC on November 2, 2021)

Amendment to Lease, dated as of March 31, 2019, by and between EMCORE Corporation and CHESTNUT2015 LLC (Filed With SEC on November 2, 2021)

Amendment to Lease, dated as of November 1, 2021, by and between EMCORE Corporation and CHESTNUT2015 LLC (Filed With SEC on November 2, 2021)

Asset Purchase Agreement, dated as of August 9, 2021 by and among EMCORE Corporation, Shenzhen Fastrain Technology Co., Ltd. and Hong Kong Fastrain Company Limited (Filed With SEC on August 11, 2021)

Termination Agreement, dated as of August 9, 2021 by and among EMCORE Corporation, EMCORE Optoelectronics (Beijing) Co, Ltd., Shenzhen Fastrain Technology Co., Ltd., Hong Kong... (Filed With SEC on August 11, 2021)

Manufacturing Supply Agreement, dated as of August 9, 2021 by and among EMCORE Corporation, Shenzhen Fastrain Technology Co., Ltd. and Hong Kong Fastrain Company Limited (Filed With SEC on August 11, 2021)

Directors Compensation Policy (effective March 18, 2021) (Filed With SEC on May 7, 2021)

Form of time-based Restricted-Stock Unit Award Agreement (for directors) under the Amended and Restated EMCORE Corporation 2019 Equity Incentive Plan (as of March 2021) (Filed With SEC on May 7, 2021)

Form of performance-based Restricted-Stock Unit Award Agreement (for executive officers) under the Amended and Restated EMCORE Corporation 2019 Equity Incentive Plan (as of March... (Filed With SEC on May 7, 2021)

Amended and Restated EMCORE Corporation 2019 Equity Incentive Plan (Filed With SEC on March 23, 2021)

Underwriting Agreement dated as of February 10, 2021 by and between the Company and Cowen and Company, LLC, as representative of the several Underwriters (Filed With SEC on February 11, 2021)

EMCORE Corporation Fiscal 2021 Bonus Plan (Filed With SEC on December 16, 2020)

Description of EMCORE Corporation Capital Stock (Filed With SEC on December 8, 2020)

Form of Indemnification Agreement entered into with directors and executive officers (Filed With SEC on August 6, 2020)

Directors Compensation Policy (effective March 19, 2020) (Filed With SEC on May 7, 2020)

Paycheck Protection Program Promissory Note and Agreement, dated May 3, 2020, entered into by and between EMCORE Corporation and Wells Fargo Bank, National Association (Filed With SEC on May 6, 2020)

Single-Tenant Triple Net Lease, dated as of February 10, 2020, by and between Systron Donner Inertial, Inc. and Eagle Rock Holdings, LP (Filed With SEC on February 11, 2020)

Lease Guaranty, dated as of February 10, 2020, by and between EMCORE Corporation and Eagle Rock Holdings, LP) (Filed With SEC on February 11, 2020)

First Amendment to Standard Offer, Agreement and Escrow Instructions for Purchase of Real Estate (Non-Residential) dated as of January 13, 2020 by and between Parkview Management... (Filed With SEC on February 10, 2020)

Standard Offer, Agreement and Escrow Instructions for Purchase of Real Estate (Non-Residential) dated as of December 31, 2019 by and between Parkview Management Group, Inc. and... (Filed With SEC on January 6, 2020)

Form of Single-Tenant Triple Net Lease (Filed With SEC on January 6, 2020)

Form of Lease Guaranty (Filed With SEC on January 6, 2020)

EMCORE Corporation Fiscal 2020 Bonus Plan (Filed With SEC on December 26, 2019)

Description of EMCORE Corporation Capital Stock (Filed With SEC on December 10, 2019)

Asset Purchase Agreement, dated as of October 25, 2019 by and among EMCORE Corporation, Hytera Communications (Hong Kong) Company Limited and Shenzhen Hytera Communications Co.,... (Filed With SEC on October 30, 2019)

Contract Manufacturing Agreement, dated as of October 25, 2019 by and among EMCORE Corporation, Hytera Communications (Hong Kong) Company Limited and Shenzhen Hytera... (Filed With SEC on October 30, 2019)

Employment Agreement, dated August 7, 2019, by and between EMCORE Corporation and Tom Minichiello (Filed With SEC on August 12, 2019)

Form of Lock-up Agreement (Filed With SEC on June 10, 2019)

Purchase and Sale Agreement, dated as of June 7, 2019 by and among EMCORE Corporation, The Resilience Fund IV, L.P., The Resilience Fund IV-A, L.P., Aerospace Newco Holdings, Inc.... (Filed With SEC on June 10, 2019)

EMCORE Corporation 2019 Equity Incentive Plan (Filed With SEC on March 27, 2019)

Form of Time-Based Restricted Stock Unit Award Agreement under the EMCORE Corporation 2019 Equity Incentive Plan (Filed With SEC on March 27, 2019)

Form of Performance-Based Restricted Stock Unit Award Agreement under the EMCORE Corporation 2019 Equity Incentive Plan (Filed With SEC on March 27, 2019)

EMCORE Corporation Fiscal 2019 Bonus Plan (Filed With SEC on December 19, 2018)

Separation and General Release Agreement, dated December 4, 2018, by and between EMCORE Corporation and Jikun Kim (Filed With SEC on December 4, 2018)

Form of Performance-Based Restricted Stock Award Agreement under the 2012 Equity Incentive Plan (for executive officers) (as of December 2017) (Filed With SEC on February 6, 2018)

Specimen Certificate for Shares of Common Stock (Filed With SEC on December 6, 2017)

2012 Equity Incentive Plan, as amended and restated on January 19, 2017 (Filed With SEC on December 6, 2017)

Form of Performance-Based Restricted Stock Award Agreement under the 2012 Equity Incentive Plan (for non-executive officers) (as of October 2016) (Filed With SEC on December 6, 2017)

Restricted Stock and Restricted Stock Unit Award Agreement under the 2012 Equity Incentive Plan entered into between the Company and Jeffrey Rittichier, with a grant date of... (Filed With SEC on December 6, 2017)

Performance-Based Restricted Stock and Restricted Stock Unit Award Agreement under the 2012 Equity Incentive Plan entered into between the Company and Jeffrey Rittichier, with a... (Filed With SEC on December 6, 2017)

EMCORE Corporation Fiscal 2018 Bonus Plan (Filed With SEC on October 17, 2017)

Amendment No. 1 to Tax Benefits Preservation Plan, dated September 26, 2017, by and between EMCORE Corporation and American Stock Transfer & Trust Company, LLC (Filed With SEC on September 29, 2017)

EMCORE CORPORATION DIRECTORS COMPENSATION POLICY (Amended Effective as of March 17, 2017) (Filed With SEC on May 4, 2017)

EMCORE Corporation 2012 Equity Incentive Plan Restricted Stock Unit Award Agreement (Filed With SEC on May 4, 2017)

EMCORE CORPORATION 2012 EQUITY INCENTIVE PLAN (As Amended and Restated Effective as of January 19, 2017) ARTICLE I. PURPOSES OF THE PLAN (Filed With SEC on March 20, 2017)

BY-LAWS OF EMCORE CORPORATION As Amended Through March 17, 2017 ARTICLE I OFFICES (Filed With SEC on March 20, 2017)

EMCORE CORPORATION FISCAL 2017 BONUS PLAN (Filed With SEC on December 16, 2016)

EMCORE Corporation 2012 Equity Incentive Plan Restricted Stock Unit Award Agreement (Filed With SEC on December 7, 2016)

EMCORE Corporation 2012 Equity Incentive Plan Performance-Based Restricted Stock Unit Award Agreement (Filed With SEC on December 7, 2016)

GENERAL RELEASE AGREEMENT (Filed With SEC on August 4, 2016)

EMPLOYMENT AGREEMENT (Filed With SEC on June 8, 2016)

EMCORE CORPORATION DIRECTORS COMPENSATION POLICY (Effective January 1, 2016) (Filed With SEC on May 5, 2016)

EMCORE CORPORATION 2012 EQUITY INCENTIVE PLAN (As Amended and Restated Effective as of January 13, 2016) ARTICLE I. PURPOSES OF THE PLAN (Filed With SEC on March 14, 2016)

EMCORE CORPORATION INCENTIVE STOCK OPTION AWARD AGREEMENT (Filed With SEC on December 14, 2015)

EMCORE Corporation 2012 Equity Incentive Plan Restricted Stock Unit Award Agreement (Filed With SEC on December 14, 2015)

EMCORE CORPORATION FISCAL 2016 BONUS PLAN (Filed With SEC on November 18, 2015)

EMCORE CORPORATION FISCAL 2015 BONUS PLAN (Filed With SEC on August 28, 2015)

AMENDMENT TO ASSET PURCHASE AGREEMENT (Filed With SEC on January 5, 2015)

EMPLOYMENT AGREEMENT (Filed With SEC on December 11, 2014)

SEPARATION AGREEMENT AND GENERAL RELEASE (Filed With SEC on December 11, 2014)

SIXTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT (Filed With SEC on December 5, 2014)

AMENDMENT NO. 1 TO ASSET PURCHASE AGREEMENT (Filed With SEC on November 26, 2014)

ASSET PURCHASE AGREEMENT dated as of October 22, 2014 by and between EMCORE CORPORATION and NEOPHOTONICS CORPORATION (Filed With SEC on October 24, 2014)

ASSET PURCHASE AGREEMENT dated as of September 17, 2014 by and between EMCORE CORPORATION and PHOTON ACQUISITION CORPORATION (Filed With SEC on September 18, 2014)

TAX BENEFITS PRESERVATION PLAN dated as of September 17, 2014 between EMCORE Corporation and American Stock Transfer & Trust Company, LLC, Rights Agent (Filed With SEC on September 18, 2014)

SEPARATION AGREEMENT AND GENERAL RELEASE (Filed With SEC on September 18, 2014)

SEPARATION AGREEMENT AND GENERAL RELEASE (Filed With SEC on December 9, 2013)

AGREEMENT (Filed With SEC on December 9, 2013)

EMCORE Corporation 2,500,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on September 17, 2013)

FIFTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT (Filed With SEC on August 30, 2013)

Equity Transfer Agreement Relating to Suncore Photovoltaic Technology Co., Ltd. (Filed With SEC on June 27, 2013)

FOURTH AMENDMENT TO CREDIT AND SECURITY AGREEMENT (Filed With SEC on May 23, 2013)

THIRD AMENDMENT TO CREDIT AND SECURITY AGREEMENT (Filed With SEC on January 4, 2013)

INDEMNIFICATION AGREEMENT (Filed With SEC on December 14, 2012)

Asset Purchase Agreement D-pO (Filed With SEC on December 13, 2012)

EMCORE Corporation 1,593,400 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on October 2, 2012)

SEPARATION AGREEMENT AND GENERAL RELEASE (Filed With SEC on August 9, 2012)

SECOND AMENDMENT TO CREDIT AND SECURITY AGREEMENT (Filed With SEC on August 8, 2012)

[CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO... (Filed With SEC on May 3, 2012)

FIRST AMENDMENT TO CREDIT AND SECURITY AGREEMENT (Filed With SEC on February 14, 2012)

Registration Rights Agreement, dated as of August 16, 2011, by and between EMCORE Corporation and Commerce Court Small Cap Value Fund, Ltd (Filed With SEC on August 16, 2011)

Common Stock Purchase Agreement, dated as of August 16, 2011, by and between EMCORE Corporation. and Commerce Court Small Cap Value Fund, Ltd (Filed With SEC on August 16, 2011)

Engagement Letter, dated as of August 16, 2011, by and between EMCORE Corporation and Reedland Capital Partners (Filed With SEC on August 16, 2011)

Subcontract S700921 Between Space Systems/Loral, Inc. 3825 Fabian Way Palo Alto, California 94303 And Emcore Corporation 10420 Research Road, SE Albuquerque, New Mexico 87123 (Filed With SEC on August 4, 2011)

EMPLOYMENT AGREEMENT (Filed With SEC on August 4, 2011)

2010 Equity Incentive Plan (Filed With SEC on June 16, 2011)

2000 Employee Stock Purchase Plan (Filed With SEC on June 16, 2011)

Registration Rights Agreement dated April 26, 2011 by and between EMCORE Corporation and Shanghai Di Feng Investment Co. Ltd (Filed With SEC on April 26, 2011)

Stock Purchase Agreement dated April 26, 2011, by and between EMCORE Corporation and Shanghai Di Feng Investment Co. Ltd (Filed With SEC on April 26, 2011)

EMCORE CORPORATION Officer and Director Share Purchase Plan January 21, 2011 (Filed With SEC on January 27, 2011)

Joint Venture Contract, dated July 30, 2010, by and between SanAn Optoelectronics, Co., Ltd. and the Company (Filed With SEC on January 10, 2011)

Cooperation Agreement, dated July 30, 2010, by and between Fujian SanAn Group Corporation and the Company (Filed With SEC on January 10, 2011)

Mr. Mark Weinswig Offer Letter, dated September 10, 2010 (Filed With SEC on January 10, 2011)

Investment Cooperation Agreement on the Project of Terrestrial Application of High Concentration Photovoltaic Systems and Components, dated December 4, 2010, by and among Huainan... (Filed With SEC on January 10, 2011)

WELLS FARGO CAPITAL FINANCE CREDIT AND SECURITY AGREEMENT (Filed With SEC on November 17, 2010)

EIGHTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on August 17, 2010)

SEVENTHAMENDMENT TO LOANAND SECURITY AGREEMENT (Filed With SEC on May 10, 2010)

SHAREPURCHASE AGREEMENT BYAND BETWEEN EMCORECORPORATION and TANGSHANCAOFEIDIAN INVESTMENT CO., LTD. 3rdFebruary, 2010 (Filed With SEC on February 9, 2010)

3rdFebruary 2010 TANGSHANCAOFEIDIAN INVESTMENT CO., LTD EMCORECORPORATION (Filed With SEC on February 9, 2010)

SupplementalAgreement (Filed With SEC on February 9, 2010)

SIXTHAMENDMENT TO LOANAND SECURITY AGREEMENT (Filed With SEC on February 9, 2010)

FIFTHAMENDMENT TO LOANAND SECURITY AGREEMENT (Filed With SEC on December 3, 2009)

AMENDMENTTO COMMON STOCK PURCHASE AGREEMENT (Filed With SEC on November 25, 2009)

EMCORE CORPORATION Warrant To Purchase Common Stock (Filed With SEC on October 2, 2009)

FOURTHAMENDMENT TO LOANAND SECURITY AGREEMENT (Filed With SEC on August 17, 2009)

FOURTHAMENDMENT TO LOANAND SECURITY AGREEMENT (Filed With SEC on May 15, 2009)

Exhibit10.1 EMCORECORPORATION AMENDEDAND RESTATED 2000 STOCK OPTION PLAN RevisedApril 30, 2009 (Filed With SEC on May 6, 2009)

EMCORECORPORATION 2000EMPLOYEE STOCK PURCHASE PLAN AMENDEDAPRIL 30, 2009 ARTICLEI ESTABLISHMENT (Filed With SEC on May 6, 2009)

THIRDAMENDMENT TO LOANAND SECURITY AGREEMENT (Filed With SEC on May 6, 2009)

FIRSTAMENDMENT TO LOANAND SECURITY AGREEMENT (Filed With SEC on February 17, 2009)

Loan and Security Agreement dated as of September 29, 2008, between Bank of America, N.A. and Registrant (Filed With SEC on December 30, 2008)

Mr. John M. Markovich Offer Letter dated August 7, 2008 (Filed With SEC on December 30, 2008)

ASSETPURCHASE AGREEMENT (Filed With SEC on May 12, 2008)

EXECUTIVEBONUS PLAN (Filed With SEC on May 12, 2008)

Asset Purchase Agreement, dated December 17, 2007, between EMCORE Corporation and Intel Corporation (Filed With SEC on February 11, 2008)

2007 Directors Stock Award Plan (Filed With SEC on February 11, 2008)

Stipulation of Compromise and Settlement, dated as of November 28, 2007 executed by the Company and the other defendants and the plaintiffs in the Federal Court Action and the... (Filed With SEC on December 31, 2007)

Memorandum of Understanding, dated as of September 26, 2007 between Lewis Edelstien and Registrant regarding shareholder derivative litigation (Filed With SEC on November 1, 2007)

STOCK PURCHASE AGREEMENT Dated as of April 13, 2007 By and Among EMCORE CORPORATION, OPTICOMM CORPORATION and THE PERSONS NAMED ON EXHIBIT 1 HERETO STOCK PURCHASE AGREEMENT (Filed With SEC on April 19, 2007)

SEVERANCE AGREEMENT AND RELEASE (Filed With SEC on April 19, 2007)

EMCORE CORPORATION EXECUTIVE SEVERANCE POLICY (Filed With SEC on April 19, 2007)

FIRST SUPPLEMENTAL INDENTURE (Filed With SEC on April 10, 2007)

CONSENT TO AMENDMENT AND WAIVER (Filed With SEC on April 10, 2007)

SEVERANCE AGREEMENT AND RELEASE (Filed With SEC on February 8, 2007)

EMCORE CONFIDENTIAL (Filed With SEC on December 20, 2006)

AGREEMENT AND RELEASE (Filed With SEC on December 20, 2006)

INVESTMENT AGREEMENT BY AND BETWEEN WORLDWATER AND POWER CORP. AND EMCORE CORPORATION Dated as of November 29, 2006 (Filed With SEC on December 5, 2006)

REGISTRATION RIGHTS AGREEMENT by and between EMCORE CORPORATION and WORLDWATER AND POWER CORP. ___________________ Dated as of November 29, 2006 (Filed With SEC on December 5, 2006)

Letter Agreement Between Emcore and World Water & Power (WWAT) November 29, 2006 (Filed With SEC on December 5, 2006)

_______________________________________________________________________ MEMBERSHIP INTEREST PURCHASE AGREEMENT Dated as of August 31, 2006 by and between General Electric Company... (Filed With SEC on September 7, 2006)

ASSET PURCHASEAGREEMENT Between IQE RF,LLC, IQE, plc, and EMCORECorporation, Dated July 19,2006 (Filed With SEC on July 24, 2006)

2000 Stock Option Plan, as amended and restated on February 13, 2006 (Filed With SEC on February 17, 2006)

2000 Employee Stock Purchase Plan, as amended and restated on February 13, 2006 (Filed With SEC on February 17, 2006)

Outside Directors Cash Compensation Plan, as amended and restated on February 13, 2006 (Filed With SEC on February 17, 2006)

2000 Stock Option Plan, as amended and restated on January 31, 2006 (Filed With SEC on February 2, 2006)

Merger Agreement, dated January 12, 2006, by and among K2 Optronics, Inc., EMCORE Corp., and EMCORE Optoelectronics Acquisition Corp (Filed With SEC on January 19, 2006)

Note, dated as of November 16, 2005, in the amount of 16,580,460 (Filed With SEC on December 14, 2005)

Indenture, dated as of November 16, 2005, between Registrant and Deutsche Bank Trust Company Americas, as Trustee (Filed With SEC on December 14, 2005)

Non-Recourse Receivables Purchase Agreement, dated as of September 23, 2005, between Registrant and Silicon Valley Bank (Filed With SEC on December 14, 2005)

Exchange Agreement, dated as of November 10, 2005, by and between Alexandra Global Master Fund Ltd. and Registrant (Filed With SEC on December 14, 2005)

Outside Directors Cash Compensation Plan, dated October 20, 2005 (Filed With SEC on October 25, 2005)

Purchase Agreement, dated as of May 27, 2005, between JDS Uniphase Corporation and EMCORE Corporation (Filed With SEC on June 3, 2005)

Fundamental Terms of Executive Severance Policy (Filed With SEC on February 9, 2005)

EMCORE CORPORATION 5% CONVERTIBLE SENIOR SUBORDINATED NOTES DUE 2011 INDENTURE Dated as of February 24, 2004 Deutsche Bank Trust Company Americas Trustee TABLE OF CONTENTS ARTICLE... (Filed With SEC on December 14, 2004)

EMCORE CORPORATION CUSIP 290846 AC 8 5% CONVERTIBLE SENIOR SUBORDINATED NOTES DUE 2011 (Filed With SEC on December 14, 2004)

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EMCORE CORP Contracts & Agreements