NUMBER

EX-4.1 3 a08-19132_1ex4d1.htm EX-4.1

Exhibit 4.1

 

FORM OF COMMON STOCK CERTIFICATE

 

NUMBER

 

[GRAPHIC]

 

SHARES

 

 

 

 

 

 

 

 

 

 

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

 

 

 

 

 

THIS CERTIFICATE IS TRANSFERABLE IN SOUTH SAINT PAUL, MN.

 

 

 

SEE REVERSE SIDE FOR CERTAIN DEFINITIONS

 

 

 

 

 

 

 

 

 

CUSIP 26843b 10 1

 

THIS CERTIFIES THAT

 

is the owner of

 

FULLY PAID AND NON-ASSESSABLE COMMON SHARES, $.01 PAR VALUE, OF

 

EF JOHNSON TECHNOLOGIES, INC.

 

Transferable on the books of the Corporation by the holder hereof in person or by duly autnhorized attorney upon surrender of this certificate properly endorsed.  This certificate is not valid unless countersigned by the Transfer Agent and Registrar.

 

WITNESS, the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

 

 

Dated:

 

 

 

[CORPORATE
SEAL]

 

/s/ Elaine Flud Rodriguez

 

/s/ Michael E. Jalbert

SECRETARY

 

CHAIRMAN AND CHIEF EXECUTIVE
OFFICER

 

 

COUNTERSIGNED AND REGISTERED:

 

 

 

WELLS FARGO BANK, N.A.

 

 

 

 

 

TRANSFER AGENT AND
REGISTRAR

 

 

 

 

 

By

 

 

 

 

 

 

AUTHORIZED SIGNATURE

 


 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM

-

as tenants in common

 

UTMA -

 

 

Custodian

 

 

 

 

 

 

 

 

TEN ENT

-

as tenants by the entireties

 

                           (Cust)

 

                            (Minor)

 

 

 

 

 

 

 

JT TEN

-

as joint tenants with right of survivorship and not as tenants in common

 

   under Uniform Transfers to Minors

 

 

 

 

 

 

      Act

 

 

 

 

 

 

 

 

 

 

(State)

 

Additional abbreviations may also be used though not in the above list.

 

 

For Value
received,

 

 

hereby sell, assign and transfer unto

 

 

 

PLEASE INSERT SOCIAL SECURITY OR OTHER

 

 

IDENTIFYING NUMBER OF ASSIGNEE

 

 

 

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

 

 

Shares

 

 

 

of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

 

 

 

 

 

 

Attorney

 

 

 

to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

 

 

 

Dated

 

X

 

 

 

 

 

X

 

 

 

 

NOTICE:      

THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

 

SIGNATURE GUARANTEED:

 

ALL GUARANTEES MUST BE MADE BY A FINANCIAL INSTITUTION (SUCH AS A BANK OR BROKER) WHICH IS A PARTICIPANT IN THE SECURITIES TRANSFER AGENTS MEDALLION PROGRAM (“STAMP”), THE NEW YORK STOCK EXCHANGE, INC. MEDALLION SIGNATURE PROGRAM (“MSP”), OR THE STOCK EXCHANGES MEDALLION PROGRAM (“SEMP”) AND MUST NOT BE DATED. GUARANTEES BY A NOTARY PUBLIC ARE NOT ACCEPTABLE.