Dynasty Financial Partners Inc. Contracts & Agreements
23 Contracts & Agreements
- Business Finance (8 contracts)
- Business Formation (1)
- Business Operations (2)
- Human Resources (4)
- Mergers & Acquisitions (1)
- Uncategorized (7)
- Form of Exchange Agreement (Filed With SEC on April 13, 2022)
- Form of Exchange Agreement (Filed With SEC on February 1, 2022)
- Form of Underwriting Agreement (Filed With SEC on January 28, 2022)
- Form of Third Amended and Restated Limited Liability Company Agreement of Dynasty Financial Partners, LLC (Filed With SEC on January 28, 2022)
- Form of Merger Agreement between Dynasty Financial Partners Inc., Dynasty Financial Partners, LLC, Dynasty Financial Management, LLC and Dynasty Merger Sub, LLC (Filed With SEC on January 28, 2022)
- Form of Registration Rights Agreement (Filed With SEC on January 28, 2022)
- Form of Exchange Agreement (Filed With SEC on January 28, 2022)
- Form of Indemnification Agreement (Filed With SEC on January 28, 2022)
- Form of Tax Receivable Agreement (Filed With SEC on January 28, 2022)
- Form of Reimbursement Agreement (Filed With SEC on January 28, 2022)
- 2022 Omnibus Incentive Compensation Plan (Filed With SEC on January 28, 2022)
- Form of Incentive Stock Option Award Agreement (Filed With SEC on January 28, 2022)
- Form of Restricted Stock Unit Award Agreement (Filed With SEC on January 28, 2022)
- Form of Nonqualified Stock Option Award Agreement (Filed With SEC on January 28, 2022)
- Form of Restricted Shares Award Agreement (Filed With SEC on January 28, 2022)
- Form of Stockholder Agreement with Dynasty Financial Partners Inc., Principal Stockholder and GF-Dynasty Holdings, LLC (Filed With SEC on January 28, 2022)
- Form of Voting Agreement between Shirl Penney and GF-Dynasty Holdings, LLC (Filed With SEC on January 28, 2022)
- Letter Agreement, dated January 27, 2022, between Dynasty Financial Partners, LLC and Shirl Penny (Filed With SEC on January 28, 2022)
- Letter Agreement, dated January 27, 2022, between Dynasty Financial Partners, LLC and Edward Swenson (Filed With SEC on January 28, 2022)
- Credit Agreement, dated as of November 17, 2020, among Dynasty Capital Strategies LLC and each Series Limited Liability Company thereof, as Borrower, Dynasty Financial Partners,... (Filed With SEC on January 19, 2022)
- Employment Agreement, dated as of February 12, 2014, between Dynasty Financial Partners, LLC and Shirl Penney (Filed With SEC on January 19, 2022)
- Employment Agreement, dated as of February 12, 2014, between Dynasty Financial Partners, LLC and Edward Swenson (Filed With SEC on January 19, 2022)
- Offer Letter, dated August 15, 2012, between Dynasty Financial Partners, LLC and Jonathan R. Morris (Filed With SEC on January 19, 2022)
